Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN EXPRESS COAXP · Entity 2839 | Director | September 30, 2026 | October 03, 2026 |
| Duke Energy CORPDUK · Entity 2925 | Director | July 11, 2017 | July 13, 2017 |
| EXXON MOBIL CORPXOM · Entity 32533 | Director | January 02, 2026 | January 05, 2026 |
| ExlService Holdings, Inc.EXLS · Entity 1503 | Director | December 15, 2025 | December 15, 2025 |
| Lucky Strike Entertainment CorpLUCK · Entity 5101 | Director · 10% owner | March 24, 2026 | March 24, 2026 |
| TRINET GROUP, INC.TNET · Entity 4202 | Director · 10% owner | May 28, 2026 | June 01, 2026 |
| VIRTUSA CORPEXLS · Entity 138065 | Director | June 17, 2021 | June 21, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN EXPRESS CO
Report date September 30, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Share Equivalent UnitsSEC Table II · derivative / convertible security | Direct | 1,971.284 |
Reported balance
After 2026-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 58.046 · Balance 1,971.284 F1: Each Share Equivalent Unit reflects the value of one common share. F2: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date. F4: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Share Equivalent Unit reflects the value of one common share.
F2: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.
F3: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.
F4: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.
Duke Energy CORP
Report date July 11, 2017 · Filed July 13, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Director Savings Plan Restricted Stock Unit DeferralsSEC Table II · derivative / convertible security | Direct | 5,408 |
Reported balance
After 2017-07-11 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-07-11 · Grant · Acquired 230 · Balance 5,408 F1: Converts to Common Stock on a 1-for-1 basis. F2: Generally payable upon reporting person's termination of service. F3: Expiration date not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Converts to Common Stock on a 1-for-1 basis.
F2: Generally payable upon reporting person's termination of service.
F3: Expiration date not applicable.
EXXON MOBIL CORP
Report date January 02, 2026 · Filed January 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 23,500 |
Reported balance
After 2026-01-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-01-02 · Grant · Acquired 2,500 · Balance 23,500 F1: Restricted stock grant F2: Direct shareholdings include 3,000 shares in joint ownership with reporting person's spouse. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock grant
F2: Direct shareholdings include 3,000 shares in joint ownership with reporting person's spouse.
ExlService Holdings, Inc.
Report date December 15, 2025 · Filed December 15, 2025
Jointly reported with Orogen Echo LLC, PANDIT VIKRAM S, Orogen Group LLC, Orogen Holdings LLC, Atairos-Orogen Holdings, LLC, Atairos Group, Inc., Atairos Partners, L.P., Atairos Partners GP, Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2025-12-15 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-12-15 · Disposition to issuer · Disposed 1,551,970 · Balance 0 F1: On December 15, 2025, Issuer repurchased 1,551,970 shares of the Company's common stock from Orogen Echo LLC ("OE") pursuant to the terms of the Stock Purchase Agreement by and between the Issuer and OE, dated December 15, 2025. F2: The reported number of securities has been adjusted to reflect the impact of the 5-for-1 forward stock split effective August 1, 2023. F3: Vikram Pandit serves on the Board and is the Chairman and Chief Executive Officer of OE. Orogen Holdings LLC and Atairos-Orogen Holdings, LLC are the sole members with joint investment control of The Orogen Group LLC, which is the sole member of OE. Mr. Pandit has majority voting control of Orogen Holdings LLC. Atairos Group, Inc. ("Atairos") is the sole voting shareholder of Atairos-Orogen Holdings, LLC. Michael Angelakis is the Chairman and Chief Executive Officer of Atairos and controls a majority of the voting power of Atairos Partners GP, Inc., which is the general partner of Atairos Partners L.P., the sole voting shareholder of Atairos. F4: Each of the reporting persons, other than Mr. Pandit, is acting as a director by deputization of the Issuer with respect to Mr. Pandit's membership on the Board. Each of the reporting persons may be deemed to have direct or indirect beneficial ownership of the reported securities, as applicable, but disclaims such beneficial ownership except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 15, 2025, Issuer repurchased 1,551,970 shares of the Company's common stock from Orogen Echo LLC ("OE") pursuant to the terms of the Stock Purchase Agreement by and between the Issuer and OE, dated December 15, 2025.
F2: The reported number of securities has been adjusted to reflect the impact of the 5-for-1 forward stock split effective August 1, 2023.
F3: Vikram Pandit serves on the Board and is the Chairman and Chief Executive Officer of OE. Orogen Holdings LLC and Atairos-Orogen Holdings, LLC are the sole members with joint investment control of The Orogen Group LLC, which is the sole member of OE. Mr. Pandit has majority voting control of Orogen Holdings LLC. Atairos Group, Inc. ("Atairos") is the sole voting shareholder of Atairos-Orogen Holdings, LLC. Michael Angelakis is the Chairman and Chief Executive Officer of Atairos and controls a majority of the voting power of Atairos Partners GP, Inc., which is the general partner of Atairos Partners L.P., the sole voting shareholder of Atairos.
F4: Each of the reporting persons, other than Mr. Pandit, is acting as a director by deputization of the Issuer with respect to Mr. Pandit's membership on the Board. Each of the reporting persons may be deemed to have direct or indirect beneficial ownership of the reported securities, as applicable, but disclaims such beneficial ownership except to the extent of its pecuniary interest therein.
Lucky Strike Entertainment Corp
Report date March 24, 2026 · Filed March 24, 2026
Jointly reported with A-B Parent LLC, Atairos Group, Inc., Atairos Partners, L.P., Atairos Partners GP, Inc., Wagner Rachael A.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,920,888 |
Reported balance
After 2026-03-24 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-03-24 · Grant · Acquired 1,196 · Balance 4,920,888 F1: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period. The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period. The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited.
TRINET GROUP, INC.
Report date May 28, 2026 · Filed June 01, 2026
Jointly reported with AGI-T, L.P., Atairos Partners GP, Inc., Atairos Partners, L.P., Atairos Group, Inc., A-T Holdings GP, LLC, A-A SMA, L.P., A-A SMA GP, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 39,470 |
Reported balance
After 2026-05-28 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-05-28 · Grant · Acquired 4,735 · Balance 39,470 F1: Reflects the grant of Restricted Stock Units that convert into Common Stock, par value $0.000025 per share, of the Issuer, on a one-for-one basis. The Restricted Stock Units will vest 100% on the earlier of the 12-month anniversary of the date of grant and the trading day preceding the date of the Company's 2027 Annual Meeting of the Stockholders, subject to the director's continued service. The Restricted Stock Units are also subject to accelerated vesting upon certain events. F2: Reflects (i) 4,735 Restricted Stock Units and (ii) 34,735 shares of Common Stock directly beneficially owned by Mr. Angelakis, which were previously delivered to Mr. Angelakis in connection with the vesting of Restricted Stock Units granted to him in his capacity as a director of the Issuer. F3: This Form 4 is being filed by more than one Reporting Person. A-T Holdings GP, LLC is the general partner of AGI-T, L.P. Atairos Group, Inc. is the sole member and manager of A-T Holdings GP, LLC and the sole limited partner of AGI-T, L.P. A-A SMA GP, LLC is the general partner of A-A SMA, L.P. Atairos Group, Inc. is the sole member and manager of A-A SMA GP, LLC and the sole limited partner of A-A SMA, L.P. Atairos Partners, L.P. is the sole voting shareholder of Atairos Group, Inc. Atairos Partners GP, Inc. is the general partner of Atairos Partners, L.P. Michael J. Angelakis directly or indirectly controls a majority of the voting power of Atairos Partners GP, Inc. and serves on the board of directors of the Issuer. F4: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 3,169,354 |
Reported balance
Holding disclosure · report date 2026-05-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,169,354 F3: This Form 4 is being filed by more than one Reporting Person. A-T Holdings GP, LLC is the general partner of AGI-T, L.P. Atairos Group, Inc. is the sole member and manager of A-T Holdings GP, LLC and the sole limited partner of AGI-T, L.P. A-A SMA GP, LLC is the general partner of A-A SMA, L.P. Atairos Group, Inc. is the sole member and manager of A-A SMA GP, LLC and the sole limited partner of A-A SMA, L.P. Atairos Partners, L.P. is the sole voting shareholder of Atairos Group, Inc. Atairos Partners GP, Inc. is the general partner of Atairos Partners, L.P. Michael J. Angelakis directly or indirectly controls a majority of the voting power of Atairos Partners GP, Inc. and serves on the board of directors of the Issuer. F4: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. F5: Reflects shares of Common Stock directly beneficially owned by A-A SMA, L.P. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 14,916,419 |
Reported balance
Holding disclosure · report date 2026-05-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 14,916,419 F3: This Form 4 is being filed by more than one Reporting Person. A-T Holdings GP, LLC is the general partner of AGI-T, L.P. Atairos Group, Inc. is the sole member and manager of A-T Holdings GP, LLC and the sole limited partner of AGI-T, L.P. A-A SMA GP, LLC is the general partner of A-A SMA, L.P. Atairos Group, Inc. is the sole member and manager of A-A SMA GP, LLC and the sole limited partner of A-A SMA, L.P. Atairos Partners, L.P. is the sole voting shareholder of Atairos Group, Inc. Atairos Partners GP, Inc. is the general partner of Atairos Partners, L.P. Michael J. Angelakis directly or indirectly controls a majority of the voting power of Atairos Partners GP, Inc. and serves on the board of directors of the Issuer. F4: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. F6: Reflects shares of Common Stock directly beneficially owned by AGI-T, L.P. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the grant of Restricted Stock Units that convert into Common Stock, par value $0.000025 per share, of the Issuer, on a one-for-one basis. The Restricted Stock Units will vest 100% on the earlier of the 12-month anniversary of the date of grant and the trading day preceding the date of the Company's 2027 Annual Meeting of the Stockholders, subject to the director's continued service. The Restricted Stock Units are also subject to accelerated vesting upon certain events.
F2: Reflects (i) 4,735 Restricted Stock Units and (ii) 34,735 shares of Common Stock directly beneficially owned by Mr. Angelakis, which were previously delivered to Mr. Angelakis in connection with the vesting of Restricted Stock Units granted to him in his capacity as a director of the Issuer.
F3: This Form 4 is being filed by more than one Reporting Person. A-T Holdings GP, LLC is the general partner of AGI-T, L.P. Atairos Group, Inc. is the sole member and manager of A-T Holdings GP, LLC and the sole limited partner of AGI-T, L.P. A-A SMA GP, LLC is the general partner of A-A SMA, L.P. Atairos Group, Inc. is the sole member and manager of A-A SMA GP, LLC and the sole limited partner of A-A SMA, L.P. Atairos Partners, L.P. is the sole voting shareholder of Atairos Group, Inc. Atairos Partners GP, Inc. is the general partner of Atairos Partners, L.P. Michael J. Angelakis directly or indirectly controls a majority of the voting power of Atairos Partners GP, Inc. and serves on the board of directors of the Issuer.
F4: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein.
F5: Reflects shares of Common Stock directly beneficially owned by A-A SMA, L.P.
F6: Reflects shares of Common Stock directly beneficially owned by AGI-T, L.P.
VIRTUSA CORP
Report date June 17, 2021 · Filed June 21, 2021
Jointly reported with PANDIT VIKRAM S, Orogen Echo LLC, Orogen Group LLC, Orogen Holdings LLC, Atairos-Orogen Holdings, LLC, Atairos Group, Inc., Atairos Partners, L.P., Atairos Partners GP, Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | IndirectFootnotes | 6,778 |
Reported balance
After 2021-06-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-06-17 · Grant · Acquired 1,420 · Balance 6,778 F1: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock upon settlement. F2: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of the issuer (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service. F3: Mr. Pandit serves on the Board and is the Chairman and Chief Executive Officer of Orogen Echo LLC ("OE"). Orogen Holdings LLC and Atairos-Orogen Holdings, LLC are the sole members with joint investment control of The Orogen Group LLC, which is the sole member of OE. Mr. Pandit has majority voting control of Orogen Holdings LLC. Atairos Group, Inc. ("Atairos") is the sole voting shareholder of Atairos-Orogen Holdings, LLC. Michael Angelakis is the Chairman and Chief Executive Officer of Atairos and controls a majority of the voting power of Atairos Partners GP, Inc., which is the general partner of Atairos Partners L.P., the sole voting shareholder of Atairos. F4: Each of the reporting persons, other than Mr. Pandit, is acting as a director by deputization of the issuer with respect to Mr. Pandit's membership on the Board. Each of the reporting persons may be deemed to have direct or indirect beneficial ownership of the reported securities, as applicable, but disclaims such beneficial ownership except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock upon settlement.
F2: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of the issuer (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.
F3: Mr. Pandit serves on the Board and is the Chairman and Chief Executive Officer of Orogen Echo LLC ("OE"). Orogen Holdings LLC and Atairos-Orogen Holdings, LLC are the sole members with joint investment control of The Orogen Group LLC, which is the sole member of OE. Mr. Pandit has majority voting control of Orogen Holdings LLC. Atairos Group, Inc. ("Atairos") is the sole voting shareholder of Atairos-Orogen Holdings, LLC. Michael Angelakis is the Chairman and Chief Executive Officer of Atairos and controls a majority of the voting power of Atairos Partners GP, Inc., which is the general partner of Atairos Partners L.P., the sole voting shareholder of Atairos.
F4: Each of the reporting persons, other than Mr. Pandit, is acting as a director by deputization of the issuer with respect to Mr. Pandit's membership on the Board. Each of the reporting persons may be deemed to have direct or indirect beneficial ownership of the reported securities, as applicable, but disclaims such beneficial ownership except to the extent of its pecuniary interest therein.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CLARIVATE PLC
Report date May 06, 2025 · Filed May 08, 2025
Section 16 reporting ended · disclosed 2025-05-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 51,148 |
Reported balance
After 2025-05-06 transaction · row 1
1 source rowRow 1 · 2025-05-06 · Tax withholding · Disposed 4,946 · Balance 51,148 F1: Reflects shares withheld to satisfy taxes. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee Footnotes | 15,724,847 |
Reported balance
Holding disclosure · report date 2025-05-06 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 15,724,847 F2: Reflects (i) 3,465,000 ordinary shares of Clarivate indirectly held by Atairos Strategic Partners, L.P. and (ii) 12,259,847 ordinary shares of Clarivate held indirectly by A-PQ Holdings. F3: Mr. Angelakis directly or indirectly controls a majority of the voting power of Atairos Partners GP, Inc. Atairos Partners GP, Inc. is (i) the sole member of Atairos Strategic Partners GP, LLC (which is the general partner of Atairos Strategic Partners, L.P.) and (ii) the general partner of Atairos Partners, L.P. (which is the sole voting shareholder of Atairos Group, Inc., which is the sole member of A-PQ Holdings). F4: Mr. Angelakis disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares withheld to satisfy taxes.
F2: Reflects (i) 3,465,000 ordinary shares of Clarivate indirectly held by Atairos Strategic Partners, L.P. and (ii) 12,259,847 ordinary shares of Clarivate held indirectly by A-PQ Holdings.
F3: Mr. Angelakis directly or indirectly controls a majority of the voting power of Atairos Partners GP, Inc. Atairos Partners GP, Inc. is (i) the sole member of Atairos Strategic Partners GP, LLC (which is the general partner of Atairos Strategic Partners, L.P.) and (ii) the general partner of Atairos Partners, L.P. (which is the sole voting shareholder of Atairos Group, Inc., which is the sole member of A-PQ Holdings).
F4: Mr. Angelakis disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein
Groupon, Inc.
Report date May 14, 2021 · Filed May 14, 2021
Jointly reported with A-G Holdings, L.P., Atairos Partners GP, Inc., Atairos Partners, L.P., Atairos Group, Inc., A-G Holdings GP, LLC
Section 16 reporting ended · disclosed 2021-05-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 3.25% Senior Convertible Notes due 2022SEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2021-05-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-05-14 · Disposition to issuer · Disposed 2,314,815 · Balance 0 F2: The aggregate principal amount of the Notes was $250,000,000. Prior to the Repurchase, the Notes were convertible at any time prior to the close of business on the scheduled trading day immediately preceding April 1, 2022, subject to earlier conversion or redemption in accordance with their terms. Upon conversion of the Notes, the Issuer would have been required to deliver, at the Issuer's election, cash, shares of Class A common stock of the Issuer, par value $0.0001 per share ("Common Stock") or a combination of cash and shares of Common Stock. F3: This number represents the number of shares of Common Stock issuable upon conversion of the Notes if the Issuer had elected to settle its conversion obligation solely through shares of Common Stock by delivering a number of shares of Common Stock at the conversion rate of 9.25926 shares of Common Stock per $1,000 principal amount of the reported securities (which is equivalent to a conversion price of approximately $108.00 per share of Common Stock). Prior to the Repurchase, the conversion rate was subject to adjustment from time to time in accordance with the terms of an indenture, dated as of April 4, 2016, by and between the Issuer and U.S. Bank, National Association, as trustee. F1: Reflects the repurchase (the "Repurchase") by the Issuer of the Issuer's 3.25% Senior Convertible Notes due 2022 (the "Notes") on May 14, 2021 (the "Closing Date") for an aggregate purchase price of $254,000,000, plus accrued and unpaid interest on the Notes through the Closing Date. F4: This Form 4 is being filed by more than one Reporting Person. A-G Holdings GP, LLC is the general partner of A-G Holdings, L.P. Atairos Group, Inc. is the sole member and manager of A-G Holdings GP, LLC and sole limited partner of A-G Holdings, L.P. Atairos Partners L.P. is the sole voting shareholder of Atairos Group, Inc. Atairos Partners GP, Inc. is the general partner of Atairos Partners, L.P. Michael J. Angelakis directly or indirectly controls a majority of the voting power of Atairos Partners GP, Inc. and serves on the board of directors of the Issuer. Each of A-G Holdings GP, LLC, Atairos Group, Inc., Atairos Partners, L.P., Atairos Partners GP, Inc. and Mr. Angelakis may be deemed to have beneficial ownership of the reported securities directly owned by A-G Holdings, L.P. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the repurchase (the "Repurchase") by the Issuer of the Issuer's 3.25% Senior Convertible Notes due 2022 (the "Notes") on May 14, 2021 (the "Closing Date") for an aggregate purchase price of $254,000,000, plus accrued and unpaid interest on the Notes through the Closing Date.
F2: The aggregate principal amount of the Notes was $250,000,000. Prior to the Repurchase, the Notes were convertible at any time prior to the close of business on the scheduled trading day immediately preceding April 1, 2022, subject to earlier conversion or redemption in accordance with their terms. Upon conversion of the Notes, the Issuer would have been required to deliver, at the Issuer's election, cash, shares of Class A common stock of the Issuer, par value $0.0001 per share ("Common Stock") or a combination of cash and shares of Common Stock.
F3: This number represents the number of shares of Common Stock issuable upon conversion of the Notes if the Issuer had elected to settle its conversion obligation solely through shares of Common Stock by delivering a number of shares of Common Stock at the conversion rate of 9.25926 shares of Common Stock per $1,000 principal amount of the reported securities (which is equivalent to a conversion price of approximately $108.00 per share of Common Stock). Prior to the Repurchase, the conversion rate was subject to adjustment from time to time in accordance with the terms of an indenture, dated as of April 4, 2016, by and between the Issuer and U.S. Bank, National Association, as trustee.
F4: This Form 4 is being filed by more than one Reporting Person. A-G Holdings GP, LLC is the general partner of A-G Holdings, L.P. Atairos Group, Inc. is the sole member and manager of A-G Holdings GP, LLC and sole limited partner of A-G Holdings, L.P. Atairos Partners L.P. is the sole voting shareholder of Atairos Group, Inc. Atairos Partners GP, Inc. is the general partner of Atairos Partners, L.P. Michael J. Angelakis directly or indirectly controls a majority of the voting power of Atairos Partners GP, Inc. and serves on the board of directors of the Issuer. Each of A-G Holdings GP, LLC, Atairos Group, Inc., Atairos Partners, L.P., Atairos Partners GP, Inc. and Mr. Angelakis may be deemed to have beneficial ownership of the reported securities directly owned by A-G Holdings, L.P. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein.
Hewlett Packard Enterprise Co
Report date April 01, 2020 · Filed April 02, 2020
Section 16 reporting ended · disclosed 2020-04-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,443.7978 |
Reported balance
After 2020-04-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-04-01 · Exercise / conversion · Acquired 14,443.7978 · Balance 14,443.7978 F1: The total direct beneficial ownership reflects a decrease of 12,932 shares due to the transfer of 12,932 shares into a joint account with his spouse on 06/10/19. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-04-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-04-01 · Exercise / conversion · Disposed 14,443.7978 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19, and 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20. |
| Common StockSEC Table I · non-derivative | IndirectJt Account with Spouse at UBS | 12,932 |
Reported balance
Holding disclosure · report date 2020-04-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 12,932 F2: The total indirect beneficial ownership reflects an increase of 12,932 shares due to the transfer of 12,932 shares previously reported as being held directly by the reporting person into a joint account with his spouse on 06/10/19. |
Filing footnotes · ownership attribution and instrument terms
F1: The total direct beneficial ownership reflects a decrease of 12,932 shares due to the transfer of 12,932 shares into a joint account with his spouse on 06/10/19.
F2: The total indirect beneficial ownership reflects an increase of 12,932 shares due to the transfer of 12,932 shares previously reported as being held directly by the reporting person into a joint account with his spouse on 06/10/19.
F3: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19, and 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 11, 2023 Filed Apr 11, 2023 20:15 UTC | Lucky Strike Entertainment Corp BOWL · Entity 5101 | GrantRestricted Stock Units · Derivative | 27 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-23-005602 · dp192126_4-ab.xml · derivative · entry 1 A-B Parent LLC · CIK 0001866556 · Director · 10% owner Atairos Group, Inc. · CIK 0001671122 · Director · 10% owner Atairos Partners, L.P. · CIK 0001671185 · Director · 10% owner Atairos Partners GP, Inc. · CIK 0001671176 · Director · 10% owner Angelakis Michael J · CIK 0001393014 · Director · 10% owner Wagner Rachael A. · CIK 0001879520 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,909,348 Underlying: Class A Common Stock · 27 shares Expires not disclosed F1 · derivative.exercise_price: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period. The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · price: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period. The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · derivative.exercise_date: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period. The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · derivative.expiration_date: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period. The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · balance_after: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period. The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. Read SEC document |
| April 03, 2023 Filed Apr 3, 2023 20:06 UTC | Lucky Strike Entertainment Corp BOWL · Entity 5101 | GrantRestricted Stock Units · Derivative | 638 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-23-005281 · dp191814_4-ab.xml · derivative · entry 1 A-B Parent LLC · CIK 0001866556 · Director · 10% owner Atairos Group, Inc. · CIK 0001671122 · Director · 10% owner Atairos Partners, L.P. · CIK 0001671185 · Director · 10% owner Atairos Partners GP, Inc. · CIK 0001671176 · Director · 10% owner Angelakis Michael J · CIK 0001393014 · Director · 10% owner Wagner Rachael A. · CIK 0001879520 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,909,321 Underlying: Class A Common Stock · 638 shares Expires not disclosed F1 · derivative.exercise_price: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period. The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · price: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period. The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · derivative.exercise_date: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period. The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · derivative.expiration_date: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period. The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · balance_after: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period. The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. Read SEC document |
| March 27, 2023 Filed Mar 28, 2023 21:52 UTC | Lucky Strike Entertainment Corp BOWL · Entity 5101 | GrantRestricted Stock Units · Derivative | 422 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-23-004819 · ownership.xml · derivative · entry 1 A-B Parent LLC · CIK 0001866556 · Director · 10% owner Atairos Group, Inc. · CIK 0001671122 · Director · 10% owner Atairos Partners, L.P. · CIK 0001671185 · Director · 10% owner Atairos Partners GP, Inc. · CIK 0001671176 · Director · 10% owner Angelakis Michael J · CIK 0001393014 · Director · 10% owner Wagner Rachael A. · CIK 0001879520 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,908,683 Underlying: Class A Common Stock · 422 shares Expires not disclosed F1 · derivative.exercise_price: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period. The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · price: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period. The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · derivative.exercise_date: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period. The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · derivative.expiration_date: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period. The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · balance_after: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period. The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 22:04 UTC | TRINET GROUP, INC. TNET · Entity 4202 | GrantCommon Stock | 2,807 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-23-004711 · dp191147_4-agitlp.xml · nonDerivative · entry 1 AGI-T, L.P. · CIK 0001694481 · Director · 10% owner Angelakis Michael J · CIK 0001393014 · Director · 10% owner Atairos Partners GP, Inc. · CIK 0001671176 · Director · 10% owner Atairos Partners, L.P. · CIK 0001671185 · Director · 10% owner Atairos Group, Inc. · CIK 0001671122 · Director · 10% owner A-T Holdings GP, LLC · CIK 0001694477 · Director · 10% owner A-A SMA, L.P. · CIK 0001697046 · Director · 10% owner A-A SMA GP, LLC · CIK 0001697053 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 30,086 F1 · shares: Reflects the grant to Mr. Angelakis of Restricted Stock Units that convert into Common Stock, par value $0.000025 per share, of the Issuer ("Common Stock"), on a one-for-one basis. The Restricted Stock Units will vest 100% on the date of the Company's 2024 Annual Meeting of the Stockholders, subject to Mr. Angelakis' continued service. The Restricted Stock Units are also subject to accelerated vesting upon certain events. F2 · ownership.nature: Reflects (i) 2,807 Restricted Stock Units and (ii) 27,279 shares of Common Stock directly beneficially owned by Mr. Angelakis, which were previously delivered to Mr. Angelakis in connection with the vesting of Restricted Stock Units granted to him in his capacity as a director of the Issuer. F3 · ownership.nature: This Form 4 is being filed by more than one Reporting Person. A-T Holdings GP, LLC is the general partner of AGI-T, L.P. Atairos Group, Inc. is the sole member and manager of A-T Holdings GP, LLC and the sole limited partner of AGI-T, L.P. A-A SMA GP, LLC is the general partner of A-A SMA, L.P. Atairos Group, Inc. is the sole member and manager of A-A SMA GP, LLC and the sole limited partner of A-A SMA, L.P. Atairos Partners, L.P. is the sole voting shareholder of Atairos Group, Inc. Atairos Partners GP, Inc. is the general partner of Atairos Partners, L.P. Michael J. Angelakis directly or indirectly controls a majority of the voting power of Atairos Partners GP, Inc. and serves on the board of directors of the Issuer. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| March 16, 2023 Filed Mar 20, 2023 21:39 UTC | Lucky Strike Entertainment Corp BOWL · Entity 5101 | SaleClass A Common Stock | 4,908,234 | $15.02 | $73,700,078.45 |
DisclosureSEC source: 0000950103-23-004407 · dp190901_4-ab.xml · nonDerivative · entry 1 A-B Parent LLC · CIK 0001866556 · Director · 10% owner Atairos Group, Inc. · CIK 0001671122 · Director · 10% owner Atairos Partners, L.P. · CIK 0001671185 · Director · 10% owner Atairos Partners GP, Inc. · CIK 0001671176 · Director · 10% owner Angelakis Michael J · CIK 0001393014 · Director · 10% owner Wagner Rachael A. · CIK 0001879520 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,484,324 Read SEC document |
| March 13, 2023 Filed Mar 14, 2023 20:06 UTC | Lucky Strike Entertainment Corp BOWL · Entity 5101 | GrantRestricted Stock Units · Derivative | 27 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-23-004078 · dp190616_4-ab.xml · derivative · entry 1 A-B Parent LLC · CIK 0001866556 · Director · 10% owner Atairos Group, Inc. · CIK 0001671122 · Director · 10% owner Atairos Partners, L.P. · CIK 0001671185 · Director · 10% owner Atairos Partners GP, Inc. · CIK 0001671176 · Director · 10% owner Angelakis Michael J · CIK 0001393014 · Director · 10% owner Wagner Rachael A. · CIK 0001879520 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,908,261 Underlying: Class A Common Stock · 27 shares Expires not disclosed F1 · derivative.exercise_price: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period. The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · price: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period. The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · derivative.exercise_date: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period. The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · derivative.expiration_date: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period. The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · balance_after: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period. The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. Read SEC document |
| March 02, 2023 Filed Mar 7, 2023 00:39 UTC | Lucky Strike Entertainment Corp BOWL · Entity 5101 | Exercise / conversionRestricted Stock Units · Derivative | 4,908,234 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-23-003731 · dp190289_4-ab.xml · derivative · entry 2 A-B Parent LLC · CIK 0001866556 · Director · 10% owner Atairos Group, Inc. · CIK 0001671122 · Director · 10% owner Atairos Partners, L.P. · CIK 0001671185 · Director · 10% owner Atairos Partners GP, Inc. · CIK 0001671176 · Director · 10% owner Angelakis Michael J · CIK 0001393014 · Director · 10% owner Wagner Rachael A. · CIK 0001879520 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,908,234 Underlying: Class A Common Stock · 4,908,234 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On March 2, 2023, the reporting person became entitled to receive 4,908,234 shares of the Issuer's Class A Common Stock pursuant to the "earn-out" provision in the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement") because the closing per share price of Issuer's Class A Common Stock was greater than or equal to $15.00 for 10 trading days within the consecutive 20-trading day period beginning on February 16, 2023 and the applicable earn-out hurdle was achieved. The 4,908,234 shares represent 50% of the total shares of Class A Common Stock (the "Earnout Shares") issuable to the reporting person pursuant to the Merger Agreement. F1 · kind: On March 2, 2023, the reporting person became entitled to receive 4,908,234 shares of the Issuer's Class A Common Stock pursuant to the "earn-out" provision in the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement") because the closing per share price of Issuer's Class A Common Stock was greater than or equal to $15.00 for 10 trading days within the consecutive 20-trading day period beginning on February 16, 2023 and the applicable earn-out hurdle was achieved. The 4,908,234 shares represent 50% of the total shares of Class A Common Stock (the "Earnout Shares") issuable to the reporting person pursuant to the Merger Agreement. F1 · price: On March 2, 2023, the reporting person became entitled to receive 4,908,234 shares of the Issuer's Class A Common Stock pursuant to the "earn-out" provision in the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement") because the closing per share price of Issuer's Class A Common Stock was greater than or equal to $15.00 for 10 trading days within the consecutive 20-trading day period beginning on February 16, 2023 and the applicable earn-out hurdle was achieved. The 4,908,234 shares represent 50% of the total shares of Class A Common Stock (the "Earnout Shares") issuable to the reporting person pursuant to the Merger Agreement. F1 · derivative.exercise_date: On March 2, 2023, the reporting person became entitled to receive 4,908,234 shares of the Issuer's Class A Common Stock pursuant to the "earn-out" provision in the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement") because the closing per share price of Issuer's Class A Common Stock was greater than or equal to $15.00 for 10 trading days within the consecutive 20-trading day period beginning on February 16, 2023 and the applicable earn-out hurdle was achieved. The 4,908,234 shares represent 50% of the total shares of Class A Common Stock (the "Earnout Shares") issuable to the reporting person pursuant to the Merger Agreement. F1 · derivative.expiration_date: On March 2, 2023, the reporting person became entitled to receive 4,908,234 shares of the Issuer's Class A Common Stock pursuant to the "earn-out" provision in the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement") because the closing per share price of Issuer's Class A Common Stock was greater than or equal to $15.00 for 10 trading days within the consecutive 20-trading day period beginning on February 16, 2023 and the applicable earn-out hurdle was achieved. The 4,908,234 shares represent 50% of the total shares of Class A Common Stock (the "Earnout Shares") issuable to the reporting person pursuant to the Merger Agreement. F3 · balance_after: Reflects the remaining 50% of Earnout Shares issuable to the reporting person pursuant to the Merger Agreement. The remaining Earnout Shares vest to the extent that the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period. The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. Read SEC document |
| March 02, 2023 Filed Mar 7, 2023 00:39 UTC | Lucky Strike Entertainment Corp BOWL · Entity 5101 | Exercise / conversionClass A Common Stock | 4,908,234 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-23-003731 · dp190289_4-ab.xml · nonDerivative · entry 1 A-B Parent LLC · CIK 0001866556 · Director · 10% owner Atairos Group, Inc. · CIK 0001671122 · Director · 10% owner Atairos Partners, L.P. · CIK 0001671185 · Director · 10% owner Atairos Partners GP, Inc. · CIK 0001671176 · Director · 10% owner Angelakis Michael J · CIK 0001393014 · Director · 10% owner Wagner Rachael A. · CIK 0001879520 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,392,557 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 2, 2023, the reporting person became entitled to receive 4,908,234 shares of the Issuer's Class A Common Stock pursuant to the "earn-out" provision in the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement") because the closing per share price of Issuer's Class A Common Stock was greater than or equal to $15.00 for 10 trading days within the consecutive 20-trading day period beginning on February 16, 2023 and the applicable earn-out hurdle was achieved. The 4,908,234 shares represent 50% of the total shares of Class A Common Stock (the "Earnout Shares") issuable to the reporting person pursuant to the Merger Agreement. F3 · shares: Reflects the remaining 50% of Earnout Shares issuable to the reporting person pursuant to the Merger Agreement. The remaining Earnout Shares vest to the extent that the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period. The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · price: On March 2, 2023, the reporting person became entitled to receive 4,908,234 shares of the Issuer's Class A Common Stock pursuant to the "earn-out" provision in the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement") because the closing per share price of Issuer's Class A Common Stock was greater than or equal to $15.00 for 10 trading days within the consecutive 20-trading day period beginning on February 16, 2023 and the applicable earn-out hurdle was achieved. The 4,908,234 shares represent 50% of the total shares of Class A Common Stock (the "Earnout Shares") issuable to the reporting person pursuant to the Merger Agreement. F2 · balance_after: Also includes 16,536 restricted stock units ("RSUs") acquired from award of Issuer's restricted stock units for non-employee directors pursuant to the Issuer's director compensation policy. Each RSU represents a contingent right to receive one share of Issuer's Class A common stock and will vest on the earlier of (i) December 14, 2023 and (ii) the Issuer's first regular annual meeting following December 14, 2022. Read SEC document |
| February 23, 2023 Filed Feb 24, 2023 21:16 UTC | Lucky Strike Entertainment Corp BOWL · Entity 5101 | GrantRestricted Stock Units · Derivative | 149 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-23-002970 · dp189514_4-ab.xml · derivative · entry 1 A-B Parent LLC · CIK 0001866556 · Director · 10% owner Atairos Group, Inc. · CIK 0001671122 · Director · 10% owner Atairos Partners, L.P. · CIK 0001671185 · Director · 10% owner Atairos Partners GP, Inc. · CIK 0001671176 · Director · 10% owner Angelakis Michael J · CIK 0001393014 · Director · 10% owner Wagner Rachael A. · CIK 0001879520 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,875,004 Underlying: Class A Common Stock · 149 shares Expires not disclosed F1 · derivative.exercise_price: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions contemplated by the Merger Agreement (the "Closing"), and F2 · derivative.exercise_price: (con't from footnote 1)(ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · price: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions contemplated by the Merger Agreement (the "Closing"), and F2 · price: (con't from footnote 1)(ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · derivative.exercise_date: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions contemplated by the Merger Agreement (the "Closing"), and F2 · derivative.exercise_date: (con't from footnote 1)(ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · derivative.expiration_date: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions contemplated by the Merger Agreement (the "Closing"), and F2 · derivative.expiration_date: (con't from footnote 1)(ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · balance_after: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions contemplated by the Merger Agreement (the "Closing"), and F2 · balance_after: (con't from footnote 1)(ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F3 · balance_after: Includes 58,536 restricted stock units ("RSUs") acquired from award of Issuer's restricted stock units for non-employee directors pursuant to the Issuer's director compensation policy. Each RSU represents a contingent right to receive one share of Issuer's Class A common stock and will vest on the earlier of (i) December 14, 2023 and (ii) the Issuer's first regular annual meeting following December 14, 2022. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 18:54 UTC | EXXON MOBIL CORP XOM · Entity 32533 | GrantCommon Stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-000332 · form4.xml · nonDerivative · entry 1 Angelakis Michael J · CIK 0001393014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,000 F1 · price: Restricted stock grant. F2 · balance_after: Direct shareholdings include 20,000 shares in joint ownership with reporting person's spouse. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 23:19 UTC | Lucky Strike Entertainment Corp BOWL · Entity 5101 | GrantClass A Common Stock | 16,536 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-021118 · dp185784_4-ab.xml · nonDerivative · entry 1 A-B Parent LLC · CIK 0001866556 · Director · 10% owner Atairos Group, Inc. · CIK 0001671122 · Director · 10% owner Atairos Partners, L.P. · CIK 0001671185 · Director · 10% owner Atairos Partners GP, Inc. · CIK 0001671176 · Director · 10% owner Angelakis Michael J · CIK 0001393014 · Director · 10% owner Wagner Rachael A. · CIK 0001879520 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 9,874,855 F1 · shares: Reflects restricted stock units ("RSUs") acquired from award of Issuer's restricted stock units for non-employee directors pursuant to the Issuer's director compensation policy. Each RSU represents a contingent right to receive one share of Issuer's Class A common stock and will vest on the earlier of (i) December 14, 2023 and (ii) the Issuer's first regular annual meeting following December 14, 2022. Simultaneously with Mr. Angelakis' and Ms. Wagner's receipt of these RSUs, these RSUs were transferred and assigned by Mr. Angelakis and Ms. Wagner to Atairos Management, L.P. ("AMLP"), an affiliate of the reporting person, pursuant to side letter agreements each director previously entered into with AMLP. F1 · ownership.nature: Reflects restricted stock units ("RSUs") acquired from award of Issuer's restricted stock units for non-employee directors pursuant to the Issuer's director compensation policy. Each RSU represents a contingent right to receive one share of Issuer's Class A common stock and will vest on the earlier of (i) December 14, 2023 and (ii) the Issuer's first regular annual meeting following December 14, 2022. Simultaneously with Mr. Angelakis' and Ms. Wagner's receipt of these RSUs, these RSUs were transferred and assigned by Mr. Angelakis and Ms. Wagner to Atairos Management, L.P. ("AMLP"), an affiliate of the reporting person, pursuant to side letter agreements each director previously entered into with AMLP. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 21:01 UTC | Lucky Strike Entertainment Corp BOWL · Entity 5101 | GrantRestricted Stock Units · Derivative | 53 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-22-021007 · dp185668_4-ab.xml · derivative · entry 1 A-B Parent LLC · CIK 0001866556 · Director · 10% owner Atairos Group, Inc. · CIK 0001671122 · Director · 10% owner Atairos Partners, L.P. · CIK 0001671185 · Director · 10% owner Atairos Partners GP, Inc. · CIK 0001671176 · Director · 10% owner Angelakis Michael J · CIK 0001393014 · Director · 10% owner Wagner Rachael A. · CIK 0001879520 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,858,319 Underlying: Class A Common Stock · 53 shares Expires not disclosed F1 · derivative.exercise_price: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions contemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · derivative.exercise_price: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · price: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions contemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · price: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · derivative.exercise_date: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions contemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · derivative.exercise_date: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · derivative.expiration_date: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions contemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · derivative.expiration_date: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. Read SEC document |
| December 06, 2022 Filed Dec 7, 2022 16:36 UTC | EXXON MOBIL CORP XOM · Entity 32533 | GiftCommon Stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-027017 · form4.xml · nonDerivative · entry 1 Angelakis Michael J · CIK 0001393014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,500 F1 · price: No consideration received. F2 · balance_after: Direct shareholdings include 20,000 shares in joint ownership with reporting person's spouse. Read SEC document |
| September 02, 2022 Filed Sep 6, 2022 20:05 UTC | Lucky Strike Entertainment Corp BOWL · Entity 5101 | GrantRestricted Stock Units · Derivative | 1,929 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-22-015338 · dp180030_4-ab.xml · derivative · entry 1 A-B Parent LLC · CIK 0001866556 · Director · 10% owner Atairos Group, Inc. · CIK 0001671122 · Director · 10% owner Atairos Partners, L.P. · CIK 0001671185 · Director · 10% owner Atairos Partners GP, Inc. · CIK 0001671176 · Director · 10% owner Angelakis Michael J · CIK 0001393014 · Director · 10% owner Wagner Rachael A. · CIK 0001879520 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,858,266 Underlying: Class A Common Stock · 1,929 shares Expires not disclosed F1 · derivative.exercise_price: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions contemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · derivative.exercise_price: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · price: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions contemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · price: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · derivative.exercise_date: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions contemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · derivative.exercise_date: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · derivative.expiration_date: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions contemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · derivative.expiration_date: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. Read SEC document |
| August 17, 2022 Filed Aug 19, 2022 20:11 UTC | Lucky Strike Entertainment Corp BOWL · Entity 5101 | GrantRestricted Stock Units · Derivative | 965 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-22-014262 · dp178932_4-ab.xml · derivative · entry 1 A-B Parent LLC · CIK 0001866556 · Director · 10% owner Atairos Group, Inc. · CIK 0001671122 · Director · 10% owner Atairos Partners, L.P. · CIK 0001671185 · Director · 10% owner Atairos Partners GP, Inc. · CIK 0001671176 · Director · 10% owner Angelakis Michael J · CIK 0001393014 · Director · 10% owner Wagner Rachael A. · CIK 0001879520 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,856,337 Underlying: Class A Common Stock · 965 shares Expires not disclosed F1 · derivative.exercise_price: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions contemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · derivative.exercise_price: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · price: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions contemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · price: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · derivative.exercise_date: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions contemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · derivative.exercise_date: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · derivative.expiration_date: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions contemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · derivative.expiration_date: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. Read SEC document |
| June 21, 2022 Filed Jun 22, 2022 19:28 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GrantRestricted Stock Units · Derivative | 1,411 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-011067 · dp175748_4-pandit.xml · derivative · entry 1 PANDIT VIKRAM S · CIK 0001183417 · Director Orogen Echo LLC · CIK 0001754751 · Director Orogen Group LLC · CIK 0001705509 · Director Orogen Holdings LLC · CIK 0001705500 · Director Atairos-Orogen Holdings, LLC · CIK 0001705610 · Director Atairos Group, Inc. · CIK 0001671122 · Director Atairos Partners, L.P. · CIK 0001671185 · Director Atairos Partners GP, Inc. · CIK 0001671176 · Director Angelakis Michael J · CIK 0001393014 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 8,529 Underlying: Common Stock, par value $0.001 per share · 1,411 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock upon settlement. F2 · derivative.exercise_date: The restricted stock units, which were granted in connection with Mr. Pandit's appointment as Chairman of the Board of Directors of the issuer (the "Board"), vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service. F2 · derivative.expiration_date: The restricted stock units, which were granted in connection with Mr. Pandit's appointment as Chairman of the Board of Directors of the issuer (the "Board"), vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service. F3 · ownership.nature: Mr. Pandit serves on the Board and is the Chairman and Chief Executive Officer of Orogen Echo LLC ("OE"). Orogen Holdings LLC and Atairos-Orogen Holdings, LLC are the sole members with joint investment control of The Orogen Group LLC, which is the sole member of OE. Mr. Pandit has majority voting control of Orogen Holdings LLC. Atairos Group, Inc. ("Atairos") is the sole voting shareholder of Atairos-Orogen Holdings, LLC. Michael Angelakis is the Chairman and Chief Executive Officer of Atairos and controls a majority of the voting power of Atairos Partners GP, Inc., which is the general partner of Atairos Partners L.P., the sole voting shareholder of Atairos. F4 · ownership.nature: Each of the reporting persons, other than Mr. Pandit, is acting as a director by deputization of the issuer with respect to Mr. Pandit's membership on the Board. Each of the reporting persons may be deemed to have direct or indirect beneficial ownership of the reported securities, as applicable, but disclaims such beneficial ownership except to the extent of its pecuniary interest therein. Read SEC document |
| June 21, 2022 Filed Jun 27, 2022 18:47 UTC Amendment | ExlService Holdings, Inc. EXLS · Entity 1503 | GrantRestricted Stock Units · Derivative | 2,154 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-011318 · dp176008_4-pandit.xml · derivative · entry 1 PANDIT VIKRAM S · CIK 0001183417 · Director Orogen Echo LLC · CIK 0001754751 · Director Orogen Group LLC · CIK 0001705509 · Director Orogen Holdings LLC · CIK 0001705500 · Director Atairos-Orogen Holdings, LLC · CIK 0001705610 · Director Atairos Group, Inc. · CIK 0001671122 · Director Atairos Partners, L.P. · CIK 0001671185 · Director Atairos Partners GP, Inc. · CIK 0001671176 · Director Angelakis Michael J · CIK 0001393014 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 9,272 Underlying: Common Stock, par value $0.001 per share · 2,154 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock upon settlement. F2 · derivative.exercise_date: The restricted stock units, which were granted in connection with Mr. Pandit's appointment as Chairman of the Board of Directors of the issuer (the "Board"), vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service. F2 · derivative.expiration_date: The restricted stock units, which were granted in connection with Mr. Pandit's appointment as Chairman of the Board of Directors of the issuer (the "Board"), vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service. F3 · ownership.nature: Mr. Pandit serves on the Board and is the Chairman and Chief Executive Officer of Orogen Echo LLC ("OE"). Orogen Holdings LLC and Atairos-Orogen Holdings, LLC are the sole members with joint investment control of The Orogen Group LLC, which is the sole member of OE. Mr. Pandit has majority voting control of Orogen Holdings LLC. Atairos Group, Inc. ("Atairos") is the sole voting shareholder of Atairos-Orogen Holdings, LLC. Michael Angelakis is the Chairman and Chief Executive Officer of Atairos and controls a majority of the voting power of Atairos Partners GP, Inc., which is the general partner of Atairos Partners L.P., the sole voting shareholder of Atairos. F4 · ownership.nature: Each of the reporting persons, other than Mr. Pandit, is acting as a director by deputization of the issuer with respect to Mr. Pandit's membership on the Board. Each of the reporting persons may be deemed to have direct or indirect beneficial ownership of the reported securities, as applicable, but disclaims such beneficial ownership except to the extent of its pecuniary interest therein. Read SEC document |
| May 06, 2022 Filed May 9, 2022 22:49 UTC | CLARIVATE PLC CLVT · Entity 4778 | Tax withholdingOrdinary Shares | 615 | $14.65 | $9,009.75 |
DisclosureSEC source: 0000950103-22-008159 · dp172838_4-angelakis.xml · nonDerivative · entry 2 Angelakis Michael J · CIK 0001393014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,618 F2 · shares: Reflects shares withheld to satisfy taxes. Read SEC document |
| May 06, 2022 Filed May 11, 2022 00:10 UTC | Lucky Strike Entertainment Corp BOWL · Entity 5101 | GrantRestricted Stock Units · Derivative | 1,018 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-22-008254 · dp172927_4-ab.xml · derivative · entry 1 A-B Parent LLC · CIK 0001866556 · Director · 10% owner Atairos Group, Inc. · CIK 0001671122 · Director · 10% owner Atairos Partners, L.P. · CIK 0001671185 · Director · 10% owner Atairos Partners GP, Inc. · CIK 0001671176 · Director · 10% owner Angelakis Michael J · CIK 0001393014 · Director · 10% owner Wagner Rachael A. · CIK 0001879520 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,855,372 Underlying: Class A Common Stock · 1,018 shares Expires not disclosed F1 · derivative.exercise_price: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions contemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · derivative.exercise_price: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · price: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions contemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · price: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · derivative.exercise_date: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions contemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · derivative.exercise_date: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · derivative.expiration_date: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions contemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · derivative.expiration_date: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. Read SEC document |
| May 05, 2022 Filed May 9, 2022 22:49 UTC | CLARIVATE PLC CLVT · Entity 4778 | GrantOrdinary Shares | 11,163 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-008159 · dp172838_4-angelakis.xml · nonDerivative · entry 1 Angelakis Michael J · CIK 0001393014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,233 F1 · shares: Reflects the grant of an annual non-employee director award of restricted share units granted pursuant to the Clarivate Plc 2019 Incentive Award Plan, which will vest on May 5, 2023. Read SEC document |
| April 04, 2022 Filed Apr 6, 2022 22:00 UTC | Lucky Strike Entertainment Corp BOWL · Entity 5101 | GrantRestricted Stock Units · Derivative | 5,090 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-22-006098 · dp170733_4-abparent.xml · derivative · entry 1 A-B Parent LLC · CIK 0001866556 · Director · 10% owner Atairos Group, Inc. · CIK 0001671122 · Director · 10% owner Atairos Partners, L.P. · CIK 0001671185 · Director · 10% owner Atairos Partners GP, Inc. · CIK 0001671176 · Director · 10% owner Angelakis Michael J · CIK 0001393014 · Director · 10% owner Wagner Rachael A. · CIK 0001879520 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,854,354 Underlying: Class A Common Stock · 5,090 shares Expires not disclosed F1 · derivative.exercise_price: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions cotemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · derivative.exercise_price: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · price: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions cotemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · price: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · derivative.exercise_date: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions cotemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · derivative.exercise_date: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · derivative.expiration_date: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions cotemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · derivative.expiration_date: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. Read SEC document |
| March 24, 2022 Filed Mar 28, 2022 23:15 UTC | TRINET GROUP, INC. TNET · Entity 4202 | GrantCommon Stock | 2,099 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-005308 · dp169831_4-trinet.xml · nonDerivative · entry 1 AGI-T, L.P. · CIK 0001694481 · Director · 10% owner Angelakis Michael J · CIK 0001393014 · Director · 10% owner Atairos Partners GP, Inc. · CIK 0001671176 · 10% owner Atairos Partners, L.P. · CIK 0001671185 · 10% owner Atairos Group, Inc. · CIK 0001671122 · 10% owner A-T Holdings GP, LLC · CIK 0001694477 · 10% owner A-A SMA, L.P. · CIK 0001697046 · 10% owner A-A SMA GP, LLC · CIK 0001697053 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 27,279 F1 · shares: Reflects the grant to Mr. Angelakis of Restricted Stock Units that convert into Common Stock, par value $0.000025 per share, of the Issuer ("Common Stock"), on a one-for-one basis. The Restricted Stock Units will vest 100% on the date of the Company's 2023 Annual Meeting of the Stockholders, subject to Mr. Angelakis' continued service. The Restricted Stock Units are also subject to accelerated vesting upon certain events. F2 · ownership.nature: Reflects (i) 2,099 Restricted Stock Units and (ii) 25,180 shares of Common Stock directly beneficially owned by Mr. Angelakis, which were previously delivered to Mr. Angelakis in connection with the vesting of Restricted Stock Units granted to him in his capacity as a director of the Issuer. F3 · ownership.nature: This Form 4 is being filed by more than one Reporting Person. A-T Holdings GP, LLC is the general partner of AGI-T, L.P. Atairos Group, Inc. is the sole member and manager of A-T Holdings GP, LLC and the sole limited partner of AGI-T, L.P. A-A SMA GP, LLC is the general partner of A-A SMA, L.P. Atairos Group, Inc. is the sole member and manager of A-A SMA GP, LLC and the sole limited partner of A-A SMA, L.P. Atairos Partners, L.P. is the sole voting shareholder of Atairos Group, Inc. Atairos Partners GP, Inc. is the general partner of Atairos Partners, L.P. Michael J. Angelakis directly or indirectly controls a majority of the voting power of Atairos Partners GP, Inc. and serves on the board of directors of the Issuer. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:52 UTC | Lucky Strike Entertainment Corp BOWL · Entity 5101 | GrantClass A Common Stock | 42,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-003971 · dp168600_4-abparent.xml · nonDerivative · entry 1 A-B Parent LLC · CIK 0001866556 · Director · 10% owner Atairos Group, Inc. · CIK 0001671122 · 10% owner Atairos Partners, L.P. · CIK 0001671185 · 10% owner Atairos Partners GP, Inc. · CIK 0001671176 · 10% owner Angelakis Michael J · CIK 0001393014 · Director · 10% owner Wagner Rachael A. · CIK 0001879520 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 9,849,264 F1 · ownership.nature: Reflects annual director awards of restricted stock units ("RSUs"), which represent a contingent right to receive one share of Class A Common Stock for each RSU, to Michael Angelakis and Rachael Wagner, each of whom serves as a director of the Issuer. 100% of these RSUs vest on the earlier of (i) the first anniversary of the grant date and (ii) the date of the first regular annual meeting of the Issuer's stockholders following the grant date. Simultaneously with Mr. Angelakis' and Ms. Wagner's receipt of these RSUs, these RSUs were transferred and assigned by Mr. Angelakis and Ms. Wagner to Atairos Management, L.P. ("AMLP"), an affiliate of the reporting person, pursuant to side letter agreements each director previously entered into with AMLP. Read SEC document |
| February 03, 2022 Filed Feb 8, 2022 01:05 UTC | Lucky Strike Entertainment Corp BOWL · Entity 5101 | GrantRestricted Stock Units · Derivative | 145 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-22-002140 · dp166752_4-ab.xml · derivative · entry 1 A-B Parent LLC · CIK 0001866556 · Director · 10% owner Atairos Group, Inc. · CIK 0001671122 · 10% owner Atairos Partners, L.P. · CIK 0001671185 · 10% owner Atairos Partners GP, Inc. · CIK 0001671176 · 10% owner Angelakis Michael J · CIK 0001393014 · Director · 10% owner Wagner Rachael A. · CIK 0001879520 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,803,525 Underlying: Class A Common Stock · 145 shares Expires not disclosed F1 · derivative.exercise_price: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions cotemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · derivative.exercise_price: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · price: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions cotemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · price: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · derivative.exercise_date: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions cotemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · derivative.exercise_date: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · derivative.expiration_date: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions cotemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · derivative.expiration_date: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. Read SEC document |
| January 21, 2022 Filed Feb 1, 2022 22:00 UTC | Lucky Strike Entertainment Corp BOWL · Entity 5101 | GrantRestricted Stock Units · Derivative | 2,895 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-22-001802 · dp166435_4-ab.xml · derivative · entry 3 A-B Parent LLC · CIK 0001866556 · Director · 10% owner Atairos Group, Inc. · CIK 0001671122 · 10% owner Atairos Partners, L.P. · CIK 0001671185 · 10% owner Atairos Partners GP, Inc. · CIK 0001671176 · 10% owner Angelakis Michael J · CIK 0001393014 · Director · 10% owner Wagner Rachael A. · CIK 0001879520 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,807,119 Underlying: Class A Common Stock · 2,895 shares Expires not disclosed F1 · derivative.exercise_price: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions contemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · derivative.exercise_price: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · price: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions contemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · price: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · derivative.exercise_date: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions contemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · derivative.exercise_date: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · derivative.expiration_date: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions contemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · derivative.expiration_date: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. Read SEC document |
| January 18, 2022 Filed Feb 1, 2022 22:00 UTC | Lucky Strike Entertainment Corp BOWL · Entity 5101 | GrantRestricted Stock Units · Derivative | 844 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-22-001802 · dp166435_4-ab.xml · derivative · entry 2 A-B Parent LLC · CIK 0001866556 · Director · 10% owner Atairos Group, Inc. · CIK 0001671122 · 10% owner Atairos Partners, L.P. · CIK 0001671185 · 10% owner Atairos Partners GP, Inc. · CIK 0001671176 · 10% owner Angelakis Michael J · CIK 0001393014 · Director · 10% owner Wagner Rachael A. · CIK 0001879520 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,804,224 Underlying: Class A Common Stock · 844 shares Expires not disclosed F1 · derivative.exercise_price: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions contemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · derivative.exercise_price: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · price: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions contemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · price: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · derivative.exercise_date: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions contemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · derivative.exercise_date: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · derivative.expiration_date: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions contemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · derivative.expiration_date: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. Read SEC document |
| January 18, 2022 Filed Feb 1, 2022 22:00 UTC | Lucky Strike Entertainment Corp BOWL · Entity 5101 | GrantRestricted Stock Units · Derivative | 71 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-22-001802 · dp166435_4-ab.xml · derivative · entry 1 A-B Parent LLC · CIK 0001866556 · Director · 10% owner Atairos Group, Inc. · CIK 0001671122 · 10% owner Atairos Partners, L.P. · CIK 0001671185 · 10% owner Atairos Partners GP, Inc. · CIK 0001671176 · 10% owner Angelakis Michael J · CIK 0001393014 · Director · 10% owner Wagner Rachael A. · CIK 0001879520 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,803,380 Underlying: Class A Common Stock · 71 shares Expires not disclosed F1 · derivative.exercise_price: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions contemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · derivative.exercise_price: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · price: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions contemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · price: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · derivative.exercise_date: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions contemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · derivative.exercise_date: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · derivative.expiration_date: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions contemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · derivative.expiration_date: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 22:18 UTC | EXXON MOBIL CORP XOM · Entity 32533 | GrantCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-000583 · form4.xml · nonDerivative · entry 1 Angelakis Michael J · CIK 0001393014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,500 F1 · price: Restricted stock grant. F2 · balance_after: Direct shareholdings include 30,000 shares in join ownership with reporting person's spouse. Read SEC document |
| January 01, 2022 Filed Jan 4, 2022 17:26 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GrantRestricted Stock Units · Derivative | 340 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-000144 · dp164736_4-pandit.xml · derivative · entry 1 PANDIT VIKRAM S · CIK 0001183417 · Director Orogen Echo LLC · CIK 0001754751 · Director Orogen Group LLC · CIK 0001705509 · Director Orogen Holdings LLC · CIK 0001705500 · Director Atairos-Orogen Holdings, LLC · CIK 0001705610 · Director Atairos Group, Inc. · CIK 0001671122 · Director Atairos Partners, L.P. · CIK 0001671185 · Director Atairos Partners GP, Inc. · CIK 0001671176 · Director Angelakis Michael J · CIK 0001393014 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,118 Underlying: Common Stock, par value $0.001 per share · 340 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock upon settlement. F2 · derivative.exercise_date: The restricted stock units, which were granted in connection with Mr. Pandit's appointment as Chairman of the Board of Directors of the issuer (the "Board"), vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service. F2 · derivative.expiration_date: The restricted stock units, which were granted in connection with Mr. Pandit's appointment as Chairman of the Board of Directors of the issuer (the "Board"), vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service. F3 · ownership.nature: Mr. Pandit serves on the Board and is the Chairman and Chief Executive Officer of Orogen Echo LLC ("OE"). Orogen Holdings LLC and Atairos-Orogen Holdings, LLC are the sole members with joint investment control of The Orogen Group LLC, which is the sole member of OE. Mr. Pandit has majority voting control of Orogen Holdings LLC. Atairos Group, Inc. ("Atairos") is the sole voting shareholder of Atairos-Orogen Holdings, LLC. Michael Angelakis is the Chairman and Chief Executive Officer of Atairos and controls a majority of the voting power of Atairos Partners GP, Inc., which is the general partner of Atairos Partners L.P., the sole voting shareholder of Atairos. F4 · ownership.nature: Each of the reporting persons, other than Mr. Pandit, is acting as a director by deputization of the issuer with respect to Mr. Pandit's membership on the Board. Each of the reporting persons may be deemed to have direct or indirect beneficial ownership of the reported securities, as applicable, but disclaims such beneficial ownership except to the extent of its pecuniary interest therein. Read SEC document |
| December 27, 2021 Filed Jan 11, 2022 21:15 UTC | Lucky Strike Entertainment Corp BOWL · Entity 5101 | GrantRestricted Stock Units · Derivative | 844 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-22-000448 · dp165037_4-ab.xml · derivative · entry 2 A-B Parent LLC · CIK 0001866556 · Director · 10% owner Atairos Group, Inc. · CIK 0001671122 · 10% owner Atairos Partners, L.P. · CIK 0001671185 · 10% owner Atairos Partners GP, Inc. · CIK 0001671176 · 10% owner Angelakis Michael J · CIK 0001393014 · Director · 10% owner Wagner Rachael A. · CIK 0001879520 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,803,309 Underlying: Class A Common Stock · 844 shares Expires not disclosed F1 · derivative.exercise_price: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions cotemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · derivative.exercise_price: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · price: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions cotemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · price: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · derivative.exercise_date: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions cotemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · derivative.exercise_date: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · derivative.expiration_date: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions cotemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · derivative.expiration_date: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. Read SEC document |
| December 22, 2021 Filed Jan 11, 2022 21:15 UTC | Lucky Strike Entertainment Corp BOWL · Entity 5101 | GrantRestricted Stock Units · Derivative | 53 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-22-000448 · dp165037_4-ab.xml · derivative · entry 1 A-B Parent LLC · CIK 0001866556 · Director · 10% owner Atairos Group, Inc. · CIK 0001671122 · 10% owner Atairos Partners, L.P. · CIK 0001671185 · 10% owner Atairos Partners GP, Inc. · CIK 0001671176 · 10% owner Angelakis Michael J · CIK 0001393014 · Director · 10% owner Wagner Rachael A. · CIK 0001879520 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,802,465 Underlying: Class A Common Stock · 53 shares Expires not disclosed F1 · derivative.exercise_price: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions cotemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · derivative.exercise_price: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · price: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions cotemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · price: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · derivative.exercise_date: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions cotemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · derivative.exercise_date: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F1 · derivative.expiration_date: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Bowlero Corp. (the "Merger Agreement"). The Earnout Shares vest to the extent that the Class A Common Stock achieves certain hurdles as follows: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing of the transactions cotemplated by the Merger Agreement (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F2 · derivative.expiration_date: The Earnout Shares are subject to certain adjustments, as set forth in the Merger Agreement. If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. Read SEC document |
| December 15, 2021 Filed Dec 18, 2021 01:47 UTC | Lucky Strike Entertainment Corp BOWL · Entity 5101 | GrantRestricted Stock Units · Derivative | 9,802,412 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-21-019944 · dp163874_4-parentllc.xml · derivative · entry 3 A-B Parent LLC · CIK 0001866556 · Director · 10% owner Atairos Group, Inc. · CIK 0001671122 · 10% owner Atairos Partners, L.P. · CIK 0001671185 · 10% owner Atairos Partners GP, Inc. · CIK 0001671176 · 10% owner Angelakis Michael J · CIK 0001393014 · Director · 10% owner Wagner Rachael A. · CIK 0001879520 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,802,412 Underlying: Class A Common Stock · 9,802,412 shares Expires not disclosed F3 · derivative.exercise_price: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Former Bowlero (the "Merger Agreement") to the extent that the Class A Common Stock achieves certain hurdles. F4 · derivative.exercise_price: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing date of the Merger (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F5 · derivative.exercise_price: If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F3 · price: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Former Bowlero (the "Merger Agreement") to the extent that the Class A Common Stock achieves certain hurdles. F4 · price: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing date of the Merger (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F5 · price: If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F3 · derivative.exercise_date: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Former Bowlero (the "Merger Agreement") to the extent that the Class A Common Stock achieves certain hurdles. F4 · derivative.exercise_date: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing date of the Merger (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F5 · derivative.exercise_date: If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. F3 · derivative.expiration_date: Reflects shares of Class A Common Stock (the "Earnout Shares") issuable pursuant to the Merger Agreement between the Issuer and Former Bowlero (the "Merger Agreement") to the extent that the Class A Common Stock achieves certain hurdles. F4 · derivative.expiration_date: (i) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $15.00 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the closing date of the Merger (the "Closing"), and (ii) 50% of the Earnout Shares will be issued if the closing per share price of Class A Common Stock is greater than or equal to $17.50 for any 10 trading days within any consecutive 20-trading day period that occurs on or prior to the 5-year anniversary of the Closing. F5 · derivative.expiration_date: If the conditions are not met and the shares have not vested as of the 5-year anniversary of the Closing, the right to these Earnout Shares will be forfeited. Read SEC document |
| December 15, 2021 Filed Dec 18, 2021 01:47 UTC | Lucky Strike Entertainment Corp BOWL · Entity 5101 | GrantPreferred Stock · Derivative | 105,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-21-019944 · dp163874_4-parentllc.xml · derivative · entry 2 A-B Parent LLC · CIK 0001866556 · Director · 10% owner Atairos Group, Inc. · CIK 0001671122 · 10% owner Atairos Partners, L.P. · CIK 0001671185 · 10% owner Atairos Partners GP, Inc. · CIK 0001671176 · 10% owner Angelakis Michael J · CIK 0001393014 · Director · 10% owner Wagner Rachael A. · CIK 0001879520 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,000 Underlying: Class A Common Stock · Not disclosed shares Expires not disclosed F2 · derivative.exercise_price: Received in exchange for shares of common stock of Former Bowlero in connection with the Merger. These shares are convertible at any time into 76.9231 shares of Class A Common Stock of Issuer per $1,000 liquidation preference of the Preferred Stock, subject to adjustment in accordance with the Certificate of Designation of the Issuer and have an initial liquidation preference of $1,000 per share. The Preferred Stock does not expire. F2 · price: Received in exchange for shares of common stock of Former Bowlero in connection with the Merger. These shares are convertible at any time into 76.9231 shares of Class A Common Stock of Issuer per $1,000 liquidation preference of the Preferred Stock, subject to adjustment in accordance with the Certificate of Designation of the Issuer and have an initial liquidation preference of $1,000 per share. The Preferred Stock does not expire. F2 · derivative.exercise_date: Received in exchange for shares of common stock of Former Bowlero in connection with the Merger. These shares are convertible at any time into 76.9231 shares of Class A Common Stock of Issuer per $1,000 liquidation preference of the Preferred Stock, subject to adjustment in accordance with the Certificate of Designation of the Issuer and have an initial liquidation preference of $1,000 per share. The Preferred Stock does not expire. F2 · derivative.expiration_date: Received in exchange for shares of common stock of Former Bowlero in connection with the Merger. These shares are convertible at any time into 76.9231 shares of Class A Common Stock of Issuer per $1,000 liquidation preference of the Preferred Stock, subject to adjustment in accordance with the Certificate of Designation of the Issuer and have an initial liquidation preference of $1,000 per share. The Preferred Stock does not expire. F2 · derivative.underlying_shares: Received in exchange for shares of common stock of Former Bowlero in connection with the Merger. These shares are convertible at any time into 76.9231 shares of Class A Common Stock of Issuer per $1,000 liquidation preference of the Preferred Stock, subject to adjustment in accordance with the Certificate of Designation of the Issuer and have an initial liquidation preference of $1,000 per share. The Preferred Stock does not expire. Read SEC document |
| December 15, 2021 Filed Dec 18, 2021 01:47 UTC | Lucky Strike Entertainment Corp BOWL · Entity 5101 | GrantClass A Common Stock | 63,425,788 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-21-019944 · dp163874_4-parentllc.xml · nonDerivative · entry 1 A-B Parent LLC · CIK 0001866556 · Director · 10% owner Atairos Group, Inc. · CIK 0001671122 · 10% owner Atairos Partners, L.P. · CIK 0001671185 · 10% owner Atairos Partners GP, Inc. · CIK 0001671176 · 10% owner Angelakis Michael J · CIK 0001393014 · Director · 10% owner Wagner Rachael A. · CIK 0001879520 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,425,788 F1 · price: Received in exchange for shares of common stock of Bowlero Corp. ("Former Bowlero") in connection with the business combination between the Issuer and Former Bowlero (the "Merger"). Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 23:59 UTC | CLARIVATE PLC CCC · Entity 4778 | GrantOrdinary Shares | 3,070 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-019298 · dp163233_4-angelakis.xml · nonDerivative · entry 2 Angelakis Michael J · CIK 0001393014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,070 F3 · shares: Includes (i) 2,145,316 ordinary shares of Clarivate held directly by A-PQ Holdings and (ii) 10,114,531 ordinary shares of Clarivate indirectly held by A-PQ Holdings through ProQuest Holdings LLC. Mr. Angelakis directly or indirectly controls a majority of the voting power of Atairos Partners GP, Inc. Atairos Partners GP, Inc. is the general partner of Atairos Partners, L.P., which is the sole voting shareholder of Atairos Group, Inc. Atairos Group, Inc. is the sole member of A-PQ Holdings. Mr. Angelakis disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F4 · balance_after: Reflects a prorated annual non-employee director award of restricted share units granted pursuant to the Clarivate Plc 2019 Incentive Award Plan, which will vest on May 6, 2022. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 23:59 UTC | CLARIVATE PLC CCC · Entity 4778 | GrantOrdinary Shares | 12,259,847 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-21-019298 · dp163233_4-angelakis.xml · nonDerivative · entry 1 Angelakis Michael J · CIK 0001393014 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 12,259,847 F1 · shares: Reflects ordinary shares of Clarivate Plc, a public limited company organized under the laws of the Island of Jersey ("Clarivate") received by A-PQ Holdings, LLC, a Delaware limited liability company ("A-PQ Holdings") upon the closing of the transactions contemplated by (i) that certain Transaction Agreement, dated as of May 15, 2021, as amended on July 28, 2021 and November 12, 2021, by and among Clarivate, ProQuest Holdings LLC, a Delaware limited liability company (together with certain of its affiliates "ProQuest"), Cambridge Information Group Inc., a Maryland corporation, A-PQ Holdings, LLC and the other parties signatory thereto and F2 · shares: (ii) that certain Agreement and Plan of Merger, dated as of May 15, 2021, by and among Clarivate, Ex Libris Intermediate TopCo, Inc., a Delaware corporation and the other parties signatory thereto, collectively pursuant to which Clarivate and certain of its affiliates acquired ProQuest for approximately $ $4,000,000,000 in cash consideration and 46,910,922 Clarivate ordinary shares, in the aggregate. F1 · price: Reflects ordinary shares of Clarivate Plc, a public limited company organized under the laws of the Island of Jersey ("Clarivate") received by A-PQ Holdings, LLC, a Delaware limited liability company ("A-PQ Holdings") upon the closing of the transactions contemplated by (i) that certain Transaction Agreement, dated as of May 15, 2021, as amended on July 28, 2021 and November 12, 2021, by and among Clarivate, ProQuest Holdings LLC, a Delaware limited liability company (together with certain of its affiliates "ProQuest"), Cambridge Information Group Inc., a Maryland corporation, A-PQ Holdings, LLC and the other parties signatory thereto and F2 · price: (ii) that certain Agreement and Plan of Merger, dated as of May 15, 2021, by and among Clarivate, Ex Libris Intermediate TopCo, Inc., a Delaware corporation and the other parties signatory thereto, collectively pursuant to which Clarivate and certain of its affiliates acquired ProQuest for approximately $ $4,000,000,000 in cash consideration and 46,910,922 Clarivate ordinary shares, in the aggregate. F3 · ownership.nature: Includes (i) 2,145,316 ordinary shares of Clarivate held directly by A-PQ Holdings and (ii) 10,114,531 ordinary shares of Clarivate indirectly held by A-PQ Holdings through ProQuest Holdings LLC. Mr. Angelakis directly or indirectly controls a majority of the voting power of Atairos Partners GP, Inc. Atairos Partners GP, Inc. is the general partner of Atairos Partners, L.P., which is the sole voting shareholder of Atairos Group, Inc. Atairos Group, Inc. is the sole member of A-PQ Holdings. Mr. Angelakis disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 03, 2021 Filed Nov 4, 2021 21:43 UTC | EXXON MOBIL CORP XOM · Entity 32533 | PurchaseCommon Stock | 5,000 | $64.00 | $320,000.00 |
DisclosureSEC source: 0001127602-21-028410 · form4.xml · nonDerivative · entry 1 Angelakis Michael J · CIK 0001393014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,000 F1 · balance_after: Shares held in joint ownership with reporting person's spouse. Read SEC document |
| August 27, 2021 Filed Oct 5, 2021 19:24 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Disposition to issuer3.50% Convertible Senior Notes due 2024 · Derivative | 1,689,606 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-015509 · dp158133_4-orogen.xml · derivative · entry 3 Orogen Echo LLC · CIK 0001754751 · Director Orogen Group LLC · CIK 0001705509 · Director Orogen Holdings LLC · CIK 0001705500 · Director PANDIT VIKRAM S · CIK 0001183417 · Director Atairos-Orogen Holdings, LLC · CIK 0001705610 · Director Atairos Group, Inc. · CIK 0001671122 · Director Atairos Partners, L.P. · CIK 0001671185 · Director Atairos Partners GP, Inc. · CIK 0001671176 · Director Angelakis Michael J · CIK 0001393014 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · Not disclosed shares Expires not disclosed F2 · derivative.exercise_price: Under the terms of the 2024 Notes, upon conversion of the 2024 Notes, the Issuer was required to deliver, at the Issuer's election, cash, shares of Common Stock, or a combination of cash and shares of Common Stock. The 2024 Notes had an initial conversion rate of 13.3333 shares of Common Stock per $1,000 principal amount of the 2024 Notes, which was the equivalent of an initial conversion price of approximately $75 per share of Common Stock. The initial conversion rate was subject to adjustment from time to time in accordance with the terms of an indenture, dated as of October 4, 2018, by and between the Issuer and Citibank, N.A., as trustee. F1 · kind: Reflects an exchange of $150 million aggregate principal amount of the Issuer's 3.50% Convertible Senior Notes due October 1, 2024 (the "2024 Notes") held by the Reporting Persons for (i) a cash payment of $200 million plus accrued and unpaid interest on the reported securities through, and including, August 26, 2021 and (ii) 310,394 shares of common stock of the Issuer, par value $0.001 per share ("Common Stock"), which share amount was calculated using a 20-day volume weighted average price ending on, and including, August 26, 2021. F1 · shares: Reflects an exchange of $150 million aggregate principal amount of the Issuer's 3.50% Convertible Senior Notes due October 1, 2024 (the "2024 Notes") held by the Reporting Persons for (i) a cash payment of $200 million plus accrued and unpaid interest on the reported securities through, and including, August 26, 2021 and (ii) 310,394 shares of common stock of the Issuer, par value $0.001 per share ("Common Stock"), which share amount was calculated using a 20-day volume weighted average price ending on, and including, August 26, 2021. F5 · derivative.exercise_date: The reported securities were convertible at any time prior to the close of business on the scheduled trading day immediately preceding October 1, 2024, subject to earlier conversion or redemption in accordance with their terms. F5 · derivative.expiration_date: The reported securities were convertible at any time prior to the close of business on the scheduled trading day immediately preceding October 1, 2024, subject to earlier conversion or redemption in accordance with their terms. F2 · derivative.underlying_shares: Under the terms of the 2024 Notes, upon conversion of the 2024 Notes, the Issuer was required to deliver, at the Issuer's election, cash, shares of Common Stock, or a combination of cash and shares of Common Stock. The 2024 Notes had an initial conversion rate of 13.3333 shares of Common Stock per $1,000 principal amount of the 2024 Notes, which was the equivalent of an initial conversion price of approximately $75 per share of Common Stock. The initial conversion rate was subject to adjustment from time to time in accordance with the terms of an indenture, dated as of October 4, 2018, by and between the Issuer and Citibank, N.A., as trustee. F3 · ownership.nature: Orogen Echo LLC ("OE") directly owns the reported securities. The Orogen Group LLC ("Orogen") is the sole member of OE and Vikram S. Pandit ("Mr. Pandit") is the Chairman and Chief Executive Officer of Orogen and serves on the board of directors of ExlService Holdings, Inc. (the "Issuer"). Orogen Holdings LLC and Atairos-Orogen Holdings, LLC are the sole members with joint investment control of Orogen. Mr. Pandit has majority voting control of Orogen Holdings LLC. Atairos Group, Inc. ("Atairos") is the sole voting shareholder of Atairos-Orogen Holdings, LLC. Michael Angelakis is the Chairman and Chief Executive Officer of Atairos and controls a majority of the voting power of Atairos Partners GP, Inc., which is the general partner of Atairos Partners L.P., the sole voting shareholder of Atairos. F4 · ownership.nature: Each of the Reporting Persons, other than Mr. Pandit, is acting as a director by deputization of the Issuer with respect to Mr. Pandit's membership on the board of directors of the Issuer. Each of the Reporting Persons may be deemed to have direct or indirect beneficial ownership of the reported securities, as applicable, but disclaims such beneficial ownership except to the extent of its pecuniary interest therein. Read SEC document |
| August 27, 2021 Filed Oct 5, 2021 19:24 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Conversion3.50% Convertible Senior Notes due 2024 · Derivative | 310,394 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-015509 · dp158133_4-orogen.xml · derivative · entry 2 Orogen Echo LLC · CIK 0001754751 · Director Orogen Group LLC · CIK 0001705509 · Director Orogen Holdings LLC · CIK 0001705500 · Director PANDIT VIKRAM S · CIK 0001183417 · Director Atairos-Orogen Holdings, LLC · CIK 0001705610 · Director Atairos Group, Inc. · CIK 0001671122 · Director Atairos Partners, L.P. · CIK 0001671185 · Director Atairos Partners GP, Inc. · CIK 0001671176 · Director Angelakis Michael J · CIK 0001393014 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,689,606 Underlying: Common Stock · Not disclosed shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Under the terms of the 2024 Notes, upon conversion of the 2024 Notes, the Issuer was required to deliver, at the Issuer's election, cash, shares of Common Stock, or a combination of cash and shares of Common Stock. The 2024 Notes had an initial conversion rate of 13.3333 shares of Common Stock per $1,000 principal amount of the 2024 Notes, which was the equivalent of an initial conversion price of approximately $75 per share of Common Stock. The initial conversion rate was subject to adjustment from time to time in accordance with the terms of an indenture, dated as of October 4, 2018, by and between the Issuer and Citibank, N.A., as trustee. F1 · kind: Reflects an exchange of $150 million aggregate principal amount of the Issuer's 3.50% Convertible Senior Notes due October 1, 2024 (the "2024 Notes") held by the Reporting Persons for (i) a cash payment of $200 million plus accrued and unpaid interest on the reported securities through, and including, August 26, 2021 and (ii) 310,394 shares of common stock of the Issuer, par value $0.001 per share ("Common Stock"), which share amount was calculated using a 20-day volume weighted average price ending on, and including, August 26, 2021. F1 · shares: Reflects an exchange of $150 million aggregate principal amount of the Issuer's 3.50% Convertible Senior Notes due October 1, 2024 (the "2024 Notes") held by the Reporting Persons for (i) a cash payment of $200 million plus accrued and unpaid interest on the reported securities through, and including, August 26, 2021 and (ii) 310,394 shares of common stock of the Issuer, par value $0.001 per share ("Common Stock"), which share amount was calculated using a 20-day volume weighted average price ending on, and including, August 26, 2021. F5 · derivative.exercise_date: The reported securities were convertible at any time prior to the close of business on the scheduled trading day immediately preceding October 1, 2024, subject to earlier conversion or redemption in accordance with their terms. F5 · derivative.expiration_date: The reported securities were convertible at any time prior to the close of business on the scheduled trading day immediately preceding October 1, 2024, subject to earlier conversion or redemption in accordance with their terms. F2 · derivative.underlying_shares: Under the terms of the 2024 Notes, upon conversion of the 2024 Notes, the Issuer was required to deliver, at the Issuer's election, cash, shares of Common Stock, or a combination of cash and shares of Common Stock. The 2024 Notes had an initial conversion rate of 13.3333 shares of Common Stock per $1,000 principal amount of the 2024 Notes, which was the equivalent of an initial conversion price of approximately $75 per share of Common Stock. The initial conversion rate was subject to adjustment from time to time in accordance with the terms of an indenture, dated as of October 4, 2018, by and between the Issuer and Citibank, N.A., as trustee. F3 · ownership.nature: Orogen Echo LLC ("OE") directly owns the reported securities. The Orogen Group LLC ("Orogen") is the sole member of OE and Vikram S. Pandit ("Mr. Pandit") is the Chairman and Chief Executive Officer of Orogen and serves on the board of directors of ExlService Holdings, Inc. (the "Issuer"). Orogen Holdings LLC and Atairos-Orogen Holdings, LLC are the sole members with joint investment control of Orogen. Mr. Pandit has majority voting control of Orogen Holdings LLC. Atairos Group, Inc. ("Atairos") is the sole voting shareholder of Atairos-Orogen Holdings, LLC. Michael Angelakis is the Chairman and Chief Executive Officer of Atairos and controls a majority of the voting power of Atairos Partners GP, Inc., which is the general partner of Atairos Partners L.P., the sole voting shareholder of Atairos. F4 · ownership.nature: Each of the Reporting Persons, other than Mr. Pandit, is acting as a director by deputization of the Issuer with respect to Mr. Pandit's membership on the board of directors of the Issuer. Each of the Reporting Persons may be deemed to have direct or indirect beneficial ownership of the reported securities, as applicable, but disclaims such beneficial ownership except to the extent of its pecuniary interest therein. Read SEC document |
| August 27, 2021 Filed Oct 5, 2021 19:24 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | ConversionCommon Stock | 310,394 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-21-015509 · dp158133_4-orogen.xml · nonDerivative · entry 1 Orogen Echo LLC · CIK 0001754751 · Director Orogen Group LLC · CIK 0001705509 · Director Orogen Holdings LLC · CIK 0001705500 · Director PANDIT VIKRAM S · CIK 0001183417 · Director Atairos-Orogen Holdings, LLC · CIK 0001705610 · Director Atairos Group, Inc. · CIK 0001671122 · Director Atairos Partners, L.P. · CIK 0001671185 · Director Atairos Partners GP, Inc. · CIK 0001671176 · Director Angelakis Michael J · CIK 0001393014 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 310,394 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects an exchange of $150 million aggregate principal amount of the Issuer's 3.50% Convertible Senior Notes due October 1, 2024 (the "2024 Notes") held by the Reporting Persons for (i) a cash payment of $200 million plus accrued and unpaid interest on the reported securities through, and including, August 26, 2021 and (ii) 310,394 shares of common stock of the Issuer, par value $0.001 per share ("Common Stock"), which share amount was calculated using a 20-day volume weighted average price ending on, and including, August 26, 2021. F2 · price: Under the terms of the 2024 Notes, upon conversion of the 2024 Notes, the Issuer was required to deliver, at the Issuer's election, cash, shares of Common Stock, or a combination of cash and shares of Common Stock. The 2024 Notes had an initial conversion rate of 13.3333 shares of Common Stock per $1,000 principal amount of the 2024 Notes, which was the equivalent of an initial conversion price of approximately $75 per share of Common Stock. The initial conversion rate was subject to adjustment from time to time in accordance with the terms of an indenture, dated as of October 4, 2018, by and between the Issuer and Citibank, N.A., as trustee. F3 · ownership.nature: Orogen Echo LLC ("OE") directly owns the reported securities. The Orogen Group LLC ("Orogen") is the sole member of OE and Vikram S. Pandit ("Mr. Pandit") is the Chairman and Chief Executive Officer of Orogen and serves on the board of directors of ExlService Holdings, Inc. (the "Issuer"). Orogen Holdings LLC and Atairos-Orogen Holdings, LLC are the sole members with joint investment control of Orogen. Mr. Pandit has majority voting control of Orogen Holdings LLC. Atairos Group, Inc. ("Atairos") is the sole voting shareholder of Atairos-Orogen Holdings, LLC. Michael Angelakis is the Chairman and Chief Executive Officer of Atairos and controls a majority of the voting power of Atairos Partners GP, Inc., which is the general partner of Atairos Partners L.P., the sole voting shareholder of Atairos. F4 · ownership.nature: Each of the Reporting Persons, other than Mr. Pandit, is acting as a director by deputization of the Issuer with respect to Mr. Pandit's membership on the board of directors of the Issuer. Each of the Reporting Persons may be deemed to have direct or indirect beneficial ownership of the reported securities, as applicable, but disclaims such beneficial ownership except to the extent of its pecuniary interest therein. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 17:49 UTC | VIRTUSA CORP EXLS · Entity 138065 | GrantRestricted Stock Units · Derivative | 1,420 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-009106 · dp152994_pandit.xml · derivative · entry 1 PANDIT VIKRAM S · CIK 0001183417 · Director Orogen Echo LLC · CIK 0001754751 · Director Orogen Group LLC · CIK 0001705509 · Director Orogen Holdings LLC · CIK 0001705500 · Director Atairos-Orogen Holdings, LLC · CIK 0001705610 · Director Atairos Group, Inc. · CIK 0001671122 · Director Atairos Partners, L.P. · CIK 0001671185 · Director Atairos Partners GP, Inc. · CIK 0001671176 · Director Angelakis Michael J · CIK 0001393014 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnotes Disclosed balance after: 6,778 Underlying: Common Stock, par value $0.001 per share · 1,420 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock upon settlement. F2 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of the issuer (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service. F2 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of the issuer (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service. F3 · ownership.nature: Mr. Pandit serves on the Board and is the Chairman and Chief Executive Officer of Orogen Echo LLC ("OE"). Orogen Holdings LLC and Atairos-Orogen Holdings, LLC are the sole members with joint investment control of The Orogen Group LLC, which is the sole member of OE. Mr. Pandit has majority voting control of Orogen Holdings LLC. Atairos Group, Inc. ("Atairos") is the sole voting shareholder of Atairos-Orogen Holdings, LLC. Michael Angelakis is the Chairman and Chief Executive Officer of Atairos and controls a majority of the voting power of Atairos Partners GP, Inc., which is the general partner of Atairos Partners L.P., the sole voting shareholder of Atairos. F4 · ownership.nature: Each of the reporting persons, other than Mr. Pandit, is acting as a director by deputization of the issuer with respect to Mr. Pandit's membership on the Board. Each of the reporting persons may be deemed to have direct or indirect beneficial ownership of the reported securities, as applicable, but disclaims such beneficial ownership except to the extent of its pecuniary interest therein. Read SEC document |
| June 17, 2021 Filed Jul 2, 2021 19:27 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GrantRestricted Stock Units · Derivative | 1,420 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-010075 · dp153969_4-pandit.xml · derivative · entry 1 PANDIT VIKRAM S · CIK 0001183417 · Director Orogen Echo LLC · CIK 0001754751 · Director Orogen Group LLC · CIK 0001705509 · Director Orogen Holdings LLC · CIK 0001705500 · Director Atairos-Orogen Holdings, LLC · CIK 0001705610 · Director Atairos Group, Inc. · CIK 0001671122 · Director Atairos Partners, L.P. · CIK 0001671185 · Director Atairos Partners GP, Inc. · CIK 0001671176 · Director Angelakis Michael J · CIK 0001393014 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,778 Underlying: Common Stock, par value $0.001 per share · 1,420 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock upon settlement. F2 · date: The reporting person previously reported the transaction set forth herein on a Form 4 filed on June 21, 2021. However, the Form 4 was inadvertently filed in relation to a different issuer. F3 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of the issuer (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service. F3 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of the issuer (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service. F4 · ownership.nature: Mr. Pandit serves on the Board and is the Chairman and Chief Executive Officer of Orogen Echo LLC ("OE"). Orogen Holdings LLC and Atairos-Orogen Holdings, LLC are the sole members with joint investment control of The Orogen Group LLC, which is the sole member of OE. Mr. Pandit has majority voting control of Orogen Holdings LLC. Atairos Group, Inc. ("Atairos") is the sole voting shareholder of Atairos-Orogen Holdings, LLC. Michael Angelakis is the Chairman and Chief Executive Officer of Atairos and controls a majority of the voting power of Atairos Partners GP, Inc., which is the general partner of Atairos Partners L.P., the sole voting shareholder of Atairos. F5 · ownership.nature: Each of the reporting persons, other than Mr. Pandit, is acting as a director by deputization of the issuer with respect to Mr. Pandit's membership on the Board. Each of the reporting persons may be deemed to have direct or indirect beneficial ownership of the reported securities, as applicable, but disclaims such beneficial ownership except to the extent of its pecuniary interest therein. Read SEC document |
| May 14, 2021 Filed May 14, 2021 17:13 UTC | Groupon, Inc. GRPN · Entity 5174 | Disposition to issuer3.25% Senior Convertible Notes due 2022 · Derivative | 2,314,815 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-21-007271 · dp150980_4-agholdings.xml · derivative · entry 1 A-G Holdings, L.P. · CIK 0001671119 · Director · See Remarks Atairos Partners GP, Inc. · CIK 0001671176 · See Remarks Atairos Partners, L.P. · CIK 0001671185 · See Remarks Atairos Group, Inc. · CIK 0001671122 · See Remarks A-G Holdings GP, LLC · CIK 0001671120 · See Remarks Angelakis Michael J · CIK 0001393014 · Director · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 2,314,815 shares Expires not disclosed F2 · security: The aggregate principal amount of the Notes was $250,000,000. Prior to the Repurchase, the Notes were convertible at any time prior to the close of business on the scheduled trading day immediately preceding April 1, 2022, subject to earlier conversion or redemption in accordance with their terms. Upon conversion of the Notes, the Issuer would have been required to deliver, at the Issuer's election, cash, shares of Class A common stock of the Issuer, par value $0.0001 per share ("Common Stock") or a combination of cash and shares of Common Stock. F3 · security: This number represents the number of shares of Common Stock issuable upon conversion of the Notes if the Issuer had elected to settle its conversion obligation solely through shares of Common Stock by delivering a number of shares of Common Stock at the conversion rate of 9.25926 shares of Common Stock per $1,000 principal amount of the reported securities (which is equivalent to a conversion price of approximately $108.00 per share of Common Stock). Prior to the Repurchase, the conversion rate was subject to adjustment from time to time in accordance with the terms of an indenture, dated as of April 4, 2016, by and between the Issuer and U.S. Bank, National Association, as trustee. F2 · derivative.exercise_price: The aggregate principal amount of the Notes was $250,000,000. Prior to the Repurchase, the Notes were convertible at any time prior to the close of business on the scheduled trading day immediately preceding April 1, 2022, subject to earlier conversion or redemption in accordance with their terms. Upon conversion of the Notes, the Issuer would have been required to deliver, at the Issuer's election, cash, shares of Class A common stock of the Issuer, par value $0.0001 per share ("Common Stock") or a combination of cash and shares of Common Stock. F3 · derivative.exercise_price: This number represents the number of shares of Common Stock issuable upon conversion of the Notes if the Issuer had elected to settle its conversion obligation solely through shares of Common Stock by delivering a number of shares of Common Stock at the conversion rate of 9.25926 shares of Common Stock per $1,000 principal amount of the reported securities (which is equivalent to a conversion price of approximately $108.00 per share of Common Stock). Prior to the Repurchase, the conversion rate was subject to adjustment from time to time in accordance with the terms of an indenture, dated as of April 4, 2016, by and between the Issuer and U.S. Bank, National Association, as trustee. F1 · kind: Reflects the repurchase (the "Repurchase") by the Issuer of the Issuer's 3.25% Senior Convertible Notes due 2022 (the "Notes") on May 14, 2021 (the "Closing Date") for an aggregate purchase price of $254,000,000, plus accrued and unpaid interest on the Notes through the Closing Date. F1 · shares: Reflects the repurchase (the "Repurchase") by the Issuer of the Issuer's 3.25% Senior Convertible Notes due 2022 (the "Notes") on May 14, 2021 (the "Closing Date") for an aggregate purchase price of $254,000,000, plus accrued and unpaid interest on the Notes through the Closing Date. F1 · price: Reflects the repurchase (the "Repurchase") by the Issuer of the Issuer's 3.25% Senior Convertible Notes due 2022 (the "Notes") on May 14, 2021 (the "Closing Date") for an aggregate purchase price of $254,000,000, plus accrued and unpaid interest on the Notes through the Closing Date. F2 · derivative.exercise_date: The aggregate principal amount of the Notes was $250,000,000. Prior to the Repurchase, the Notes were convertible at any time prior to the close of business on the scheduled trading day immediately preceding April 1, 2022, subject to earlier conversion or redemption in accordance with their terms. Upon conversion of the Notes, the Issuer would have been required to deliver, at the Issuer's election, cash, shares of Class A common stock of the Issuer, par value $0.0001 per share ("Common Stock") or a combination of cash and shares of Common Stock. F2 · derivative.expiration_date: The aggregate principal amount of the Notes was $250,000,000. Prior to the Repurchase, the Notes were convertible at any time prior to the close of business on the scheduled trading day immediately preceding April 1, 2022, subject to earlier conversion or redemption in accordance with their terms. Upon conversion of the Notes, the Issuer would have been required to deliver, at the Issuer's election, cash, shares of Class A common stock of the Issuer, par value $0.0001 per share ("Common Stock") or a combination of cash and shares of Common Stock. F2 · derivative.underlying_shares: The aggregate principal amount of the Notes was $250,000,000. Prior to the Repurchase, the Notes were convertible at any time prior to the close of business on the scheduled trading day immediately preceding April 1, 2022, subject to earlier conversion or redemption in accordance with their terms. Upon conversion of the Notes, the Issuer would have been required to deliver, at the Issuer's election, cash, shares of Class A common stock of the Issuer, par value $0.0001 per share ("Common Stock") or a combination of cash and shares of Common Stock. F3 · derivative.underlying_shares: This number represents the number of shares of Common Stock issuable upon conversion of the Notes if the Issuer had elected to settle its conversion obligation solely through shares of Common Stock by delivering a number of shares of Common Stock at the conversion rate of 9.25926 shares of Common Stock per $1,000 principal amount of the reported securities (which is equivalent to a conversion price of approximately $108.00 per share of Common Stock). Prior to the Repurchase, the conversion rate was subject to adjustment from time to time in accordance with the terms of an indenture, dated as of April 4, 2016, by and between the Issuer and U.S. Bank, National Association, as trustee. F4 · ownership.nature: This Form 4 is being filed by more than one Reporting Person. A-G Holdings GP, LLC is the general partner of A-G Holdings, L.P. Atairos Group, Inc. is the sole member and manager of A-G Holdings GP, LLC and sole limited partner of A-G Holdings, L.P. Atairos Partners L.P. is the sole voting shareholder of Atairos Group, Inc. Atairos Partners GP, Inc. is the general partner of Atairos Partners, L.P. Michael J. Angelakis directly or indirectly controls a majority of the voting power of Atairos Partners GP, Inc. and serves on the board of directors of the Issuer. Each of A-G Holdings GP, LLC, Atairos Group, Inc., Atairos Partners, L.P., Atairos Partners GP, Inc. and Mr. Angelakis may be deemed to have beneficial ownership of the reported securities directly owned by A-G Holdings, L.P. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| March 24, 2021 Filed Mar 27, 2021 00:13 UTC | TRINET GROUP, INC. TNET · Entity 4202 | GrantCommon Stock | 2,576 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-004704 · dp148466_4-agitlp.xml · nonDerivative · entry 1 AGI-T, L.P. · CIK 0001694481 · Director · 10% owner Angelakis Michael J · CIK 0001393014 · Director · 10% owner Atairos Partners GP, Inc. · CIK 0001671176 · 10% owner Atairos Partners, L.P. · CIK 0001671185 · 10% owner Atairos Group, Inc. · CIK 0001671122 · 10% owner A-T Holdings GP, LLC · CIK 0001694477 · 10% owner A-A SMA, L.P. · CIK 0001697046 · 10% owner A-A SMA GP, LLC · CIK 0001697053 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 25,180 F1 · shares: Reflects the grant to Mr. Angelakis of Restricted Stock Units that convert into Common Stock, par value $0.000025 per share, of the Issuer ("Common Stock"), on a one-for-one basis. The Restricted Stock Units will vest 100% on the date of the Company's 2022 Annual Meeting of the Stockholders, subject to Mr. Angelakis' continued service. The Restricted Stock Units are also subject to accelerated vesting upon certain events. F2 · ownership.nature: Reflects (i) 2,576 Restricted Stock Units and (ii) 22,604 shares of Common Stock directly beneficially owned by Mr. Angelakis, which were previously delivered to Mr. Angelakis in connection with the vesting of Restricted Stock Units granted to him in his capacity as a director of the Issuer. F3 · ownership.nature: This Form 4 is being filed by more than one Reporting Person. A-T Holdings GP, LLC is the general partner of AGI-T, L.P. Atairos Group, Inc. is the sole member and manager of A-T Holdings GP, LLC and the sole limited partner of AGI-T, L.P. A-A SMA GP, LLC is the general partner of A-A SMA, L.P. Atairos Group, Inc. is the sole member and manager of A-A SMA GP, LLC and the sole limited partner of A-A SMA, L.P. Atairos Partners, L.P. is the sole voting shareholder of Atairos Group, Inc. Atairos Partners GP, Inc. is the general partner of Atairos Partners, L.P. Michael J. Angelakis directly or indirectly controls a majority of the voting power of Atairos Partners GP, Inc. and serves on the board of directors of the Issuer. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 23:15 UTC | EXXON MOBIL CORP XOM · Entity 32533 | PurchaseCommon Stock | 25,000 | $57.16 | $1,429,120.00 |
DisclosureSEC source: 0001127602-21-008874 · form4.xml · nonDerivative · entry 2 Angelakis Michael J · CIK 0001393014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,000 F2 · price: Actual purchase prices range from $56.939 to $57.50 per share. The number of shares purchased at each separate price will be provided upon request. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 23:15 UTC | EXXON MOBIL CORP XOM · Entity 32533 | GrantCommon Stock | 8,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008874 · form4.xml · nonDerivative · entry 1 Angelakis Michael J · CIK 0001393014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 F1 · price: Restricted stock grant. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 11:58 UTC | VIRTUSA CORP VRTU · Entity 138065 | Conversion3.875% Series A-1 Convertible Preferred Stock · Derivative | 38,000 | $0.00 Strike: $35.63 | $0.00 |
DisclosureSEC source: 0000950103-21-002219 · dp145411_4-orogen.xml · derivative · entry 4 Orogen Viper LLC · CIK 0001705498 · Director Orogen Group LLC · CIK 0001705509 · Director Orogen Holdings LLC · CIK 0001705500 · Director PANDIT VIKRAM S · CIK 0001183417 · Director Atairos-Orogen Holdings, LLC · CIK 0001705610 · Director Atairos Group, Inc. · CIK 0001671122 · Director Atairos Partners, L.P. · CIK 0001671185 · Director Atairos Partners GP, Inc. · CIK 0001671176 · Director Angelakis Michael J · CIK 0001393014 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SEE FOOTNOTE Disclosed balance after: 0 Underlying: Common Stock · 1,066,542 shares Expires 2024-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Vikram S. Pandit ("Mr. Pandit") is the Chairman and Chief Executive Officer of OV, which directly owned the Convertible Preferred and therefore became the direct owner of the underlying Common Stock of the Issuer that were acquired upon conversion of the Convertible Preferred. The Orogen Group LLC ("Orogen") is the sole member of OV and Orogen Holdings LLC and Atairos-Orogen Holdings, LLC are the members of Orogen and jointly control the investment decisions of Orogen. Mr. Pandit controls a majority of the voting power of Orogen Holdings LLC. Atairos Group, Inc. ("Atairos") is the sole voting shareholder of Atairos-Orogen Holdings, LLC. Michael Angelakis ("Mr. Angelakis") is the Chairman and Chief Executive Officer of Atairos and directly or indirectly controls a majority of the voting power of Atairos Partners GP, Inc., which, in turn, is the general partner of Atairos Partners L.P., the sole voting shareholder of Atairos. F2 · ownership.nature: Vikram S. Pandit ("Mr. Pandit") is the Chairman and Chief Executive Officer of OV, which directly owned the Convertible Preferred and therefore became the direct owner of the underlying Common Stock of the Issuer that were acquired upon conversion of the Convertible Preferred. The Orogen Group LLC ("Orogen") is the sole member of OV and Orogen Holdings LLC and Atairos-Orogen Holdings, LLC are the members of Orogen and jointly control the investment decisions of Orogen. Mr. Pandit controls a majority of the voting power of Orogen Holdings LLC. Atairos Group, Inc. ("Atairos") is the sole voting shareholder of Atairos-Orogen Holdings, LLC. Michael Angelakis ("Mr. Angelakis") is the Chairman and Chief Executive Officer of Atairos and directly or indirectly controls a majority of the voting power of Atairos Partners GP, Inc., which, in turn, is the general partner of Atairos Partners L.P., the sole voting shareholder of Atairos. F3 · ownership.nature: Because of an arrangement among the Reporting Persons with respect to the equity grants received by Mr. Pandit in his capacity as a director of the Issuer, each Reporting Person may be deemed to have beneficial ownership of the reported securities, provided that each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 11:58 UTC | VIRTUSA CORP VRTU · Entity 138065 | Conversion3.875% Series A Convertible Preferred Stock · Derivative | 70,000 | $0.00 Strike: $35.63 | $0.00 |
DisclosureSEC source: 0000950103-21-002219 · dp145411_4-orogen.xml · derivative · entry 3 Orogen Viper LLC · CIK 0001705498 · Director Orogen Group LLC · CIK 0001705509 · Director Orogen Holdings LLC · CIK 0001705500 · Director PANDIT VIKRAM S · CIK 0001183417 · Director Atairos-Orogen Holdings, LLC · CIK 0001705610 · Director Atairos Group, Inc. · CIK 0001671122 · Director Atairos Partners, L.P. · CIK 0001671185 · Director Atairos Partners GP, Inc. · CIK 0001671176 · Director Angelakis Michael J · CIK 0001393014 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SEE FOOTNOTE Disclosed balance after: 0 Underlying: Common Stock · 1,964,684 shares Expires 2024-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Vikram S. Pandit ("Mr. Pandit") is the Chairman and Chief Executive Officer of OV, which directly owned the Convertible Preferred and therefore became the direct owner of the underlying Common Stock of the Issuer that were acquired upon conversion of the Convertible Preferred. The Orogen Group LLC ("Orogen") is the sole member of OV and Orogen Holdings LLC and Atairos-Orogen Holdings, LLC are the members of Orogen and jointly control the investment decisions of Orogen. Mr. Pandit controls a majority of the voting power of Orogen Holdings LLC. Atairos Group, Inc. ("Atairos") is the sole voting shareholder of Atairos-Orogen Holdings, LLC. Michael Angelakis ("Mr. Angelakis") is the Chairman and Chief Executive Officer of Atairos and directly or indirectly controls a majority of the voting power of Atairos Partners GP, Inc., which, in turn, is the general partner of Atairos Partners L.P., the sole voting shareholder of Atairos. F2 · ownership.nature: Vikram S. Pandit ("Mr. Pandit") is the Chairman and Chief Executive Officer of OV, which directly owned the Convertible Preferred and therefore became the direct owner of the underlying Common Stock of the Issuer that were acquired upon conversion of the Convertible Preferred. The Orogen Group LLC ("Orogen") is the sole member of OV and Orogen Holdings LLC and Atairos-Orogen Holdings, LLC are the members of Orogen and jointly control the investment decisions of Orogen. Mr. Pandit controls a majority of the voting power of Orogen Holdings LLC. Atairos Group, Inc. ("Atairos") is the sole voting shareholder of Atairos-Orogen Holdings, LLC. Michael Angelakis ("Mr. Angelakis") is the Chairman and Chief Executive Officer of Atairos and directly or indirectly controls a majority of the voting power of Atairos Partners GP, Inc., which, in turn, is the general partner of Atairos Partners L.P., the sole voting shareholder of Atairos. F3 · ownership.nature: Because of an arrangement among the Reporting Persons with respect to the equity grants received by Mr. Pandit in his capacity as a director of the Issuer, each Reporting Person may be deemed to have beneficial ownership of the reported securities, provided that each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 11:58 UTC | VIRTUSA CORP VRTU · Entity 138065 | Disposition to issuerCommon Stock | 3,045,856 | $51.35 | $156,404,705.60 |
DisclosureSEC source: 0000950103-21-002219 · dp145411_4-orogen.xml · nonDerivative · entry 2 Orogen Viper LLC · CIK 0001705498 · Director Orogen Group LLC · CIK 0001705509 · Director Orogen Holdings LLC · CIK 0001705500 · Director PANDIT VIKRAM S · CIK 0001183417 · Director Atairos-Orogen Holdings, LLC · CIK 0001705610 · Director Atairos Group, Inc. · CIK 0001671122 · Director Atairos Partners, L.P. · CIK 0001671185 · Director Atairos Partners GP, Inc. · CIK 0001671176 · Director Angelakis Michael J · CIK 0001393014 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F4 · balance_after: On February 11, 2021, pursuant to the terms of the Merger Agreement, dated as of September 9, 2020, by and among Austin HoldCo Inc., a Delaware corporation (that is owned by Baring Private Equity Asia), Austin BidCo Inc., a Delaware corporation and a wholly owned subsidiary of Parent and the Issuer, the Reporting Persons' equity interests in the Issuer were canceled and thus delivered back to the Issuer, and converted into the right to receive $51.35 in cash and the Reporting Persons disposed of all of their equity securities in the Issuer in connection with the completion of the transactions contemplated by the Merger Agreement. F2 · ownership.nature: Vikram S. Pandit ("Mr. Pandit") is the Chairman and Chief Executive Officer of OV, which directly owned the Convertible Preferred and therefore became the direct owner of the underlying Common Stock of the Issuer that were acquired upon conversion of the Convertible Preferred. The Orogen Group LLC ("Orogen") is the sole member of OV and Orogen Holdings LLC and Atairos-Orogen Holdings, LLC are the members of Orogen and jointly control the investment decisions of Orogen. Mr. Pandit controls a majority of the voting power of Orogen Holdings LLC. Atairos Group, Inc. ("Atairos") is the sole voting shareholder of Atairos-Orogen Holdings, LLC. Michael Angelakis ("Mr. Angelakis") is the Chairman and Chief Executive Officer of Atairos and directly or indirectly controls a majority of the voting power of Atairos Partners GP, Inc., which, in turn, is the general partner of Atairos Partners L.P., the sole voting shareholder of Atairos. F3 · ownership.nature: Because of an arrangement among the Reporting Persons with respect to the equity grants received by Mr. Pandit in his capacity as a director of the Issuer, each Reporting Person may be deemed to have beneficial ownership of the reported securities, provided that each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 11:58 UTC | VIRTUSA CORP VRTU · Entity 138065 | ConversionCommon Stock | 3,031,226 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-002219 · dp145411_4-orogen.xml · nonDerivative · entry 1 Orogen Viper LLC · CIK 0001705498 · Director Orogen Group LLC · CIK 0001705509 · Director Orogen Holdings LLC · CIK 0001705500 · Director PANDIT VIKRAM S · CIK 0001183417 · Director Atairos-Orogen Holdings, LLC · CIK 0001705610 · Director Atairos Group, Inc. · CIK 0001671122 · Director Atairos Partners, L.P. · CIK 0001671185 · Director Atairos Partners GP, Inc. · CIK 0001671176 · Director Angelakis Michael J · CIK 0001393014 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,045,856 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The reported securities include (i) 3,031,226 shares of common stock ("Common Stock") of Virtusa Corporation (the "Issuer") acquired upon the conversion of the 70,000 shares of the Issuer's 3.875% Series A Convertible Preferred Stock and 38,000 shares of the Issuer's 3.875% Series A-1 Convertible Preferred Stock (together, the "Convertible Preferred") that were directly owned by Orogen Viper LLC ("OV") and (ii) 14,630 shares of Issuer common stock in respect of grants of restricted stock units granted under the Issuer's Fourth Amended and Restated Director Compensation Policy (or its applicable predecessors) and 2015 Stock Option and Incentive Plan. F2 · ownership.nature: Vikram S. Pandit ("Mr. Pandit") is the Chairman and Chief Executive Officer of OV, which directly owned the Convertible Preferred and therefore became the direct owner of the underlying Common Stock of the Issuer that were acquired upon conversion of the Convertible Preferred. The Orogen Group LLC ("Orogen") is the sole member of OV and Orogen Holdings LLC and Atairos-Orogen Holdings, LLC are the members of Orogen and jointly control the investment decisions of Orogen. Mr. Pandit controls a majority of the voting power of Orogen Holdings LLC. Atairos Group, Inc. ("Atairos") is the sole voting shareholder of Atairos-Orogen Holdings, LLC. Michael Angelakis ("Mr. Angelakis") is the Chairman and Chief Executive Officer of Atairos and directly or indirectly controls a majority of the voting power of Atairos Partners GP, Inc., which, in turn, is the general partner of Atairos Partners L.P., the sole voting shareholder of Atairos. F3 · ownership.nature: Because of an arrangement among the Reporting Persons with respect to the equity grants received by Mr. Pandit in his capacity as a director of the Issuer, each Reporting Person may be deemed to have beneficial ownership of the reported securities, provided that each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.