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person · Reporting owner

Baltimore Thomas J Jr

Disclosed activity across 6 companies

Tapewire entity
14494
SEC CIK
0001390946

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMERICAN EXPRESS COAXP · Entity 2839DirectorSeptember 30, 2026October 03, 2026
AUTONATION, INC.AN · Entity 3730DirectorJanuary 04, 2021January 06, 2021
COMCAST CORPCMCSA · Entity 1651DirectorSeptember 30, 2026October 03, 2026
DUKE REALTY CORPDRE · Entity 123280DirectorApril 01, 2017April 04, 2017
Park Hotels & Resorts Inc.PK · Entity 4218Director · CEOSeptember 03, 2026September 10, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMERICAN EXPRESS CO

Report date September 30, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Share Equivalent UnitsSEC Table II · derivative / convertible securityDirect10,529.435 Reported balance After 2026-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-30 · Grant · Acquired 116.093 · Balance 10,529.435

F1: Each Share Equivalent Unit reflects the value of one common share.

F2: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F4: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Filing footnotes · ownership attribution and instrument terms

F1: Each Share Equivalent Unit reflects the value of one common share.

F2: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F4: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

AUTONATION, INC.

Report date January 04, 2021 · Filed January 06, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect8,781 Reported balance After 2021-01-04 transaction · row 1
1 source row

Row 1 · 2021-01-04 · Grant · Acquired 3,671 · Balance 8,781

F1: 2021 grant of 3,671 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company.

Filing footnotes · ownership attribution and instrument terms

F1: 2021 grant of 3,671 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company.

COMCAST CORP

Report date September 30, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect43,379.047 Reported balance After 2026-09-30 transaction · row 1
1 source row

Row 1 · 2026-09-30 · Grant · Acquired 1,552 · Balance 43,379.047

Class A Common StockSEC Table I · non-derivativeIndirectBy Spouse477 Reported balance Holding disclosure · report date 2026-09-30 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 477

DUKE REALTY CORP

Report date April 01, 2017 · Filed April 04, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect72,320 Reported balance After 2017-04-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2017-04-01 · Grant · Acquired 952 · Balance 72,320

F1: Between February 14, 2017 and April 4, 2017, the Reporting Person acquired 37 shares of DRE common stock through dividend reinvestment.

Filing footnotes · ownership attribution and instrument terms

F1: Between February 14, 2017 and April 4, 2017, the Reporting Person acquired 37 shares of DRE common stock through dividend reinvestment.

Park Hotels & Resorts Inc.

Report date September 03, 2026 · Filed September 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,337,556 Reported balance After 2026-09-03 transaction · row 1
1 source row

Row 1 · 2026-09-03 · Grant · Acquired 331,564 · Balance 2,337,556

F1: Represents an award of restricted shares of common stock of the Issuer under the Park Hotels & Resorts Inc. 2017 Omnibus Incentive Plan (as amended from time to time), approved by the Compensation & Human Capital Committee of the Issuer, which shares shall vest in full on the fourth anniversary of the grant date, subject to the Reporting Person's continued service on such date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an award of restricted shares of common stock of the Issuer under the Park Hotels & Resorts Inc. 2017 Omnibus Incentive Plan (as amended from time to time), approved by the Compensation & Human Capital Committee of the Issuer, which shares shall vest in full on the fourth anniversary of the grant date, subject to the Reporting Person's continued service on such date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

PRUDENTIAL FINANCIAL INC

Report date March 15, 2023 · Filed March 17, 2023

Section 16 reporting ended · disclosed 2023-03-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Notional Shares - OptionalSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct62,973 Reported balance After 2023-03-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-03-15 · Grant · Acquired 365 · Balance 62,973

F1: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F2: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Filing footnotes · ownership attribution and instrument terms

F1: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F2: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 01, 2018 Filed Jan 3, 2018 19:40 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Optional · Derivative 429 $114.98 Strike: $0.00 $49,326.42
Disclosure

SEC source: 0001127602-18-000465 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,987

Underlying: Common Stock · 429 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 16:55 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2017 Restricted Stock Units · Derivative 9 $114.47 $1,030.23
Disclosure

SEC source: 0001127602-17-034863 · form4.xml · derivative · entry 3

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,419

Underlying: Common Stock · 9 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 16:55 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Optional · Derivative 198 $114.47 Strike: $0.00 $22,665.06
Disclosure

SEC source: 0001127602-17-034863 · form4.xml · derivative · entry 2

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,557

Underlying: Common Stock · 198 shares

Expires not disclosed

F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 16:55 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 61 $114.47 Strike: $0.00 $6,982.67
Disclosure

SEC source: 0001127602-17-034863 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,430

Underlying: Common Stock · 61 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
October 01, 2017 Filed Oct 2, 2017 19:23 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Optional · Derivative 464 $106.32 Strike: $0.00 $49,332.48
Disclosure

SEC source: 0001127602-17-028596 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,358

Underlying: Common Stock · 464 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
September 14, 2017 Filed Sep 18, 2017 18:32 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2017 Restricted Stock Units · Derivative 10 $101.97 $1,019.70
Disclosure

SEC source: 0001127602-17-027579 · form4.xml · derivative · entry 3

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,410

Underlying: Common Stock · 10 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 14, 2017 Filed Sep 18, 2017 18:32 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Optional · Derivative 218 $101.97 Strike: $0.00 $22,229.46
Disclosure

SEC source: 0001127602-17-027579 · form4.xml · derivative · entry 2

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,894

Underlying: Common Stock · 218 shares

Expires not disclosed

F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
September 14, 2017 Filed Sep 18, 2017 18:32 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 68 $101.97 Strike: $0.00 $6,933.96
Disclosure

SEC source: 0001127602-17-027579 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,369

Underlying: Common Stock · 68 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 19:32 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Optional · Derivative 388 $108.14 Strike: $0.00 $41,958.32
Disclosure

SEC source: 0001127602-17-022871 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,675

Underlying: Common Stock · 388 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 18:39 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2017 Restricted Stock Units · Derivative 9 $108.28 $974.52
Disclosure

SEC source: 0001127602-17-021692 · form4.xml · derivative · entry 3

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400

Underlying: Common Stock · 9 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 18:39 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Optional · Derivative 201 $108.28 Strike: $0.00 $21,764.28
Disclosure

SEC source: 0001127602-17-021692 · form4.xml · derivative · entry 2

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,287

Underlying: Common Stock · 201 shares

Expires not disclosed

F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 18:39 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 63 $108.28 Strike: $0.00 $6,821.64
Disclosure

SEC source: 0001127602-17-021692 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,300

Underlying: Common Stock · 63 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
May 16, 2017 Filed May 18, 2017 20:57 UTC Park Hotels & Resorts Inc. PK · Entity 4218 Tax withholdingCommon Stock 42,665 $25.39 $1,083,264.35
Disclosure

SEC source: 0001214659-17-003478 · marketforms-38849.xml · nonDerivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,546

F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units previously granted pursuant to the Park Hotels & Resorts Inc. 2017 Omnibus Incentive Plan.

Read SEC document
May 09, 2017 Filed May 11, 2017 19:56 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2017 Restricted Stock Units · Derivative 1,390 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-017712 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,390

Underlying: Common Stock · 1,390 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2017 Filed Apr 4, 2017 14:44 UTC DUKE REALTY CORP DRE · Entity 123280 GrantCommon Stock 952 $26.27 $25,009.04
Disclosure

SEC source: 0001404930-17-000030 · edgar.xml · nonDerivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,320

F1 · balance_after: Between February 14, 2017 and April 4, 2017, the Reporting Person acquired 37 shares of DRE common stock through dividend reinvestment.

Read SEC document
April 01, 2017 Filed Apr 4, 2017 18:10 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Optional · Derivative 358 $106.68 Strike: $0.00 $38,191.44
Disclosure

SEC source: 0001127602-17-013784 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,079

Underlying: Common Stock · 358 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 20:08 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2016 Restricted Stock Units · Derivative 13 $111.62 Strike: $0.00 $1,451.06
Disclosure

SEC source: 0001127602-17-012381 · form4.xml · derivative · entry 3

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,006

Underlying: Common Stock · 13 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 20:08 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Optional · Derivative 178 $111.62 Strike: $0.00 $19,868.36
Disclosure

SEC source: 0001127602-17-012381 · form4.xml · derivative · entry 2

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,721

Underlying: Common Stock · 178 shares

Expires not disclosed

F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 20:08 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 61 $111.62 Strike: $0.00 $6,808.82
Disclosure

SEC source: 0001127602-17-012381 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,236

Underlying: Common Stock · 61 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 20:10 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2016 Restricted Stock Units · Derivative 13 $111.62 Strike: $0.00 $1,451.06
Disclosure

SEC source: 0001127602-17-012383 · form4.xml · derivative · entry 3

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,006

Underlying: Common Stock · 13 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 20:10 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Optional · Derivative 178 $111.62 Strike: $0.00 $19,868.36
Disclosure

SEC source: 0001127602-17-012383 · form4.xml · derivative · entry 2

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,721

Underlying: Common Stock · 178 shares

Expires not disclosed

F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 20:10 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 61 $111.62 Strike: $0.00 $6,808.82
Disclosure

SEC source: 0001127602-17-012383 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,236

Underlying: Common Stock · 61 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 23:28 UTC Park Hotels & Resorts Inc. PK · Entity 4218 OtherCommon Stock 27,620 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-001733 · marketforms-38276.xml · nonDerivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,212

F1 · kind: On January 9, 2017, the Issuer declared an earnings and profits dividend (the "E&P Dividend"), payable in cash and stock to all shareholders of record as of January 19, 2017, of $2.79 per share. As a result, Mr. Baltimore received (i) 26,230 additional restricted stock units of the Issuer and (ii) 1,390 additional shares of common stock of the Issuer.

F2 · balance_after: Includes 13,265 shares of common stock of the Issuer received with respect to shares of Hilton Worldwide Holdings Inc. ("HLT") common stock held prior to the spin-off of the Issuer from HLT.

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February 23, 2017 Filed Feb 27, 2017 23:01 UTC Park Hotels & Resorts Inc. PK · Entity 4218 GrantCommon Stock 100,113 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-001470 · marketforms-38112.xml · nonDerivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,327

F1 · kind: Represents awards of restricted shares of common stock of the Issuer under the Park Hotels & Resorts Inc. 2017 Omnibus Incentive Plan, approved by the compensation committee of the Issuer.

F2 · balance_after: Includes 250,214 restricted stock units that represent equity awards granted by Hilton Worldwide Holdings, Inc. ("HLT") that have been converted into equity awards of the Issuer in connection with the Spin-off of the Issuer from HLT.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 17:06 UTC DUKE REALTY CORP DRE · Entity 123280 GrantCommon Stock 4,949 $0.00 $0.00
Disclosure

SEC source: 0001404930-17-000012 · edgar.xml · nonDerivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,331

F1 · price: Represents an award of restricted stock units pursuant to Rule 16b-3(d) of Section 16b of the Securities Exchange Act of 1934.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 09:37 UTC DUKE REALTY CORP DRE · Entity 123280 GrantCommon Stock 847 $26.56 $22,496.32
Disclosure

SEC source: 0001404930-17-000001 · edgar.xml · nonDerivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,382

F1 · balance_after: Between October 4, 2016 and January 5, 2017, the Reporting Person acquired 35 shares of DRE common stock through dividend reinvestment.

Read SEC document
January 01, 2017 Filed Jan 3, 2017 19:07 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Optional · Derivative 367 $104.06 Strike: $0.00 $38,190.02
Disclosure

SEC source: 0001127602-17-000070 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,542

Underlying: Common Stock · 367 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 19:02 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2016 Restricted Stock Units · Derivative 12 $107.08 Strike: $0.00 $1,284.96
Disclosure

SEC source: 0001127602-16-070377 · form4.xml · derivative · entry 3

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,993

Underlying: Common Stock · 12 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 19:02 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Optional · Derivative 261 $107.08 Strike: $0.00 $27,947.88
Disclosure

SEC source: 0001127602-16-070377 · form4.xml · derivative · entry 2

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,175

Underlying: Common Stock · 261 shares

Expires not disclosed

F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 19:02 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 59 $107.08 Strike: $0.00 $6,317.72
Disclosure

SEC source: 0001127602-16-070377 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,175

Underlying: Common Stock · 59 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 11:55 UTC DUKE REALTY CORP DRE · Entity 123280 GrantCommon Stock 823 $27.33 $22,492.59
Disclosure

SEC source: 0001404930-16-000124 · edgar.xml · nonDerivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,500

F1 · balance_after: Between July 5, 2016 and October 4, 2016, the Reporting Person acquired 31 shares of DRE common stock through dividend reinvestment.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 18:17 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Optional · Derivative 468 $81.65 Strike: $0.00 $38,212.20
Disclosure

SEC source: 0001127602-16-063948 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,913

Underlying: Common Stock · 468 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 20:55 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2016 Restricted Stock Units · Derivative 17 $80.45 Strike: $0.00 $1,367.65
Disclosure

SEC source: 0001127602-16-062816 · form4.xml · derivative · entry 3

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,980

Underlying: Common Stock · 17 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 20:55 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Optional · Derivative 128 $80.45 Strike: $0.00 $10,297.60
Disclosure

SEC source: 0001127602-16-062816 · form4.xml · derivative · entry 2

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,445

Underlying: Common Stock · 128 shares

Expires not disclosed

F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 20:55 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 78 $80.45 Strike: $0.00 $6,275.10
Disclosure

SEC source: 0001127602-16-062816 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,115

Underlying: Common Stock · 78 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
August 01, 2016 Filed Jul 19, 2018 18:56 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 SaleCommon Stock 10 $75.23 $752.30
Disclosure

SEC source: 0001127602-18-023588 · form4.xml · nonDerivative · entry 6

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Transaction was inadvertently effected by a broker through a broker managed account without any instruction from or knowledge of the reporting person.

Read SEC document
July 25, 2016 Filed Jul 19, 2018 18:56 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 SaleCommon Stock 14 $75.39 $1,055.46
Disclosure

SEC source: 0001127602-18-023588 · form4.xml · nonDerivative · entry 5

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10

F1 · kind: Transaction was inadvertently effected by a broker through a broker managed account without any instruction from or knowledge of the reporting person.

Read SEC document
October 15, 2015 Filed Jul 19, 2018 18:56 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 SaleCommon Stock 25 $77.82 $1,945.50
Disclosure

SEC source: 0001127602-18-023588 · form4.xml · nonDerivative · entry 4

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24

F1 · kind: Transaction was inadvertently effected by a broker through a broker managed account without any instruction from or knowledge of the reporting person.

Read SEC document
January 22, 2014 Filed Jul 19, 2018 18:56 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 SaleCommon Stock 16 $90.23 $1,443.68
Disclosure

SEC source: 0001127602-18-023588 · form4.xml · nonDerivative · entry 3

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49

F1 · kind: Transaction was inadvertently effected by a broker through a broker managed account without any instruction from or knowledge of the reporting person.

F2 · shares: The 10/30/2013 purchase at a price of $81.72 per share was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 16 shares, with the sale on 1/22/2014 of 16 shares at a price of $90.23 per share. The reporting person has paid the issuer $136.16, representing the full amount of the profit realized in connection with the short-swing transaction.

Read SEC document
October 30, 2013 Filed Jul 19, 2018 18:56 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 PurchaseCommon Stock 65 $81.72 $5,311.80
Disclosure

SEC source: 0001127602-18-023588 · form4.xml · nonDerivative · entry 2

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65

F1 · kind: Transaction was inadvertently effected by a broker through a broker managed account without any instruction from or knowledge of the reporting person.

Read SEC document
June 13, 2012 Filed Jul 19, 2018 18:56 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 SaleCommon Stock 250 $47.81 $11,952.50
Disclosure

SEC source: 0001127602-18-023588 · form4.xml · nonDerivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Transaction was inadvertently effected by a broker through a broker managed account without any instruction from or knowledge of the reporting person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.