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person · Reporting owner

Baltimore Thomas J Jr

Disclosed activity across 6 companies

Tapewire entity
14494
SEC CIK
0001390946

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMERICAN EXPRESS COAXP · Entity 2839DirectorSeptember 30, 2026October 03, 2026
AUTONATION, INC.AN · Entity 3730DirectorJanuary 04, 2021January 06, 2021
COMCAST CORPCMCSA · Entity 1651DirectorSeptember 30, 2026October 03, 2026
DUKE REALTY CORPDRE · Entity 123280DirectorApril 01, 2017April 04, 2017
Park Hotels & Resorts Inc.PK · Entity 4218Director · CEOSeptember 03, 2026September 10, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMERICAN EXPRESS CO

Report date September 30, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Share Equivalent UnitsSEC Table II · derivative / convertible securityDirect10,529.435 Reported balance After 2026-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-30 · Grant · Acquired 116.093 · Balance 10,529.435

F1: Each Share Equivalent Unit reflects the value of one common share.

F2: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F4: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Filing footnotes · ownership attribution and instrument terms

F1: Each Share Equivalent Unit reflects the value of one common share.

F2: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F4: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

AUTONATION, INC.

Report date January 04, 2021 · Filed January 06, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect8,781 Reported balance After 2021-01-04 transaction · row 1
1 source row

Row 1 · 2021-01-04 · Grant · Acquired 3,671 · Balance 8,781

F1: 2021 grant of 3,671 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company.

Filing footnotes · ownership attribution and instrument terms

F1: 2021 grant of 3,671 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company.

COMCAST CORP

Report date September 30, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect43,379.047 Reported balance After 2026-09-30 transaction · row 1
1 source row

Row 1 · 2026-09-30 · Grant · Acquired 1,552 · Balance 43,379.047

Class A Common StockSEC Table I · non-derivativeIndirectBy Spouse477 Reported balance Holding disclosure · report date 2026-09-30 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 477

DUKE REALTY CORP

Report date April 01, 2017 · Filed April 04, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect72,320 Reported balance After 2017-04-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2017-04-01 · Grant · Acquired 952 · Balance 72,320

F1: Between February 14, 2017 and April 4, 2017, the Reporting Person acquired 37 shares of DRE common stock through dividend reinvestment.

Filing footnotes · ownership attribution and instrument terms

F1: Between February 14, 2017 and April 4, 2017, the Reporting Person acquired 37 shares of DRE common stock through dividend reinvestment.

Park Hotels & Resorts Inc.

Report date September 03, 2026 · Filed September 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,337,556 Reported balance After 2026-09-03 transaction · row 1
1 source row

Row 1 · 2026-09-03 · Grant · Acquired 331,564 · Balance 2,337,556

F1: Represents an award of restricted shares of common stock of the Issuer under the Park Hotels & Resorts Inc. 2017 Omnibus Incentive Plan (as amended from time to time), approved by the Compensation & Human Capital Committee of the Issuer, which shares shall vest in full on the fourth anniversary of the grant date, subject to the Reporting Person's continued service on such date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an award of restricted shares of common stock of the Issuer under the Park Hotels & Resorts Inc. 2017 Omnibus Incentive Plan (as amended from time to time), approved by the Compensation & Human Capital Committee of the Issuer, which shares shall vest in full on the fourth anniversary of the grant date, subject to the Reporting Person's continued service on such date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

PRUDENTIAL FINANCIAL INC

Report date March 15, 2023 · Filed March 17, 2023

Section 16 reporting ended · disclosed 2023-03-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Notional Shares - OptionalSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct62,973 Reported balance After 2023-03-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-03-15 · Grant · Acquired 365 · Balance 62,973

F1: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F2: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Filing footnotes · ownership attribution and instrument terms

F1: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F2: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 29, 2023 Filed Oct 3, 2023 20:24 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 208.45 $155.91 $32,499.44
Disclosure

SEC source: 0001127602-23-025209 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,147.39

Underlying: Common Stock · 208.45 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:28 UTC COMCAST CORP CMCSA · Entity 1651 GrantClass A Common Stock 752.105 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-007246 · doc4.xml · nonDerivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,234.625

Read SEC document
June 30, 2023 Filed Jul 5, 2023 19:56 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 189.98 $171.07 $32,499.88
Disclosure

SEC source: 0001127602-23-019973 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,917.23

Underlying: Common Stock · 189.98 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 02, 2023 Filed May 4, 2023 20:02 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 1,364.595 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-014452 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,709.7166

Underlying: Common Stock · 1,364.595 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:20 UTC COMCAST CORP CMCSA · Entity 1651 GrantClass A Common Stock 725.402 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004555 · doc4.xml · nonDerivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,444.402

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:04 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 201.41 $161.36 $32,499.52
Disclosure

SEC source: 0001127602-23-012148 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,345.1216

Underlying: Common Stock · 201.41 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 14:46 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Optional · Derivative 365 $83.67 Strike: $0.00 $30,539.55
Disclosure

SEC source: 0001127602-23-010487 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,973

Underlying: Common Stock · 365 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:34 UTC COMCAST CORP CMCSA · Entity 1651 GrantClass A Common Stock 4,075 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004084 · doc4.xml · nonDerivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,719

Read SEC document
February 24, 2023 Filed Feb 27, 2023 22:51 UTC Park Hotels & Resorts Inc. PK · Entity 4218 Tax withholdingCommon Stock 15,974 $13.95 $222,837.30
Disclosure

SEC source: 0001214659-23-003163 · marketforms-59613.xml · nonDerivative · entry 4

Baltimore Thomas J Jr · CIK 0001390946 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,184,867

F4 · kind: Represents shares surrendered to the Issuer by the Reporting Person to satisfy tax withholding obligations due upon the vesting of 33,072 shares of restricted stock previously granted to the Reporting Person pursuant to the Plan. Pursuant to the terms of the applicable Restricted Stock Agreements, the price per share used to determine the tax withholdings was the closing price per share of the Company's common stock on the NYSE on the trading day immediately prior to the date of delivery of such shares. The shares of restricted stock were delivered to the Reporting Person on February 24, 2023 and, as such, the price per share used to determine the tax withholding related to such delivered shares was the NYSE closing price per share of the Company's common stock on February 23, 2023.

Read SEC document
February 24, 2023 Filed Feb 27, 2023 22:51 UTC Park Hotels & Resorts Inc. PK · Entity 4218 Tax withholdingCommon Stock 15,128 $13.95 $211,035.60
Disclosure

SEC source: 0001214659-23-003163 · marketforms-59613.xml · nonDerivative · entry 3

Baltimore Thomas J Jr · CIK 0001390946 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200,841

F3 · kind: Represents shares surrendered to the Issuer by the Reporting Person to satisfy tax withholding obligations due upon the vesting of 31,320 shares of restricted stock previously granted to the Reporting Person pursuant to the Plan. Pursuant to the terms of the applicable Restricted Stock Agreements, the price per share used to determine the tax withholdings was the closing price per share of the Company's common stock on the NYSE on the trading day immediately prior to the date of delivery of such shares. The shares of restricted stock were delivered to the Reporting Person on February 24, 2023 and, as such, the price per share used to determine the tax withholding related to such delivered shares was the NYSE closing price per share of the Company's common stock on February 23, 2023.

Read SEC document
February 21, 2023 Filed Feb 27, 2023 22:51 UTC Park Hotels & Resorts Inc. PK · Entity 4218 Tax withholdingCommon Stock 20,685 $13.75 $284,418.75
Disclosure

SEC source: 0001214659-23-003163 · marketforms-59613.xml · nonDerivative · entry 2

Baltimore Thomas J Jr · CIK 0001390946 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,215,969

F2 · kind: Represents shares surrendered to the Issuer by the Reporting Person to satisfy tax withholding obligations due upon the vesting of 42,826 shares of restricted stock previously granted to the Reporting Person pursuant to the Plan. Pursuant to the terms of the applicable Restricted Stock Agreements, the price per share used to determine the tax withholdings was the closing price per share of the Company's common stock on the NYSE on the trading day immediately prior to the date of delivery of such shares. The shares of restricted stock were delivered to the Reporting Person on February 21, 2023 and, as such, the price per share used to determine the tax withholding related to such delivered shares was the NYSE closing price per share of the Company's common stock on February 17, 2023.

Read SEC document
February 21, 2023 Filed Feb 27, 2023 22:51 UTC Park Hotels & Resorts Inc. PK · Entity 4218 Tax withholdingCommon Stock 16,705 $13.75 $229,693.75
Disclosure

SEC source: 0001214659-23-003163 · marketforms-59613.xml · nonDerivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,236,654

F1 · kind: Represents shares surrendered to the Issuer by the Reporting Person to satisfy tax withholding obligations due upon the vesting of 34,585 shares of restricted stock previously granted to the Reporting Person pursuant to the Park Hotels & Resorts Inc. 2017 Omnibus Incentive Plan (the "Plan"). Pursuant to the terms of the applicable Restricted Stock Agreements, the price per share used to determine the tax withholdings was the closing price per share of the Company's common stock on the New York Stock Exchange (the "NYSE") on the trading day immediately prior to the date of delivery of such shares. The shares of restricted stock were delivered to the Reporting Person on February 21, 2023 and, as such, the price per share used to determine the tax withholding related to such delivered shares was the NYSE closing price per share of the Company's common stock on February 17, 2023.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 22:17 UTC Park Hotels & Resorts Inc. PK · Entity 4218 GrantCommon Stock 145,202 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-002825 · marketforms-59540.xml · nonDerivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,253,359

F1 · kind: Represents an annual award of restricted shares of common stock of the Issuer under the Park Hotels & Resorts Inc. 2017 Omnibus Incentive Plan, approved by the Compensation & Human Capital Committee of the Issuer, which shares will vest ratably on each of the first three anniversaries of the grant date, subject to the Reporting Person's continued service on such dates.

Read SEC document
January 01, 2023 Filed Jan 3, 2023 21:36 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Optional · Derivative 384 $99.46 Strike: $0.00 $38,192.64
Disclosure

SEC source: 0001127602-23-000154 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,607

Underlying: Common Stock · 384 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:29 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 222.31 $146.19 $32,499.50
Disclosure

SEC source: 0001127602-23-000504 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,131.72

Underlying: Common Stock · 222.31 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 19:09 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2022 Restricted Stock Units · Derivative 17 $99.75 $1,695.75
Disclosure

SEC source: 0001127602-22-027783 · form4.xml · derivative · entry 3

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,494

Underlying: Common Stock · 17 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2023 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2023 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 19:09 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Optional · Derivative 729 $99.75 Strike: $0.00 $72,717.75
Disclosure

SEC source: 0001127602-22-027783 · form4.xml · derivative · entry 2

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,223

Underlying: Common Stock · 729 shares

Expires not disclosed

F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 19:09 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 143 $99.75 Strike: $0.00 $14,264.25
Disclosure

SEC source: 0001127602-22-027783 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,043

Underlying: Common Stock · 143 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 18:07 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Optional · Derivative 445 $85.78 Strike: $0.00 $38,172.10
Disclosure

SEC source: 0001127602-22-023405 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,493

Underlying: Common Stock · 445 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:04 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 227.43 $142.90 $32,499.75
Disclosure

SEC source: 0001127602-22-023431 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,896.32

Underlying: Common Stock · 227.43 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 18:09 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2022 Restricted Stock Units · Derivative 18 $92.54 $1,665.72
Disclosure

SEC source: 0001127602-22-022635 · form4.xml · derivative · entry 3

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,476

Underlying: Common Stock · 18 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2023 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2023 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 18:09 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Optional · Derivative 776 $92.54 Strike: $0.00 $71,811.04
Disclosure

SEC source: 0001127602-22-022635 · form4.xml · derivative · entry 2

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,047

Underlying: Common Stock · 776 shares

Expires not disclosed

F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 18:09 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 152 $92.54 Strike: $0.00 $14,066.08
Disclosure

SEC source: 0001127602-22-022635 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,899

Underlying: Common Stock · 152 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
July 01, 2022 Filed Jul 13, 2022 18:16 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Optional · Derivative 399 $95.68 Strike: $0.00 $38,176.32
Disclosure

SEC source: 0001127602-22-019257 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,271

Underlying: Common Stock · 399 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:20 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 228.36 $142.32 $32,500.20
Disclosure

SEC source: 0001127602-22-018709 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,657.18

Underlying: Common Stock · 228.36 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 17:39 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2022 Restricted Stock Units · Derivative 18 $91.33 $1,643.94
Disclosure

SEC source: 0001127602-22-017875 · form4.xml · derivative · entry 3

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,457

Underlying: Common Stock · 18 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2023 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2023 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 17:39 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Optional · Derivative 776 $91.33 Strike: $0.00 $70,872.08
Disclosure

SEC source: 0001127602-22-017875 · form4.xml · derivative · entry 2

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,871

Underlying: Common Stock · 776 shares

Expires not disclosed

F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 17:39 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 152 $91.33 Strike: $0.00 $13,882.16
Disclosure

SEC source: 0001127602-22-017875 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,747

Underlying: Common Stock · 152 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
May 10, 2022 Filed May 12, 2022 19:52 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2022 Restricted Stock Units · Derivative 1,438 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014239 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,438

Underlying: Common Stock · 1,438 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2023 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2023 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
May 03, 2022 Filed May 5, 2022 20:40 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 1,218.1617 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-013506 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,421.7381

Underlying: Common Stock · 1,218.1617 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 19:10 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Optional · Derivative 323 $118.17 Strike: $0.00 $38,168.91
Disclosure

SEC source: 0001127602-22-011472 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,599

Underlying: Common Stock · 323 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 23:06 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 171.6217 $187.00 $32,093.26
Disclosure

SEC source: 0001127602-22-011351 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,203.5764

Underlying: Common Stock · 171.6217 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 17:59 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2021 Restricted Stock Units · Derivative 16 $106.05 $1,696.80
Disclosure

SEC source: 0001127602-22-009274 · form4.xml · derivative · entry 3

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,494

Underlying: Common Stock · 16 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 17:59 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Optional · Derivative 640 $106.05 Strike: $0.00 $67,872.00
Disclosure

SEC source: 0001127602-22-009274 · form4.xml · derivative · entry 2

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,276

Underlying: Common Stock · 640 shares

Expires not disclosed

F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 17:59 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 129 $106.05 Strike: $0.00 $13,680.45
Disclosure

SEC source: 0001127602-22-009274 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,595

Underlying: Common Stock · 129 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 22:03 UTC Park Hotels & Resorts Inc. PK · Entity 4218 Tax withholdingCommon Stock 15,128 $17.95 $271,547.60
Disclosure

SEC source: 0001214659-22-003367 · marketforms-55542.xml · nonDerivative · entry 2

Baltimore Thomas J Jr · CIK 0001390946 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,108,157

F2 · kind: Represents shares surrendered to the Issuer by the Reporting Person to satisfy tax withholding obligations due upon the vesting of 31,320 shares of restricted stock previously granted to the Reporting Person pursuant to the Park Hotels & Resorts Inc. 2017 Omnibus Incentive Plan. Pursuant to the terms of the applicable Restricted Stock Agreements, the price per share used to determine the tax withholdings was the closing price per share of the Company's common stock on the New York Stock Exchange on the trading day immediately prior to the date of delivery of such shares. The shares of restricted stock were delivered to the Reporting Person on February 24, 2022 and, as such, the price per share used to determine the tax withholding related to such delivered shares was the NYSE closing price per share of the Company's common stock on February 23, 2022.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 22:03 UTC Park Hotels & Resorts Inc. PK · Entity 4218 GrantCommon Stock 99,217 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-003367 · marketforms-55542.xml · nonDerivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,123,285

F1 · kind: Represents an annual award of restricted shares of common stock of the Issuer under the Park Hotels & Resorts Inc. 2017 Omnibus Incentive Plan, approved by the Compensation Committee of the Issuer, which shares will vest ratably on each of the first three anniversaries of the grant date, subject to the Reporting Person's continued service on such dates.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 22:20 UTC Park Hotels & Resorts Inc. PK · Entity 4218 Tax withholdingCommon Stock 10,207 $19.37 $197,709.59
Disclosure

SEC source: 0001214659-22-003099 · marketforms-55481.xml · nonDerivative · entry 2

Baltimore Thomas J Jr · CIK 0001390946 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,024,068

F2 · kind: Represents shares surrendered to the Issuer by the Reporting Person to satisfy tax withholding obligations due upon the vesting of 10,924 shares of restricted stock previously granted to the Reporting Person pursuant to the Plan. Pursuant to the terms of the applicable Restricted Stock Agreements, the price per share used to determine the tax withholdings was the closing price per share of the Company's common stock on the NYSE on the trading day immediately prior to the date of delivery of such shares. The shares of restricted stock were delivered to the Reporting Person on February 22, 2022 and, as such, the price per share used to determine the tax withholding related to such delivered shares was the NYSE closing price per share of the Company's common stock on February 18, 2022.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 22:20 UTC Park Hotels & Resorts Inc. PK · Entity 4218 Tax withholdingCommon Stock 16,705 $19.92 $332,763.60
Disclosure

SEC source: 0001214659-22-003099 · marketforms-55481.xml · nonDerivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,034,275

F1 · kind: Represents shares surrendered to the Issuer by the Reporting Person to satisfy tax withholding obligations due upon the vesting of 17,879 shares of restricted stock previously granted to the Reporting Person pursuant to the Park Hotels & Resorts Inc. 2017 Omnibus Incentive Plan (the "Plan"). Pursuant to the terms of the applicable Restricted Stock Agreements, the price per share used to determine the tax withholdings was the closing price per share of the Company's common stock on the New York Stock Exchange (the "NYSE") on the trading day immediately prior to the date of delivery of such shares. The shares of restricted stock were delivered to the Reporting Person on February 18, 2022 and, as such, the price per share used to determine the tax withholding related to such delivered shares was the NYSE closing price per share of the Company's common stock on February 17, 2022.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:03 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Optional · Derivative 353 $108.24 Strike: $0.00 $38,208.72
Disclosure

SEC source: 0001127602-22-000549 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,636

Underlying: Common Stock · 353 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:14 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 184.745 $162.39 $30,000.00
Disclosure

SEC source: 0001127602-22-000703 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,027.854

Underlying: Common Stock · 184.745 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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December 16, 2021 Filed Dec 20, 2021 20:41 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2021 Restricted Stock Units · Derivative 15 $108.05 $1,620.75
Disclosure

SEC source: 0001127602-21-031572 · form4.xml · derivative · entry 3

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,477

Underlying: Common Stock · 15 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

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December 16, 2021 Filed Dec 20, 2021 20:41 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Optional · Derivative 592 $108.05 Strike: $0.00 $63,965.60
Disclosure

SEC source: 0001127602-21-031572 · form4.xml · derivative · entry 2

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,282

Underlying: Common Stock · 592 shares

Expires not disclosed

F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

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December 16, 2021 Filed Dec 20, 2021 20:41 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 120 $108.05 Strike: $0.00 $12,966.00
Disclosure

SEC source: 0001127602-21-031572 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,465

Underlying: Common Stock · 120 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

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October 01, 2021 Filed Oct 4, 2021 16:05 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Optional · Derivative 363 $105.20 Strike: $0.00 $38,187.60
Disclosure

SEC source: 0001127602-21-026396 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,690

Underlying: Common Stock · 363 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

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September 30, 2021 Filed Oct 4, 2021 23:55 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 177.169 $169.33 $30,000.03
Disclosure

SEC source: 0001127602-21-026538 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,838.39

Underlying: Common Stock · 177.169 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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September 16, 2021 Filed Sep 20, 2021 20:36 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2021 Restricted Stock Units · Derivative 16 $103.61 $1,657.76
Disclosure

SEC source: 0001127602-21-025611 · form4.xml · derivative · entry 3

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,462

Underlying: Common Stock · 16 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

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September 16, 2021 Filed Sep 20, 2021 20:36 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Optional · Derivative 607 $103.61 Strike: $0.00 $62,891.27
Disclosure

SEC source: 0001127602-21-025611 · form4.xml · derivative · entry 2

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,326

Underlying: Common Stock · 607 shares

Expires not disclosed

F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

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September 16, 2021 Filed Sep 20, 2021 20:36 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 124 $103.61 Strike: $0.00 $12,847.64
Disclosure

SEC source: 0001127602-21-025611 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,344

Underlying: Common Stock · 124 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

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July 01, 2021 Filed Jul 2, 2021 15:17 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Optional · Derivative 373 $102.47 Strike: $0.00 $38,221.31
Disclosure

SEC source: 0001127602-21-021138 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,719

Underlying: Common Stock · 373 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.