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HOPKINS DEBORAH C

Disclosed activity across 5 companies

Tapewire entity
14489
SEC CIK
0001127293

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Compass Digital Acquisition Corp.CDAQU · Entity 88726DirectorOctober 14, 2021October 15, 2021
MARSH & MCLENNAN COMPANIES, INC.MRSH · Entity 1501DirectorAugust 14, 2026August 18, 2026
UNION PACIFIC CORPUNP · Entity 2854DirectorOctober 01, 2026October 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Compass Digital Acquisition Corp.

Report date October 14, 2021 · Filed October 15, 2021

This filing explicitly reported no securities owned.

MARSH & MCLENNAN COMPANIES, INC.

Report date August 14, 2026 · Filed August 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stk. Units-Dir. Stk. PlanSEC Table II · derivative / convertible securityDirect21,526.64 Reported balance After 2026-08-14 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-08-14 · Other · Acquired 112.08 · Balance 21,526.64

F1: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3: Not applicable.

Filing footnotes · ownership attribution and instrument terms

F1: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3: Not applicable.

UNION PACIFIC CORP

Report date October 01, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct13,231 Reported balance After 2026-10-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 229 · Balance 13,231

F1: Distribution ratio for Phantom Stock Units is 1:1.

F2: Phantom Stock Units are payable in cash only commencing at retirement.

Filing footnotes · ownership attribution and instrument terms

F1: Distribution ratio for Phantom Stock Units is 1:1.

F2: Phantom Stock Units are payable in cash only commencing at retirement.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Bridge Investment Group Holdings Inc.

Report date September 02, 2025 · Filed September 02, 2025

Section 16 reporting ended · disclosed 2025-09-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-09-02 transaction · row 1
1 source row

Row 1 · 2025-09-02 · Disposition to issuer · Disposed 58,512 · Balance 0

F1: Pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated February 23, 2025, the Issuer and Bridge Investment Group Holdings LLC became wholly owned subsidiaries (the "Mergers") of Apollo Global Management, Inc. ("Parent"). At the effective time of the Mergers (the "Effective Time"), among other transactions, (i) each share of Class A Common Stock issued and outstanding immediately prior to the Effective Time, excluding certain Class A Common Stock as described in the Merger Agreement, was cancelled and extinguished and automatically converted into the right to receive shares of Parent common stock equal to 0.07081 per share, (cont. in FN 2)

F2: (cont. from FN 1) (ii) each share of Class B Common Stock issued and outstanding immediately prior to the Effective Time, excluding certain Class B Common Stock as described in the Merger Agreement, was cancelled and extinguished and automatically converted into the right to receive shares of Parent common stock equal to 0.00006 per share, (iii) each restricted stock award of the Issuer outstanding and unvested as of immediately prior to the Effective Time was converted into an award of restricted shares of Parent common stock equal to 0.07081 per share, subject to the same terms and conditions as were applicable to such restricted stock award of the Issuer immediately prior to the Effective Time, (cont. in FN 3)

F3: (cont. from FN 2) (iv) each restricted stock unit of the Issuer outstanding and unvested as of immediately prior to the Effective Time was converted into a number of restricted stock units of Parent with respect to shares of Parent common stock equal to 0.07081 per share, subject to the same terms and conditions as were applicable to such restricted stock unit of the Issuer immediately prior to the Effective Time and (v) each Class A Unit issued and outstanding immediately prior to the Effective Time, excluding certain Class A Units as described in the Merger Agreement, was cancelled and extinguished and automatically converted into the right to receive shares of Parent common stock equal to 0.07081 per share, subject to the same terms and conditions as were applicable to such Class A Unit immediately prior to the Effective Time.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated February 23, 2025, the Issuer and Bridge Investment Group Holdings LLC became wholly owned subsidiaries (the "Mergers") of Apollo Global Management, Inc. ("Parent"). At the effective time of the Mergers (the "Effective Time"), among other transactions, (i) each share of Class A Common Stock issued and outstanding immediately prior to the Effective Time, excluding certain Class A Common Stock as described in the Merger Agreement, was cancelled and extinguished and automatically converted into the right to receive shares of Parent common stock equal to 0.07081 per share, (cont. in FN 2)

F2: (cont. from FN 1) (ii) each share of Class B Common Stock issued and outstanding immediately prior to the Effective Time, excluding certain Class B Common Stock as described in the Merger Agreement, was cancelled and extinguished and automatically converted into the right to receive shares of Parent common stock equal to 0.00006 per share, (iii) each restricted stock award of the Issuer outstanding and unvested as of immediately prior to the Effective Time was converted into an award of restricted shares of Parent common stock equal to 0.07081 per share, subject to the same terms and conditions as were applicable to such restricted stock award of the Issuer immediately prior to the Effective Time, (cont. in FN 3)

F3: (cont. from FN 2) (iv) each restricted stock unit of the Issuer outstanding and unvested as of immediately prior to the Effective Time was converted into a number of restricted stock units of Parent with respect to shares of Parent common stock equal to 0.07081 per share, subject to the same terms and conditions as were applicable to such restricted stock unit of the Issuer immediately prior to the Effective Time and (v) each Class A Unit issued and outstanding immediately prior to the Effective Time, excluding certain Class A Units as described in the Merger Agreement, was cancelled and extinguished and automatically converted into the right to receive shares of Parent common stock equal to 0.07081 per share, subject to the same terms and conditions as were applicable to such Class A Unit immediately prior to the Effective Time.

VIRTUSA CORP

Report date February 11, 2021 · Filed February 11, 2021

Section 16 reporting ended · disclosed 2021-02-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-02-11 transaction · row 1
1 source row

Row 1 · 2021-02-11 · Disposition to issuer · Disposed 9,690 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of September 9, 2020 (the "Merger Agreement"), by and among Austin HoldCo Inc., Austin BidCo Inc. ("Sub"), and the Issuer, pursuant to which Sub merged with and into the Issuer (the "Merger") effective as of February 11, 2021 (the "Effective Time"). At the Effective Time, each issued and outstanding share of common stock of the Issuer and each unvested restricted stock unit held by the reporting person was cancelled and converted into the right to receive $51.35 in cash without interest and net of any withholding of taxes thereon.

F2: Includes 6,274 unvested restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of September 9, 2020 (the "Merger Agreement"), by and among Austin HoldCo Inc., Austin BidCo Inc. ("Sub"), and the Issuer, pursuant to which Sub merged with and into the Issuer (the "Merger") effective as of February 11, 2021 (the "Effective Time"). At the Effective Time, each issued and outstanding share of common stock of the Issuer and each unvested restricted stock unit held by the reporting person was cancelled and converted into the right to receive $51.35 in cash without interest and net of any withholding of taxes thereon.

F2: Includes 6,274 unvested restricted stock units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2021 Filed Oct 4, 2021 13:55 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 242 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-21-000318 · edgardoc.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,313

Underlying: Common Stock · 242 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
August 12, 2021 Filed Aug 17, 2021 20:13 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 51.21 $151.31 $7,748.33
Disclosure

SEC source: 0001127602-21-023859 · form4.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,534.12

Underlying: Common Stock · 51.21 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
July 20, 2021 Filed Jul 21, 2021 20:47 UTC Bridge Investment Group Holdings Inc. BRDG · Entity 75914 PurchaseClass A Common Stock 6,000 $16.00 $96,000.00
Disclosure

SEC source: 0000899243-21-029239 · doc4.xml · nonDerivative · entry 2

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,875

Read SEC document
July 20, 2021 Filed Jul 21, 2021 20:47 UTC Bridge Investment Group Holdings Inc. BRDG · Entity 75914 GrantClass A Common Stock 6,875 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-029239 · doc4.xml · nonDerivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,875

F1 · shares: Represents an award of restricted Class A Common Stock which will vest in full on the day immediately prior to the 2022 annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service with the Issuer through the vesting date.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 16:17 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 216 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-21-000226 · edgardoc.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,071

Underlying: Common Stock · 216 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:16 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 1,375.67 $138.12 $190,000.66
Disclosure

SEC source: 0001127602-21-018968 · form4.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,482.91

Underlying: Common Stock · 1,375.67 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Annual stock award of 1,375.67 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2021 Filed May 18, 2021 20:18 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 222.49 $134.84 $30,000.55
Disclosure

SEC source: 0001127602-21-017197 · form4.xml · derivative · entry 2

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,107.24

Underlying: Common Stock · 222.49 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 14, 2021 Filed May 18, 2021 20:18 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 44.56 $134.01 $5,971.26
Disclosure

SEC source: 0001127602-21-017197 · form4.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,884.75

Underlying: Common Stock · 44.56 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:54 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 215 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-21-000139 · edgardoc.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,855

Underlying: Common Stock · 215 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:30 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 266.73 $112.48 $30,000.46
Disclosure

SEC source: 0001127602-21-006192 · form4.xml · derivative · entry 2

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,840.19

Underlying: Common Stock · 266.73 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:30 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 51.49 $113.08 $5,822.23
Disclosure

SEC source: 0001127602-21-006192 · form4.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,573.46

Underlying: Common Stock · 51.49 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 11, 2021 Filed Feb 11, 2021 23:30 UTC VIRTUSA CORP VRTU · Entity 138065 Disposition to issuerCommon Stock 9,690 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-009837 · doc4.xml · nonDerivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of September 9, 2020 (the "Merger Agreement"), by and among Austin HoldCo Inc., Austin BidCo Inc. ("Sub"), and the Issuer, pursuant to which Sub merged with and into the Issuer (the "Merger") effective as of February 11, 2021 (the "Effective Time"). At the Effective Time, each issued and outstanding share of common stock of the Issuer and each unvested restricted stock unit held by the reporting person was cancelled and converted into the right to receive $51.35 in cash without interest and net of any withholding of taxes thereon.

F2 · shares: Includes 6,274 unvested restricted stock units.

F1 · price: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of September 9, 2020 (the "Merger Agreement"), by and among Austin HoldCo Inc., Austin BidCo Inc. ("Sub"), and the Issuer, pursuant to which Sub merged with and into the Issuer (the "Merger") effective as of February 11, 2021 (the "Effective Time"). At the Effective Time, each issued and outstanding share of common stock of the Issuer and each unvested restricted stock unit held by the reporting person was cancelled and converted into the right to receive $51.35 in cash without interest and net of any withholding of taxes thereon.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 20:25 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 392 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-21-000009 · edgardoc.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,640

Underlying: Common Stock · 392 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 22:45 UTC VIRTUSA CORP VRTU · Entity 138065 GrantCommon Stock 2,784 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064462 · doc4.xml · nonDerivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,690

F1 · shares: The reporting person was granted shares of restricted stock units on December 16, 2020 under the Company's Fifth Amended and Restated Director Compensation Policy and 2015 Stock Option and Incentive Plan. The restricted stock units vest over a three-year period at a rate of 33.333% on each of 9/1/21, 9/1/22 and 9/1/23. The award is subject to forward vesting by 12 months upon a change in control of the Company.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 21:02 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 264.56 $113.40 $29,999.78
Disclosure

SEC source: 0001127602-20-029229 · form4.xml · derivative · entry 2

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,521.97

Underlying: Common Stock · 264.56 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 21:02 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 50.49 $112.43 $5,676.59
Disclosure

SEC source: 0001127602-20-029229 · form4.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,257.41

Underlying: Common Stock · 50.49 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 22:03 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 380 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000278 · edgardoc.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,248

Underlying: Common Stock · 380 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
August 15, 2020 Filed Aug 18, 2020 20:10 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 256.6 $116.92 $30,000.39
Disclosure

SEC source: 0001127602-20-023797 · form4.xml · derivative · entry 2

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,206.92

Underlying: Common Stock · 256.6 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
August 14, 2020 Filed Aug 18, 2020 20:10 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 47.43 $116.70 $5,534.84
Disclosure

SEC source: 0001127602-20-023797 · form4.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,950.32

Underlying: Common Stock · 47.43 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:47 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 439 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000198 · edgardoc.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,868

Underlying: Common Stock · 439 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:07 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 1,657.28 $105.60 $175,000.48
Disclosure

SEC source: 0001127602-20-018688 · form4.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,902.89

Underlying: Common Stock · 1,657.28 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Annual stock award of 1,657.28 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. The reporting person elected to defer receipt of all of these shares.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:49 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 43 $104.94 $4,512.42
Disclosure

SEC source: 0001127602-20-017200 · form4.xml · derivative · entry 2

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,245.61

Underlying: Common Stock · 43 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:49 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 285.88 $104.94 $30,000.25
Disclosure

SEC source: 0001127602-20-017200 · form4.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,202.61

Underlying: Common Stock · 285.88 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 17:36 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 573 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000117 · edgardoc.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,429

Underlying: Common Stock · 573 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:13 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 252.23 $118.94 $30,000.24
Disclosure

SEC source: 0001127602-20-006401 · form4.xml · derivative · entry 2

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,916.73

Underlying: Common Stock · 252.23 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:13 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 36.73 $119.27 $4,380.79
Disclosure

SEC source: 0001127602-20-006401 · form4.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,664.5

Underlying: Common Stock · 36.73 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 20:53 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 427 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000019 · edgardoc.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,856

Underlying: Common Stock · 427 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 21:12 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 40.32 $104.96 $4,231.79
Disclosure

SEC source: 0001127602-19-033026 · form4.xml · derivative · entry 2

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,627.77

Underlying: Common Stock · 40.32 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 21:12 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 285.84 $104.96 $30,000.34
Disclosure

SEC source: 0001127602-19-033026 · form4.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,587.45

Underlying: Common Stock · 285.84 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 15:42 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 495 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-19-000230 · edgardoc.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,429

Underlying: Common Stock · 495 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 20:05 UTC VIRTUSA CORP VRTU · Entity 138065 GrantCommon Stock 3,558 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050038 · doc4.xml · nonDerivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,906

F1 · shares: The reporting person was granted shares of restricted stock units on September 17, 2019 under the Company's Fourth Amended and Restated Director Compensation Policy and 2015 Stock Option and Incentive Plan. The restricted stock units vest over a three-year period at a rate of 33.333% on each of 9/1/20, 9/1/21 and 9/1/22. The award is subject to forward vesting by 12 months upon a change in control of the Company.

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August 15, 2019 Filed Aug 19, 2019 20:10 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 41.82 $97.39 $4,072.85
Disclosure

SEC source: 0001127602-19-026971 · form4.xml · derivative · entry 2

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,301.61

Underlying: Common Stock · 41.82 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 20:10 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 308.04 $97.39 $30,000.02
Disclosure

SEC source: 0001127602-19-026971 · form4.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,259.79

Underlying: Common Stock · 308.04 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 13:42 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 436 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-19-000170 · edgardoc.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,934

Underlying: Common Stock · 436 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:12 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 1,834.29 $95.41 $175,000.44
Disclosure

SEC source: 0001127602-19-020702 · form4.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,951.75

Underlying: Common Stock · 1,834.29 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Annual stock award of 1,834.29 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. The reporting person elected to defer receipt of all of these shares.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2019 Filed May 16, 2019 20:07 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 29.42 $95.56 $2,811.23
Disclosure

SEC source: 0001127602-19-018719 · form4.xml · derivative · entry 2

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,117.46

Underlying: Common Stock · 29.42 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2019 Filed May 16, 2019 20:07 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 313.96 $95.56 $30,000.45
Disclosure

SEC source: 0001127602-19-018719 · form4.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,088.04

Underlying: Common Stock · 313.96 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 15:03 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 431 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-19-000106 · edgardoc.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,498

Underlying: Common Stock · 431 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 21:11 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 29.45 $90.35 $2,660.81
Disclosure

SEC source: 0001127602-19-006782 · form4.xml · derivative · entry 2

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,774.08

Underlying: Common Stock · 29.45 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 21:11 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 332.04 $90.35 $29,999.81
Disclosure

SEC source: 0001127602-19-006782 · form4.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,744.63

Underlying: Common Stock · 332.04 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 14:29 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 528 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-19-000011 · edgardoc.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,067

Underlying: Common Stock · 528 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 21:03 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 28.86 $86.83 $2,505.91
Disclosure

SEC source: 0001127602-18-033392 · form4.xml · derivative · entry 2

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,412.59

Underlying: Common Stock · 28.86 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 21:03 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 345.5 $86.83 $29,999.77
Disclosure

SEC source: 0001127602-18-033392 · form4.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,383.73

Underlying: Common Stock · 345.5 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 14:11 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 426 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000239 · edgardoc.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,539

Underlying: Common Stock · 426 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 20:38 UTC VIRTUSA CORP VRTU · Entity 138065 GrantCommon Stock 2,467 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-050491 · doc4.xml · nonDerivative · entry 2

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,348

F1 · shares: The reporting person was granted shares of restricted stock units on September 7, 2018 under the Company's Director Compensation Policy and 2015 Stock Option and Incentive Plan. The restricted stock units vest over a three-year period at a rate of 33.333% on each of 9/1/19, 9/1/20 and 9/1/21. The award is subject to forward vesting by 12 months upon a change in control of the Company.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 20:38 UTC VIRTUSA CORP VRTU · Entity 138065 GrantCommon Stock 881 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-050491 · doc4.xml · nonDerivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 881

F1 · shares: The reporting person was granted shares of restricted stock units on September 7, 2018 under the Company's Director Compensation Policy and 2015 Stock Option and Incentive Plan. The restricted stock units vest over a three-year period at a rate of 33.333% on each of 9/1/19, 9/1/20 and 9/1/21. The award is subject to forward vesting by 12 months upon a change in control of the Company.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 20:08 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 28.31 $82.79 $2,343.78
Disclosure

SEC source: 0001127602-18-025576 · form4.xml · derivative · entry 2

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,038.23

Underlying: Common Stock · 28.31 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 20:08 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 362.36 $82.79 $29,999.78
Disclosure

SEC source: 0001127602-18-025576 · form4.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,009.92

Underlying: Common Stock · 362.36 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 14:03 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 451 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000163 · edgardoc.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,113

Underlying: Common Stock · 451 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:05 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 2,175.26 $80.45 $174,999.67
Disclosure

SEC source: 0001127602-18-019997 · form4.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,647.56

Underlying: Common Stock · 2,175.26 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Annual stock award of 2,175.26 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. The reporting person elected to defer receipt of all of these shares.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.