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Turley James S

Disclosed activity across 4 companies

Tapewire entity
14475
SEC CIK
0001580994

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CITIGROUP INCC · Entity 2837DirectorOctober 01, 2026October 03, 2026
EMERSON ELECTRIC COEMR · Entity 2942DirectorFebruary 03, 2026February 05, 2026
NORTHROP GRUMMAN CORP /DE/NOC · Entity 2963DirectorMay 20, 2026May 21, 2026
PRECIGEN, INC.PGEN · Entity 4356DirectorMarch 13, 2026March 16, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CITIGROUP INC

Report date October 01, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,818.2638 Reported balance After 2026-10-01 transaction · row 1
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 6.4904 · Balance 2,818.2638

F1: Reinvestment of dividend equivalents under the Issuer's Compensation Plan for Non-Employee Directors.

Common StockSEC Table I · non-derivativeIndirectSee Footnote39,648.6968 Reported balance After 2026-10-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-10-01 · Grant · Acquired 200.8455 · Balance 39,648.6968

F1: Reinvestment of dividend equivalents under the Issuer's Compensation Plan for Non-Employee Directors.

F2: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Filing footnotes · ownership attribution and instrument terms

F1: Reinvestment of dividend equivalents under the Issuer's Compensation Plan for Non-Employee Directors.

F2: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

EMERSON ELECTRIC CO

Report date February 03, 2026 · Filed February 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect27,458 Reported balance After 2026-02-03 transaction · row 1
1 source row

Row 1 · 2026-02-03 · Grant · Acquired 1,251 · Balance 27,458

F1: Grant to Reporting Person of 1,251 restricted stock units having a fair market value of $151.795 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F2: Price is not applicable to acquisitions resulting from grants of restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Grant to Reporting Person of 1,251 restricted stock units having a fair market value of $151.795 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F2: Price is not applicable to acquisitions resulting from grants of restricted stock units.

NORTHROP GRUMMAN CORP /DE/

Report date May 20, 2026 · Filed May 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect6,738 Reported balance After 2026-05-20 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-20 · Grant · Acquired 349 · Balance 6,738

F1: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2: Amount includes (i) 635 shares of common stock; and (ii) 6,103 shares of common stock, including dividends, held in a stock unit account pursuant to the Plan and the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2: Amount includes (i) 635 shares of common stock; and (ii) 6,103 shares of common stock, including dividends, held in a stock unit account pursuant to the Plan and the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11.

PRECIGEN, INC.

Report date March 13, 2026 · Filed March 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect685,417 Reported balance After 2026-03-13 transaction · row 1
1 source row

Row 1 · 2026-03-13 · Exercise / conversion · Acquired 71,839 · Balance 685,417

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-03-13 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-03-13 · Exercise / conversion · Disposed 71,839 · Balance 0

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F2: The RSUs vested in full on March 13, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F2: The RSUs vested in full on March 13, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 3, 2026 00:06 UTC CITIGROUP INC C · Entity 2837 GrantCommon Stock 200.8455 $131.59 $26,430.06
Disclosure

SEC source: 0001193125-26-412249 · ownership.xml · nonDerivative · entry 2

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 39,648.6968

F1 · shares: Reinvestment of dividend equivalents under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2026 Filed Oct 3, 2026 00:06 UTC CITIGROUP INC C · Entity 2837 GrantCommon Stock 6.4904 $131.59 $854.10
Disclosure

SEC source: 0001193125-26-412249 · ownership.xml · nonDerivative · entry 1

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,818.2638

F1 · shares: Reinvestment of dividend equivalents under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 17:06 UTC CITIGROUP INC C · Entity 2837 GrantCommon Stock 165.3351 $142.56 $23,569.51
Disclosure

SEC source: 0001193125-26-294034 · ownership.xml · nonDerivative · entry 2

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 39,447.8513

F1 · shares: Reinvestment of dividend equivalents under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 17:06 UTC CITIGROUP INC C · Entity 2837 GrantCommon Stock 5.3429 $142.56 $761.66
Disclosure

SEC source: 0001193125-26-294034 · ownership.xml · nonDerivative · entry 1

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,811.7734

F1 · shares: Reinvestment of dividend equivalents under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
May 20, 2026 Filed May 21, 2026 19:28 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 349 $552.17 $192,707.33
Disclosure

SEC source: 0001628280-26-037207 · wk-form4_1779391692.xml · nonDerivative · entry 1

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,738

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Amount includes (i) 635 shares of common stock; and (ii) 6,103 shares of common stock, including dividends, held in a stock unit account pursuant to the Plan and the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11.

Read SEC document
April 01, 2026 Filed Apr 2, 2026 20:06 UTC CITIGROUP INC C · Entity 2837 GrantCommon Stock 211.2152 $110.99 $23,442.78
Disclosure

SEC source: 0001193125-26-140065 · ownership.xml · nonDerivative · entry 2

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 39,282.5162

F1 · shares: Reinvestment of dividend equivalents under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2026 Filed Apr 2, 2026 20:06 UTC CITIGROUP INC C · Entity 2837 GrantCommon Stock 6.8255 $110.99 $757.56
Disclosure

SEC source: 0001193125-26-140065 · ownership.xml · nonDerivative · entry 1

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,806.4305

F1 · shares: Reinvestment of dividend equivalents under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
March 13, 2026 Filed Mar 16, 2026 21:06 UTC PRECIGEN, INC. PGEN · Entity 4356 Exercise / conversionRestricted Stock Units · Derivative 71,839 $0.00 $0.00
Disclosure

SEC source: 0000950103-26-003831 · ownership.xml · derivative · entry 2

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 71,839 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F2 · derivative.exercise_date: The RSUs vested in full on March 13, 2026.

F2 · derivative.expiration_date: The RSUs vested in full on March 13, 2026.

Read SEC document
March 13, 2026 Filed Mar 16, 2026 21:06 UTC PRECIGEN, INC. PGEN · Entity 4356 Exercise / conversionCommon Stock 71,839 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-26-003831 · ownership.xml · nonDerivative · entry 1

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 685,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

Read SEC document
March 10, 2026 Filed Mar 12, 2026 20:29 UTC PRECIGEN, INC. PGEN · Entity 4356 GrantOption to Purchase Common Stock (Right to Buy) · Derivative 41,073 $0.00 Strike: $3.51 $0.00
Disclosure

SEC source: 0000950103-26-003689 · dp243217_4-turley.xml · derivative · entry 3

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,073

Underlying: Common Stock · 41,073 shares

Expires 2036-03-10

Read SEC document
March 10, 2026 Filed Mar 12, 2026 20:29 UTC PRECIGEN, INC. PGEN · Entity 4356 GrantRestricted Stock Units · Derivative 35,612 $0.00 $0.00
Disclosure

SEC source: 0000950103-26-003689 · dp243217_4-turley.xml · derivative · entry 2

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,612

Underlying: Common Stock · 35,612 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F3 · derivative.exercise_date: The RSUs vest in full on March 10, 2027.

F3 · derivative.expiration_date: The RSUs vest in full on March 10, 2027.

Read SEC document
March 10, 2026 Filed Mar 12, 2026 20:29 UTC PRECIGEN, INC. PGEN · Entity 4356 GrantCommon Stock 17,806 $3.51 $62,499.06
Disclosure

SEC source: 0000950103-26-003689 · dp243217_4-turley.xml · nonDerivative · entry 1

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 613,578

F1 · price: The shares were issued to the reporting person in lieu of an annual retainer of $62,500.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 21:38 UTC EMERSON ELECTRIC CO EMR · Entity 2942 GrantCommon Stock 1,251 Not disclosed Not disclosed
Disclosure

SEC source: 0001580994-26-000002 · wk-form4_1770327493.xml · nonDerivative · entry 1

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,458

F1 · kind: Grant to Reporting Person of 1,251 restricted stock units having a fair market value of $151.795 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F1 · shares: Grant to Reporting Person of 1,251 restricted stock units having a fair market value of $151.795 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F2 · price: Price is not applicable to acquisitions resulting from grants of restricted stock units.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 21:17 UTC CITIGROUP INC C · Entity 2837 GrantCommon Stock 185.4199 $118.80 $22,028.25
Disclosure

SEC source: 0001193125-26-004478 · ownership.xml · nonDerivative · entry 3

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 39,071.301

F2 · shares: Reinvestment of dividend equivalents under the Issuer's Compensation Plan for Non-Employee Directors.

F3 · balance_after: Reflects 2,172.1160 shares of deferred common stock which vested on 1/2/2026 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 21:17 UTC CITIGROUP INC C · Entity 2837 GrantCommon Stock 10.915 $118.80 $1,296.72
Disclosure

SEC source: 0001193125-26-004478 · ownership.xml · nonDerivative · entry 2

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,799.605

F2 · shares: Reinvestment of dividend equivalents under the Issuer's Compensation Plan for Non-Employee Directors.

F3 · balance_after: Reflects 2,172.1160 shares of deferred common stock which vested on 1/2/2026 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 21:17 UTC CITIGROUP INC C · Entity 2837 GrantCommon Stock 1,262.605 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-004478 · ownership.xml · nonDerivative · entry 1

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,960.806

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:11 UTC CITIGROUP INC C · Entity 2837 GrantCommon Stock 213.9331 $102.37 $21,899.90
Disclosure

SEC source: 0001193125-25-230161 · ownership.xml · nonDerivative · entry 2

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 36,713.7651

F1 · shares: Reinvestment of dividend equivalents under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:11 UTC CITIGROUP INC C · Entity 2837 GrantCommon Stock 12.5934 $102.37 $1,289.16
Disclosure

SEC source: 0001193125-25-230161 · ownership.xml · nonDerivative · entry 1

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,698.201

F1 · shares: Reinvestment of dividend equivalents under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 17:06 UTC CITIGROUP INC C · Entity 2837 GrantCommon Stock 243.0775 $83.53 $20,303.78
Disclosure

SEC source: 0000950170-25-093711 · ownership.xml · nonDerivative · entry 2

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 36,499.832

F1 · shares: Reinvestment of dividend equivalents under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 17:06 UTC CITIGROUP INC C · Entity 2837 GrantCommon Stock 14.3091 $83.53 $1,195.21
Disclosure

SEC source: 0000950170-25-093711 · ownership.xml · nonDerivative · entry 1

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,685.6076

F1 · shares: Reinvestment of dividend equivalents under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
May 21, 2025 Filed May 22, 2025 20:40 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 385 $473.90 $182,451.50
Disclosure

SEC source: 0001628280-25-027305 · wk-form4_1747946415.xml · nonDerivative · entry 1

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,297

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Amount includes (i) 635 shares of common stock; and (ii) 5,662 shares of common stock, including dividends, held in a stock unit account pursuant to the Plan and the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:06 UTC CITIGROUP INC C · Entity 2837 GrantCommon Stock 279.1435 $72.18 $20,147.46
Disclosure

SEC source: 0000950170-25-050384 · ownership.xml · nonDerivative · entry 2

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 36,256.7545

F1 · shares: Reinvestment of dividend equivalents under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:06 UTC CITIGROUP INC C · Entity 2837 GrantCommon Stock 16.4322 $72.18 $1,186.01
Disclosure

SEC source: 0000950170-25-050384 · ownership.xml · nonDerivative · entry 1

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,671.2985

F1 · shares: Reinvestment of dividend equivalents under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
March 14, 2025 Filed Mar 17, 2025 22:31 UTC PRECIGEN, INC. PGEN · Entity 4356 Exercise / conversionRestricted Stock Units · Derivative 87,412 $0.00 $0.00
Disclosure

SEC source: 0000950103-25-003517 · dp226400_4-turley.xml · derivative · entry 4

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 87,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F4 · derivative.exercise_date: The RSUs vested in full on March 14, 2025.

F4 · derivative.expiration_date: The RSUs vested in full on March 14, 2025.

Read SEC document
March 14, 2025 Filed Mar 17, 2025 22:31 UTC PRECIGEN, INC. PGEN · Entity 4356 Exercise / conversionCommon Stock 87,412 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-25-003517 · dp226400_4-turley.xml · nonDerivative · entry 2

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 595,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

Read SEC document
March 13, 2025 Filed Mar 17, 2025 22:31 UTC PRECIGEN, INC. PGEN · Entity 4356 GrantOption to Purchase Common Stock (Right to Buy) · Derivative 83,517 $0.00 Strike: $1.74 $0.00
Disclosure

SEC source: 0000950103-25-003517 · dp226400_4-turley.xml · derivative · entry 5

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,517

Underlying: Common Stock · 83,517 shares

Expires 2035-03-13

Read SEC document
March 13, 2025 Filed Mar 17, 2025 22:31 UTC PRECIGEN, INC. PGEN · Entity 4356 GrantRestricted Stock Units · Derivative 71,839 $0.00 $0.00
Disclosure

SEC source: 0000950103-25-003517 · dp226400_4-turley.xml · derivative · entry 3

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,839

Underlying: Common Stock · 71,839 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F3 · derivative.exercise_date: The RSUs vest in full on March 13, 2026.

F3 · derivative.expiration_date: The RSUs vest in full on March 13, 2026.

Read SEC document
March 13, 2025 Filed Mar 17, 2025 22:31 UTC PRECIGEN, INC. PGEN · Entity 4356 GrantCommon Stock 35,919 $1.74 $62,499.06
Disclosure

SEC source: 0000950103-25-003517 · dp226400_4-turley.xml · nonDerivative · entry 1

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 508,360

F1 · price: The shares were issued to the reporting person in lieu of an annual retainer of $62,500.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 21:20 UTC EMERSON ELECTRIC CO EMR · Entity 2942 GrantCommon Stock 1,476 Not disclosed Not disclosed
Disclosure

SEC source: 0000032604-25-000026 · wk-form4_1738876838.xml · nonDerivative · entry 1

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,207

F1 · kind: Grant to Reporting Person of 1,476 restricted stock units having a fair market value of $128.6800 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F1 · shares: Grant to Reporting Person of 1,476 restricted stock units having a fair market value of $128.6800 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F2 · price: Price is not applicable to acquisitions resulting from grants of restricted stock units.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 21:08 UTC CITIGROUP INC C · Entity 2837 GrantCommon Stock 258.5131 $70.83 $18,309.45
Disclosure

SEC source: 0000950170-25-002067 · ownership.xml · nonDerivative · entry 3

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 35,977.611

F3 · shares: Reinvestment of dividend equivalents under the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 21:08 UTC CITIGROUP INC C · Entity 2837 GrantCommon Stock 23.7195 $70.83 $1,679.96
Disclosure

SEC source: 0000950170-25-002067 · ownership.xml · nonDerivative · entry 2

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 35,719.0979

F3 · shares: Reinvestment of dividend equivalents under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Reflects 2,999.9351 shares of deferred common stock which vested on 1/2/2025 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 21:08 UTC CITIGROUP INC C · Entity 2837 GrantCommon Stock 2,117.8663 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-002067 · ownership.xml · nonDerivative · entry 1

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,654.8663

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Reflects 2,999.9351 shares of deferred common stock which vested on 1/2/2025 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors.

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October 01, 2024 Filed Oct 3, 2024 20:05 UTC CITIGROUP INC C · Entity 2837 GrantCommon Stock 27.0326 $61.59 $1,664.83
Disclosure

SEC source: 0000950170-24-112328 · ownership.xml · nonDerivative · entry 2

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,536.9351

F1 · shares: Reinvestment of cash, including dividends, under the Compensation Plan for Non-Employee Directors.

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October 01, 2024 Filed Oct 3, 2024 20:05 UTC CITIGROUP INC C · Entity 2837 GrantCommon Stock 294.6199 $61.59 $18,144.46
Disclosure

SEC source: 0000950170-24-112328 · ownership.xml · nonDerivative · entry 1

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 32,695.4433

F1 · shares: Reinvestment of cash, including dividends, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

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July 31, 2024 Filed Aug 1, 2024 17:12 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 377 $484.32 $182,588.64
Disclosure

SEC source: 0001628280-24-034019 · wk-form4_1722532330.xml · nonDerivative · entry 1

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,847

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Amount includes (i) 635 shares of common stock; and (ii) 5,212 shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11.

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July 01, 2024 Filed Jul 2, 2024 20:05 UTC CITIGROUP INC C · Entity 2837 GrantCommon Stock 25.2628 $61.84 $1,562.25
Disclosure

SEC source: 0000950170-24-080438 · ownership.xml · nonDerivative · entry 2

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,509.9025

F1 · shares: Reinvestment of cash, including dividends, under the Compensation Plan for Non-Employee Directors.

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July 01, 2024 Filed Jul 2, 2024 20:05 UTC CITIGROUP INC C · Entity 2837 GrantCommon Stock 275.3317 $61.84 $17,026.51
Disclosure

SEC source: 0000950170-24-080438 · ownership.xml · nonDerivative · entry 1

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 32,400.8234

F1 · shares: Reinvestment of cash, including dividends, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

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April 01, 2024 Filed Apr 3, 2024 20:05 UTC CITIGROUP INC C · Entity 2837 GrantCommon Stock 25.0304 $61.88 $1,548.98
Disclosure

SEC source: 0000950170-24-041045 · ownership.xml · nonDerivative · entry 2

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,484.6397

F1 · shares: Reinvestment of cash, including dividends, under the Compensation Plan for Non-Employee Directors.

F3 · balance_after: Reflects 5,943.0025 shares of deferred common stock which vested in 1Q24 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors.

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April 01, 2024 Filed Apr 3, 2024 20:05 UTC CITIGROUP INC C · Entity 2837 GrantCommon Stock 272.7996 $61.88 $16,881.93
Disclosure

SEC source: 0000950170-24-041045 · ownership.xml · nonDerivative · entry 1

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 32,125.4917

F1 · shares: Reinvestment of cash, including dividends, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F3 · balance_after: Reflects 5,943.0025 shares of deferred common stock which vested in 1Q24 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors.

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March 14, 2024 Filed Mar 18, 2024 22:12 UTC PRECIGEN, INC. PGEN · Entity 4356 GrantOption to Purchase Common Stock (Right to Buy) · Derivative 101,626 $0.00 Strike: $1.43 $0.00
Disclosure

SEC source: 0000950103-24-003950 · dp208511_4-turley.xml · derivative · entry 3

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,626

Underlying: Common Stock · 101,626 shares

Expires 2034-03-14

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March 14, 2024 Filed Mar 18, 2024 22:12 UTC PRECIGEN, INC. PGEN · Entity 4356 GrantRestricted Stock Units · Derivative 87,412 $0.00 $0.00
Disclosure

SEC source: 0000950103-24-003950 · dp208511_4-turley.xml · derivative · entry 2

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,412

Underlying: Common Stock · 87,412 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F3 · derivative.exercise_date: The RSUs vest in full on March 14, 2025.

F3 · derivative.expiration_date: The RSUs vest in full on March 14, 2025.

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March 14, 2024 Filed Mar 18, 2024 22:12 UTC PRECIGEN, INC. PGEN · Entity 4356 GrantCommon Stock 43,706 $1.43 $62,499.58
Disclosure

SEC source: 0000950103-24-003950 · dp208511_4-turley.xml · nonDerivative · entry 1

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 472,441

F1 · price: The shares were issued to the reporting person in lieu of an annual retainer of $62,500.

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March 09, 2024 Filed Mar 12, 2024 23:47 UTC PRECIGEN, INC. PGEN · Entity 4356 Exercise / conversionRestricted Stock Units · Derivative 106,837 $0.00 $0.00
Disclosure

SEC source: 0000950103-24-003741 · dp208300_4-turley.xml · derivative · entry 2

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 106,837 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F2 · derivative.exercise_date: The RSUs vested in full on March 9, 2024.

F2 · derivative.expiration_date: The RSUs vested in full on March 9, 2024.

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March 09, 2024 Filed Mar 12, 2024 23:47 UTC PRECIGEN, INC. PGEN · Entity 4356 Exercise / conversionCommon Stock 106,837 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-24-003741 · dp208300_4-turley.xml · nonDerivative · entry 1

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 428,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

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February 06, 2024 Filed Feb 8, 2024 22:10 UTC EMERSON ELECTRIC CO EMR · Entity 2942 GrantCommon Stock 1,867 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-002583 · form4.xml · nonDerivative · entry 1

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,731

F1 · kind: Grant to Reporting Person of 1,867 restricted stock units having a fair market value of $93.7050 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F1 · shares: Grant to Reporting Person of 1,867 restricted stock units having a fair market value of $93.7050 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F2 · price: Price is not applicable to acquisitions resulting from grants of restricted stock units.

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January 02, 2024 Filed Jan 4, 2024 21:18 UTC CITIGROUP INC C · Entity 2837 GrantCommon Stock 2,922.6093 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-001870 · ownership.xml · nonDerivative · entry 3

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,402.6118

F3 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

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January 02, 2024 Filed Jan 4, 2024 21:18 UTC CITIGROUP INC C · Entity 2837 GrantCommon Stock 60.7435 $51.32 $3,117.60
Disclosure

SEC source: 0000950170-24-001870 · ownership.xml · nonDerivative · entry 2

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,480.0025

F1 · shares: Reinvestment of cash, including dividends, under the Compensation Plan for Non-Employee Directors.

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January 02, 2024 Filed Jan 4, 2024 21:18 UTC CITIGROUP INC C · Entity 2837 GrantCommon Stock 264.8231 $51.32 $13,591.78
Disclosure

SEC source: 0000950170-24-001870 · ownership.xml · nonDerivative · entry 1

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 25,909.6896

F1 · shares: Reinvestment of cash, including dividends, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

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October 01, 2023 Filed Oct 3, 2023 20:12 UTC CITIGROUP INC C · Entity 2837 GrantCommon Stock 75.4208 $40.81 $3,077.62
Disclosure

SEC source: 0001209191-23-051434 · doc4.xml · nonDerivative · entry 2

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,419.259

F1 · shares: Reinvestment of cash, including dividends, under the Compensation Plan for Non-Employee Directors.

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October 01, 2023 Filed Oct 3, 2023 20:12 UTC CITIGROUP INC C · Entity 2837 GrantCommon Stock 328.8122 $40.81 $13,417.51
Disclosure

SEC source: 0001209191-23-051434 · doc4.xml · nonDerivative · entry 1

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 25,644.8665

F1 · shares: Reinvestment of cash, including dividends, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.