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ZOLLAR ALFRED W

Disclosed activity across 5 companies

Tapewire entity
14465
SEC CIK
0001196985

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Bank of New York Mellon CorpBK · Entity 2899DirectorApril 17, 2026April 21, 2026
INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840DirectorSeptember 30, 2026October 02, 2026
NASDAQ, INC.NDAQ · Entity 3019DirectorJune 10, 2026June 12, 2026
PUBLIC SERVICE ENTERPRISE GROUP INCPEG · Entity 203DirectorMay 01, 2023May 02, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Bank of New York Mellon Corp

Report date April 17, 2026 · Filed April 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect31,473.32 Reported balance After 2026-04-17 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-04-17 · Grant · Acquired 1,592 · Balance 31,473.32

F1: 1-for-1.

F3: N/A.

F2: The deferred stock units vest on the earlier of the date of the Corporation's 2027 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following the grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvented in additional deferred stock units.

Filing footnotes · ownership attribution and instrument terms

F1: 1-for-1.

F2: The deferred stock units vest on the earlier of the date of the Corporation's 2027 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following the grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvented in additional deferred stock units.

F3: N/A.

INTERNATIONAL BUSINESS MACHINES CORP

Report date September 30, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Promised Fee ShareSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct10,427 Reported balance After 2026-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-30 · Grant · Acquired 415 · Balance 10,427

F1: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Filing footnotes · ownership attribution and instrument terms

F1: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

NASDAQ, INC.

Report date June 10, 2026 · Filed June 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect58,281 Reported balance After 2026-06-10 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-10 · Grant · Acquired 4,497 · Balance 58,281

F1: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The entirety of the RSUs vest on June 10, 2027.

F2: Represents 55,739 RSUs granted pursuant to Nasdaq's Equity Incentive Plan, of which 51,242 are vested as of the filing date of this Form 4 and, (ii) 2,542 shares of common stock acquired through open market purchases.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The entirety of the RSUs vest on June 10, 2027.

F2: Represents 55,739 RSUs granted pursuant to Nasdaq's Equity Incentive Plan, of which 51,242 are vested as of the filing date of this Form 4 and, (ii) 2,542 shares of common stock acquired through open market purchases.

PUBLIC SERVICE ENTERPRISE GROUP INC

Report date May 01, 2023 · Filed May 02, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect8,394.009 Reported balance After 2023-05-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2023-05-01 · Grant · Acquired 2,851 · Balance 8,394.009

F1: 2023 Restricted Stock Unit grant under the PSEG 2021 Equity Compensation Plan For Outside Directors.

F2: Amount includes accumulated dividend reinvestment equivalents that are exempt from Section 16.

Filing footnotes · ownership attribution and instrument terms

F1: 2023 Restricted Stock Unit grant under the PSEG 2021 Equity Compensation Plan For Outside Directors.

F2: Amount includes accumulated dividend reinvestment equivalents that are exempt from Section 16.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

RED HAT INC

Report date July 09, 2019 · Filed July 09, 2019

Section 16 reporting ended · disclosed 2019-07-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-07-09 transaction · row 1
1 source row

Row 1 · 2019-07-09 · Disposition to issuer · Disposed 2,337 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger dated as of October 28, 2018, by and among International Business Machines Corporation ("IBM"), Socrates Acquisition Corp. and Red Hat, common shares of Red Hat were disposed of for cash consideration of $190.00 per share.

Deferred Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-07-09 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-07-09 · Disposition to issuer · Disposed 219 · Balance 0

F2: Each deferred stock unit represents a right to receive one share of Red Hat common stock.

F3: All Deferred Stock Units (DSUs) were canceled pursuant to the merger agreement for cash consideration of $190.00 per unit.

F4: The DSUs were fully vested and by their terms would ordinarily have been settled in shares of Red Hat common stock upon termination of the Reporting Person's Board of Director service.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger dated as of October 28, 2018, by and among International Business Machines Corporation ("IBM"), Socrates Acquisition Corp. and Red Hat, common shares of Red Hat were disposed of for cash consideration of $190.00 per share.

F2: Each deferred stock unit represents a right to receive one share of Red Hat common stock.

F3: All Deferred Stock Units (DSUs) were canceled pursuant to the merger agreement for cash consideration of $190.00 per unit.

F4: The DSUs were fully vested and by their terms would ordinarily have been settled in shares of Red Hat common stock upon termination of the Reporting Person's Board of Director service.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2026 Filed Oct 2, 2026 00:19 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 415 $219.93 Strike: $0.00 $91,270.95
Disclosure

SEC source: 0001196985-26-000004 · primarydocument.xml · derivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,427

Underlying: Common Stock · 415 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2026 Filed Jul 2, 2026 20:13 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 325 $281.21 Strike: $0.00 $91,393.25
Disclosure

SEC source: 0001196985-26-000003 · primarydocument.xml · derivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,940

Underlying: Common Stock · 325 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 20:19 UTC NASDAQ, INC. NDAQ · Entity 3019 GrantCommon Stock, par value $0.01 per share 4,497 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-269496 · ownership.xml · nonDerivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,281

F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The entirety of the RSUs vest on June 10, 2027.

F2 · balance_after: Represents 55,739 RSUs granted pursuant to Nasdaq's Equity Incentive Plan, of which 51,242 are vested as of the filing date of this Form 4 and, (ii) 2,542 shares of common stock acquired through open market purchases.

Read SEC document
April 17, 2026 Filed Apr 21, 2026 20:20 UTC Bank of New York Mellon Corp BK · Entity 2899 GrantDeferred Stock Units · Derivative 1,592 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-166852 · ownership.xml · derivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,473.32

Underlying: Common Stock · 1,592 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F3 · price: N/A.

F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2027 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following the grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvented in additional deferred stock units.

F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2027 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following the grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvented in additional deferred stock units.

Read SEC document
March 31, 2026 Filed Apr 1, 2026 21:01 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 377 $242.39 Strike: $0.00 $91,381.03
Disclosure

SEC source: 0001196985-26-000002 · primarydocument.xml · derivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,557

Underlying: Common Stock · 377 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2025 Filed Jan 2, 2026 21:03 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 309 $296.21 Strike: $0.00 $91,528.89
Disclosure

SEC source: 0001196985-26-000001 · primarydocument.xml · derivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,119

Underlying: Common Stock · 309 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 30, 2025 Filed Oct 1, 2025 21:31 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 324 $282.16 Strike: $0.00 $91,419.84
Disclosure

SEC source: 0001196985-25-000005 · primarydocument.xml · derivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,764

Underlying: Common Stock · 324 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2025 Filed Jul 1, 2025 20:02 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 310 $294.78 Strike: $0.00 $91,381.80
Disclosure

SEC source: 0001562180-25-005169 · primarydocument.xml · derivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,386

Underlying: Common Stock · 310 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 20:10 UTC NASDAQ, INC. NDAQ · Entity 3019 GrantCommon Stock, par value $0.01 per share 4,491 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-086175 · ownership.xml · nonDerivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,784

F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The entirety of the RSUs vest on June 11, 2026.

F2 · balance_after: Represents (i) 51,242 RSUs granted pursuant to Nasdaq's Equity Incentive Plan, of which 46,751 are vested as of the date hereof and (ii) 2,542 shares of common stock acquired through open market purchases.

Read SEC document
April 21, 2025 Filed Apr 23, 2025 20:21 UTC Bank of New York Mellon Corp BK · Entity 2899 GrantDeferred Stock Units · Derivative 2,904 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-057424 · ownership.xml · derivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,286.712

Underlying: Common Stock · 2,904 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F3 · price: N/A.

F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2026 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following the grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvented in additional deferred stock units.

F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2026 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following the grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvented in additional deferred stock units.

Read SEC document
March 31, 2025 Filed Apr 1, 2025 20:42 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 367 $248.66 Strike: $0.00 $91,258.22
Disclosure

SEC source: 0001562180-25-002835 · primarydocument.xml · derivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,027

Underlying: Common Stock · 367 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2024 Filed Jan 2, 2025 22:39 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 399 $219.83 Strike: $0.00 $87,712.17
Disclosure

SEC source: 0001562180-25-000012 · primarydocument.xml · derivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,611

Underlying: Common Stock · 399 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
November 13, 2024 Filed Nov 14, 2024 21:29 UTC NASDAQ, INC. NDAQ · Entity 3019 PurchaseCommon Stock, par value $0.01 per share 2,542 $80.24 $203,970.08
Disclosure

SEC source: 0000950170-24-127112 · ownership.xml · nonDerivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,293

F1 · balance_after: Includes 46,751 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 40,398 are vested as of the date hereof.

Read SEC document
November 13, 2024 Filed Nov 13, 2024 21:05 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 PurchaseCommon Stock 936 $210.62 $197,138.92
Disclosure

SEC source: 0001562180-24-007670 · primarydocument.xml · nonDerivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 936

Read SEC document
September 30, 2024 Filed Oct 1, 2024 22:34 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 396 $221.08 Strike: $0.00 $87,547.68
Disclosure

SEC source: 0001562180-24-007073 · primarydocument.xml · derivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,161

Underlying: Common Stock · 396 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 21:30 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 506 $172.95 Strike: $0.00 $87,512.70
Disclosure

SEC source: 0001562180-24-005523 · primarydocument.xml · derivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,711

Underlying: Common Stock · 506 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 11, 2024 Filed Jun 13, 2024 20:58 UTC NASDAQ, INC. NDAQ · Entity 3019 GrantCommon Stock, par value $0.01 per share 6,353 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-073114 · ownership.xml · nonDerivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,751

F1 · kind: Restricted stock vests as to 100% on June 11, 2025.

F2 · balance_after: Represents 46,751 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 32,982 are vested as of the date hereof.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 21:04 UTC Bank of New York Mellon Corp BK · Entity 2899 GrantDeferred Stock Units · Derivative 3,581 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-005357 · doc4.xml · derivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,700.845

Underlying: Common Stock · 3,581 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F3 · price: N/A.

F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2025 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2025 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

Read SEC document
March 28, 2024 Filed Apr 1, 2024 21:48 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 459 $190.96 Strike: $0.00 $87,650.64
Disclosure

SEC source: 0001562180-24-003115 · primarydocument.xml · derivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,145

Underlying: Common Stock · 459 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 29, 2023 Filed Jan 3, 2024 23:36 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 536 $163.55 Strike: $0.00 $87,662.80
Disclosure

SEC source: 0001562180-24-000131 · primarydocument.xml · derivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,638

Underlying: Common Stock · 536 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:35 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 624 $140.30 Strike: $0.00 $87,547.20
Disclosure

SEC source: 0001562180-23-007146 · primarydocument.xml · derivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,051

Underlying: Common Stock · 624 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:38 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 654 $133.81 Strike: $0.00 $87,511.74
Disclosure

SEC source: 0001562180-23-005702 · primarydocument.xml · derivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,379

Underlying: Common Stock · 654 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 20:20 UTC NASDAQ, INC. NDAQ · Entity 3019 GrantCommon Stock, par value $0.01 per share 183 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-039381 · doc4.xml · nonDerivative · entry 2

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,398

F2 · kind: Reflects shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan and fully vested as of the date of grant. These shares were issued as compensation for additional Board committee service by Mr. Zollar during the Board term ended June 21, 2023.

F3 · balance_after: Represents 40,398 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 32,982 are vested as of the date hereof. Total shares reported reflect the Company's three-for-one stock split, which was effected through a stock dividend on August 26, 2022.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 20:20 UTC NASDAQ, INC. NDAQ · Entity 3019 GrantCommon Stock, par value $0.01 per share 7,416 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-039381 · doc4.xml · nonDerivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,215

F1 · kind: Restricted stock vests as to 100% on June 21, 2024.

Read SEC document
May 01, 2023 Filed May 2, 2023 23:03 UTC PUBLIC SERVICE ENTERPRISE GROUP INC PEG · Entity 203 GrantCommon Stock 2,851 $63.14 $180,012.14
Disclosure

SEC source: 0001225208-23-005276 · doc4.xml · nonDerivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,394.009

F1 · shares: 2023 Restricted Stock Unit grant under the PSEG 2021 Equity Compensation Plan For Outside Directors.

F2 · balance_after: Amount includes accumulated dividend reinvestment equivalents that are exempt from Section 16.

Read SEC document
April 19, 2023 Filed Apr 21, 2023 20:26 UTC Bank of New York Mellon Corp BK · Entity 2899 GrantDeferred Stock Units · Derivative 4,090 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-025182 · doc4.xml · derivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,360.856

Underlying: Common Stock · 4,090 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F3 · price: N/A.

F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2024 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2024 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:40 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 668 $131.09 Strike: $0.00 $87,568.12
Disclosure

SEC source: 0001562180-23-003247 · primarydocument.xml · derivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,680

Underlying: Common Stock · 668 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2022 Filed Jan 3, 2023 21:23 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 577 $140.89 Strike: $0.00 $81,293.53
Disclosure

SEC source: 0001562180-23-000028 · primarydocument.xml · derivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,973

Underlying: Common Stock · 577 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 21:08 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 684 $118.81 Strike: $0.00 $81,266.04
Disclosure

SEC source: 0001562180-22-006921 · primarydocument.xml · derivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,370

Underlying: Common Stock · 684 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 20:32 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 576 $141.19 Strike: $0.00 $81,325.44
Disclosure

SEC source: 0001562180-22-005457 · primarydocument.xml · derivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,666

Underlying: Common Stock · 576 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 20:33 UTC NASDAQ, INC. NDAQ · Entity 3019 GrantCommon Stock, par value $0.01 per share 2,342 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-039260 · doc4.xml · nonDerivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,933

F1 · kind: Restricted stock vests as to 100% on June 22, 2023.

F2 · balance_after: Represents 10,933 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 8,591 are vested as of the date hereof.

Read SEC document
May 02, 2022 Filed May 4, 2022 13:20 UTC PUBLIC SERVICE ENTERPRISE GROUP INC PEG · Entity 203 GrantCommon Stock 2,615 $68.85 $180,042.75
Disclosure

SEC source: 0001225208-22-006414 · doc4.xml · nonDerivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,447.383

F1 · shares: 2022 Restricted Stock Unit grant under the PSEG 2021 Equity Compensation Plan For Outside Directors.

Read SEC document
April 19, 2022 Filed Apr 21, 2022 21:17 UTC Bank of New York Mellon Corp BK · Entity 2899 GrantDeferred Stock Units · Derivative 3,977 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-025224 · doc4.xml · derivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,725.6572

Underlying: Common Stock · 3,977 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F3 · price: N/A.

F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2023 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2023 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 21:05 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 625 $130.02 Strike: $0.00 $81,262.50
Disclosure

SEC source: 0001562180-22-003080 · primarydocument.xml · derivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,077

Underlying: Common Stock · 625 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 23:09 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 446 $133.66 Strike: $0.00 $59,612.36
Disclosure

SEC source: 0001562180-22-000139 · primarydocument.xml · derivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446

Underlying: Common Stock · 446 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 21:27 UTC NASDAQ, INC. NDAQ · Entity 3019 GrantCommon Stock, par value $0.01 per share 2,040 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041566 · doc4.xml · nonDerivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,591

F1 · kind: Restricted stock vests as to 100% on June 15, 2022.

F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 6,551 are vested as of the date hereof.

Read SEC document
May 03, 2021 Filed May 4, 2021 22:14 UTC PUBLIC SERVICE ENTERPRISE GROUP INC PEG · Entity 203 GrantRestricted Stock Units · Derivative 2,121 $63.65 $135,001.65
Disclosure

SEC source: 0001225208-21-007538 · doc4.xml · derivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,593.6698

Underlying: Common Stock · 2,121 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units convert to common stock on a one-for-one basis. Restricted Stock Units represent the share equivalent of amount granted, with payment deferred, under the PSEG 2021 Equity Compensation Plan For Outside Directors.

F2 · kind: Restricted Stock Units are subject to forfeiture if a director leaves service and are paid in shares of common stock after termination of service.

F3 · derivative.exercise_date: The derivative, Restricted Stock Units, do not have a corresponding exercisable date nor expiration date.

F3 · derivative.expiration_date: The derivative, Restricted Stock Units, do not have a corresponding exercisable date nor expiration date.

F4 · balance_after: Amount includes accumulated dividend reinvestment equivalents that are exempt from Section 16.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 20:44 UTC Bank of New York Mellon Corp BK · Entity 2899 GrantDeferred Stock Units · Derivative 3,952 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-027808 · doc4.xml · derivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,454.666

Underlying: Common Stock · 3,952 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F3 · price: N/A.

F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2022 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2022 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

Read SEC document
May 19, 2020 Filed May 21, 2020 21:10 UTC NASDAQ, INC. NDAQ · Entity 3019 GrantCommon Stock, par value $0.01 per share 3,150 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-031358 · doc4.xml · nonDerivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,551

F1 · kind: Restricted stock vests as to 100% on May 19, 2021.

F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 3,401 are vested as of the date hereof.

Read SEC document
May 01, 2020 Filed May 5, 2020 01:33 UTC PUBLIC SERVICE ENTERPRISE GROUP INC PEG · Entity 203 GrantCommon Stock 2,733 $49.41 $135,037.53
Disclosure

SEC source: 0001225208-20-007054 · doc4.xml · nonDerivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,733

Read SEC document
April 17, 2020 Filed Apr 21, 2020 20:40 UTC Bank of New York Mellon Corp BK · Entity 2899 GrantDeferred Stock Units · Derivative 4,947 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-025277 · doc4.xml · derivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,230.426

Underlying: Common Stock · 4,947 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F3 · price: N/A.

F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2021 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2021 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

Read SEC document
July 09, 2019 Filed Jul 9, 2019 17:35 UTC RED HAT INC RHT · Entity 156102 Disposition to issuerDeferred Stock Unit · Derivative 219 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-041616 · doc4.xml · derivative · entry 2

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 219 shares

Expires not disclosed

F2 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of Red Hat common stock.

F3 · shares: All Deferred Stock Units (DSUs) were canceled pursuant to the merger agreement for cash consideration of $190.00 per unit.

F3 · price: All Deferred Stock Units (DSUs) were canceled pursuant to the merger agreement for cash consideration of $190.00 per unit.

F4 · derivative.exercise_date: The DSUs were fully vested and by their terms would ordinarily have been settled in shares of Red Hat common stock upon termination of the Reporting Person's Board of Director service.

F4 · derivative.expiration_date: The DSUs were fully vested and by their terms would ordinarily have been settled in shares of Red Hat common stock upon termination of the Reporting Person's Board of Director service.

F3 · derivative.underlying_shares: All Deferred Stock Units (DSUs) were canceled pursuant to the merger agreement for cash consideration of $190.00 per unit.

Read SEC document
July 09, 2019 Filed Jul 9, 2019 17:35 UTC RED HAT INC RHT · Entity 156102 Disposition to issuerCommon Stock 2,337 $190.00 $444,030.00
Disclosure

SEC source: 0001209191-19-041616 · doc4.xml · nonDerivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Pursuant to the Agreement and Plan of Merger dated as of October 28, 2018, by and among International Business Machines Corporation ("IBM"), Socrates Acquisition Corp. and Red Hat, common shares of Red Hat were disposed of for cash consideration of $190.00 per share.

F1 · price: Pursuant to the Agreement and Plan of Merger dated as of October 28, 2018, by and among International Business Machines Corporation ("IBM"), Socrates Acquisition Corp. and Red Hat, common shares of Red Hat were disposed of for cash consideration of $190.00 per share.

Read SEC document
May 15, 2019 Filed May 17, 2019 16:11 UTC RED HAT INC RHT · Entity 156102 GrantDeferred Stock Unit · Derivative 108 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030870 · doc4.xml · derivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108

Underlying: Common Stock · 108 shares

Expires not disclosed

F1 · security: Each deferred stock unit represents a right to receive one share of Red Hat common stock.

F2 · derivative.exercise_date: This DSU was granted pursuant to Red Hat's Non-Employee Director Compensation Plan, in lieu of cash compensation, and is fully vested as of the date of the grant. The DSU will be settled in shares of common stock upon termination of the Reporting Person's Board of Director service.

F2 · derivative.expiration_date: This DSU was granted pursuant to Red Hat's Non-Employee Director Compensation Plan, in lieu of cash compensation, and is fully vested as of the date of the grant. The DSU will be settled in shares of common stock upon termination of the Reporting Person's Board of Director service.

Read SEC document
May 01, 2019 Filed May 2, 2019 21:12 UTC PUBLIC SERVICE ENTERPRISE GROUP INC PEG · Entity 203 GrantRestricted Stock Units · Derivative 2,297 $58.78 $135,017.66
Disclosure

SEC source: 0001225208-19-007609 · doc4.xml · derivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,550.7364

Underlying: Common Stock · 2,297 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units convert to common stock on a one-for-one basis. Restricted Stock Units represent the share equivalent of amount granted, with payment deferred, under the Equity Compensation Plan For Directors.

F2 · kind: Restricted Stock Units are subject to forfeiture if a director leaves service and are paid in shares of common stock after termination of service.

F3 · derivative.exercise_date: The derivative, Restricted Stock Units, do not have a corresponding exercisable date nor expiration date.

F3 · derivative.expiration_date: The derivative, Restricted Stock Units, do not have a corresponding exercisable date nor expiration date.

F4 · balance_after: Amount includes accumulated dividend reinvestment equivalents that are exempt from Section 16.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 22:12 UTC NASDAQ, INC. NDAQ · Entity 3019 GrantCommon Stock, par value $0.01 per share 3,401 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-026030 · doc4.xml · nonDerivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,401

F1 · kind: Restricted stock vests as to 100% on April 23, 2020.

F2 · balance_after: Represents shares or units of unvested restricted stock granted pursuant to Nasdaq's Equity Incentive Plan.

Read SEC document
April 18, 2019 Filed Apr 22, 2019 20:52 UTC Bank of New York Mellon Corp BK · Entity 2899 GrantDeferred Stock Units · Derivative 3,201 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-025522 · doc4.xml · derivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,201

Underlying: Common Stock · 3,201 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F3 · price: N/A.

F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2020 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2020 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 17:19 UTC RED HAT INC RHT · Entity 156102 GrantDeferred Stock Unit · Derivative 111 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-011206 · doc4.xml · derivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111

Underlying: Common Stock · 111 shares

Expires not disclosed

F1 · security: Each deferred stock unit represents a right to receive one share of Red Hat common stock.

F2 · derivative.exercise_date: This DSU was granted pursuant to Red Hat's Non-Employee Director Compensation Plan, in lieu of cash compensation, and is fully vested as of the date of the grant. The DSU will be settled in shares of common stock upon termination of the Reporting Person's Board of Director service.

F2 · derivative.expiration_date: This DSU was granted pursuant to Red Hat's Non-Employee Director Compensation Plan, in lieu of cash compensation, and is fully vested as of the date of the grant. The DSU will be settled in shares of common stock upon termination of the Reporting Person's Board of Director service.

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July 16, 2018 Filed Jul 18, 2018 16:59 UTC RED HAT INC RHT · Entity 156102 GrantCommon Stock 2,052 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-043095 · doc4.xml · nonDerivative · entry 2

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,337

F2 · kind: This restricted stock award was granted pursuant to Red Hat's Non-Employee Director Compensation Plan. One-third of the number of shares granted will vest on each anniversary of the initial grant date over three years.

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July 16, 2018 Filed Jul 18, 2018 16:59 UTC RED HAT INC RHT · Entity 156102 GrantCommon Stock 285 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-043095 · doc4.xml · nonDerivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285

F1 · kind: This annual award of restricted stock was granted pursuant to Red Hat's Non-Employee Director Compensation Plan and will be fully vested on the first anniversary of the date of the grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.