Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PLEXUS CORPPLXS · Entity 3761 | Regional Pres - Plxs Asia Pac. | November 24, 2020 | November 27, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PLEXUS CORP
Report date November 24, 2020 · Filed November 27, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $.01 par valueSEC Table I · non-derivative | Direct | 62,814 |
Ending reported balance
After 2020-11-24 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2020-11-24 · Exercise / conversion · Acquired 6,250 · Balance 69,064 Row 2 · 2020-11-24 · Exercise / conversion · Acquired 6,250 · Balance 75,314 Row 3 · 2020-11-24 · Exercise / conversion · Acquired 6,250 · Balance 81,564 Row 4 · 2020-11-24 · Exercise / conversion · Acquired 1,250 · Balance 82,814 Row 5 · 2020-11-24 · Sale · Disposed 20,000 · Balance 62,814 F1: This transaction was executed in multiple trades at prices ranging from $77.50 to $78.055 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Options to BuySEC Table II · derivative / convertible security · Conversion / exercise price $36.79 · Expires 2022-01-23 | Direct | 0 |
Reported balance
After 2020-11-24 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-11-24 · Exercise / conversion · Disposed 6,250 · Balance 0 F2: Options granted under the Plexus Corp. 2016 Omnibus Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested. |
| Options to BuySEC Table II · derivative / convertible security · Conversion / exercise price $31.70 · Expires 2022-04-23 | Direct | 0 |
Reported balance
After 2020-11-24 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2020-11-24 · Exercise / conversion · Disposed 6,250 · Balance 0 F2: Options granted under the Plexus Corp. 2016 Omnibus Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested. |
| Options to BuySEC Table II · derivative / convertible security · Conversion / exercise price $27.86 · Expires 2022-07-23 | Direct | 0 |
Reported balance
After 2020-11-24 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2020-11-24 · Exercise / conversion · Disposed 6,250 · Balance 0 F2: Options granted under the Plexus Corp. 2016 Omnibus Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested. |
| Options to BuySEC Table II · derivative / convertible security · Conversion / exercise price $25.97 · Expires 2022-10-29 | Direct | 5,000 |
Reported balance
After 2020-11-24 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2020-11-24 · Exercise / conversion · Disposed 1,250 · Balance 5,000 F2: Options granted under the Plexus Corp. 2016 Omnibus Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $77.50 to $78.055 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: Options granted under the Plexus Corp. 2016 Omnibus Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 27, 2017 Filed Nov 29, 2017 22:13 UTC | PLEXUS CORP PLXS · Entity 3761 | Exercise / conversionOptions to Buy · Derivative | 5,000 | $0.00 Strike: $36.96 | $0.00 |
DisclosureSEC source: 0001209191-17-062879 · doc4.xml · derivative · entry 3 Lim Yong Jin · CIK 0001411281 · Regional Pres - Plxs Asia Pac. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2021-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options granted under the Plexus Corp. 2016 Omnibus Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 22:13 UTC | PLEXUS CORP PLXS · Entity 3761 | SaleCommon Stock, $.01 par value | 10,000 | $63.07 | $630,687.00 |
DisclosureSEC source: 0001209191-17-062879 · doc4.xml · nonDerivative · entry 2 Lim Yong Jin · CIK 0001411281 · Regional Pres - Plxs Asia Pac. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,890 F1 · price: This transaction was executed in multiple trades at prices ranging from $63.00 to $63.20 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 22:13 UTC | PLEXUS CORP PLXS · Entity 3761 | Exercise / conversionCommon Stock, $.01 par value | 5,000 | $36.96 | $184,775.00 |
DisclosureSEC source: 0001209191-17-062879 · doc4.xml · nonDerivative · entry 1 Lim Yong Jin · CIK 0001411281 · Regional Pres - Plxs Asia Pac. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,890 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 22:26 UTC | PLEXUS CORP PLXS · Entity 3761 | Exercise / conversionPerformance Stock Units · Derivative | 4,890 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-012262 · doc4.xml · derivative · entry 3 Lim Yong Jin · CIK 0001411281 · Regional Pres - Plxs Asia Pac. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,890 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Based on Company performance during the three-year performance period, approximately 97.8% of the Performance Stock Units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported). F1 · kind: Based on Company performance during the three-year performance period, approximately 97.8% of the Performance Stock Units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported). F1 · price: Based on Company performance during the three-year performance period, approximately 97.8% of the Performance Stock Units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported). F1 · derivative.exercise_date: Based on Company performance during the three-year performance period, approximately 97.8% of the Performance Stock Units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported). F1 · derivative.expiration_date: Based on Company performance during the three-year performance period, approximately 97.8% of the Performance Stock Units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported). Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 22:26 UTC | PLEXUS CORP PLXS · Entity 3761 | Disposition to issuerPerformance Stock Units · Derivative | 110 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-012262 · doc4.xml · derivative · entry 2 Lim Yong Jin · CIK 0001411281 · Regional Pres - Plxs Asia Pac. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,890 Underlying: Common Stock · 110 shares Expires not disclosed F1 · derivative.exercise_price: Based on Company performance during the three-year performance period, approximately 97.8% of the Performance Stock Units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported). F1 · kind: Based on Company performance during the three-year performance period, approximately 97.8% of the Performance Stock Units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported). F1 · price: Based on Company performance during the three-year performance period, approximately 97.8% of the Performance Stock Units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported). F1 · derivative.exercise_date: Based on Company performance during the three-year performance period, approximately 97.8% of the Performance Stock Units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported). F1 · derivative.expiration_date: Based on Company performance during the three-year performance period, approximately 97.8% of the Performance Stock Units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported). Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 22:26 UTC | PLEXUS CORP PLXS · Entity 3761 | Exercise / conversionCommon Stock, $.01 par value | 4,890 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-012262 · doc4.xml · nonDerivative · entry 1 Lim Yong Jin · CIK 0001411281 · Regional Pres - Plxs Asia Pac. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,890 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Based on Company performance during the three-year performance period, approximately 97.8% of the Performance Stock Units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported). F1 · price: Based on Company performance during the three-year performance period, approximately 97.8% of the Performance Stock Units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported). Read SEC document |
| January 23, 2017 Filed Jan 24, 2017 22:18 UTC | PLEXUS CORP PLXS · Entity 3761 | GrantPerformance Stock Units · Derivative | 6,450 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-005310 · doc4.xml · derivative · entry 4 Lim Yong Jin · CIK 0001411281 · Regional Pres - Plxs Asia Pac. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,450 Underlying: Common Stock · 6,450 shares Expires not disclosed F3 · derivative.exercise_price: Each Performance Stock Unit ("PSU") granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock if certain conditions are satisfied. Vesting of the PSUs is dependent on the relative total shareholder return ("TSR") of Plexus Corp.'s common stock as compared to companies in the Russell 3000 Index and on goals related to economic return during the three-year performance period. The target number of PSUs that may be earned is reported above; the maximum amount is 200% of the number reported. F3 · price: Each Performance Stock Unit ("PSU") granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock if certain conditions are satisfied. Vesting of the PSUs is dependent on the relative total shareholder return ("TSR") of Plexus Corp.'s common stock as compared to companies in the Russell 3000 Index and on goals related to economic return during the three-year performance period. The target number of PSUs that may be earned is reported above; the maximum amount is 200% of the number reported. F3 · derivative.exercise_date: Each Performance Stock Unit ("PSU") granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock if certain conditions are satisfied. Vesting of the PSUs is dependent on the relative total shareholder return ("TSR") of Plexus Corp.'s common stock as compared to companies in the Russell 3000 Index and on goals related to economic return during the three-year performance period. The target number of PSUs that may be earned is reported above; the maximum amount is 200% of the number reported. F3 · derivative.expiration_date: Each Performance Stock Unit ("PSU") granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock if certain conditions are satisfied. Vesting of the PSUs is dependent on the relative total shareholder return ("TSR") of Plexus Corp.'s common stock as compared to companies in the Russell 3000 Index and on goals related to economic return during the three-year performance period. The target number of PSUs that may be earned is reported above; the maximum amount is 200% of the number reported. Read SEC document |
| January 23, 2017 Filed Jan 24, 2017 22:18 UTC | PLEXUS CORP PLXS · Entity 3761 | GrantRestricted Stock Units · Derivative | 7,620 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-005310 · doc4.xml · derivative · entry 3 Lim Yong Jin · CIK 0001411281 · Regional Pres - Plxs Asia Pac. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,620 Underlying: Common Stock · 7,620 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on January 23, 2020. F2 · price: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on January 23, 2020. F2 · derivative.exercise_date: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on January 23, 2020. F2 · derivative.expiration_date: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on January 23, 2020. Read SEC document |
| January 20, 2017 Filed Jan 24, 2017 22:18 UTC | PLEXUS CORP PLXS · Entity 3761 | Exercise / conversionRestricted Stock Units · Derivative | 9,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-005310 · doc4.xml · derivative · entry 2 Lim Yong Jin · CIK 0001411281 · Regional Pres - Plxs Asia Pac. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit granted under the Plexus Corp. 2008 Long-Term Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on January 20, 2017. F1 · price: Each Restricted Stock Unit granted under the Plexus Corp. 2008 Long-Term Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on January 20, 2017. F1 · derivative.exercise_date: Each Restricted Stock Unit granted under the Plexus Corp. 2008 Long-Term Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on January 20, 2017. F1 · derivative.expiration_date: Each Restricted Stock Unit granted under the Plexus Corp. 2008 Long-Term Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on January 20, 2017. Read SEC document |
| January 20, 2017 Filed Jan 24, 2017 22:18 UTC | PLEXUS CORP PLXS · Entity 3761 | Exercise / conversionCommon Stock, $.01 par value | 9,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-005310 · doc4.xml · nonDerivative · entry 1 Lim Yong Jin · CIK 0001411281 · Regional Pres - Plxs Asia Pac. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit granted under the Plexus Corp. 2008 Long-Term Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on January 20, 2017. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 21:14 UTC | PLEXUS CORP PLXS · Entity 3761 | Exercise / conversionOptions to Buy · Derivative | 5,000 | $0.00 Strike: $27.14 | $0.00 |
DisclosureSEC source: 0001209191-16-152177 · doc4.xml · derivative · entry 3 Lim Yong Jin · CIK 0001411281 · Regional Pres - Plxs Asia Pac. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2021-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 21:14 UTC | PLEXUS CORP PLXS · Entity 3761 | SaleCommon Stock, $.01 par value | 10,000 | $51.19 | $511,874.00 |
DisclosureSEC source: 0001209191-16-152177 · doc4.xml · nonDerivative · entry 2 Lim Yong Jin · CIK 0001411281 · Regional Pres - Plxs Asia Pac. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $51.1861 to $51.1886 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 21:14 UTC | PLEXUS CORP PLXS · Entity 3761 | Exercise / conversionCommon Stock, $.01 par value | 5,000 | $27.14 | $135,715.00 |
DisclosureSEC source: 0001209191-16-152177 · doc4.xml · nonDerivative · entry 1 Lim Yong Jin · CIK 0001411281 · Regional Pres - Plxs Asia Pac. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 21:03 UTC | PLEXUS CORP PLXS · Entity 3761 | GrantOptions to Buy · Derivative | 3,800 | Not disclosed Strike: $45.45 | Not disclosed |
DisclosureSEC source: 0001209191-16-147963 · doc4.xml · derivative · entry 2 Lim Yong Jin · CIK 0001411281 · Regional Pres - Plxs Asia Pac. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,800 Underlying: Common Stock · 3,800 shares Expires 2026-10-31 F1 · price: Options granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifes under Rule 16b-3; one half vests each year, commencing on the first anniversary of grant. F1 · derivative.exercise_date: Options granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifes under Rule 16b-3; one half vests each year, commencing on the first anniversary of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.