Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 3M COMMM · Entity 1275 | Director · Chairman of the Board | February 03, 2025 | February 18, 2025 |
| ABBOTT LABORATORIESABT · Entity 2314 | Director | September 30, 2026 | October 03, 2026 |
| Waystar Holding Corp.WAY · Entity 1420 | Director | June 03, 2026 | September 25, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
3M CO
Report date February 03, 2025 · Filed February 18, 2025 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 193,397.2991 |
Reported balance
After 2025-02-03 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2025-02-03 · Tax withholding · Disposed 8,600 · Balance 193,397.2991 F1: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. |
Filing footnotes · ownership attribution and instrument terms
F1: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.
ABBOTT LABORATORIES
Report date September 30, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Equivalent UnitsSEC Table II · derivative / convertible security | Direct | 7,166 |
Reported balance
After 2026-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 381 · Balance 7,166 F1: Director fees credited to a stock equivalent unit account and paid, in cash, generally at age 65 or upon retirement from the board. The stock equivalent units earn the same return as if the fees were invested in Abbott shares. F2: Balance includes stock equivalent units acquired pursuant to a dividend reinvestment feature. |
Filing footnotes · ownership attribution and instrument terms
F1: Director fees credited to a stock equivalent unit account and paid, in cash, generally at age 65 or upon retirement from the board. The stock equivalent units earn the same return as if the fees were invested in Abbott shares.
F2: Balance includes stock equivalent units acquired pursuant to a dividend reinvestment feature.
Waystar Holding Corp.
Report date June 03, 2026 · Filed September 25, 2026 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,580 |
Reported balance
After 2026-06-03 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2026-06-03 · Grant · Acquired 10,446 · Balance 15,580 F1: Reflects a grant of restricted stock units ("RSUs") which vest on the earlier of (i) June 1, 2027 and (ii) the first regularly scheduled annual meeting of the stockholders following the grant date. Each RSU represents a contingent right to receive one share of Common Stock upon settlement. This amended Form 4 is being filed solely to correct the number of RSUs granted from 9,303 to 10,446. F2: Includes unvested RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects a grant of restricted stock units ("RSUs") which vest on the earlier of (i) June 1, 2027 and (ii) the first regularly scheduled annual meeting of the stockholders following the grant date. Each RSU represents a contingent right to receive one share of Common Stock upon settlement. This amended Form 4 is being filed solely to correct the number of RSUs granted from 9,303 to 10,446.
F2: Includes unvested RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2021 Filed Feb 4, 2021 01:15 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 268.948 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-003870 · form4.xml · nonDerivative · entry 2 Roman Michael F · CIK 0001577544 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,928.9903 F4 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment if necessary. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:15 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 14,301.844 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-003870 · form4.xml · nonDerivative · entry 1 Roman Michael F · CIK 0001577544 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,197.9383 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of performance share awards made to the reporting person on March 1, 2018, and July 2, 2018. The performance-based vesting requirements applicable to such awards were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to such shares until they are issued. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. F3 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan. Read SEC document |
| February 01, 2021 Filed Feb 16, 2021 19:08 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 463.674 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-005768 · form4a.xml · nonDerivative · entry 1 Roman Michael F · CIK 0001577544 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,734.2643 F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. Read SEC document |
| August 17, 2020 Filed Jan 4, 2021 20:05 UTC | 3M CO MMM · Entity 1275 | GiftCommon Stock | 970 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-000136 · form5.xml · nonDerivative · entry 1 Roman Michael F · CIK 0001577544 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,822.0386 F1 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan. Read SEC document |
| May 01, 2020 Filed May 4, 2020 20:36 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 7,584 | $0.00 Strike: $89.47 | $0.00 |
DisclosureSEC source: 0001127602-20-015201 · form4.xml · derivative · entry 5 Roman Michael F · CIK 0001577544 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,584 shares Expires 2021-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2020 Filed May 4, 2020 20:36 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 2,483 | $0.00 Strike: $89.47 | $0.00 |
DisclosureSEC source: 0001127602-20-015201 · form4.xml · derivative · entry 4 Roman Michael F · CIK 0001577544 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,584 Underlying: Common Stock · 2,483 shares Expires 2021-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2020 Filed May 4, 2020 20:36 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 7,584 | $148.70 | $1,127,730.94 |
DisclosureSEC source: 0001127602-20-015201 · form4.xml · nonDerivative · entry 3 Roman Michael F · CIK 0001577544 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,973.9917 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2019. Read SEC document |
| May 01, 2020 Filed May 4, 2020 20:36 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 310 | $148.70 | $46,096.07 |
DisclosureSEC source: 0001127602-20-015201 · form4.xml · nonDerivative · entry 2 Roman Michael F · CIK 0001577544 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,557.9917 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2019. Read SEC document |
| May 01, 2020 Filed May 4, 2020 20:36 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 10,067 | $89.47 | $900,694.49 |
DisclosureSEC source: 0001127602-20-015201 · form4.xml · nonDerivative · entry 1 Roman Michael F · CIK 0001577544 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,867.9917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2019. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 22:40 UTC | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 231,768 | $0.00 Strike: $157.24 | $0.00 |
DisclosureSEC source: 0001127602-20-004078 · form4.xml · derivative · entry 3 Roman Michael F · CIK 0001577544 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,768 Underlying: Common Stock · 231,768 shares Expires 2030-02-03 F4 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 22:40 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 3,593.227 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-004078 · form4.xml · nonDerivative · entry 2 Roman Michael F · CIK 0001577544 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,130.5302 F3 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment, if necessary. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 22:40 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 8,406.057 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-004078 · form4.xml · nonDerivative · entry 1 Roman Michael F · CIK 0001577544 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,723.7572 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of performance share award made to the reporting person on March 1, 2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to such shares until they are issued. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 04, 2020 Filed Feb 21, 2020 20:39 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 266.59 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-006919 · form4a.xml · nonDerivative · entry 1 Roman Michael F · CIK 0001577544 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,457.1672 F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. Read SEC document |
| January 31, 2020 Filed Feb 3, 2020 19:52 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 8,906 | $0.00 Strike: $78.72 | $0.00 |
DisclosureSEC source: 0001127602-20-003067 · form4.xml · derivative · entry 3 Roman Michael F · CIK 0001577544 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,906 shares Expires 2020-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2020 Filed Feb 3, 2020 19:52 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 8,906 | $162.00 | $1,442,772.00 |
DisclosureSEC source: 0001127602-20-003067 · form4.xml · nonDerivative · entry 2 Roman Michael F · CIK 0001577544 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,246.3325 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2019. Read SEC document |
| January 31, 2020 Filed Feb 3, 2020 19:52 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 8,906 | $78.72 | $701,080.32 |
DisclosureSEC source: 0001127602-20-003067 · form4.xml · nonDerivative · entry 1 Roman Michael F · CIK 0001577544 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,152.3325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2019. Read SEC document |
| November 29, 2019 Filed Dec 2, 2019 22:56 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionRestricted Stock Units · Derivative | 12,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-034009 · form4.xml · derivative · entry 3 Roman Michael F · CIK 0001577544 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,646 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of 3M common stock, and converted into common stock on the vesting date. F2 · derivative.exercise_date: The restricted stock units vest 100% five years from the grant date of December 1, 2014. F2 · derivative.expiration_date: The restricted stock units vest 100% five years from the grant date of December 1, 2014. Read SEC document |
| November 29, 2019 Filed Dec 2, 2019 22:56 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 6,222 | $169.77 | $1,056,308.94 |
DisclosureSEC source: 0001127602-19-034009 · form4.xml · nonDerivative · entry 2 Roman Michael F · CIK 0001577544 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,066.3905 Read SEC document |
| November 29, 2019 Filed Dec 2, 2019 22:56 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 12,646 | $169.77 | $2,146,911.42 |
DisclosureSEC source: 0001127602-19-034009 · form4.xml · nonDerivative · entry 1 Roman Michael F · CIK 0001577544 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,288.3905 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 08, 2019 Filed Jan 3, 2020 20:27 UTC | 3M CO MMM · Entity 1275 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-000570 · form5.xml · nonDerivative · entry 1 Roman Michael F · CIK 0001577544 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,246.3325 Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 18:33 UTC | 3M CO MMM · Entity 1275 | GrantIncentive Stock Option (Right to Buy) · Derivative | 146,240 | $0.00 Strike: $201.12 | $0.00 |
DisclosureSEC source: 0001127602-19-004492 · form4.xml · derivative · entry 3 Roman Michael F · CIK 0001577544 · Director · Chief Exec Officer & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,240 Underlying: Common Stock · 146,240 shares Expires 2029-02-04 Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 18:33 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 199.79 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004492 · form4.xml · nonDerivative · entry 2 Roman Michael F · CIK 0001577544 · Director · Chief Exec Officer & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,113.7822 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2016. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 18:33 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 7,624.196 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004492 · form4.xml · nonDerivative · entry 1 Roman Michael F · CIK 0001577544 · Director · Chief Exec Officer & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,313.5722 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2016. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary. Read SEC document |
| February 05, 2019 Filed Feb 20, 2019 18:07 UTC Amendment | 3M CO MMM · Entity 1275 | GrantIncentive Stock Option (Right to Buy) · Derivative | 146,240 | $0.00 Strike: $201.12 | $0.00 |
DisclosureSEC source: 0001127602-19-007060 · form4a.xml · derivative · entry 3 Roman Michael F · CIK 0001577544 · Director · Chief Exec Officer & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,240 Underlying: Common Stock · 146,240 shares Expires 2029-02-04 Read SEC document |
| February 05, 2019 Filed Feb 20, 2019 18:07 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 241.797 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-007060 · form4a.xml · nonDerivative · entry 2 Roman Michael F · CIK 0001577544 · Director · Chief Exec Officer & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,071.7752 F1 · shares: On February 7, 2019, the reporting person reported the number of shares of 3M Common Stock that will be delivered on a deferred basis as a result of the vesting of a 2016 performance share award made to the reporting person. The number of shares previously reported as being withheld for the payment of FICA taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 05, 2019 Filed Feb 20, 2019 18:07 UTC Amendment | 3M CO MMM · Entity 1275 | GrantCommon Stock | 7,624.196 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-007060 · form4a.xml · nonDerivative · entry 1 Roman Michael F · CIK 0001577544 · Director · Chief Exec Officer & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,313.5722 Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 19:09 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 4,944 | $0.00 Strike: $54.11 | $0.00 |
DisclosureSEC source: 0001127602-19-003664 · form4.xml · derivative · entry 2 Roman Michael F · CIK 0001577544 · Director · Chief Exec Officer & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,944 shares Expires 2019-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 19:09 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 4,944 | $54.11 | $267,519.84 |
DisclosureSEC source: 0001127602-19-003664 · form4.xml · nonDerivative · entry 1 Roman Michael F · CIK 0001577544 · Director · Chief Exec Officer & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,689.3762 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 17:26 UTC | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 36,284 | $195.52 Strike: $195.52 | $7,094,247.68 |
DisclosureSEC source: 0001127602-18-022803 · form4.xml · derivative · entry 1 Roman Michael F · CIK 0001577544 · Director · Chief Exec Officer & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,284 Underlying: Common Stock · 36,284 shares Expires 2028-07-01 Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 22:11 UTC | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 56,750 | $0.00 Strike: $233.63 | $0.00 |
DisclosureSEC source: 0001127602-18-004641 · form4.xml · derivative · entry 3 Roman Michael F · CIK 0001577544 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,750 Underlying: Common Stock · 56,750 shares Expires 2028-02-04 F3 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/6/2018). Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 22:11 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 140 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-004641 · form4.xml · nonDerivative · entry 2 Roman Michael F · CIK 0001577544 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,323.988 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 22:11 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 5,943.829 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-004641 · form4.xml · nonDerivative · entry 1 Roman Michael F · CIK 0001577544 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,463.988 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary. Read SEC document |
| February 06, 2018 Filed Feb 22, 2018 20:35 UTC Amendment | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 56,750 | $0.00 Strike: $233.63 | $0.00 |
DisclosureSEC source: 0001127602-18-007711 · form4a.xml · derivative · entry 3 Roman Michael F · CIK 0001577544 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,750 Underlying: Common Stock · 56,750 shares Expires 2028-02-04 Read SEC document |
| February 06, 2018 Filed Feb 22, 2018 20:35 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 176 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007711 · form4a.xml · nonDerivative · entry 2 Roman Michael F · CIK 0001577544 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,287.988 F1 · shares: On February 8, 2018, the reporting person reported the number of shares of 3M Common Stock that will be delivered on a deferred basis as a result of the vesting of a 2015 performance share award made to the reporting person. The number of shares previously reported as being withheld for the payment of FICA taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. Read SEC document |
| February 06, 2018 Filed Feb 22, 2018 20:35 UTC Amendment | 3M CO MMM · Entity 1275 | GrantCommon Stock | 5,943.829 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007711 · form4a.xml · nonDerivative · entry 1 Roman Michael F · CIK 0001577544 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,463.988 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 17:01 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 2,458 | $0.00 Strike: $77.18 | $0.00 |
DisclosureSEC source: 0001127602-18-004239 · form4.xml · derivative · entry 13 Roman Michael F · CIK 0001577544 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,458 shares Expires 2018-05-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This form is being filed to report the exercise of a 3M stock option by means of a cashless-sell-to-cover method (selling enough shares to cover option share purchase price, fee and taxes, then retaining the remaining shares). Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 17:01 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 4,146 | $0.00 Strike: $77.18 | $0.00 |
DisclosureSEC source: 0001127602-18-004239 · form4.xml · derivative · entry 12 Roman Michael F · CIK 0001577544 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,458 Underlying: Common Stock · 4,146 shares Expires 2018-05-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This form is being filed to report the exercise of a 3M stock option by means of a cashless-sell-to-cover method (selling enough shares to cover option share purchase price, fee and taxes, then retaining the remaining shares). Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 17:01 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 2,458 | $77.18 | $189,708.44 |
DisclosureSEC source: 0001127602-18-004239 · form4.xml · nonDerivative · entry 11 Roman Michael F · CIK 0001577544 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,520.159 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This form is being filed to report the exercise of a 3M stock option by means of a cashless-sell-to-cover method (selling enough shares to cover option share purchase price, fee and taxes, then retaining the remaining shares). F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 17:01 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 100 | $246.69 | $24,669.00 |
DisclosureSEC source: 0001127602-18-004239 · form4.xml · nonDerivative · entry 10 Roman Michael F · CIK 0001577544 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,062.159 F1 · shares: This form is being filed to report the exercise of a 3M stock option by means of a cashless-sell-to-cover method (selling enough shares to cover option share purchase price, fee and taxes, then retaining the remaining shares). Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 17:01 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 800 | $246.66 | $197,328.00 |
DisclosureSEC source: 0001127602-18-004239 · form4.xml · nonDerivative · entry 9 Roman Michael F · CIK 0001577544 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,162.159 F1 · shares: This form is being filed to report the exercise of a 3M stock option by means of a cashless-sell-to-cover method (selling enough shares to cover option share purchase price, fee and taxes, then retaining the remaining shares). Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 17:01 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 2,146 | $246.66 | $529,327.00 |
DisclosureSEC source: 0001127602-18-004239 · form4.xml · nonDerivative · entry 8 Roman Michael F · CIK 0001577544 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,962.159 F1 · shares: This form is being filed to report the exercise of a 3M stock option by means of a cashless-sell-to-cover method (selling enough shares to cover option share purchase price, fee and taxes, then retaining the remaining shares). Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 17:01 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 300 | $246.65 | $73,995.00 |
DisclosureSEC source: 0001127602-18-004239 · form4.xml · nonDerivative · entry 7 Roman Michael F · CIK 0001577544 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,108.159 F1 · shares: This form is being filed to report the exercise of a 3M stock option by means of a cashless-sell-to-cover method (selling enough shares to cover option share purchase price, fee and taxes, then retaining the remaining shares). Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 17:01 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 100 | $246.64 | $24,664.00 |
DisclosureSEC source: 0001127602-18-004239 · form4.xml · nonDerivative · entry 6 Roman Michael F · CIK 0001577544 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,408.159 F1 · shares: This form is being filed to report the exercise of a 3M stock option by means of a cashless-sell-to-cover method (selling enough shares to cover option share purchase price, fee and taxes, then retaining the remaining shares). Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 17:01 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 300 | $246.63 | $73,989.00 |
DisclosureSEC source: 0001127602-18-004239 · form4.xml · nonDerivative · entry 5 Roman Michael F · CIK 0001577544 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,508.159 F1 · shares: This form is being filed to report the exercise of a 3M stock option by means of a cashless-sell-to-cover method (selling enough shares to cover option share purchase price, fee and taxes, then retaining the remaining shares). Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 17:01 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 200 | $246.62 | $49,324.00 |
DisclosureSEC source: 0001127602-18-004239 · form4.xml · nonDerivative · entry 4 Roman Michael F · CIK 0001577544 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,808.159 F1 · shares: This form is being filed to report the exercise of a 3M stock option by means of a cashless-sell-to-cover method (selling enough shares to cover option share purchase price, fee and taxes, then retaining the remaining shares). Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 17:01 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 100 | $246.61 | $24,661.00 |
DisclosureSEC source: 0001127602-18-004239 · form4.xml · nonDerivative · entry 3 Roman Michael F · CIK 0001577544 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,008.159 F1 · shares: This form is being filed to report the exercise of a 3M stock option by means of a cashless-sell-to-cover method (selling enough shares to cover option share purchase price, fee and taxes, then retaining the remaining shares). Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 17:01 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 100 | $246.59 | $24,659.00 |
DisclosureSEC source: 0001127602-18-004239 · form4.xml · nonDerivative · entry 2 Roman Michael F · CIK 0001577544 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,108.159 F1 · shares: This form is being filed to report the exercise of a 3M stock option by means of a cashless-sell-to-cover method (selling enough shares to cover option share purchase price, fee and taxes, then retaining the remaining shares). Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 17:01 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 4,146 | $77.18 | $319,988.28 |
DisclosureSEC source: 0001127602-18-004239 · form4.xml · nonDerivative · entry 1 Roman Michael F · CIK 0001577544 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,208.159 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This form is being filed to report the exercise of a 3M stock option by means of a cashless-sell-to-cover method (selling enough shares to cover option share purchase price, fee and taxes, then retaining the remaining shares). Read SEC document |
| May 18, 2017 Filed Jan 19, 2018 20:46 UTC | 3M CO MMM · Entity 1275 | GiftCommon Stock | 700 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-002174 · form5.xml · nonDerivative · entry 1 Roman Michael F · CIK 0001577544 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,024.6027 F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 01:07 UTC Amendment | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 52,249 | $0.00 Strike: $175.76 | $0.00 |
DisclosureSEC source: 0001127602-17-004874 · form4a.xml · derivative · entry 3 Roman Michael F · CIK 0001577544 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,249 Underlying: Common Stock · 52,249 shares Expires 2027-02-08 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.