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Rouse Scott

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SEC CIK
0001698306

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CompanyLast reported asReport datePublished
TYSON FOODS, INC.TSN · Entity 3273EVP & Chief Customer OfficerNovember 20, 2020December 21, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TYSON FOODS, INC.

Report date November 20, 2020 · Filed December 21, 2020 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Non-Qualified Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $60.74 · Expires 2030-11-20Direct30,161 Reported balance After 2020-11-20 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2020-11-20 · Grant · Acquired 30,161 · Balance 30,161

F1: This Form 4 amendment is being filed simply to correct the number of Non-Qualified Stock Options reported on the reporting person's Form 4 filed November 24, 2020.

F2: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 amendment is being filed simply to correct the number of Non-Qualified Stock Options reported on the reporting person's Form 4 filed November 24, 2020.

F2: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2020 Filed Nov 24, 2020 21:24 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantNon-Qualified Stock Options (Right to Buy) · Derivative 28,338 $0.00 Strike: $60.74 $0.00
Disclosure

SEC source: 0000100493-20-000163 · wf-form4_160625303723522.xml · derivative · entry 10

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,338

Underlying: Class A Common Stock · 28,338 shares

Expires 2030-11-20

F14 · kind: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:24 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantPerformance Shares · Derivative 22,225.88 Not disclosed Not disclosed
Disclosure

SEC source: 0000100493-20-000163 · wf-form4_160625303723522.xml · derivative · entry 9

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,225.88

Underlying: Class A Common Stock · 22,225.88 shares

Expires not disclosed

F13 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F13 · price: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F13 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F13 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:24 UTC TYSON FOODS, INC. TSN · Entity 3273 Exercise / conversionPerformance Shares · Derivative 15,390.534 $0.00 $0.00
Disclosure

SEC source: 0000100493-20-000163 · wf-form4_160625303723522.xml · derivative · entry 8

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 15,390.534 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: A portion of these performance shares vested as described in footnote 6. The remainder of the award expired.

F12 · derivative.exercise_date: A portion of these performance shares vested as described in footnote 6. The remainder of the award expired.

F12 · derivative.expiration_date: A portion of these performance shares vested as described in footnote 6. The remainder of the award expired.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:24 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantClass A Common Stock 5,926.902 $0.00 $0.00
Disclosure

SEC source: 0000100493-20-000163 · wf-form4_160625303723522.xml · nonDerivative · entry 7

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,650.567

F10 · kind: Award of restricted stock units ("RSUs") which vest in equal annual increments on each of the first and second anniversary dates of the grant and become fully vested after two years. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F11 · balance_after: Includes 5,735.643 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 3,707.79 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved; 5,926.902 RSUs which vest in equal annual installments on each of the first and second anniversary dates of the grant and become fully vested on November 20, 2022 and 5,556.47 shares of Class A Common Stock which vest on November 20, 2023.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:24 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantClass A Common Stock 5,556.47 $0.00 $0.00
Disclosure

SEC source: 0000100493-20-000163 · wf-form4_160625303723522.xml · nonDerivative · entry 6

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,723.665

F8 · kind: Restricted Stock award of Class A Common Stock which vests on November 20, 2023.

F9 · balance_after: Includes 5,735.643 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 3,707.79 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved and 5,556.47 shares of Class A Common Stock which vest on November 20, 2023.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:24 UTC TYSON FOODS, INC. TSN · Entity 3273 Tax withholdingClass A Common Stock 1,106 $60.74 $67,178.44
Disclosure

SEC source: 0000100493-20-000163 · wf-form4_160625303723522.xml · nonDerivative · entry 5

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,167.195

F7 · kind: Pursuant to an election made by the Reporting Person, these shares were sold by the Reporting Person to the Issuer on November 20, 2020, to satisfy tax withholding obligations related to the vesting described in footnote 6.

F5 · balance_after: Includes 5,735.643 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 3,707.79 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:24 UTC TYSON FOODS, INC. TSN · Entity 3273 Exercise / conversionClass A Common Stock 2,389.38 $0.00 $0.00
Disclosure

SEC source: 0000100493-20-000163 · wf-form4_160625303723522.xml · nonDerivative · entry 4

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,273.195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: On November 17, 2017 the Reporting Person received a grant of 15,390.534 performance shares which vested or expired on November 20, 2020 subject to the achievement of performance criteria in the applicable SIA. The performance criteria were (a) a cumulative operating income target of $11,326 million for the 2018-2020 fiscal years and (b) a favorable comparison of the relative shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over the 2018-2020 fiscal years. The performance shares could vest at a level of 50%-200% per performance criteria and were previously reported in the aggregate as derivative securities at the 200% level. On November 20, 2020, 2,389.38 shares vested and are reported herein as acquired non-derivatives securities and the remainder of the award expired.

F5 · balance_after: Includes 5,735.643 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 3,707.79 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:24 UTC TYSON FOODS, INC. TSN · Entity 3273 Tax withholdingClass A Common Stock 1,898 $60.74 $115,284.52
Disclosure

SEC source: 0000100493-20-000163 · wf-form4_160625303723522.xml · nonDerivative · entry 3

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,883.815

F4 · kind: On November 20, 2020, 4,102.557 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person, 1,898 shares were sold by the Reporting Person to the Issuer to satisfy tax withholding obligations.

F5 · balance_after: Includes 5,735.643 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 3,707.79 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved.

Read SEC document
November 20, 2020 Filed Dec 21, 2020 14:31 UTC Amendment TYSON FOODS, INC. TSN · Entity 3273 GrantNon-Qualified Stock Options (Right to Buy) · Derivative 30,161 $0.00 Strike: $60.74 $0.00
Disclosure

SEC source: 0000100493-20-000193 · wf-form4a_160856108091241.xml · derivative · entry 1

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,161

Underlying: Class A Common Stock · 30,161 shares

Expires 2030-11-20

F1 · date: This Form 4 amendment is being filed simply to correct the number of Non-Qualified Stock Options reported on the reporting person's Form 4 filed November 24, 2020.

F2 · kind: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years.

Read SEC document
November 12, 2020 Filed Nov 24, 2020 21:24 UTC TYSON FOODS, INC. TSN · Entity 3273 OtherClass A Common Stock 850.8148 $0.00 $0.00
Disclosure

SEC source: 0000100493-20-000163 · wf-form4_160625303723522.xml · nonDerivative · entry 2

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 1,737.8732

F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.

Read SEC document
September 16, 2020 Filed Nov 24, 2020 21:24 UTC TYSON FOODS, INC. TSN · Entity 3273 OtherClass A Common Stock 179.795 $0.00 $0.00
Disclosure

SEC source: 0000100493-20-000163 · wf-form4_160625303723522.xml · nonDerivative · entry 1

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,781.815

F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.

F2 · balance_after: Includes 4,102.557 shares of Class A Common Stock which vested on November 20, 2020; 5,735.643 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved and 3,707.79 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved.

Read SEC document
May 14, 2020 Filed May 15, 2020 14:15 UTC TYSON FOODS, INC. TSN · Entity 3273 OtherClass A Common Stock 374.676 $0.00 $0.00
Disclosure

SEC source: 0000100493-20-000084 · wf-form4_158955208348445.xml · nonDerivative · entry 3

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 887.0584

F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.

Read SEC document
May 13, 2020 Filed May 15, 2020 14:15 UTC TYSON FOODS, INC. TSN · Entity 3273 SaleClass A Common Stock 600 $58.12 $34,872.00
Disclosure

SEC source: 0000100493-20-000084 · wf-form4_158955208348445.xml · nonDerivative · entry 2

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 512.3824

Read SEC document
March 16, 2020 Filed May 15, 2020 14:15 UTC TYSON FOODS, INC. TSN · Entity 3273 OtherClass A Common Stock 107.626 $0.00 $0.00
Disclosure

SEC source: 0000100493-20-000084 · wf-form4_158955208348445.xml · nonDerivative · entry 1

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,602.02

F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.

F2 · balance_after: Includes 4,048.104 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 5,659.514 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 3,658.577 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 15:47 UTC TYSON FOODS, INC. TSN · Entity 3273 Tax withholdingClass A Common Stock 2,569 $80.51 $206,830.19
Disclosure

SEC source: 0000100493-20-000051 · wf-form4_158212722235133.xml · nonDerivative · entry 3

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,494.394

F4 · kind: On February 14, 2020, 8,088.156 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person these shares were sold by the Reporting Person to the Issuer to satisfy tax withholding obligations.

F5 · balance_after: Includes 4,015.508 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; 5,613.943 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 3,629.118 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved.

Read SEC document
February 06, 2020 Filed Feb 19, 2020 15:47 UTC TYSON FOODS, INC. TSN · Entity 3273 OtherClass A Common Stock 151.6116 $0.00 $0.00
Disclosure

SEC source: 0000100493-20-000051 · wf-form4_158212722235133.xml · nonDerivative · entry 2

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 1,112.3824

F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.

Read SEC document
December 17, 2019 Filed Feb 19, 2020 15:47 UTC TYSON FOODS, INC. TSN · Entity 3273 OtherClass A Common Stock 101.194 $0.00 $0.00
Disclosure

SEC source: 0000100493-20-000051 · wf-form4_158212722235133.xml · nonDerivative · entry 1

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,063.394

F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.

F2 · balance_after: Includes 8,088.156 shares of Class A Common Stock which vested on February 14, 2020; 4,015.508 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 5,613.943 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 3,629.118 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved.

Read SEC document
November 28, 2019 Filed Dec 2, 2019 18:04 UTC TYSON FOODS, INC. TSN · Entity 3273 OtherClass A Common Stock 27.6488 $0.00 $0.00
Disclosure

SEC source: 0000100493-19-000162 · wf-form4_157530983798424.xml · nonDerivative · entry 2

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 960.7708

F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.

Read SEC document
November 28, 2019 Filed Dec 2, 2019 18:04 UTC TYSON FOODS, INC. TSN · Entity 3273 SaleClass A Common Stock 836 $0.00 $0.00
Disclosure

SEC source: 0000100493-19-000162 · wf-form4_157530983798424.xml · nonDerivative · entry 1

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,962.2

F1 · kind: On November 28, 2019, 1,805.776 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person, 836 shares were sold by the Reporting Person to the Issuer to satisfy tax withholding obligations.

F2 · balance_after: Includes 8,049.814 shares of Class A Common Stock which vest on February 14, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 3,996.473 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; 5,587.33 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 3,611.914 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 21:38 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantNon-Qualified Stock Options (Right to Buy) · Derivative 19,392 $0.00 Strike: $89.98 $0.00
Disclosure

SEC source: 0000100493-19-000149 · wf-form4_157428592168543.xml · derivative · entry 8

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,392

Underlying: Class A Common Stock · 19,392 shares

Expires 2029-11-18

F10 · kind: The stock options vest at 33 1/3 percent on each of the first, second, and third anniversary dates of the grant.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 21:38 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantPerformance Shares · Derivative 14,447.656 Not disclosed Not disclosed
Disclosure

SEC source: 0000100493-19-000149 · wf-form4_157428592168543.xml · derivative · entry 7

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,447.656

Underlying: Class A Common Stock · 14,447.656 shares

Expires not disclosed

F9 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 18, 2022 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2020-2022) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2020-2022) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F9 · price: Award of performance Class A Common Stock which vests on November 18, 2022 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2020-2022) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2020-2022) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F9 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 18, 2022 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2020-2022) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2020-2022) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F9 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 18, 2022 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2020-2022) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2020-2022) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 21:38 UTC TYSON FOODS, INC. TSN · Entity 3273 Exercise / conversionPerformance Shares · Derivative 6,856.36 $0.00 $0.00
Disclosure

SEC source: 0000100493-19-000149 · wf-form4_157428592168543.xml · derivative · entry 6

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,856.36 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: A portion of these performance shares vested as described in footnote 4. The remainder of the award expired.

F8 · derivative.exercise_date: A portion of these performance shares vested as described in footnote 4. The remainder of the award expired.

F8 · derivative.expiration_date: A portion of these performance shares vested as described in footnote 4. The remainder of the award expired.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 21:38 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantClass A Common Stock 3,611.914 $0.00 $0.00
Disclosure

SEC source: 0000100493-19-000149 · wf-form4_157428592168543.xml · nonDerivative · entry 5

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,798.2

F6 · kind: Award of Class A Common Stock which vests on November 18, 2022 if the performance metric described in the applicable SIA is achieved. The performance metric is the achievement of a three year (fiscal 2020-2022) cumulative adjusted operating income target as set forth in the SIA. If the performance metric is not achieved, the award expires.

F7 · balance_after: Includes 1,805.776 shares of Class A Common Stock which vest on November 28, 2019; 8,049.814 shares of Class A Common Stock which vest on February 14, 2020 if the performance metric described in the applicable SIA is achieved; 3,996.473 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; 5,587.33 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 3,611.914 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 21:38 UTC TYSON FOODS, INC. TSN · Entity 3273 Tax withholdingClass A Common Stock 1,149 $0.00 $0.00
Disclosure

SEC source: 0000100493-19-000149 · wf-form4_157428592168543.xml · nonDerivative · entry 4

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,186.286

F5 · kind: Pursuant to an election made by the Reporting Person, these shares were sold by the Reporting Person to the Issuer on November 18, 2019, to satisfy tax withholding obligations related to the vesting described in footnote 4.

F2 · balance_after: Includes 1,805.776 shares of Class A Common Stock which vest on November 28, 2019; 8,049.814 shares of Class A Common Stock which vest on February 14, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 3,996.473 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 5,587.33 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved.

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November 18, 2019 Filed Nov 20, 2019 21:38 UTC TYSON FOODS, INC. TSN · Entity 3273 Exercise / conversionClass A Common Stock 3,673.81 $0.00 $0.00
Disclosure

SEC source: 0000100493-19-000149 · wf-form4_157428592168543.xml · nonDerivative · entry 3

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,335.286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: On November 28, 2016 the Reporting Person received a grant of 6,856.36 performance shares which vested or expired on November 18, 2019 subject to the achievement of performance criteria in the applicable SIA. The performance criteria were (a) a cumulative adjusted earnings before interest and taxes (EBIT) target of $9,365 million for the 2017-2019 fiscal years and (b) a favorable comparison of the Issuer's Class A total shareholder return relative to the total shareholder return of a predetermined peer group of publicly traded companies over the 2017-2019 fiscal years. The performance shares could vest at a level of 50%-200% and were previously reported as derivative securities at the 200% level. On November 18, 2019, 3,673.81 shares vested and are reported herein as acquired non-derivatives securities and the remainder of the award expired.

F2 · balance_after: Includes 1,805.776 shares of Class A Common Stock which vest on November 28, 2019; 8,049.814 shares of Class A Common Stock which vest on February 14, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 3,996.473 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 5,587.33 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved.

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November 14, 2019 Filed Nov 20, 2019 21:38 UTC TYSON FOODS, INC. TSN · Entity 3273 OtherClass A Common Stock 232.8055 $0.00 $0.00
Disclosure

SEC source: 0000100493-19-000149 · wf-form4_157428592168543.xml · nonDerivative · entry 2

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 933.122

F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.

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September 16, 2019 Filed Nov 20, 2019 21:38 UTC TYSON FOODS, INC. TSN · Entity 3273 OtherClass A Common Stock 84.71 $0.00 $0.00
Disclosure

SEC source: 0000100493-19-000149 · wf-form4_157428592168543.xml · nonDerivative · entry 1

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,661.476

F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.

F2 · balance_after: Includes 1,805.776 shares of Class A Common Stock which vest on November 28, 2019; 8,049.814 shares of Class A Common Stock which vest on February 14, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 3,996.473 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 5,587.33 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved.

Read SEC document
August 07, 2019 Filed Aug 9, 2019 15:07 UTC TYSON FOODS, INC. TSN · Entity 3273 Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative 6,966 $42.26 Strike: $42.26 $294,383.16
Disclosure

SEC source: 0000100493-19-000101 · wf-form4_156536325722960.xml · derivative · entry 9

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,966 shares

Expires 2024-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2019 Filed Aug 9, 2019 15:07 UTC TYSON FOODS, INC. TSN · Entity 3273 Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative 4,359 $50.00 Strike: $50.00 $217,950.00
Disclosure

SEC source: 0000100493-19-000101 · wf-form4_156536325722960.xml · derivative · entry 8

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,359 shares

Expires 2025-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2019 Filed Aug 9, 2019 15:07 UTC TYSON FOODS, INC. TSN · Entity 3273 Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative 4,969 $58.34 Strike: $58.34 $289,891.46
Disclosure

SEC source: 0000100493-19-000101 · wf-form4_156536325722960.xml · derivative · entry 7

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,483

Underlying: Class A Common Stock · 4,969 shares

Expires 2026-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2019 Filed Aug 9, 2019 15:07 UTC TYSON FOODS, INC. TSN · Entity 3273 SaleClass A Common Stock 16,294 $86.45 $1,408,616.30
Disclosure

SEC source: 0000100493-19-000101 · wf-form4_156536325722960.xml · nonDerivative · entry 6

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,576.766

F2 · balance_after: Includes 1,797.9070 shares of Class A Common Stock which vest on November 18, 2019; 8,014.736 shares of Class A Common Stock which vest on February 14, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 3,979.058 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 5,562.982 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved.

Read SEC document
August 07, 2019 Filed Aug 9, 2019 15:07 UTC TYSON FOODS, INC. TSN · Entity 3273 Exercise / conversionClass A Common Stock 6,966 $42.26 $294,383.16
Disclosure

SEC source: 0000100493-19-000101 · wf-form4_156536325722960.xml · nonDerivative · entry 5

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,870.766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Includes 1,797.9070 shares of Class A Common Stock which vest on November 18, 2019; 8,014.736 shares of Class A Common Stock which vest on February 14, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 3,979.058 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 5,562.982 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved.

Read SEC document
August 07, 2019 Filed Aug 9, 2019 15:07 UTC TYSON FOODS, INC. TSN · Entity 3273 Exercise / conversionClass A Common Stock 4,359 $50.00 $217,950.00
Disclosure

SEC source: 0000100493-19-000101 · wf-form4_156536325722960.xml · nonDerivative · entry 4

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,904.766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Includes 1,797.9070 shares of Class A Common Stock which vest on November 18, 2019; 8,014.736 shares of Class A Common Stock which vest on February 14, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 3,979.058 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 5,562.982 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved.

Read SEC document
August 07, 2019 Filed Aug 9, 2019 15:07 UTC TYSON FOODS, INC. TSN · Entity 3273 Exercise / conversionClass A Common Stock 4,969 $58.34 $289,891.46
Disclosure

SEC source: 0000100493-19-000101 · wf-form4_156536325722960.xml · nonDerivative · entry 3

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,545.766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Includes 1,797.9070 shares of Class A Common Stock which vest on November 18, 2019; 8,014.736 shares of Class A Common Stock which vest on February 14, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 3,979.058 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 5,562.982 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved.

Read SEC document
July 25, 2019 Filed Aug 9, 2019 15:07 UTC TYSON FOODS, INC. TSN · Entity 3273 OtherClass A Common Stock 341.4192 $0.00 $0.00
Disclosure

SEC source: 0000100493-19-000101 · wf-form4_156536325722960.xml · nonDerivative · entry 2

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 700.3165

F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.

Read SEC document
June 18, 2019 Filed Aug 9, 2019 15:07 UTC TYSON FOODS, INC. TSN · Entity 3273 OtherClass A Common Stock 197.356 $0.00 $0.00
Disclosure

SEC source: 0000100493-19-000101 · wf-form4_156536325722960.xml · nonDerivative · entry 1

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,576.766

F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.

F2 · balance_after: Includes 1,797.9070 shares of Class A Common Stock which vest on November 18, 2019; 8,014.736 shares of Class A Common Stock which vest on February 14, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 3,979.058 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 5,562.982 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 21:07 UTC TYSON FOODS, INC. TSN · Entity 3273 SaleClass A Common Stock 2,500 $64.22 $160,550.00
Disclosure

SEC source: 0000100493-19-000054 · wf-form4_155251121918114.xml · nonDerivative · entry 3

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 358.8973

Read SEC document
March 11, 2019 Filed Apr 1, 2019 21:33 UTC Amendment TYSON FOODS, INC. TSN · Entity 3273 SaleClass A Common Stock 2,500 $64.22 $160,550.00
Disclosure

SEC source: 0000100493-19-000056 · wf-form4a_155415440952947.xml · nonDerivative · entry 3

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 358.8973

Read SEC document
February 28, 2019 Filed Mar 13, 2019 21:07 UTC TYSON FOODS, INC. TSN · Entity 3273 OtherClass A Common Stock 312.0227 $0.00 $0.00
Disclosure

SEC source: 0000100493-19-000054 · wf-form4_155251121918114.xml · nonDerivative · entry 2

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 2,858.8973

F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.

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February 28, 2019 Filed Apr 1, 2019 21:33 UTC Amendment TYSON FOODS, INC. TSN · Entity 3273 OtherClass A Common Stock 312.0227 $0.00 $0.00
Disclosure

SEC source: 0000100493-19-000056 · wf-form4a_155415440952947.xml · nonDerivative · entry 2

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 2,858.8973

F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.

Read SEC document
December 17, 2018 Filed Mar 13, 2019 21:07 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantClass A Common Stock 135.776 $0.00 $0.00
Disclosure

SEC source: 0000100493-19-000054 · wf-form4_155251121918114.xml · nonDerivative · entry 1

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,175.8128

F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.

F2 · balance_after: Includes 1,779.574 shares of Class A Common Stock which vest on November 18, 2019; 7,933.011 shares of Class A Common Stock which vest on February 14, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 3,938.485 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 5,506.257 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved.

Read SEC document
December 17, 2018 Filed Apr 1, 2019 21:33 UTC Amendment TYSON FOODS, INC. TSN · Entity 3273 GrantClass A Common Stock 135.776 $0.00 $0.00
Disclosure

SEC source: 0000100493-19-000056 · wf-form4a_155415440952947.xml · nonDerivative · entry 1

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,379.41

F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.

F2 · balance_after: Includes 1,779.574 shares of Class A Common Stock which vest on November 18, 2019; 7,933.011 shares of Class A Common Stock which vest on February 14, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 3,938.485 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 5,506.257 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved.

Read SEC document
December 01, 2018 Filed Dec 4, 2018 18:29 UTC TYSON FOODS, INC. TSN · Entity 3273 Exercise / conversionPerformance Shares · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0000100493-18-000155 · wf-form4_154394816140164.xml · derivative · entry 5

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: A portion of these performance shares vested as described in footnote 4. The remainder of the award expired.

F6 · derivative.exercise_date: A portion of these performance shares vested as described in footnote 4. The remainder of the award expired.

F6 · derivative.expiration_date: A portion of these performance shares vested as described in footnote 4. The remainder of the award expired.

Read SEC document
December 01, 2018 Filed Dec 4, 2018 18:29 UTC TYSON FOODS, INC. TSN · Entity 3273 Tax withholdingClass A Common Stock 1,785 $0.00 $0.00
Disclosure

SEC source: 0000100493-18-000155 · wf-form4_154394816140164.xml · nonDerivative · entry 4

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,238.3648

F5 · kind: Pursuant to an election made by the Reporting Person, 1,785 shares were sold by the Reporting Person to the Issuer on December 1, 2018, to satisfy tax withholding obligations related to the vesting described in footnote 4.

F3 · balance_after: Includes 1,759.676 shares of Class A Common Stock which vest on November 18, 2019; 7,880.110 shares of Class A Common Stock which vest on February 14, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 3,912.222 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 5,469.539 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved.

Read SEC document
December 01, 2018 Filed Dec 4, 2018 18:29 UTC TYSON FOODS, INC. TSN · Entity 3273 Exercise / conversionClass A Common Stock 5,707.8 $0.00 $0.00
Disclosure

SEC source: 0000100493-18-000155 · wf-form4_154394816140164.xml · nonDerivative · entry 3

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,023.3648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: On November 30, 2015 the Reporting Person received a grant of 3,000 performance shares which vested or expired on December 1, 2018 subject to the achievement of performance criteria in the applicable Stock Incentive Agreement. The performance criteria were (a) a cumulative adjusted earnings before interest and taxes (EBIT) target of $6,877 million for the 2016-2018 fiscal years and (b) a favorable comparison of the Issuer's Class A common stock price relative to the stock prices of a predetermined peer group of publicly traded companies over the 2016-2018 fiscal years. The performance shares could vest at a level of 50%-200% and were previously reported as derivative securities at the 200% level. On December 1, 2018, 5,707.8 shares vested and are reported herein as acquired non-derivatives securities and 292.2 shares expired.

F3 · balance_after: Includes 1,759.676 shares of Class A Common Stock which vest on November 18, 2019; 7,880.110 shares of Class A Common Stock which vest on February 14, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 3,912.222 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 5,469.539 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 18:29 UTC TYSON FOODS, INC. TSN · Entity 3273 Tax withholdingClass A Common Stock 489 $0.00 $0.00
Disclosure

SEC source: 0000100493-18-000155 · wf-form4_154394816140164.xml · nonDerivative · entry 2

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,315.5648

F2 · kind: On November 30, 2015, the Reporting Person received a grant of 1,500 shares which, with reinvested dividends, vested on November 30, 2018. This grant has previously been reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person, 489 shares were sold by the Reporting Person to the Issuer on November 30, 2018, to satisfy tax withholding obligations.

F3 · balance_after: Includes 1,759.676 shares of Class A Common Stock which vest on November 18, 2019; 7,880.110 shares of Class A Common Stock which vest on February 14, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 3,912.222 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 5,469.539 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved.

Read SEC document
November 29, 2018 Filed Dec 4, 2018 18:29 UTC TYSON FOODS, INC. TSN · Entity 3273 OtherClass A Common Stock 43.376 $0.00 $0.00
Disclosure

SEC source: 0000100493-18-000155 · wf-form4_154394816140164.xml · nonDerivative · entry 1

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 2,546.8746

F1 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 17:04 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantPerformance Shares · Derivative 21,878.156 Not disclosed Not disclosed
Disclosure

SEC source: 0000100493-18-000132 · wf-form4_154281984382678.xml · derivative · entry 5

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,878.156

Underlying: Class A Common Stock · 21,878.156 shares

Expires not disclosed

F7 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 29, 2021 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2019-2021) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2019-2021) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F7 · price: Award of performance Class A Common Stock which vests on November 29, 2021 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2019-2021) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2019-2021) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F7 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 29, 2021 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2019-2021) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2019-2021) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F7 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 29, 2021 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2019-2021) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2019-2021) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 17:04 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantNon-Qualified Stock Options (Right to Buy) · Derivative 28,635 $59.42 Strike: $59.42 $1,701,491.70
Disclosure

SEC source: 0000100493-18-000132 · wf-form4_154281984382678.xml · derivative · entry 4

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,635

Underlying: Class A Common Stock · 28,635 shares

Expires 2028-11-19

F6 · kind: The stock options vest at 33 1/3% on each of the first, second, and third anniversary dates of the grant.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 17:04 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantClass A Common Stock 5,469.539 $0.00 $0.00
Disclosure

SEC source: 0000100493-18-000132 · wf-form4_154281984382678.xml · nonDerivative · entry 3

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,804.5648

F4 · kind: Award of Class A Common Stock which vests on November 29, 2021 if the performance metric described in the applicable SIA is achieved. The performance metric is the achievement of a three year (fiscal 2019-2021) cumulative adjusted operating income target as set forth in the SIA. If the performance metric is not achieved, the award expires.

F5 · balance_after: Includes 1,556.504 shares of Class A Common Stock which vest on November 30, 2018; 1,759.676 shares of Class A Common Stock which vest on November 18, 2019; 7,880.110 shares of Class A Common Stock which vest on February 14, 2020 if the performance metric described in the applicable SIA is achieved; 3,912.222 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 5,469.539 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable Stock Incentive Agreement is achieved.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.