Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TYSON FOODS, INC.TSN · Entity 3273 | EVP & Chief Customer Officer | November 20, 2020 | December 21, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TYSON FOODS, INC.
Report date November 20, 2020 · Filed December 21, 2020 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Non-Qualified Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $60.74 · Expires 2030-11-20 | Direct | 30,161 |
Reported balance
After 2020-11-20 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2020-11-20 · Grant · Acquired 30,161 · Balance 30,161 F1: This Form 4 amendment is being filed simply to correct the number of Non-Qualified Stock Options reported on the reporting person's Form 4 filed November 24, 2020. F2: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 amendment is being filed simply to correct the number of Non-Qualified Stock Options reported on the reporting person's Form 4 filed November 24, 2020.
F2: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 20, 2020 Filed Nov 24, 2020 21:24 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantNon-Qualified Stock Options (Right to Buy) · Derivative | 28,338 | $0.00 Strike: $60.74 | $0.00 |
DisclosureSEC source: 0000100493-20-000163 · wf-form4_160625303723522.xml · derivative · entry 10 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,338 Underlying: Class A Common Stock · 28,338 shares Expires 2030-11-20 F14 · kind: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 21:24 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantPerformance Shares · Derivative | 22,225.88 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000100493-20-000163 · wf-form4_160625303723522.xml · derivative · entry 9 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,225.88 Underlying: Class A Common Stock · 22,225.88 shares Expires not disclosed F13 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F13 · price: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F13 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F13 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 21:24 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionPerformance Shares · Derivative | 15,390.534 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-20-000163 · wf-form4_160625303723522.xml · derivative · entry 8 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 15,390.534 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_price: A portion of these performance shares vested as described in footnote 6. The remainder of the award expired. F12 · derivative.exercise_date: A portion of these performance shares vested as described in footnote 6. The remainder of the award expired. F12 · derivative.expiration_date: A portion of these performance shares vested as described in footnote 6. The remainder of the award expired. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 21:24 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 5,926.902 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-20-000163 · wf-form4_160625303723522.xml · nonDerivative · entry 7 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,650.567 F10 · kind: Award of restricted stock units ("RSUs") which vest in equal annual increments on each of the first and second anniversary dates of the grant and become fully vested after two years. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. F11 · balance_after: Includes 5,735.643 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 3,707.79 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved; 5,926.902 RSUs which vest in equal annual installments on each of the first and second anniversary dates of the grant and become fully vested on November 20, 2022 and 5,556.47 shares of Class A Common Stock which vest on November 20, 2023. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 21:24 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 5,556.47 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-20-000163 · wf-form4_160625303723522.xml · nonDerivative · entry 6 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,723.665 F8 · kind: Restricted Stock award of Class A Common Stock which vests on November 20, 2023. F9 · balance_after: Includes 5,735.643 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 3,707.79 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved and 5,556.47 shares of Class A Common Stock which vest on November 20, 2023. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 21:24 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 1,106 | $60.74 | $67,178.44 |
DisclosureSEC source: 0000100493-20-000163 · wf-form4_160625303723522.xml · nonDerivative · entry 5 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,167.195 F7 · kind: Pursuant to an election made by the Reporting Person, these shares were sold by the Reporting Person to the Issuer on November 20, 2020, to satisfy tax withholding obligations related to the vesting described in footnote 6. F5 · balance_after: Includes 5,735.643 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 3,707.79 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 21:24 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 2,389.38 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-20-000163 · wf-form4_160625303723522.xml · nonDerivative · entry 4 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,273.195 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: On November 17, 2017 the Reporting Person received a grant of 15,390.534 performance shares which vested or expired on November 20, 2020 subject to the achievement of performance criteria in the applicable SIA. The performance criteria were (a) a cumulative operating income target of $11,326 million for the 2018-2020 fiscal years and (b) a favorable comparison of the relative shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over the 2018-2020 fiscal years. The performance shares could vest at a level of 50%-200% per performance criteria and were previously reported in the aggregate as derivative securities at the 200% level. On November 20, 2020, 2,389.38 shares vested and are reported herein as acquired non-derivatives securities and the remainder of the award expired. F5 · balance_after: Includes 5,735.643 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 3,707.79 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 21:24 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 1,898 | $60.74 | $115,284.52 |
DisclosureSEC source: 0000100493-20-000163 · wf-form4_160625303723522.xml · nonDerivative · entry 3 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,883.815 F4 · kind: On November 20, 2020, 4,102.557 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person, 1,898 shares were sold by the Reporting Person to the Issuer to satisfy tax withholding obligations. F5 · balance_after: Includes 5,735.643 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 3,707.79 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| November 20, 2020 Filed Dec 21, 2020 14:31 UTC Amendment | TYSON FOODS, INC. TSN · Entity 3273 | GrantNon-Qualified Stock Options (Right to Buy) · Derivative | 30,161 | $0.00 Strike: $60.74 | $0.00 |
DisclosureSEC source: 0000100493-20-000193 · wf-form4a_160856108091241.xml · derivative · entry 1 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,161 Underlying: Class A Common Stock · 30,161 shares Expires 2030-11-20 F1 · date: This Form 4 amendment is being filed simply to correct the number of Non-Qualified Stock Options reported on the reporting person's Form 4 filed November 24, 2020. F2 · kind: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years. Read SEC document |
| November 12, 2020 Filed Nov 24, 2020 21:24 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 850.8148 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-20-000163 · wf-form4_160625303723522.xml · nonDerivative · entry 2 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 1,737.8732 F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| September 16, 2020 Filed Nov 24, 2020 21:24 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 179.795 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-20-000163 · wf-form4_160625303723522.xml · nonDerivative · entry 1 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,781.815 F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2 · balance_after: Includes 4,102.557 shares of Class A Common Stock which vested on November 20, 2020; 5,735.643 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved and 3,707.79 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| May 14, 2020 Filed May 15, 2020 14:15 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 374.676 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-20-000084 · wf-form4_158955208348445.xml · nonDerivative · entry 3 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 887.0584 F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| May 13, 2020 Filed May 15, 2020 14:15 UTC | TYSON FOODS, INC. TSN · Entity 3273 | SaleClass A Common Stock | 600 | $58.12 | $34,872.00 |
DisclosureSEC source: 0000100493-20-000084 · wf-form4_158955208348445.xml · nonDerivative · entry 2 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 512.3824 Read SEC document |
| March 16, 2020 Filed May 15, 2020 14:15 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 107.626 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-20-000084 · wf-form4_158955208348445.xml · nonDerivative · entry 1 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,602.02 F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2 · balance_after: Includes 4,048.104 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 5,659.514 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 3,658.577 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 15:47 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 2,569 | $80.51 | $206,830.19 |
DisclosureSEC source: 0000100493-20-000051 · wf-form4_158212722235133.xml · nonDerivative · entry 3 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,494.394 F4 · kind: On February 14, 2020, 8,088.156 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person these shares were sold by the Reporting Person to the Issuer to satisfy tax withholding obligations. F5 · balance_after: Includes 4,015.508 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; 5,613.943 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 3,629.118 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| February 06, 2020 Filed Feb 19, 2020 15:47 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 151.6116 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-20-000051 · wf-form4_158212722235133.xml · nonDerivative · entry 2 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 1,112.3824 F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| December 17, 2019 Filed Feb 19, 2020 15:47 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 101.194 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-20-000051 · wf-form4_158212722235133.xml · nonDerivative · entry 1 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,063.394 F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2 · balance_after: Includes 8,088.156 shares of Class A Common Stock which vested on February 14, 2020; 4,015.508 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 5,613.943 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 3,629.118 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| November 28, 2019 Filed Dec 2, 2019 18:04 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 27.6488 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000162 · wf-form4_157530983798424.xml · nonDerivative · entry 2 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 960.7708 F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| November 28, 2019 Filed Dec 2, 2019 18:04 UTC | TYSON FOODS, INC. TSN · Entity 3273 | SaleClass A Common Stock | 836 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000162 · wf-form4_157530983798424.xml · nonDerivative · entry 1 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,962.2 F1 · kind: On November 28, 2019, 1,805.776 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person, 836 shares were sold by the Reporting Person to the Issuer to satisfy tax withholding obligations. F2 · balance_after: Includes 8,049.814 shares of Class A Common Stock which vest on February 14, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 3,996.473 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; 5,587.33 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 3,611.914 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:38 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantNon-Qualified Stock Options (Right to Buy) · Derivative | 19,392 | $0.00 Strike: $89.98 | $0.00 |
DisclosureSEC source: 0000100493-19-000149 · wf-form4_157428592168543.xml · derivative · entry 8 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,392 Underlying: Class A Common Stock · 19,392 shares Expires 2029-11-18 F10 · kind: The stock options vest at 33 1/3 percent on each of the first, second, and third anniversary dates of the grant. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:38 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantPerformance Shares · Derivative | 14,447.656 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000100493-19-000149 · wf-form4_157428592168543.xml · derivative · entry 7 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,447.656 Underlying: Class A Common Stock · 14,447.656 shares Expires not disclosed F9 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 18, 2022 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2020-2022) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2020-2022) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F9 · price: Award of performance Class A Common Stock which vests on November 18, 2022 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2020-2022) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2020-2022) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F9 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 18, 2022 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2020-2022) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2020-2022) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F9 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 18, 2022 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2020-2022) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2020-2022) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:38 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionPerformance Shares · Derivative | 6,856.36 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000149 · wf-form4_157428592168543.xml · derivative · entry 6 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,856.36 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: A portion of these performance shares vested as described in footnote 4. The remainder of the award expired. F8 · derivative.exercise_date: A portion of these performance shares vested as described in footnote 4. The remainder of the award expired. F8 · derivative.expiration_date: A portion of these performance shares vested as described in footnote 4. The remainder of the award expired. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:38 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 3,611.914 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000149 · wf-form4_157428592168543.xml · nonDerivative · entry 5 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,798.2 F6 · kind: Award of Class A Common Stock which vests on November 18, 2022 if the performance metric described in the applicable SIA is achieved. The performance metric is the achievement of a three year (fiscal 2020-2022) cumulative adjusted operating income target as set forth in the SIA. If the performance metric is not achieved, the award expires. F7 · balance_after: Includes 1,805.776 shares of Class A Common Stock which vest on November 28, 2019; 8,049.814 shares of Class A Common Stock which vest on February 14, 2020 if the performance metric described in the applicable SIA is achieved; 3,996.473 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; 5,587.33 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 3,611.914 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:38 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 1,149 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000149 · wf-form4_157428592168543.xml · nonDerivative · entry 4 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,186.286 F5 · kind: Pursuant to an election made by the Reporting Person, these shares were sold by the Reporting Person to the Issuer on November 18, 2019, to satisfy tax withholding obligations related to the vesting described in footnote 4. F2 · balance_after: Includes 1,805.776 shares of Class A Common Stock which vest on November 28, 2019; 8,049.814 shares of Class A Common Stock which vest on February 14, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 3,996.473 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 5,587.33 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:38 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 3,673.81 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000149 · wf-form4_157428592168543.xml · nonDerivative · entry 3 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,335.286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: On November 28, 2016 the Reporting Person received a grant of 6,856.36 performance shares which vested or expired on November 18, 2019 subject to the achievement of performance criteria in the applicable SIA. The performance criteria were (a) a cumulative adjusted earnings before interest and taxes (EBIT) target of $9,365 million for the 2017-2019 fiscal years and (b) a favorable comparison of the Issuer's Class A total shareholder return relative to the total shareholder return of a predetermined peer group of publicly traded companies over the 2017-2019 fiscal years. The performance shares could vest at a level of 50%-200% and were previously reported as derivative securities at the 200% level. On November 18, 2019, 3,673.81 shares vested and are reported herein as acquired non-derivatives securities and the remainder of the award expired. F2 · balance_after: Includes 1,805.776 shares of Class A Common Stock which vest on November 28, 2019; 8,049.814 shares of Class A Common Stock which vest on February 14, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 3,996.473 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 5,587.33 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| November 14, 2019 Filed Nov 20, 2019 21:38 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 232.8055 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000149 · wf-form4_157428592168543.xml · nonDerivative · entry 2 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 933.122 F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| September 16, 2019 Filed Nov 20, 2019 21:38 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 84.71 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000149 · wf-form4_157428592168543.xml · nonDerivative · entry 1 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,661.476 F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2 · balance_after: Includes 1,805.776 shares of Class A Common Stock which vest on November 28, 2019; 8,049.814 shares of Class A Common Stock which vest on February 14, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 3,996.473 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 5,587.33 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| August 07, 2019 Filed Aug 9, 2019 15:07 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative | 6,966 | $42.26 Strike: $42.26 | $294,383.16 |
DisclosureSEC source: 0000100493-19-000101 · wf-form4_156536325722960.xml · derivative · entry 9 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,966 shares Expires 2024-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2019 Filed Aug 9, 2019 15:07 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative | 4,359 | $50.00 Strike: $50.00 | $217,950.00 |
DisclosureSEC source: 0000100493-19-000101 · wf-form4_156536325722960.xml · derivative · entry 8 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,359 shares Expires 2025-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2019 Filed Aug 9, 2019 15:07 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative | 4,969 | $58.34 Strike: $58.34 | $289,891.46 |
DisclosureSEC source: 0000100493-19-000101 · wf-form4_156536325722960.xml · derivative · entry 7 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,483 Underlying: Class A Common Stock · 4,969 shares Expires 2026-11-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2019 Filed Aug 9, 2019 15:07 UTC | TYSON FOODS, INC. TSN · Entity 3273 | SaleClass A Common Stock | 16,294 | $86.45 | $1,408,616.30 |
DisclosureSEC source: 0000100493-19-000101 · wf-form4_156536325722960.xml · nonDerivative · entry 6 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,576.766 F2 · balance_after: Includes 1,797.9070 shares of Class A Common Stock which vest on November 18, 2019; 8,014.736 shares of Class A Common Stock which vest on February 14, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 3,979.058 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 5,562.982 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| August 07, 2019 Filed Aug 9, 2019 15:07 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 6,966 | $42.26 | $294,383.16 |
DisclosureSEC source: 0000100493-19-000101 · wf-form4_156536325722960.xml · nonDerivative · entry 5 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,870.766 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 1,797.9070 shares of Class A Common Stock which vest on November 18, 2019; 8,014.736 shares of Class A Common Stock which vest on February 14, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 3,979.058 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 5,562.982 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| August 07, 2019 Filed Aug 9, 2019 15:07 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 4,359 | $50.00 | $217,950.00 |
DisclosureSEC source: 0000100493-19-000101 · wf-form4_156536325722960.xml · nonDerivative · entry 4 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,904.766 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 1,797.9070 shares of Class A Common Stock which vest on November 18, 2019; 8,014.736 shares of Class A Common Stock which vest on February 14, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 3,979.058 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 5,562.982 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| August 07, 2019 Filed Aug 9, 2019 15:07 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 4,969 | $58.34 | $289,891.46 |
DisclosureSEC source: 0000100493-19-000101 · wf-form4_156536325722960.xml · nonDerivative · entry 3 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,545.766 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 1,797.9070 shares of Class A Common Stock which vest on November 18, 2019; 8,014.736 shares of Class A Common Stock which vest on February 14, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 3,979.058 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 5,562.982 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| July 25, 2019 Filed Aug 9, 2019 15:07 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 341.4192 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000101 · wf-form4_156536325722960.xml · nonDerivative · entry 2 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 700.3165 F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| June 18, 2019 Filed Aug 9, 2019 15:07 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 197.356 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000101 · wf-form4_156536325722960.xml · nonDerivative · entry 1 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,576.766 F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2 · balance_after: Includes 1,797.9070 shares of Class A Common Stock which vest on November 18, 2019; 8,014.736 shares of Class A Common Stock which vest on February 14, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 3,979.058 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 5,562.982 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 21:07 UTC | TYSON FOODS, INC. TSN · Entity 3273 | SaleClass A Common Stock | 2,500 | $64.22 | $160,550.00 |
DisclosureSEC source: 0000100493-19-000054 · wf-form4_155251121918114.xml · nonDerivative · entry 3 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 358.8973 Read SEC document |
| March 11, 2019 Filed Apr 1, 2019 21:33 UTC Amendment | TYSON FOODS, INC. TSN · Entity 3273 | SaleClass A Common Stock | 2,500 | $64.22 | $160,550.00 |
DisclosureSEC source: 0000100493-19-000056 · wf-form4a_155415440952947.xml · nonDerivative · entry 3 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 358.8973 Read SEC document |
| February 28, 2019 Filed Mar 13, 2019 21:07 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 312.0227 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000054 · wf-form4_155251121918114.xml · nonDerivative · entry 2 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 2,858.8973 F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| February 28, 2019 Filed Apr 1, 2019 21:33 UTC Amendment | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 312.0227 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000056 · wf-form4a_155415440952947.xml · nonDerivative · entry 2 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 2,858.8973 F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| December 17, 2018 Filed Mar 13, 2019 21:07 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 135.776 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000054 · wf-form4_155251121918114.xml · nonDerivative · entry 1 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,175.8128 F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2 · balance_after: Includes 1,779.574 shares of Class A Common Stock which vest on November 18, 2019; 7,933.011 shares of Class A Common Stock which vest on February 14, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 3,938.485 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 5,506.257 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| December 17, 2018 Filed Apr 1, 2019 21:33 UTC Amendment | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 135.776 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000056 · wf-form4a_155415440952947.xml · nonDerivative · entry 1 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,379.41 F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2 · balance_after: Includes 1,779.574 shares of Class A Common Stock which vest on November 18, 2019; 7,933.011 shares of Class A Common Stock which vest on February 14, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 3,938.485 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 5,506.257 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 18:29 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionPerformance Shares · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-18-000155 · wf-form4_154394816140164.xml · derivative · entry 5 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: A portion of these performance shares vested as described in footnote 4. The remainder of the award expired. F6 · derivative.exercise_date: A portion of these performance shares vested as described in footnote 4. The remainder of the award expired. F6 · derivative.expiration_date: A portion of these performance shares vested as described in footnote 4. The remainder of the award expired. Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 18:29 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 1,785 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-18-000155 · wf-form4_154394816140164.xml · nonDerivative · entry 4 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,238.3648 F5 · kind: Pursuant to an election made by the Reporting Person, 1,785 shares were sold by the Reporting Person to the Issuer on December 1, 2018, to satisfy tax withholding obligations related to the vesting described in footnote 4. F3 · balance_after: Includes 1,759.676 shares of Class A Common Stock which vest on November 18, 2019; 7,880.110 shares of Class A Common Stock which vest on February 14, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 3,912.222 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 5,469.539 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 18:29 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 5,707.8 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-18-000155 · wf-form4_154394816140164.xml · nonDerivative · entry 3 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,023.3648 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: On November 30, 2015 the Reporting Person received a grant of 3,000 performance shares which vested or expired on December 1, 2018 subject to the achievement of performance criteria in the applicable Stock Incentive Agreement. The performance criteria were (a) a cumulative adjusted earnings before interest and taxes (EBIT) target of $6,877 million for the 2016-2018 fiscal years and (b) a favorable comparison of the Issuer's Class A common stock price relative to the stock prices of a predetermined peer group of publicly traded companies over the 2016-2018 fiscal years. The performance shares could vest at a level of 50%-200% and were previously reported as derivative securities at the 200% level. On December 1, 2018, 5,707.8 shares vested and are reported herein as acquired non-derivatives securities and 292.2 shares expired. F3 · balance_after: Includes 1,759.676 shares of Class A Common Stock which vest on November 18, 2019; 7,880.110 shares of Class A Common Stock which vest on February 14, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 3,912.222 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 5,469.539 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 18:29 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 489 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-18-000155 · wf-form4_154394816140164.xml · nonDerivative · entry 2 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,315.5648 F2 · kind: On November 30, 2015, the Reporting Person received a grant of 1,500 shares which, with reinvested dividends, vested on November 30, 2018. This grant has previously been reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person, 489 shares were sold by the Reporting Person to the Issuer on November 30, 2018, to satisfy tax withholding obligations. F3 · balance_after: Includes 1,759.676 shares of Class A Common Stock which vest on November 18, 2019; 7,880.110 shares of Class A Common Stock which vest on February 14, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 3,912.222 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 5,469.539 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| November 29, 2018 Filed Dec 4, 2018 18:29 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 43.376 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-18-000155 · wf-form4_154394816140164.xml · nonDerivative · entry 1 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 2,546.8746 F1 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 17:04 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantPerformance Shares · Derivative | 21,878.156 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000100493-18-000132 · wf-form4_154281984382678.xml · derivative · entry 5 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,878.156 Underlying: Class A Common Stock · 21,878.156 shares Expires not disclosed F7 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 29, 2021 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2019-2021) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2019-2021) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F7 · price: Award of performance Class A Common Stock which vests on November 29, 2021 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2019-2021) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2019-2021) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F7 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 29, 2021 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2019-2021) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2019-2021) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F7 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 29, 2021 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2019-2021) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2019-2021) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 17:04 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantNon-Qualified Stock Options (Right to Buy) · Derivative | 28,635 | $59.42 Strike: $59.42 | $1,701,491.70 |
DisclosureSEC source: 0000100493-18-000132 · wf-form4_154281984382678.xml · derivative · entry 4 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,635 Underlying: Class A Common Stock · 28,635 shares Expires 2028-11-19 F6 · kind: The stock options vest at 33 1/3% on each of the first, second, and third anniversary dates of the grant. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 17:04 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 5,469.539 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-18-000132 · wf-form4_154281984382678.xml · nonDerivative · entry 3 Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,804.5648 F4 · kind: Award of Class A Common Stock which vests on November 29, 2021 if the performance metric described in the applicable SIA is achieved. The performance metric is the achievement of a three year (fiscal 2019-2021) cumulative adjusted operating income target as set forth in the SIA. If the performance metric is not achieved, the award expires. F5 · balance_after: Includes 1,556.504 shares of Class A Common Stock which vest on November 30, 2018; 1,759.676 shares of Class A Common Stock which vest on November 18, 2019; 7,880.110 shares of Class A Common Stock which vest on February 14, 2020 if the performance metric described in the applicable SIA is achieved; 3,912.222 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 5,469.539 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable Stock Incentive Agreement is achieved. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.