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person · Reporting owner

NARAYEN SHANTANU

Disclosed activity across 2 companies

Tapewire entity
14506
SEC CIK
0001224154

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ADOBE INC.ADBE · Entity 2895Director · Chair and CEOSeptember 16, 2026September 18, 2026
PFIZER INCPFE · Entity 2863DirectorSeptember 25, 2026September 29, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ADOBE INC.

Report date September 16, 2026 · Filed September 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectby trust238,724 Last balance in matching sequence After 2026-09-17 transaction · row 12 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
12 source rows

Row 1 · 2026-09-16 · Sale · Disposed 8,358 · Balance 355,366

F1: The sale was primarily made for the reporting person's tax and estate planning purposes.

F2: This transaction was executed in multiple trades at prices ranging from $249.53 to $250.52. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F3: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Row 2 · 2026-09-16 · Sale · Disposed 33,001 · Balance 322,365

F1: The sale was primarily made for the reporting person's tax and estate planning purposes.

F4: This transaction was executed in multiple trades at prices ranging from $250.53 to $251.525. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F3: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Row 3 · 2026-09-16 · Sale · Disposed 20,716 · Balance 301,649

F1: The sale was primarily made for the reporting person's tax and estate planning purposes.

F5: This transaction was executed in multiple trades at prices ranging from $251.53 to $252.52. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F3: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Row 4 · 2026-09-16 · Sale · Disposed 11,495 · Balance 290,154

F1: The sale was primarily made for the reporting person's tax and estate planning purposes.

F6: This transaction was executed in multiple trades at prices ranging from $252.555 to $253.53. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F3: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Row 5 · 2026-09-16 · Sale · Disposed 930 · Balance 289,224

F1: The sale was primarily made for the reporting person's tax and estate planning purposes.

F7: This transaction was executed in multiple trades at prices ranging from $253.57 to $253.74. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F3: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Row 6 · 2026-09-17 · Sale · Disposed 1,378 · Balance 287,846

F1: The sale was primarily made for the reporting person's tax and estate planning purposes.

F8: This transaction was executed in multiple trades at prices ranging from $245.595 to $246.2986. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F3: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Row 7 · 2026-09-17 · Sale · Disposed 3,430 · Balance 284,416

F1: The sale was primarily made for the reporting person's tax and estate planning purposes.

F9: This transaction was executed in multiple trades at prices ranging from $246.645 to $247.6443. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F3: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Row 8 · 2026-09-17 · Sale · Disposed 7,168 · Balance 277,248

F1: The sale was primarily made for the reporting person's tax and estate planning purposes.

F10: This transaction was executed in multiple trades at prices ranging from $247.645 to $248.64. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F3: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Row 9 · 2026-09-17 · Sale · Disposed 10,313 · Balance 266,935

F1: The sale was primarily made for the reporting person's tax and estate planning purposes.

F11: This transaction was executed in multiple trades at prices ranging from $248.65 to $249.64. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F3: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Row 10 · 2026-09-17 · Sale · Disposed 17,595 · Balance 249,340

F1: The sale was primarily made for the reporting person's tax and estate planning purposes.

F12: This transaction was executed in multiple trades at prices ranging from $249.672 to $250.67. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F3: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Row 11 · 2026-09-17 · Sale · Disposed 9,978 · Balance 239,362

F1: The sale was primarily made for the reporting person's tax and estate planning purposes.

F13: This transaction was executed in multiple trades at prices ranging from $250.68 to $251.59. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F3: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Row 12 · 2026-09-17 · Sale · Disposed 638 · Balance 238,724

F1: The sale was primarily made for the reporting person's tax and estate planning purposes.

F14: This transaction was executed in multiple trades at prices ranging from $251.72 to $251.81. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F3: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Common StockSEC Table I · non-derivativeDirect399.15 Reported balance Holding disclosure · report date 2026-09-16 · row 13 Holding and transaction disclosures are not merged.
1 source row

Row 13 · Balance 399.15

Filing footnotes · ownership attribution and instrument terms

F1: The sale was primarily made for the reporting person's tax and estate planning purposes.

F2: This transaction was executed in multiple trades at prices ranging from $249.53 to $250.52. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F3: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

F4: This transaction was executed in multiple trades at prices ranging from $250.53 to $251.525. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F5: This transaction was executed in multiple trades at prices ranging from $251.53 to $252.52. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F6: This transaction was executed in multiple trades at prices ranging from $252.555 to $253.53. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F7: This transaction was executed in multiple trades at prices ranging from $253.57 to $253.74. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F8: This transaction was executed in multiple trades at prices ranging from $245.595 to $246.2986. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F9: This transaction was executed in multiple trades at prices ranging from $246.645 to $247.6443. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F10: This transaction was executed in multiple trades at prices ranging from $247.645 to $248.64. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F11: This transaction was executed in multiple trades at prices ranging from $248.65 to $249.64. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F12: This transaction was executed in multiple trades at prices ranging from $249.672 to $250.67. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F13: This transaction was executed in multiple trades at prices ranging from $250.68 to $251.59. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F14: This transaction was executed in multiple trades at prices ranging from $251.72 to $251.81. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

PFIZER INC

Report date September 25, 2026 · Filed September 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect205,648.823 Reported balance After 2026-09-25 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-25 · Grant · Acquired 1,743.983 · Balance 205,648.823

F1: Each unit represents one phantom share of common stock.

F2: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Filing footnotes · ownership attribution and instrument terms

F1: Each unit represents one phantom share of common stock.

F2: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 24, 2023 Filed Oct 26, 2023 22:47 UTC ADOBE INC. ADBE · Entity 2895 Tax withholdingCommon Stock 871 $539.56 $469,956.76
Disclosure

SEC source: 0000796343-23-000238 · wk-form4_1698360429.xml · nonDerivative · entry 2

NARAYEN SHANTANU · CIK 0001224154 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 408,636

F2 · shares: Shares surrendered to pay tax liability due at vesting.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:47 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionCommon Stock 1,757 $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000238 · wk-form4_1698360429.xml · nonDerivative · entry 1

NARAYEN SHANTANU · CIK 0001224154 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 409,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
October 15, 2023 Filed Oct 17, 2023 21:38 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionRestricted Stock Units · Derivative 2,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000213 · wk-form4_1697578729.xml · derivative · entry 4

NARAYEN SHANTANU · CIK 0001224154 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,597

Underlying: Common Stock · 2,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 6.25% quarterly from the vesting commencement date of January 15, 2023.

F3 · derivative.expiration_date: Vests 6.25% quarterly from the vesting commencement date of January 15, 2023.

Read SEC document
October 15, 2023 Filed Oct 17, 2023 21:38 UTC ADOBE INC. ADBE · Entity 2895 Tax withholdingCommon Stock 1,090 $548.76 $598,148.40
Disclosure

SEC source: 0000796343-23-000213 · wk-form4_1697578729.xml · nonDerivative · entry 2

NARAYEN SHANTANU · CIK 0001224154 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 407,750

F2 · shares: Shares surrendered to pay tax liability due at vesting.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
October 15, 2023 Filed Oct 17, 2023 21:38 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionCommon Stock 2,200 $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000213 · wk-form4_1697578729.xml · nonDerivative · entry 1

NARAYEN SHANTANU · CIK 0001224154 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 408,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
September 29, 2023 Filed Oct 2, 2023 23:25 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units · Derivative 1,507.386 $33.17 $49,999.99
Disclosure

SEC source: 0001225208-23-009138 · doc4.xml · derivative · entry 1

NARAYEN SHANTANU · CIK 0001224154 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,022.921

Underlying: Common Stock · 1,507.386 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
July 24, 2023 Filed Jul 26, 2023 21:12 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionRestricted Stock Units · Derivative 1,254 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000184 · wk-form4_1690405937.xml · derivative · entry 10

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,542

Underlying: Common Stock · 1,254 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2022 vesting commencement date and then 6.25% quarterly thereafter.

F5 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2022 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
July 24, 2023 Filed Jul 26, 2023 21:12 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionRestricted Stock Units · Derivative 1,307 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000184 · wk-form4_1690405937.xml · derivative · entry 9

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,841

Underlying: Common Stock · 1,307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2021 vesting commencement date and then 6.25% quarterly thereafter.

F4 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2021 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
July 24, 2023 Filed Jul 26, 2023 21:12 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionRestricted Stock Units · Derivative 1,756 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000184 · wk-form4_1690405937.xml · derivative · entry 8

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,514

Underlying: Common Stock · 1,756 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2020 vesting commencement date and then 6.25% quarterly thereafter.

F3 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2020 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
July 24, 2023 Filed Jul 26, 2023 21:12 UTC ADOBE INC. ADBE · Entity 2895 Tax withholdingCommon Stock 621 $523.86 $325,317.06
Disclosure

SEC source: 0000796343-23-000184 · wk-form4_1690405937.xml · nonDerivative · entry 6

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 406,640

F2 · shares: Shares surrendered to pay tax liability due at vesting.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
July 24, 2023 Filed Jul 26, 2023 21:12 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionCommon Stock 1,254 $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000184 · wk-form4_1690405937.xml · nonDerivative · entry 5

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 407,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
July 24, 2023 Filed Jul 26, 2023 21:12 UTC ADOBE INC. ADBE · Entity 2895 Tax withholdingCommon Stock 648 $523.86 $339,461.28
Disclosure

SEC source: 0000796343-23-000184 · wk-form4_1690405937.xml · nonDerivative · entry 4

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 406,007

F2 · shares: Shares surrendered to pay tax liability due at vesting.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
July 24, 2023 Filed Jul 26, 2023 21:12 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionCommon Stock 1,307 $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000184 · wk-form4_1690405937.xml · nonDerivative · entry 3

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 406,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
July 24, 2023 Filed Jul 26, 2023 21:12 UTC ADOBE INC. ADBE · Entity 2895 Tax withholdingCommon Stock 870 $523.86 $455,758.20
Disclosure

SEC source: 0000796343-23-000184 · wk-form4_1690405937.xml · nonDerivative · entry 2

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 405,348

F2 · shares: Shares surrendered to pay tax liability due at vesting.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
July 24, 2023 Filed Jul 26, 2023 21:12 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionCommon Stock 1,756 $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000184 · wk-form4_1690405937.xml · nonDerivative · entry 1

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 406,218

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
July 15, 2023 Filed Jul 18, 2023 20:31 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionRestricted Stock Units · Derivative 2,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000171 · wk-form4_1689712274.xml · derivative · entry 4

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,797

Underlying: Common Stock · 2,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests 6.25% quarterly from the vesting commencement date of January 15, 2023.

F4 · derivative.expiration_date: Vests 6.25% quarterly from the vesting commencement date of January 15, 2023.

Read SEC document
July 15, 2023 Filed Jul 18, 2023 20:31 UTC ADOBE INC. ADBE · Entity 2895 Tax withholdingCommon Stock 1,090 $514.83 $561,164.70
Disclosure

SEC source: 0000796343-23-000171 · wk-form4_1689712274.xml · nonDerivative · entry 2

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 404,462

F2 · shares: Shares surrendered to pay tax liability due at vesting.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
July 15, 2023 Filed Jul 18, 2023 20:31 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionCommon Stock 2,200 $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000171 · wk-form4_1689712274.xml · nonDerivative · entry 1

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 405,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 14:14 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units · Derivative 1,363.141 $36.68 $50,000.01
Disclosure

SEC source: 0001225208-23-007152 · doc4.xml · derivative · entry 1

NARAYEN SHANTANU · CIK 0001224154 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,077.669

Underlying: Common Stock · 1,363.141 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
June 22, 2023 Filed Jun 22, 2023 23:06 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 1,909 $480.58 $917,427.03
Disclosure

SEC source: 0000796343-23-000145 · wk-form4_1687475184.xml · nonDerivative · entry 6

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 403,352

F7 · price: This transaction was executed in multiple trades at prices ranging from $480.20 to $480.93. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
June 22, 2023 Filed Jun 22, 2023 23:06 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 5,462 $479.60 $2,619,560.45
Disclosure

SEC source: 0000796343-23-000145 · wk-form4_1687475184.xml · nonDerivative · entry 5

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 405,261

F6 · price: This transaction was executed in multiple trades at prices ranging from $479.20 to $480.18. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
June 22, 2023 Filed Jun 22, 2023 23:06 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 13,624 $478.53 $6,519,468.20
Disclosure

SEC source: 0000796343-23-000145 · wk-form4_1687475184.xml · nonDerivative · entry 4

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 410,723

F5 · price: This transaction was executed in multiple trades at prices ranging from $478.175 to $479.15. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
June 22, 2023 Filed Jun 22, 2023 23:06 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 4,832 $477.91 $2,309,241.31
Disclosure

SEC source: 0000796343-23-000145 · wk-form4_1687475184.xml · nonDerivative · entry 3

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 424,347

F4 · price: This transaction was executed in multiple trades at prices ranging from $477.17 to $478.16. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
June 22, 2023 Filed Jun 22, 2023 23:06 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 3,147 $476.56 $1,499,746.59
Disclosure

SEC source: 0000796343-23-000145 · wk-form4_1687475184.xml · nonDerivative · entry 2

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 429,179

F3 · price: This transaction was executed in multiple trades at prices ranging from $476.125 to $477.12. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
June 22, 2023 Filed Jun 22, 2023 23:06 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 6,026 $475.57 $2,865,773.97
Disclosure

SEC source: 0000796343-23-000145 · wk-form4_1687475184.xml · nonDerivative · entry 1

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 432,326

F1 · price: This transaction was executed in multiple trades at prices ranging from $475.12 to $476.11. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
April 27, 2023 Filed Apr 28, 2023 20:34 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units · Derivative 5,291.688 $38.74 $204,999.99
Disclosure

SEC source: 0001225208-23-005153 · doc4.xml · derivative · entry 1

NARAYEN SHANTANU · CIK 0001224154 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,436.896

Underlying: Common Stock · 5,291.688 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · shares: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors.

F3 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F3 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
April 24, 2023 Filed Apr 26, 2023 20:46 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionRestricted Stock Units · Derivative 1,254 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000121 · wf-form4_168254199529230.xml · derivative · entry 10

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,796

Underlying: Common Stock · 1,254 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2022 vesting commencement date and then 6.25% quarterly thereafter.

F5 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2022 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
April 24, 2023 Filed Apr 26, 2023 20:46 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionRestricted Stock Units · Derivative 1,307 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000121 · wf-form4_168254199529230.xml · derivative · entry 9

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,148

Underlying: Common Stock · 1,307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2021 vesting commencement date and then 6.25% quarterly thereafter.

F4 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2021 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
April 24, 2023 Filed Apr 26, 2023 20:46 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionRestricted Stock Units · Derivative 1,757 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000121 · wf-form4_168254199529230.xml · derivative · entry 8

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,270

Underlying: Common Stock · 1,757 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2020 vesting commencement date and then 6.25% quarterly thereafter.

F3 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2020 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
April 24, 2023 Filed Apr 26, 2023 20:46 UTC ADOBE INC. ADBE · Entity 2895 Tax withholdingCommon Stock 621 $377.34 $234,328.14
Disclosure

SEC source: 0000796343-23-000121 · wf-form4_168254199529230.xml · nonDerivative · entry 6

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 438,352

F2 · shares: Shares surrendered to pay tax liability due at vesting.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
April 24, 2023 Filed Apr 26, 2023 20:46 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionCommon Stock 1,254 $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000121 · wf-form4_168254199529230.xml · nonDerivative · entry 5

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 438,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
April 24, 2023 Filed Apr 26, 2023 20:46 UTC ADOBE INC. ADBE · Entity 2895 Tax withholdingCommon Stock 648 $377.34 $244,516.32
Disclosure

SEC source: 0000796343-23-000121 · wf-form4_168254199529230.xml · nonDerivative · entry 4

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 437,719

F2 · shares: Shares surrendered to pay tax liability due at vesting.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
April 24, 2023 Filed Apr 26, 2023 20:46 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionCommon Stock 1,307 $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000121 · wf-form4_168254199529230.xml · nonDerivative · entry 3

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 438,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
April 24, 2023 Filed Apr 26, 2023 20:46 UTC ADOBE INC. ADBE · Entity 2895 Tax withholdingCommon Stock 871 $377.34 $328,663.14
Disclosure

SEC source: 0000796343-23-000121 · wf-form4_168254199529230.xml · nonDerivative · entry 2

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 437,060

F2 · shares: Shares surrendered to pay tax liability due at vesting.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
April 24, 2023 Filed Apr 26, 2023 20:46 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionCommon Stock 1,757 $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000121 · wf-form4_168254199529230.xml · nonDerivative · entry 1

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 437,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
April 15, 2023 Filed Apr 18, 2023 21:16 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionRestricted Stock Units · Derivative 2,199 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000067 · wf-form4_168185257254429.xml · derivative · entry 4

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,997

Underlying: Common Stock · 2,199 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 6.25% quarterly from the vesting commencement date of January 15, 2023.

F3 · derivative.expiration_date: Vests 6.25% quarterly from the vesting commencement date of January 15, 2023.

Read SEC document
April 15, 2023 Filed Apr 18, 2023 21:16 UTC ADOBE INC. ADBE · Entity 2895 Tax withholdingCommon Stock 1,090 $379.38 $413,524.20
Disclosure

SEC source: 0000796343-23-000067 · wf-form4_168185257254429.xml · nonDerivative · entry 2

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 436,174

F2 · shares: Shares surrendered to pay tax liability due at vesting.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
April 15, 2023 Filed Apr 18, 2023 21:16 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionCommon Stock 2,199 $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000067 · wf-form4_168185257254429.xml · nonDerivative · entry 1

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 437,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 12:03 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units · Derivative 1,225.49 $40.80 $49,999.99
Disclosure

SEC source: 0001225208-23-004407 · doc4.xml · derivative · entry 1

NARAYEN SHANTANU · CIK 0001224154 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,145.208

Underlying: Common Stock · 1,225.49 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 22:04 UTC ADOBE INC. ADBE · Entity 2895 GrantRestricted Stock Units · Derivative 35,196 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000027 · wf-form4_167477064527458.xml · derivative · entry 18

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,196

Underlying: Common Stock · 35,196 shares

Expires not disclosed

F10 · derivative.exercise_date: Vests 6.25% quarterly from the vesting commencement date of January 15, 2023.

F10 · derivative.expiration_date: Vests 6.25% quarterly from the vesting commencement date of January 15, 2023.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 22:04 UTC ADOBE INC. ADBE · Entity 2895 GrantPerformance Shares · Derivative 164,248 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000027 · wf-form4_167477064527458.xml · derivative · entry 17

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,248

Underlying: Common Stock · 164,248 shares

Expires not disclosed

F8 · shares: Represents 200% of the target payout (the maximum number of Performance Shares that will be earned, if at all) following the three-year performance period.

F9 · derivative.exercise_date: The Performance Shares will vest in full upon the certification of performance goal achievements following the three-year anniversary of the January 24, 2023 vesting commencement date if the performance goals are achieved.

F9 · derivative.expiration_date: The Performance Shares will vest in full upon the certification of performance goal achievements following the three-year anniversary of the January 24, 2023 vesting commencement date if the performance goals are achieved.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 22:04 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionRestricted Stock Units · Derivative 5,017 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000027 · wf-form4_167477064527458.xml · derivative · entry 16

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,050

Underlying: Common Stock · 5,017 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2022 vesting commencement date and then 6.25% quarterly thereafter.

F7 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2022 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 22:04 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionRestricted Stock Units · Derivative 1,307 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000027 · wf-form4_167477064527458.xml · derivative · entry 15

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,455

Underlying: Common Stock · 1,307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2021 vesting commencement date and then 6.25% quarterly thereafter.

F6 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2021 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 22:04 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionRestricted Stock Units · Derivative 1,756 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000027 · wf-form4_167477064527458.xml · derivative · entry 14

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,027

Underlying: Common Stock · 1,756 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2020 vesting commencement date and then 6.25% quarterly thereafter.

F5 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2020 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 22:04 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionRestricted Stock Units · Derivative 2,578 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000027 · wf-form4_167477064527458.xml · derivative · entry 13

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,578 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2019 vesting commencement date and then 6.25% quarterly thereafter.

F4 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2019 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 22:04 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionPerformance Shares · Derivative 41,314 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000027 · wf-form4_167477064527458.xml · derivative · entry 12

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,314 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Performance Shares vested in full upon the certification of performance goal achievement at 63% following the three-year anniversary of the January 24, 2020 vesting commencement date.

F3 · derivative.expiration_date: The Performance Shares vested in full upon the certification of performance goal achievement at 63% following the three-year anniversary of the January 24, 2020 vesting commencement date.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 22:04 UTC ADOBE INC. ADBE · Entity 2895 Tax withholdingCommon Stock 2,487 $361.32 $898,602.84
Disclosure

SEC source: 0000796343-23-000027 · wf-form4_167477064527458.xml · nonDerivative · entry 10

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 435,065

F2 · shares: Shares surrendered to pay tax liability due at vesting.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 22:04 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionCommon Stock 5,017 $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000027 · wf-form4_167477064527458.xml · nonDerivative · entry 9

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 437,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 22:04 UTC ADOBE INC. ADBE · Entity 2895 Tax withholdingCommon Stock 648 $361.32 $234,135.36
Disclosure

SEC source: 0000796343-23-000027 · wf-form4_167477064527458.xml · nonDerivative · entry 8

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 432,535

F2 · shares: Shares surrendered to pay tax liability due at vesting.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 22:04 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionCommon Stock 1,307 $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000027 · wf-form4_167477064527458.xml · nonDerivative · entry 7

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 433,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.