Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RUSH ENTERPRISES INC \TX\RUSH · Entity 3648 | Senior Vice President | December 10, 2020 | December 14, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RUSH ENTERPRISES INC \TX\
Report date December 10, 2020 · Filed December 14, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 35,044.3465 |
Reported balance
After 2020-12-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-12-10 · Grant · Acquired 38.4832 · Balance 35,044.3465 F1: On October 12, 2020, the Issuer effected a 3-for-2 stock split of its common stock. The amount of securities reported on this Form 4 have been adjusted to reflect the stock split. F2: These shares were acquired pursuant to a dividend reinvestment feature of the Rush Enterprises, Inc. Deferred Compensation Plan. F3: Includes certain shares included in the Rush Enterprises, Inc. Deferred Compensation Plan. |
| Class B Common StockSEC Table I · non-derivative | Direct | 114,669.945 |
Reported balance
After 2020-12-10 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-12-10 · Grant · Acquired 98.7987 · Balance 114,669.945 F1: On October 12, 2020, the Issuer effected a 3-for-2 stock split of its common stock. The amount of securities reported on this Form 4 have been adjusted to reflect the stock split. F2: These shares were acquired pursuant to a dividend reinvestment feature of the Rush Enterprises, Inc. Deferred Compensation Plan. F4: Includes unvested restricted stock and certain shares and unvested restricted stock units included in the Rush Enterprises, Inc. Deferred Compensation Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 12, 2020, the Issuer effected a 3-for-2 stock split of its common stock. The amount of securities reported on this Form 4 have been adjusted to reflect the stock split.
F2: These shares were acquired pursuant to a dividend reinvestment feature of the Rush Enterprises, Inc. Deferred Compensation Plan.
F3: Includes certain shares included in the Rush Enterprises, Inc. Deferred Compensation Plan.
F4: Includes unvested restricted stock and certain shares and unvested restricted stock units included in the Rush Enterprises, Inc. Deferred Compensation Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 20, 2017 Filed Nov 22, 2017 14:50 UTC | RUSH ENTERPRISES INC \TX\ RUSH · Entity 3648 | Exercise / conversionOption (right to buy) · Derivative | 6,050 | $0.00 Strike: $25.70 | $0.00 |
DisclosureSEC source: 0001179110-17-014485 · edgar.xml · derivative · entry 6 Thor James E · CIK 0001300922 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,025 Underlying: Class A Common Stock · 6,050 shares Expires 2023-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 14:50 UTC | RUSH ENTERPRISES INC \TX\ RUSH · Entity 3648 | Exercise / conversionOption (right to buy) · Derivative | 18,150 | $0.00 Strike: $23.48 | $0.00 |
DisclosureSEC source: 0001179110-17-014485 · edgar.xml · derivative · entry 5 Thor James E · CIK 0001300922 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 18,150 shares Expires 2022-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 14:50 UTC | RUSH ENTERPRISES INC \TX\ RUSH · Entity 3648 | SaleClass A Common Stock | 6,050 | $48.70 | $294,636.21 |
DisclosureSEC source: 0001179110-17-014485 · edgar.xml · nonDerivative · entry 4 Thor James E · CIK 0001300922 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,882 F1 · price: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.50 to $48.8410. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 14:50 UTC | RUSH ENTERPRISES INC \TX\ RUSH · Entity 3648 | Exercise / conversionClass A Common Stock | 6,050 | $25.70 | $155,485.00 |
DisclosureSEC source: 0001179110-17-014485 · edgar.xml · nonDerivative · entry 3 Thor James E · CIK 0001300922 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 14:50 UTC | RUSH ENTERPRISES INC \TX\ RUSH · Entity 3648 | SaleClass A Common Stock | 18,150 | $48.70 | $883,908.63 |
DisclosureSEC source: 0001179110-17-014485 · edgar.xml · nonDerivative · entry 2 Thor James E · CIK 0001300922 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,882 F1 · price: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.50 to $48.8410. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 14:50 UTC | RUSH ENTERPRISES INC \TX\ RUSH · Entity 3648 | Exercise / conversionClass A Common Stock | 18,150 | $23.48 | $426,162.00 |
DisclosureSEC source: 0001179110-17-014485 · edgar.xml · nonDerivative · entry 1 Thor James E · CIK 0001300922 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,032 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 23:52 UTC | RUSH ENTERPRISES INC \TX\ RUSH · Entity 3648 | Exercise / conversionOption (right to buy) · Derivative | 18,150 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0001179110-17-010922 · edgar.xml · derivative · entry 3 Thor James E · CIK 0001300922 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 18,150 shares Expires 2021-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 23:52 UTC | RUSH ENTERPRISES INC \TX\ RUSH · Entity 3648 | SaleClass A Common Stock | 18,150 | $41.80 | $758,664.56 |
DisclosureSEC source: 0001179110-17-010922 · edgar.xml · nonDerivative · entry 2 Thor James E · CIK 0001300922 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,882 F1 · price: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.335 to $42.25. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 23:52 UTC | RUSH ENTERPRISES INC \TX\ RUSH · Entity 3648 | Exercise / conversionClass A Common Stock | 18,150 | $12.50 | $226,875.00 |
DisclosureSEC source: 0001179110-17-010922 · edgar.xml · nonDerivative · entry 1 Thor James E · CIK 0001300922 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,032 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2017 Filed Aug 2, 2017 22:47 UTC Amendment | RUSH ENTERPRISES INC \TX\ RUSH · Entity 3648 | Exercise / conversionOption (right to buy) · Derivative | 18,150 | $0.00 Strike: $18.74 | $0.00 |
DisclosureSEC source: 0001179110-17-011002 · edgar.xml · derivative · entry 3 Thor James E · CIK 0001300922 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 18,150 shares Expires 2021-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This amendment corrects the exercise price of the option granted on March 15, 2011, which was originally reported as $12.50. No other changes have been made to the original filing. F3 · derivative.exercise_date: Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date. Read SEC document |
| July 28, 2017 Filed Aug 2, 2017 22:47 UTC Amendment | RUSH ENTERPRISES INC \TX\ RUSH · Entity 3648 | SaleClass A Common Stock | 18,150 | $41.80 | $758,664.56 |
DisclosureSEC source: 0001179110-17-011002 · edgar.xml · nonDerivative · entry 2 Thor James E · CIK 0001300922 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,882 F2 · price: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.335 to $42.25. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 28, 2017 Filed Aug 2, 2017 22:47 UTC Amendment | RUSH ENTERPRISES INC \TX\ RUSH · Entity 3648 | Exercise / conversionClass A Common Stock | 18,150 | $18.74 | $340,131.00 |
DisclosureSEC source: 0001179110-17-011002 · edgar.xml · nonDerivative · entry 1 Thor James E · CIK 0001300922 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,032 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This amendment corrects the exercise price of the option granted on March 15, 2011, which was originally reported as $12.50. No other changes have been made to the original filing. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 15:31 UTC | RUSH ENTERPRISES INC \TX\ RUSH · Entity 3648 | GrantOption (right to buy) · Derivative | 10,000 | $0.00 Strike: $33.89 | $0.00 |
DisclosureSEC source: 0001179110-17-004777 · edgar.xml · derivative · entry 4 Thor James E · CIK 0001300922 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Class A Common Stock · 10,000 shares Expires 2027-03-15 F4 · derivative.exercise_date: Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 15:31 UTC | RUSH ENTERPRISES INC \TX\ RUSH · Entity 3648 | Tax withholdingClass B Common Stock | 1,454 | $31.37 | $45,611.98 |
DisclosureSEC source: 0001179110-17-004777 · edgar.xml · nonDerivative · entry 2 Thor James E · CIK 0001300922 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,205 F3 · shares: Shares reported are shares not distributed to the reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant that occurred on March 15, 2016. F2 · balance_after: Includes unvested restricted stock units. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 15:31 UTC | RUSH ENTERPRISES INC \TX\ RUSH · Entity 3648 | GrantClass B Common Stock | 12,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-004777 · edgar.xml · nonDerivative · entry 1 Thor James E · CIK 0001300922 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,659 F1 · shares: Reflects the grant of restricted stock units (RSUs) that will entitle the reporting person to receive one share of the Company's Class B Common Stock for each RSU that vests. The RSUs vest in increments of 1/3 on each of the first, second, and third anniversary of the grant date, which is March 15, 2017. F2 · balance_after: Includes unvested restricted stock units. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 19:39 UTC | RUSH ENTERPRISES INC \TX\ RUSH · Entity 3648 | Tax withholdingClass B Common Stock | 1,453 | $31.18 | $45,304.54 |
DisclosureSEC source: 0001179110-17-004627 · edgar.xml · nonDerivative · entry 1 Thor James E · CIK 0001300922 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,259 F1 · shares: Shares reported are shares not distributed to the reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant that occurred on March 13, 2015. F2 · balance_after: Includes unvested restricted stock units. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:34 UTC | RUSH ENTERPRISES INC \TX\ RUSH · Entity 3648 | Exercise / conversionOption (right to buy) · Derivative | 18,150 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0001179110-17-003065 · edgar.xml · derivative · entry 6 Thor James E · CIK 0001300922 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 18,150 shares Expires 2020-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:34 UTC | RUSH ENTERPRISES INC \TX\ RUSH · Entity 3648 | Exercise / conversionOption (right to buy) · Derivative | 12,100 | $0.00 Strike: $15.52 | $0.00 |
DisclosureSEC source: 0001179110-17-003065 · edgar.xml · derivative · entry 5 Thor James E · CIK 0001300922 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 12,100 shares Expires 2018-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:34 UTC | RUSH ENTERPRISES INC \TX\ RUSH · Entity 3648 | SaleClass A Common Stock | 18,150 | $35.45 | $643,370.31 |
DisclosureSEC source: 0001179110-17-003065 · edgar.xml · nonDerivative · entry 4 Thor James E · CIK 0001300922 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,882 F2 · price: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.35 to $35.62. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:34 UTC | RUSH ENTERPRISES INC \TX\ RUSH · Entity 3648 | Exercise / conversionClass A Common Stock | 18,150 | $12.50 | $226,875.00 |
DisclosureSEC source: 0001179110-17-003065 · edgar.xml · nonDerivative · entry 3 Thor James E · CIK 0001300922 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,032 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:34 UTC | RUSH ENTERPRISES INC \TX\ RUSH · Entity 3648 | SaleClass A Common Stock | 12,100 | $35.45 | $428,913.54 |
DisclosureSEC source: 0001179110-17-003065 · edgar.xml · nonDerivative · entry 2 Thor James E · CIK 0001300922 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,882 F2 · price: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.35 to $35.62. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:34 UTC | RUSH ENTERPRISES INC \TX\ RUSH · Entity 3648 | Exercise / conversionClass A Common Stock | 12,100 | $15.52 | $187,792.00 |
DisclosureSEC source: 0001179110-17-003065 · edgar.xml · nonDerivative · entry 1 Thor James E · CIK 0001300922 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 577 shares acquired on January 1, 2017, under the Rush Enterprises, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:01 UTC | RUSH ENTERPRISES INC \TX\ RUSH · Entity 3648 | Exercise / conversionOption (right to buy) · Derivative | 18,150 | $0.00 Strike: $7.67 | $0.00 |
DisclosureSEC source: 0001179110-16-029402 · edgar.xml · derivative · entry 3 Thor James E · CIK 0001300922 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 18,150 shares Expires 2019-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:01 UTC | RUSH ENTERPRISES INC \TX\ RUSH · Entity 3648 | SaleClass A Common Stock | 18,150 | $24.00 | $435,600.00 |
DisclosureSEC source: 0001179110-16-029402 · edgar.xml · nonDerivative · entry 2 Thor James E · CIK 0001300922 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,305 Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:01 UTC | RUSH ENTERPRISES INC \TX\ RUSH · Entity 3648 | Exercise / conversionClass A Common Stock | 18,150 | $7.67 | $139,210.50 |
DisclosureSEC source: 0001179110-16-029402 · edgar.xml · nonDerivative · entry 1 Thor James E · CIK 0001300922 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,455 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.