Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ACCO BRANDS CorpACCO · Entity 5672 | Sr VP & Chief People Officer | November 24, 2020 | November 25, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ACCO BRANDS Corp
Report date November 24, 2020 · Filed November 25, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 23,965 |
Reported balance
After 2020-11-24 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2020-11-24 · Exercise / conversion · Acquired 23,965 · Balance 23,965 |
| Common StockSEC Table I · non-derivative | Direct | 138,721 |
Reported balance
After 2020-11-24 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2020-11-24 · Sale · Disposed 23,965 · Balance 138,721 |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.12 · Expires 2021-03-05 | Direct | 162,686 |
Reported balance
After 2020-11-24 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-11-24 · Exercise / conversion · Disposed 23,965 · Balance 162,686 F1: Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually. All vested options are exercisable. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually. All vested options are exercisable. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 21, 2018 Filed Mar 23, 2018 20:04 UTC | ACCO BRANDS Corp ACCO · Entity 5672 | Tax withholdingCommon Stock | 72 | $13.00 | $936.00 |
DisclosureSEC source: 0000712034-18-000051 · wf-form4_152183547430735.xml · nonDerivative · entry 2 HARGROW RALPH PAUL · CIK 0001345974 · Sr VP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,309 Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 20:04 UTC | ACCO BRANDS Corp ACCO · Entity 5672 | GrantCommon Stock | 241 | $0.00 | $0.00 |
DisclosureSEC source: 0000712034-18-000051 · wf-form4_152183547430735.xml · nonDerivative · entry 1 HARGROW RALPH PAUL · CIK 0001345974 · Sr VP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,381 F1 · shares: Represents shares acquired pursuant to the dividend equivalent provisions of Restricted Stock Unit (RSU) and Performance Stock Unit (PSU) awards that were outstanding as of the dividend record date but which vested and settled prior to the dividend payment date. Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 22:46 UTC | ACCO BRANDS Corp ACCO · Entity 5672 | GrantRestricted Stock Units · Derivative | 7,524 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000712034-18-000027 · wf-form4_152054913490325.xml · derivative · entry 5 HARGROW RALPH PAUL · CIK 0001345974 · Sr VP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,524 Underlying: Common Stock · 7,524 shares Expires 2020-03-08 F4 · security: Reflects RSUs granted under the Issuer's Incentive Plan that were earned by the Reporting Person upon the completion of the applicable one-year performance period. Each earned RSU represents the right to receive one share of the Issuer's common stock on March 8, 2020 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan. Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 22:46 UTC | ACCO BRANDS Corp ACCO · Entity 5672 | GrantRestricted Stock Units · Derivative | 7,501 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000712034-18-000027 · wf-form4_152054913490325.xml · derivative · entry 4 HARGROW RALPH PAUL · CIK 0001345974 · Sr VP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,501 Underlying: Common Stock · 7,501 shares Expires 2021-03-07 F3 · security: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 7, 2021 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan. Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 22:46 UTC | ACCO BRANDS Corp ACCO · Entity 5672 | GrantStock Option (right to buy) · Derivative | 20,528 | $12.82 Strike: $12.82 | $263,168.96 |
DisclosureSEC source: 0000712034-18-000027 · wf-form4_152054913490325.xml · derivative · entry 3 HARGROW RALPH PAUL · CIK 0001345974 · Sr VP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,528 Underlying: Common Stock · 20,528 shares Expires 2025-03-07 F2 · security: Nonqualified employee stock options granted under the Issuer's Incentive Plan. One-third of original grant vests annually. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan. Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 22:46 UTC | ACCO BRANDS Corp ACCO · Entity 5672 | Tax withholdingCommon Stock | 11,685 | $12.82 | $149,801.70 |
DisclosureSEC source: 0000712034-18-000027 · wf-form4_152054913490325.xml · nonDerivative · entry 2 HARGROW RALPH PAUL · CIK 0001345974 · Sr VP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,140 Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 22:46 UTC | ACCO BRANDS Corp ACCO · Entity 5672 | GrantCommon Stock | 39,877 | $12.82 | $511,223.14 |
DisclosureSEC source: 0000712034-18-000027 · wf-form4_152054913490325.xml · nonDerivative · entry 1 HARGROW RALPH PAUL · CIK 0001345974 · Sr VP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,825 F1 · shares: Reflects the settlement of earned performance stock units ("PSUs") for the PSU (2015-2017) cycle into an equal number of shares of common stock on the transaction date indicated. Read SEC document |
| March 04, 2018 Filed Mar 6, 2018 23:52 UTC | ACCO BRANDS Corp ACCO · Entity 5672 | Exercise / conversionRestricted Stock Units · Derivative | 12,004 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000712034-18-000020 · wf-form4_152038033331468.xml · derivative · entry 3 HARGROW RALPH PAUL · CIK 0001345974 · Sr VP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,004 shares Expires 2018-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Restricted Stock Units (RSUs) granted under the Issuer's Amended and Restated 2011 Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 4, 2018 (the "Vesting Date") provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan. Read SEC document |
| March 04, 2018 Filed Mar 6, 2018 23:52 UTC | ACCO BRANDS Corp ACCO · Entity 5672 | Tax withholdingCommon Stock | 3,732 | $12.65 | $47,209.80 |
DisclosureSEC source: 0000712034-18-000020 · wf-form4_152038033331468.xml · nonDerivative · entry 2 HARGROW RALPH PAUL · CIK 0001345974 · Sr VP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,948 Read SEC document |
| March 04, 2018 Filed Mar 6, 2018 23:52 UTC | ACCO BRANDS Corp ACCO · Entity 5672 | Exercise / conversionCommon Stock | 12,004 | $0.00 | $0.00 |
DisclosureSEC source: 0000712034-18-000020 · wf-form4_152038033331468.xml · nonDerivative · entry 1 HARGROW RALPH PAUL · CIK 0001345974 · Sr VP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 22:17 UTC | ACCO BRANDS Corp ACCO · Entity 5672 | GrantStock Option (right to buy) · Derivative | 20,916 | $12.75 Strike: $12.75 | $266,679.00 |
DisclosureSEC source: 0000712034-17-000034 · wf-form4_148909781563105.xml · derivative · entry 3 HARGROW RALPH PAUL · CIK 0001345974 · Sr VP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,916 Underlying: Common Stock · 20,916 shares Expires 2024-03-08 F2 · security: Nonqualified employee stock options granted under the Issuer's Incentive Plan. One-third of original grant vests annually. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 22:17 UTC | ACCO BRANDS Corp ACCO · Entity 5672 | Tax withholdingCommon Stock | 14,590 | $12.75 | $186,022.50 |
DisclosureSEC source: 0000712034-17-000034 · wf-form4_148909781563105.xml · nonDerivative · entry 2 HARGROW RALPH PAUL · CIK 0001345974 · Sr VP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,676 Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 22:17 UTC | ACCO BRANDS Corp ACCO · Entity 5672 | GrantCommon Stock | 46,912 | $12.75 | $598,128.00 |
DisclosureSEC source: 0000712034-17-000034 · wf-form4_148909781563105.xml · nonDerivative · entry 1 HARGROW RALPH PAUL · CIK 0001345974 · Sr VP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,266 F1 · shares: Reflects the settlement of earned performance stock units ("PSUs") for the PSU (2014-2016) cycle into an equal number of shares of common stock on the transaction date indicated. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 23:17 UTC | ACCO BRANDS Corp ACCO · Entity 5672 | Exercise / conversionRestricted Stock Units · Derivative | 15,957 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000712034-17-000020 · wf-form4_148892861724514.xml · derivative · entry 3 HARGROW RALPH PAUL · CIK 0001345974 · Sr VP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,957 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Restricted Stock Units (RSUs) granted under the Issuer's Amended and Restated 2011 Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 5, 2017 (the "Vesting Date") provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan. F1 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Amended and Restated 2011 Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 5, 2017 (the "Vesting Date") provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 23:17 UTC | ACCO BRANDS Corp ACCO · Entity 5672 | Tax withholdingCommon Stock | 5,172 | $13.15 | $68,011.80 |
DisclosureSEC source: 0000712034-17-000020 · wf-form4_148892861724514.xml · nonDerivative · entry 2 HARGROW RALPH PAUL · CIK 0001345974 · Sr VP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,354 Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 23:17 UTC | ACCO BRANDS Corp ACCO · Entity 5672 | Exercise / conversionCommon Stock | 15,957 | $0.00 | $0.00 |
DisclosureSEC source: 0000712034-17-000020 · wf-form4_148892861724514.xml · nonDerivative · entry 1 HARGROW RALPH PAUL · CIK 0001345974 · Sr VP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,526 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.