Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Hewlett Packard Enterprise CoHPE · Entity 2984 | SVP, GM HPC and MCS | December 10, 2020 | December 14, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Hewlett Packard Enterprise Co
Report date December 10, 2020 · Filed December 14, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 247,525 |
Reported balance
After 2020-12-10 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-12-10 · Grant · Acquired 247,525 · Balance 247,525 F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2: On 12/10/20 the reporting person was granted 247,525 Restricted Stock Units ("RSUs"), 82,508 of which will vest on each of 12/10/21 and 12/10/22, and 82,509 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-12-10 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2: On 12/10/20 the reporting person was granted 247,525 Restricted Stock Units ("RSUs"), 82,508 of which will vest on each of 12/10/21 and 12/10/22, and 82,509 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CRAY INC
Report date September 25, 2019 · Filed September 27, 2019
Section 16 reporting ended · disclosed 2019-09-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-09-25 transaction · row 1
1 source rowRow 1 · 2019-09-25 · Disposition to issuer · Disposed 316,400 · Balance 0 F1: Disposed of pursuant to the merger agreement among Issuer, Canopy Merger Sub, Inc., and Hewlett Packard Enterprise Company ("HPE") dated May 16, 2019 (the "Merger Agreement") for a payment of $35.00 in cash (the "Merger Consideration") on the closing date of the merger (the "Closing Date"). |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) plan | 0 |
Reported balance
After 2019-09-25 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2019-09-25 · Disposition to issuer · Disposed 3,443 · Balance 0 F1: Disposed of pursuant to the merger agreement among Issuer, Canopy Merger Sub, Inc., and Hewlett Packard Enterprise Company ("HPE") dated May 16, 2019 (the "Merger Agreement") for a payment of $35.00 in cash (the "Merger Consideration") on the closing date of the merger (the "Closing Date"). |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-09-25 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-09-25 · Disposition to issuer · Disposed 133,200 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of the issuer's Common Stock. F4: Performance-vesting RSUs were converted on the Closing Date into a cash equivalent award with respect to 50% of the number of underlying shares (with the remainder of such shares forfeited) valued based on the Merger Consideration in accordance with certain terms and conditions that were individually agreed with HPE. F3: All or a portion of these shares vest if and when certain performance criteria relating to the issuer are met, subject to the reporting person's provision of service to the issuer on the applicable vesting date. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-09-25 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-09-25 · Disposition to issuer · Disposed 7,000 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of the issuer's Common Stock. F6: RSUs were converted on the Closing Date into a cash equivalent award valued based on the Merger Consideration in accordance with certain terms and conditions that were individually agreed with HPE. F5: On May 19, 2016, the reporting person was granted 28,000 restricted stock units, with one quarter vesting on each of May 19, 2017, May 19, 2018, May 19, 2019 and May 19, 2020, subject to the reporting person's provision of service to the issuer on each vesting date. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-09-25 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-09-25 · Disposition to issuer · Disposed 50,000 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of the issuer's Common Stock. F6: RSUs were converted on the Closing Date into a cash equivalent award valued based on the Merger Consideration in accordance with certain terms and conditions that were individually agreed with HPE. F7: On May 18, 2017, the reporting person was granted 100,000 restricted stock units, with one-quarter vesting on each of May 18, 2018, May 18, 2019, May 18, 2020 and May 18, 2021, subject to the reporting person's provision of service to the issuer on each vesting date. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-09-25 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-09-25 · Disposition to issuer · Disposed 48,603 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of the issuer's Common Stock. F6: RSUs were converted on the Closing Date into a cash equivalent award valued based on the Merger Consideration in accordance with certain terms and conditions that were individually agreed with HPE. F8: On May 17, 2018, the reporting person was granted 64,803 restricted stock units, with one-quarter vesting on each of May 17, 2019, May 17, 2020, May 17, 2021 and May 17, 2022, subject to the reporting person's provision of service to the issuer on each vesting date. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-09-25 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-09-25 · Disposition to issuer · Disposed 100,000 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of the issuer's Common Stock. F6: RSUs were converted on the Closing Date into a cash equivalent award valued based on the Merger Consideration in accordance with certain terms and conditions that were individually agreed with HPE. F9: On May 2, 2019, the reporting person was granted 100,000 restricted stock units, with one-quarter vesting on each of May 2, 2020, May 2, 2021, May 2, 2022 and May 2, 2023, subject to the reporting person's provision of service to the issuer on each vesting date. |
| Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.47 · Expires 2020-05-12 | Direct | 0 |
Reported balance
After 2019-09-25 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-09-25 · Disposition to issuer · Disposed 100,000 · Balance 0 F11: To the extent vested, the option was cancelled and converted on the Closing Date into a cash payment equal to the product of (a) the aggregate number of underlying shares multiplied by (b) the excess of the Merger Consideration over the applicable per share exercise price of such option. To the extent unvested, the option was converted on the Closing Date into a cash equivalent award valued based on the Merger Consideration in accordance with certain terms and conditions that were individually agreed with HPE. F10: The option was 100% vested and exercisable on May 12, 2014. |
| Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.08 · Expires 2021-11-16 | Direct | 0 |
Reported balance
After 2019-09-25 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-09-25 · Disposition to issuer · Disposed 100,000 · Balance 0 F11: To the extent vested, the option was cancelled and converted on the Closing Date into a cash payment equal to the product of (a) the aggregate number of underlying shares multiplied by (b) the excess of the Merger Consideration over the applicable per share exercise price of such option. To the extent unvested, the option was converted on the Closing Date into a cash equivalent award valued based on the Merger Consideration in accordance with certain terms and conditions that were individually agreed with HPE. F12: The option was 100% vested and exercisable on November 16, 2015. |
| Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.08 · Expires 2022-07-01 | Direct | 0 |
Reported balance
After 2019-09-25 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-09-25 · Disposition to issuer · Disposed 65,000 · Balance 0 F11: To the extent vested, the option was cancelled and converted on the Closing Date into a cash payment equal to the product of (a) the aggregate number of underlying shares multiplied by (b) the excess of the Merger Consideration over the applicable per share exercise price of such option. To the extent unvested, the option was converted on the Closing Date into a cash equivalent award valued based on the Merger Consideration in accordance with certain terms and conditions that were individually agreed with HPE. F13: The option was 100% vested and exercisable on July 1, 2016. |
| Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.64 · Expires 2023-07-01 | Direct | 0 |
Reported balance
After 2019-09-25 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2019-09-25 · Disposition to issuer · Disposed 53,000 · Balance 0 F11: To the extent vested, the option was cancelled and converted on the Closing Date into a cash payment equal to the product of (a) the aggregate number of underlying shares multiplied by (b) the excess of the Merger Consideration over the applicable per share exercise price of such option. To the extent unvested, the option was converted on the Closing Date into a cash equivalent award valued based on the Merger Consideration in accordance with certain terms and conditions that were individually agreed with HPE. F14: The option was 100% vested and exercisable on July 1, 2017. |
| Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $26.58 · Expires 2024-05-21 | Direct | 0 |
Reported balance
After 2019-09-25 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2019-09-25 · Disposition to issuer · Disposed 36,000 · Balance 0 F11: To the extent vested, the option was cancelled and converted on the Closing Date into a cash payment equal to the product of (a) the aggregate number of underlying shares multiplied by (b) the excess of the Merger Consideration over the applicable per share exercise price of such option. To the extent unvested, the option was converted on the Closing Date into a cash equivalent award valued based on the Merger Consideration in accordance with certain terms and conditions that were individually agreed with HPE. F15: The option was 100% vested and exercisable on May 21, 2018. |
| Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.83 · Expires 2025-05-06 | Direct | 0 |
Reported balance
After 2019-09-25 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2019-09-25 · Disposition to issuer · Disposed 30,000 · Balance 0 F11: To the extent vested, the option was cancelled and converted on the Closing Date into a cash payment equal to the product of (a) the aggregate number of underlying shares multiplied by (b) the excess of the Merger Consideration over the applicable per share exercise price of such option. To the extent unvested, the option was converted on the Closing Date into a cash equivalent award valued based on the Merger Consideration in accordance with certain terms and conditions that were individually agreed with HPE. F16: The option was 100% vested and exercisable on May 6, 2019. |
| Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.45 · Expires 2026-05-19 | Direct | 0 |
Reported balance
After 2019-09-25 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2019-09-25 · Disposition to issuer · Disposed 28,000 · Balance 0 F11: To the extent vested, the option was cancelled and converted on the Closing Date into a cash payment equal to the product of (a) the aggregate number of underlying shares multiplied by (b) the excess of the Merger Consideration over the applicable per share exercise price of such option. To the extent unvested, the option was converted on the Closing Date into a cash equivalent award valued based on the Merger Consideration in accordance with certain terms and conditions that were individually agreed with HPE. F17: One-quarter of these shares vested on May 19, 2017 and 1/48th of these shares vest monthly thereafter, with 100% of the total shares vested and exercisable on May 19, 2020, subject to the reporting person's provision of service to the issuer on each vesting date. |
| Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.00 · Expires 2027-05-18 | Direct | 0 |
Reported balance
After 2019-09-25 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2019-09-25 · Disposition to issuer · Disposed 100,000 · Balance 0 F11: To the extent vested, the option was cancelled and converted on the Closing Date into a cash payment equal to the product of (a) the aggregate number of underlying shares multiplied by (b) the excess of the Merger Consideration over the applicable per share exercise price of such option. To the extent unvested, the option was converted on the Closing Date into a cash equivalent award valued based on the Merger Consideration in accordance with certain terms and conditions that were individually agreed with HPE. F18: One-quarter of these shares vested on May 18, 2018 and 1/48th of these shares vest monthly thereafter, with 100% of the total shares vested and exercisable on May 18, 2021, subject to the reporting person's provision of service to the issuer on each vesting date. |
| Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.10 · Expires 2028-05-17 | Direct | 0 |
Reported balance
After 2019-09-25 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2019-09-25 · Disposition to issuer · Disposed 64,803 · Balance 0 F11: To the extent vested, the option was cancelled and converted on the Closing Date into a cash payment equal to the product of (a) the aggregate number of underlying shares multiplied by (b) the excess of the Merger Consideration over the applicable per share exercise price of such option. To the extent unvested, the option was converted on the Closing Date into a cash equivalent award valued based on the Merger Consideration in accordance with certain terms and conditions that were individually agreed with HPE. F19: One-quarter of these shares vested on May 17, 2019 and 1/48th of these shares vest monthly thereafter, with 100% of the total shares vested and exercisable on May 17, 2022, subject to the reporting person's provision of service to the issuer on each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the merger agreement among Issuer, Canopy Merger Sub, Inc., and Hewlett Packard Enterprise Company ("HPE") dated May 16, 2019 (the "Merger Agreement") for a payment of $35.00 in cash (the "Merger Consideration") on the closing date of the merger (the "Closing Date").
F2: Each restricted stock unit represents a contingent right to receive one share of the issuer's Common Stock.
F3: All or a portion of these shares vest if and when certain performance criteria relating to the issuer are met, subject to the reporting person's provision of service to the issuer on the applicable vesting date.
F4: Performance-vesting RSUs were converted on the Closing Date into a cash equivalent award with respect to 50% of the number of underlying shares (with the remainder of such shares forfeited) valued based on the Merger Consideration in accordance with certain terms and conditions that were individually agreed with HPE.
F5: On May 19, 2016, the reporting person was granted 28,000 restricted stock units, with one quarter vesting on each of May 19, 2017, May 19, 2018, May 19, 2019 and May 19, 2020, subject to the reporting person's provision of service to the issuer on each vesting date.
F6: RSUs were converted on the Closing Date into a cash equivalent award valued based on the Merger Consideration in accordance with certain terms and conditions that were individually agreed with HPE.
F7: On May 18, 2017, the reporting person was granted 100,000 restricted stock units, with one-quarter vesting on each of May 18, 2018, May 18, 2019, May 18, 2020 and May 18, 2021, subject to the reporting person's provision of service to the issuer on each vesting date.
F8: On May 17, 2018, the reporting person was granted 64,803 restricted stock units, with one-quarter vesting on each of May 17, 2019, May 17, 2020, May 17, 2021 and May 17, 2022, subject to the reporting person's provision of service to the issuer on each vesting date.
F9: On May 2, 2019, the reporting person was granted 100,000 restricted stock units, with one-quarter vesting on each of May 2, 2020, May 2, 2021, May 2, 2022 and May 2, 2023, subject to the reporting person's provision of service to the issuer on each vesting date.
F10: The option was 100% vested and exercisable on May 12, 2014.
F11: To the extent vested, the option was cancelled and converted on the Closing Date into a cash payment equal to the product of (a) the aggregate number of underlying shares multiplied by (b) the excess of the Merger Consideration over the applicable per share exercise price of such option. To the extent unvested, the option was converted on the Closing Date into a cash equivalent award valued based on the Merger Consideration in accordance with certain terms and conditions that were individually agreed with HPE.
F12: The option was 100% vested and exercisable on November 16, 2015.
F13: The option was 100% vested and exercisable on July 1, 2016.
F14: The option was 100% vested and exercisable on July 1, 2017.
F15: The option was 100% vested and exercisable on May 21, 2018.
F16: The option was 100% vested and exercisable on May 6, 2019.
F17: One-quarter of these shares vested on May 19, 2017 and 1/48th of these shares vest monthly thereafter, with 100% of the total shares vested and exercisable on May 19, 2020, subject to the reporting person's provision of service to the issuer on each vesting date.
F18: One-quarter of these shares vested on May 18, 2018 and 1/48th of these shares vest monthly thereafter, with 100% of the total shares vested and exercisable on May 18, 2021, subject to the reporting person's provision of service to the issuer on each vesting date.
F19: One-quarter of these shares vested on May 17, 2019 and 1/48th of these shares vest monthly thereafter, with 100% of the total shares vested and exercisable on May 17, 2022, subject to the reporting person's provision of service to the issuer on each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2018 Filed May 21, 2018 19:09 UTC | CRAY INC CRAY · Entity 154716 | GrantRestricted Stock Unit (RSU) · Derivative | 64,803 | $0.00 | $0.00 |
DisclosureSEC source: 0000949158-18-000074 · wf-form4_152694417376817.xml · derivative · entry 6 UNGARO PETER J · CIK 0001259266 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,803 Underlying: Common Stock · 64,803 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's Common Stock. F4 · derivative.exercise_date: One-quarter of these shares vest on each of May 17, 2019, May 17, 2020, May 17, 2021 and May 17, 2022, subject to the reporting person's provision of service to the issuer on each vesting date. F4 · derivative.expiration_date: One-quarter of these shares vest on each of May 17, 2019, May 17, 2020, May 17, 2021 and May 17, 2022, subject to the reporting person's provision of service to the issuer on each vesting date. Read SEC document |
| May 06, 2018 Filed May 8, 2018 17:42 UTC | CRAY INC CRAY · Entity 154716 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000949158-18-000050 · wf-form4_152581575878679.xml · derivative · entry 4 UNGARO PETER J · CIK 0001259266 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's Common Stock. F4 · derivative.exercise_date: On May 6, 2015, the reporting person was granted 30,000 restricted stock units, with one quarter vesting on each of May 6, 2016, May 6, 2017, May 6, 2018 and May 6, 2019, subject to the reporting person's provision of service to the issuer on each vesting date. F4 · derivative.expiration_date: On May 6, 2015, the reporting person was granted 30,000 restricted stock units, with one quarter vesting on each of May 6, 2016, May 6, 2017, May 6, 2018 and May 6, 2019, subject to the reporting person's provision of service to the issuer on each vesting date. Read SEC document |
| May 06, 2018 Filed May 8, 2018 17:42 UTC | CRAY INC CRAY · Entity 154716 | Tax withholdingCommon Stock | 2,952 | $27.20 | $80,294.40 |
DisclosureSEC source: 0000949158-18-000050 · wf-form4_152581575878679.xml · nonDerivative · entry 2 UNGARO PETER J · CIK 0001259266 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,755 F2 · shares: Represents shares of Common Stock that were withheld by the issuer to satisfy applicable withholding taxes in connection with the net settlement of the restricted stock units listed in Table II and does not represent a sale of Common Stock by the reporting person. F3 · price: Represents the per share closing price of the issuer's Common Stock on the applicable vesting date or, if there was no closing price on such date, the closing price on the trading date that was immediately prior to such vesting date. Read SEC document |
| May 06, 2018 Filed May 8, 2018 17:42 UTC | CRAY INC CRAY · Entity 154716 | Exercise / conversionCommon Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000949158-18-000050 · wf-form4_152581575878679.xml · nonDerivative · entry 1 UNGARO PETER J · CIK 0001259266 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,707 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's Common Stock. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 16:44 UTC | CRAY INC CRAY · Entity 154716 | Exercise / conversionStock option (right to buy) · Derivative | 80,000 | $0.00 Strike: $6.63 | $0.00 |
DisclosureSEC source: 0000949158-18-000014 · wf-form4_151942225426492.xml · derivative · entry 4 UNGARO PETER J · CIK 0001259266 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 80,000 shares Expires 2018-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option was 100% vested and exercisable on May 16, 2012 Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 16:44 UTC | CRAY INC CRAY · Entity 154716 | SaleCommon Stock | 80,000 | $22.14 | $1,770,816.00 |
DisclosureSEC source: 0000949158-18-000014 · wf-form4_151942225426492.xml · nonDerivative · entry 2 UNGARO PETER J · CIK 0001259266 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,207 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.80 to $22.55 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 16:44 UTC | CRAY INC CRAY · Entity 154716 | Exercise / conversionCommon Stock | 80,000 | $6.63 | $530,400.00 |
DisclosureSEC source: 0000949158-18-000014 · wf-form4_151942225426492.xml · nonDerivative · entry 1 UNGARO PETER J · CIK 0001259266 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,207 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2017 Filed Jul 3, 2017 13:44 UTC | CRAY INC CRAY · Entity 154716 | Tax withholdingCommon Stock | 4,982 | $18.40 | $91,668.80 |
DisclosureSEC source: 0000949158-17-000099 · wf-form4_149910388294784.xml · nonDerivative · entry 1 UNGARO PETER J · CIK 0001259266 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,207 F1 · shares: Represents shares of Common Stock that were withheld by the issuer to satisfy applicable withholding taxes in connection with the vesting of restricted stock and does not represent a sale of Common Stock by the reporting person. F2 · price: Represents the per share closing price of the issuer's Common Stock on the applicable vesting date or, if there was no closing price on such date, the closing price on the trading date that was immediately prior to such vesting date. Read SEC document |
| May 21, 2017 Filed May 22, 2017 17:20 UTC | CRAY INC CRAY · Entity 154716 | Tax withholdingCommon Stock | 3,776 | $17.70 | $66,835.20 |
DisclosureSEC source: 0000949158-17-000058 · wf-form4_149548802758349.xml · nonDerivative · entry 3 UNGARO PETER J · CIK 0001259266 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,189 F4 · shares: Represents shares of Common Stock that were withheld by the issuer to satisfy applicable withholding taxes in connection with the vesting of restricted stock and does not represent a sale of Common Stock by the reporting person. F3 · price: Represents the per share closing price of the issuer's Common Stock on the applicable vesting date or, if there was no closing price on such date, the closing price on the trading date that was immediately prior to such vesting date. Read SEC document |
| May 19, 2017 Filed May 22, 2017 17:20 UTC | CRAY INC CRAY · Entity 154716 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000949158-17-000058 · wf-form4_149548802758349.xml · derivative · entry 7 UNGARO PETER J · CIK 0001259266 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,000 Underlying: Common Stock · 7,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's Common Stock. F7 · derivative.exercise_date: On May 19, 2016, the reporting person was granted 28,000 restricted stock units, with one quarter vesting on each of May 19, 2017, May 19, 2018, May 19, 2019 and May 19, 2020, subject to the reporting person's provision of service to the issuer on each vesting date. F7 · derivative.expiration_date: On May 19, 2016, the reporting person was granted 28,000 restricted stock units, with one quarter vesting on each of May 19, 2017, May 19, 2018, May 19, 2019 and May 19, 2020, subject to the reporting person's provision of service to the issuer on each vesting date. Read SEC document |
| May 19, 2017 Filed May 22, 2017 17:20 UTC | CRAY INC CRAY · Entity 154716 | Tax withholdingCommon Stock | 2,937 | $17.70 | $51,984.90 |
DisclosureSEC source: 0000949158-17-000058 · wf-form4_149548802758349.xml · nonDerivative · entry 2 UNGARO PETER J · CIK 0001259266 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,965 F2 · shares: Represents shares of Common Stock that were withheld by the issuer to satisfy applicable withholding taxes in connection with the net settlement of the restricted stock units listed in Table II and does not represent a sale of Common Stock by the reporting person. F3 · price: Represents the per share closing price of the issuer's Common Stock on the applicable vesting date or, if there was no closing price on such date, the closing price on the trading date that was immediately prior to such vesting date. Read SEC document |
| May 19, 2017 Filed May 22, 2017 17:20 UTC | CRAY INC CRAY · Entity 154716 | Exercise / conversionCommon Stock | 7,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000949158-17-000058 · wf-form4_149548802758349.xml · nonDerivative · entry 1 UNGARO PETER J · CIK 0001259266 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's Common Stock. Read SEC document |
| May 18, 2017 Filed May 22, 2017 17:20 UTC | CRAY INC CRAY · Entity 154716 | GrantStock option (right to buy) · Derivative | 100,000 | $0.00 Strike: $18.00 | $0.00 |
DisclosureSEC source: 0000949158-17-000058 · wf-form4_149548802758349.xml · derivative · entry 6 UNGARO PETER J · CIK 0001259266 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2027-05-18 F6 · derivative.exercise_date: One-quarter of these shares vest on May 18, 2018 and 1/48th of these shares vest monthly thereafter, with 100% of the total shares vested and exercisable on May 18, 2021, subject to the reporting person's provision of service to the issuer on each vesting date. Read SEC document |
| May 18, 2017 Filed May 22, 2017 17:20 UTC | CRAY INC CRAY · Entity 154716 | GrantRestricted Stock Unit (RSU) · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000949158-17-000058 · wf-form4_149548802758349.xml · derivative · entry 5 UNGARO PETER J · CIK 0001259266 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's Common Stock. F5 · derivative.exercise_date: One-quarter of these shares vest on each of May 18, 2018, May 18, 2019, May 18, 2020 and May 18, 2021, subject to the reporting person's provision of service to the issuer on each vesting date. F5 · derivative.expiration_date: One-quarter of these shares vest on each of May 18, 2018, May 18, 2019, May 18, 2020 and May 18, 2021, subject to the reporting person's provision of service to the issuer on each vesting date. Read SEC document |
| May 06, 2017 Filed May 9, 2017 16:28 UTC | CRAY INC CRAY · Entity 154716 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000949158-17-000036 · wf-form4_149436168010405.xml · derivative · entry 4 UNGARO PETER J · CIK 0001259266 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's Common Stock. F3 · derivative.exercise_date: On May 6, 2015, the reporting person was granted 30,000 restricted stock units, with one quarter vesting on each of May 6, 2016, May 6, 2017, May 6, 2018 and May 6, 2019, subject to the reporting person's provision of service to the issuer on each vesting date. F3 · derivative.expiration_date: On May 6, 2015, the reporting person was granted 30,000 restricted stock units, with one quarter vesting on each of May 6, 2016, May 6, 2017, May 6, 2018 and May 6, 2019, subject to the reporting person's provision of service to the issuer on each vesting date. Read SEC document |
| May 06, 2017 Filed May 9, 2017 16:28 UTC | CRAY INC CRAY · Entity 154716 | Tax withholdingCommon Stock | 3,147 | $18.70 | $58,848.90 |
DisclosureSEC source: 0000949158-17-000036 · wf-form4_149436168010405.xml · nonDerivative · entry 2 UNGARO PETER J · CIK 0001259266 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,902 F2 · shares: Represents shares of Common Stock that were withheld by the issuer to satisfy applicable income tax withholding obligations in connection with the net settlement of the restricted stock units listed in Table II and does not represent a sale of Common Stock by the reporting person. Read SEC document |
| May 06, 2017 Filed May 9, 2017 16:28 UTC | CRAY INC CRAY · Entity 154716 | Exercise / conversionCommon Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000949158-17-000036 · wf-form4_149436168010405.xml · nonDerivative · entry 1 UNGARO PETER J · CIK 0001259266 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's Common Stock. Read SEC document |
| February 11, 2017 Filed Apr 21, 2017 17:51 UTC | CRAY INC CRAY · Entity 154716 | Disposition to issuerCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-027915 · doc4.xml · nonDerivative · entry 1 UNGARO PETER J · CIK 0001259266 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,549 F1 · shares: Represents shares of unvested performance-based restricted stock forfeited in accordance with the terms of the award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.