Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STANLEY BLACK & DECKER, INC.SWK · Entity 3378 | SVP, Chief HR Officer | December 21, 2020 | December 22, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STANLEY BLACK & DECKER, INC.
Report date December 21, 2020 · Filed December 22, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,539 |
Ending reported balance
After 2020-12-21 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-12-21 · Tax withholding · Disposed 70 · Balance 15,619 F1: Represents shares withheld to cover FICA taxes on RSUs awarded on 12/3/2020. Row 2 · 2020-12-21 · Tax withholding · Disposed 80 · Balance 15,539 F2: Represents shares withheld to cover FICA taxes on performance stock units awarded under the 2019 MICP PSU program. |
| Common StockSEC Table I · non-derivative | IndirectShares held indirectly in the name of the Corporation's 401(k) Plan | 3.9287 |
Reported balance
Holding disclosure · report date 2020-12-21 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3.9287 F3: Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of the last day of the previous calendar month including shares acquired or disposed of on various dates since balance was last reported. |
| Common StockSEC Table I · non-derivative | IndirectThrough Computershare Under ESPP | 0.4931 |
Reported balance
Holding disclosure · report date 2020-12-21 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 0.4931 F4: Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld to cover FICA taxes on RSUs awarded on 12/3/2020.
F2: Represents shares withheld to cover FICA taxes on performance stock units awarded under the 2019 MICP PSU program.
F3: Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of the last day of the previous calendar month including shares acquired or disposed of on various dates since balance was last reported.
F4: Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 02, 2017 Filed Dec 5, 2017 22:06 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | Disposition to issuerCommon Stock | 399 | $168.23 | $67,123.97 |
DisclosureSEC source: 0001127602-17-033949 · form4.xml · nonDerivative · entry 1 VOELKER JOSEPH R · CIK 0001573213 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,854 F1 · shares: Shares withheld to cover taxes on vesting of restricted stock units Read SEC document |
| October 25, 2017 Filed Oct 26, 2017 20:08 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | SaleCommon Stock | 4,182 | $162.91 | $681,300.49 |
DisclosureSEC source: 0001127602-17-030333 · form4.xml · nonDerivative · entry 1 VOELKER JOSEPH R · CIK 0001573213 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Through Computershare Under ESPP Disclosed balance after: 1,101.7958 F1 · security: Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares. Read SEC document |
| September 19, 2017 Filed Sep 20, 2017 13:46 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,875 | $0.00 Strike: $70.61 | $0.00 |
DisclosureSEC source: 0001127602-17-027798 · form4.xml · derivative · entry 7 VOELKER JOSEPH R · CIK 0001573213 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,875 shares Expires 2022-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Pursuant to 10b5-1 Plan F5 · derivative.exercise_date: 1,875 shares are exercisable, 1,875 shares become exercisable on 12/6/2015 and 1,875 shares become exercisable on 12/6/2016. Read SEC document |
| September 19, 2017 Filed Sep 20, 2017 13:46 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | Exercise / conversionStock Option (Right to Buy) · Derivative | 11,250 | $0.00 Strike: $79.70 | $0.00 |
DisclosureSEC source: 0001127602-17-027798 · form4.xml · derivative · entry 6 VOELKER JOSEPH R · CIK 0001573213 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 11,250 shares Expires 2023-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Pursuant to 10b5-1 Plan F4 · derivative.exercise_date: The option will become exercisable in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| September 19, 2017 Filed Sep 20, 2017 13:46 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | SaleCommon Stock | 1,875 | $150.00 | $281,250.00 |
DisclosureSEC source: 0001127602-17-027798 · form4.xml · nonDerivative · entry 4 VOELKER JOSEPH R · CIK 0001573213 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,253 F1 · security: Pursuant to 10b5-1 Plan Read SEC document |
| September 19, 2017 Filed Sep 20, 2017 13:46 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | SaleCommon Stock | 8,557 | $150.18 | $1,285,076.57 |
DisclosureSEC source: 0001127602-17-027798 · form4.xml · nonDerivative · entry 3 VOELKER JOSEPH R · CIK 0001573213 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,128 F1 · security: Pursuant to 10b5-1 Plan F2 · shares: Shares sold to cover exercise price and taxes on option exercise. Read SEC document |
| September 19, 2017 Filed Sep 20, 2017 13:46 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | Exercise / conversionCommon Stock | 1,875 | $70.61 | $132,393.75 |
DisclosureSEC source: 0001127602-17-027798 · form4.xml · nonDerivative · entry 2 VOELKER JOSEPH R · CIK 0001573213 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,685 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Pursuant to 10b5-1 Plan Read SEC document |
| September 19, 2017 Filed Sep 20, 2017 13:46 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | Exercise / conversionCommon Stock | 11,250 | $79.70 | $896,625.00 |
DisclosureSEC source: 0001127602-17-027798 · form4.xml · nonDerivative · entry 1 VOELKER JOSEPH R · CIK 0001573213 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,810 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Pursuant to 10b5-1 Plan Read SEC document |
| August 02, 2017 Filed Aug 4, 2017 18:26 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | OtherInterest in Employer Stock Fund (Supplemental Plan) · Derivative | 60.8593 | $141.62 | $8,618.89 |
DisclosureSEC source: 0001127602-17-024981 · form4.xml · derivative · entry 2 VOELKER JOSEPH R · CIK 0001573213 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60.8593 shares Expires not disclosed F3 · security: Represents shares held for the reporting person under the Company's Supplemental Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. F2 · derivative.exercise_price: Exempt F2 · derivative.exercise_date: Exempt F2 · derivative.expiration_date: Exempt Read SEC document |
| August 02, 2017 Filed Aug 4, 2017 18:26 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | OtherInterest In Employer Stock Fund (401(k) Plan) · Derivative | 1,185.1278 | $141.62 | $167,837.80 |
DisclosureSEC source: 0001127602-17-024981 · form4.xml · derivative · entry 1 VOELKER JOSEPH R · CIK 0001573213 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,185.1278 shares Expires not disclosed F1 · security: Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. F2 · derivative.exercise_price: Exempt F2 · derivative.exercise_date: Exempt F2 · derivative.expiration_date: Exempt Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:52 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | SaleCommon Stock | 3,911 | $126.70 | $495,508.84 |
DisclosureSEC source: 0001127602-17-008337 · form4.xml · nonDerivative · entry 2 VOELKER JOSEPH R · CIK 0001573213 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,560 Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:52 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantCommon Stock | 3,911 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-008337 · form4.xml · nonDerivative · entry 1 VOELKER JOSEPH R · CIK 0001573213 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,471 F1 · price: Shares issued pursuant to the 2014-2016 performance awards program under the Company's 2013 Long-Term Incentive Plan, net of shares withheld to cover taxes. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:57 UTC Amendment | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | SaleCommon Stock | 3,911 | $126.70 | $495,508.84 |
DisclosureSEC source: 0001127602-17-008339 · form4a.xml · nonDerivative · entry 1 VOELKER JOSEPH R · CIK 0001573213 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,560 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| February 15, 2017 Filed Feb 21, 2017 14:26 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantStock Option (Right to Buy) · Derivative | 5,278 | $126.24 Strike: $126.24 | $666,294.72 |
DisclosureSEC source: 0001127602-17-007143 · form4.xml · derivative · entry 3 VOELKER JOSEPH R · CIK 0001573213 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,278 Underlying: Common Stock · 5,278 shares Expires 2027-02-20 F3 · derivative.exercise_date: The option will become exercisable in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| February 15, 2017 Filed Feb 21, 2017 14:26 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantCommon Stock | 990 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007143 · form4.xml · nonDerivative · entry 1 VOELKER JOSEPH R · CIK 0001573213 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,560 F1 · shares: Shares to be delivered on vesting of restricted stock units that vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 21:51 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | SaleCommon Stock | 412 | $125.00 | $51,500.00 |
DisclosureSEC source: 0001127602-17-002662 · form4.xml · nonDerivative · entry 1 VOELKER JOSEPH R · CIK 0001573213 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,570 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 20:58 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | Disposition to issuerCommon Stock | 305 | $118.64 | $36,185.20 |
DisclosureSEC source: 0001127602-16-069413 · form4.xml · nonDerivative · entry 3 VOELKER JOSEPH R · CIK 0001573213 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,982 F1 · shares: Shares withheld to cover taxes on vesting of restricted stock units Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 20:58 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | Disposition to issuerCommon Stock | 522 | $119.20 | $62,222.40 |
DisclosureSEC source: 0001127602-16-069413 · form4.xml · nonDerivative · entry 2 VOELKER JOSEPH R · CIK 0001573213 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,287 F1 · shares: Shares withheld to cover taxes on vesting of restricted stock units Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 20:58 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | Disposition to issuerCommon Stock | 522 | $119.20 | $62,222.40 |
DisclosureSEC source: 0001127602-16-069413 · form4.xml · nonDerivative · entry 1 VOELKER JOSEPH R · CIK 0001573213 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,809 F1 · shares: Shares withheld to cover taxes on vesting of restricted stock units Read SEC document |
| December 04, 2016 Filed Dec 6, 2016 21:03 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | Disposition to issuerCommon Stock | 428 | $118.66 | $50,786.48 |
DisclosureSEC source: 0001127602-16-069251 · form4.xml · nonDerivative · entry 2 VOELKER JOSEPH R · CIK 0001573213 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,331 F2 · shares: Shares withheld to cover taxes on vesting of restricted stock units Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 21:03 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $118.66 | $0.00 |
DisclosureSEC source: 0001127602-16-069251 · form4.xml · derivative · entry 4 VOELKER JOSEPH R · CIK 0001573213 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2026-12-02 F4 · derivative.exercise_date: The option will become exercisable in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 21:03 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantCommon Stock | 3,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069251 · form4.xml · nonDerivative · entry 1 VOELKER JOSEPH R · CIK 0001573213 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,759 F1 · shares: Shares to be delivered on vesting of restricted stock units that vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 18:50 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,875 | $0.00 Strike: $70.61 | $0.00 |
DisclosureSEC source: 0001127602-16-066877 · form4.xml · derivative · entry 8 VOELKER JOSEPH R · CIK 0001573213 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,875 Underlying: Common Stock · 1,875 shares Expires 2022-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan F4 · derivative.exercise_date: 1,875 shares are exercisable, 1,875 shares become exercisable on 12/6/2015 and 1,875 shares become exercisable on 12/6/2016. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 18:50 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,875 | $0.00 Strike: $64.79 | $0.00 |
DisclosureSEC source: 0001127602-16-066877 · form4.xml · derivative · entry 7 VOELKER JOSEPH R · CIK 0001573213 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,875 shares Expires 2021-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan F3 · derivative.exercise_date: 1,875 shares are currently exercisable, 1,875 shares become exercisable on 12/8/2015. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 18:50 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | SaleCommon Stock | 1,588 | $125.00 | $198,500.00 |
DisclosureSEC source: 0001127602-16-066877 · form4.xml · nonDerivative · entry 5 VOELKER JOSEPH R · CIK 0001573213 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,498 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 18:50 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | SaleCommon Stock | 1,875 | $125.00 | $234,375.00 |
DisclosureSEC source: 0001127602-16-066877 · form4.xml · nonDerivative · entry 4 VOELKER JOSEPH R · CIK 0001573213 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,086 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 18:50 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | Exercise / conversionCommon Stock | 1,875 | $70.61 | $132,393.75 |
DisclosureSEC source: 0001127602-16-066877 · form4.xml · nonDerivative · entry 3 VOELKER JOSEPH R · CIK 0001573213 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,961 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 18:50 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | SaleCommon Stock | 1,875 | $125.00 | $234,375.00 |
DisclosureSEC source: 0001127602-16-066877 · form4.xml · nonDerivative · entry 2 VOELKER JOSEPH R · CIK 0001573213 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,086 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 18:50 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | Exercise / conversionCommon Stock | 1,875 | $64.79 | $121,471.88 |
DisclosureSEC source: 0001127602-16-066877 · form4.xml · nonDerivative · entry 1 VOELKER JOSEPH R · CIK 0001573213 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,961 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.