Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Dolby Laboratories, Inc.DLB · Entity 2518 | SVP, Consumer Entertainment | December 23, 2020 | December 23, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Dolby Laboratories, Inc.
Report date December 23, 2020 · Filed December 23, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 32,376 |
Last balance in matching sequence
After 2020-12-23 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2020-12-23 · Exercise / conversion · Acquired 21,850 · Balance 54,226 F1: Shares held following the reported transactions include 32,376 restricted stock units, which are subject to forfeiture until they vest. Row 2 · 2020-12-23 · Sale · Disposed 21,850 · Balance 32,376 F2: The shares were sold in multiple transactions at prices ranging from $94.00 to $94.04, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. F1: Shares held following the reported transactions include 32,376 restricted stock units, which are subject to forfeiture until they vest. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.50 · Expires 2023-12-15 | Direct | 0 |
Reported balance
After 2020-12-23 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-12-23 · Exercise / conversion · Disposed 21,850 · Balance 0 F3: This performance-based stock option award was granted for a total of 23,000 shares of Class A Common Stock at target. The number of shares actually earned and vested upon the achievement of total shareholder return performance criteria measured during a three-year performance period ended on December 15, 2019 was at 95% of target, or 21,850 shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held following the reported transactions include 32,376 restricted stock units, which are subject to forfeiture until they vest.
F2: The shares were sold in multiple transactions at prices ranging from $94.00 to $94.04, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: This performance-based stock option award was granted for a total of 23,000 shares of Class A Common Stock at target. The number of shares actually earned and vested upon the achievement of total shareholder return performance criteria measured during a three-year performance period ended on December 15, 2019 was at 95% of target, or 21,850 shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 18, 2018 Filed Dec 20, 2018 00:58 UTC | Dolby Laboratories, Inc. DLB · Entity 2518 | SaleClass A Common Stock | 5,932 | $64.52 | $382,744.50 |
DisclosureSEC source: 0001209191-18-063587 · doc4.xml · nonDerivative · entry 3 Baker Giles · CIK 0001731843 · SVP, Consumer Entertainment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,225 F5 · price: The shares were sold in multiple transactions at prices ranging from $64.16 to $65.14, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. F4 · balance_after: Shares held following the reported transactions include 31,125 shares of Class A common stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| December 17, 2018 Filed Dec 20, 2018 00:58 UTC | Dolby Laboratories, Inc. DLB · Entity 2518 | GrantEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $64.60 | $0.00 |
DisclosureSEC source: 0001209191-18-063587 · doc4.xml · derivative · entry 6 Baker Giles · CIK 0001731843 · SVP, Consumer Entertainment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Class A Common Stock · 50,000 shares Expires 2028-12-17 F7 · derivative.exercise_date: This option was granted for a total of 50,000 shares of Class A Common Stock. 1/4 of the total number of shares issuable under the option vests on the first anniversary of December 17, 2018, the vesting commencement date, and the balance of the shares in equal monthly installments over the next 36 months thereafter. Read SEC document |
| December 17, 2018 Filed Dec 20, 2018 00:58 UTC | Dolby Laboratories, Inc. DLB · Entity 2518 | GrantPerformance-Based Stock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $64.60 | $0.00 |
DisclosureSEC source: 0001209191-18-063587 · doc4.xml · derivative · entry 5 Baker Giles · CIK 0001731843 · SVP, Consumer Entertainment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Class A Common Stock · 25,000 shares Expires 2025-12-17 F6 · derivative.exercise_date: The vesting of this performance-based stock option ("PSO") award is dependent upon achievement of performance criteria measured during a three-year performance period beginning on December 17, 2018 and ending December 17, 2021. The number of shares reported is at the target award amount. The reporting person may potentially earn from 0% to 125% of the target award amount based on total shareholder return at the end of the three-year performance period. The actual PSO award earned shall vest immediately upon certification by the Company's Compensation Committee of the achievement of the performance criteria, following the end of the three-year performance period. Read SEC document |
| December 17, 2018 Filed Dec 20, 2018 00:58 UTC | Dolby Laboratories, Inc. DLB · Entity 2518 | GrantClass A Common Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-063587 · doc4.xml · nonDerivative · entry 2 Baker Giles · CIK 0001731843 · SVP, Consumer Entertainment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,157 F3 · acquired: Award represents a total of 12,500 restricted stock units granted under the terms of the Issuer's 2005 Stock Plan. Under the terms of the restricted stock unit grant agreement, 1/4 of the total number of units shall vest on each anniversary of December 17, 2018. Each unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon vesting. F4 · balance_after: Shares held following the reported transactions include 31,125 shares of Class A common stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| December 17, 2018 Filed Dec 20, 2018 00:58 UTC | Dolby Laboratories, Inc. DLB · Entity 2518 | Tax withholdingClass A Common Stock | 5,937 | $66.17 | $392,851.29 |
DisclosureSEC source: 0001209191-18-063587 · doc4.xml · nonDerivative · entry 1 Baker Giles · CIK 0001731843 · SVP, Consumer Entertainment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,657 F1 · kind: In accordance with Rule 16b-3, shares reported as disposed of were withheld by the Issuer and not issued to the reporting person in order to cover withholding taxes incidental to the vesting of restricted stock units. F2 · balance_after: Shares held following the reported transactions include 18,625 shares of Class A common stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| August 23, 2018 Filed Aug 27, 2018 20:23 UTC | Dolby Laboratories, Inc. DLB · Entity 2518 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $37.35 | $0.00 |
DisclosureSEC source: 0001209191-18-048495 · doc4.xml · derivative · entry 3 Baker Giles · CIK 0001731843 · SVP, Consumer Entertainment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,160 Underlying: Class A Common Stock · 5,000 shares Expires 2023-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option was granted for a total of 71,076 shares of Class A Common Stock. 1/4 of the total number of shares issuable under the option vested on the first anniversary of December 16, 2013, the vesting commencement date, and the balance of the shares vested in equal monthly installments over the next 36 months thereafter. Read SEC document |
| August 23, 2018 Filed Aug 27, 2018 20:23 UTC | Dolby Laboratories, Inc. DLB · Entity 2518 | SaleClass A Common Stock | 5,000 | $70.00 | $350,003.00 |
DisclosureSEC source: 0001209191-18-048495 · doc4.xml · nonDerivative · entry 2 Baker Giles · CIK 0001731843 · SVP, Consumer Entertainment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,594 F2 · price: This transaction was executed in multiple trades at prices ranging from $70.00 to $70.01, inclusive. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. F1 · balance_after: Shares held following the reported transactions include 30,594 shares of Class A common stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| August 23, 2018 Filed Aug 27, 2018 20:23 UTC | Dolby Laboratories, Inc. DLB · Entity 2518 | Exercise / conversionClass A Common Stock | 5,000 | $37.35 | $186,750.00 |
DisclosureSEC source: 0001209191-18-048495 · doc4.xml · nonDerivative · entry 1 Baker Giles · CIK 0001731843 · SVP, Consumer Entertainment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Shares held following the reported transactions include 30,594 shares of Class A common stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 22:31 UTC | Dolby Laboratories, Inc. DLB · Entity 2518 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,916 | $0.00 Strike: $37.35 | $0.00 |
DisclosureSEC source: 0001209191-18-038418 · doc4.xml · derivative · entry 6 Baker Giles · CIK 0001731843 · SVP, Consumer Entertainment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,160 Underlying: Class A Common Stock · 2,916 shares Expires 2023-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option was granted for a total of 71,076 shares of Class A Common Stock. 1/4 of the total number of shares issuable under the option vested on the first anniversary of December 16, 2013, the vesting commencement date, and the balance of the shares vested in equal monthly installments over the next 36 months thereafter Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 22:31 UTC | Dolby Laboratories, Inc. DLB · Entity 2518 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,084 | $0.00 Strike: $33.15 | $0.00 |
DisclosureSEC source: 0001209191-18-038418 · doc4.xml · derivative · entry 5 Baker Giles · CIK 0001731843 · SVP, Consumer Entertainment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,833 Underlying: Class A Common Stock · 2,084 shares Expires 2025-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option was granted for a total of 50,000 shares of Class A Common Stock. 1/4 of the total number of shares issuable under the option vested on the first anniversary of December 15, 2015, the vesting commencement date, and the balance of the shares vest in equal monthly installments over the next 36 months thereafter. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 22:31 UTC | Dolby Laboratories, Inc. DLB · Entity 2518 | SaleClass A Common Stock | 2,916 | $65.00 | $189,540.00 |
DisclosureSEC source: 0001209191-18-038418 · doc4.xml · nonDerivative · entry 4 Baker Giles · CIK 0001731843 · SVP, Consumer Entertainment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,594 F1 · balance_after: Shares held following the reported transactions include 30,594 restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 22:31 UTC | Dolby Laboratories, Inc. DLB · Entity 2518 | Exercise / conversionClass A Common Stock | 2,916 | $37.35 | $108,912.60 |
DisclosureSEC source: 0001209191-18-038418 · doc4.xml · nonDerivative · entry 3 Baker Giles · CIK 0001731843 · SVP, Consumer Entertainment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,510 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Shares held following the reported transactions include 30,594 restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 22:31 UTC | Dolby Laboratories, Inc. DLB · Entity 2518 | SaleClass A Common Stock | 2,084 | $65.00 | $135,460.00 |
DisclosureSEC source: 0001209191-18-038418 · doc4.xml · nonDerivative · entry 2 Baker Giles · CIK 0001731843 · SVP, Consumer Entertainment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,594 F1 · balance_after: Shares held following the reported transactions include 30,594 restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 22:31 UTC | Dolby Laboratories, Inc. DLB · Entity 2518 | Exercise / conversionClass A Common Stock | 2,084 | $33.15 | $69,084.60 |
DisclosureSEC source: 0001209191-18-038418 · doc4.xml · nonDerivative · entry 1 Baker Giles · CIK 0001731843 · SVP, Consumer Entertainment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,678 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Shares held following the reported transactions include 30,594 restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 22:45 UTC | Dolby Laboratories, Inc. DLB · Entity 2518 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $37.35 | $0.00 |
DisclosureSEC source: 0001209191-18-015160 · doc4.xml · derivative · entry 7 Baker Giles · CIK 0001731843 · SVP, Consumer Entertainment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,076 Underlying: Class A Common Stock · 20,000 shares Expires 2023-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option was granted for a total of 71,076 shares of Class A Common Stock. 1/4 of the total number of shares issuable under the option vested on the first anniversary of December 16, 2013, the vesting commencement date, and the balance of the shares vested in equal monthly installments over the next 36 months thereafter. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 22:45 UTC | Dolby Laboratories, Inc. DLB · Entity 2518 | SaleClass A Common Stock | 20,000 | $64.33 | $1,286,682.00 |
DisclosureSEC source: 0001209191-18-015160 · doc4.xml · nonDerivative · entry 5 Baker Giles · CIK 0001731843 · SVP, Consumer Entertainment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,594 F3 · price: This transaction was executed in multiple trades at prices ranging from $64.20 to $64.61. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. F1 · balance_after: Shares held following the reported transactions include 30,594 restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 22:45 UTC | Dolby Laboratories, Inc. DLB · Entity 2518 | Exercise / conversionClass A Common Stock | 20,000 | $37.35 | $747,000.00 |
DisclosureSEC source: 0001209191-18-015160 · doc4.xml · nonDerivative · entry 4 Baker Giles · CIK 0001731843 · SVP, Consumer Entertainment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Shares held following the reported transactions include 30,594 restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:45 UTC | Dolby Laboratories, Inc. DLB · Entity 2518 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 9,375 | $0.00 Strike: $33.15 | $0.00 |
DisclosureSEC source: 0001209191-18-015160 · doc4.xml · derivative · entry 6 Baker Giles · CIK 0001731843 · SVP, Consumer Entertainment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,917 Underlying: Class A Common Stock · 9,375 shares Expires 2025-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option was granted for a total of 50,000 shares of Class A Common Stock. 1/4 of the total number of shares issuable under the option vested on the first anniversary of December 15, 2015, the vesting commencement date, and the balance of the shares vest in equal monthly installments over the next 36 months thereafter. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:45 UTC | Dolby Laboratories, Inc. DLB · Entity 2518 | SaleClass A Common Stock | 9,375 | $63.24 | $592,896.56 |
DisclosureSEC source: 0001209191-18-015160 · doc4.xml · nonDerivative · entry 3 Baker Giles · CIK 0001731843 · SVP, Consumer Entertainment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,594 F2 · price: This transaction was executed in multiple trades at prices ranging from $63.23 to $63.25. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. F1 · balance_after: Shares held following the reported transactions include 30,594 restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:45 UTC | Dolby Laboratories, Inc. DLB · Entity 2518 | Exercise / conversionClass A Common Stock | 9,375 | $33.15 | $310,781.25 |
DisclosureSEC source: 0001209191-18-015160 · doc4.xml · nonDerivative · entry 2 Baker Giles · CIK 0001731843 · SVP, Consumer Entertainment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,969 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Shares held following the reported transactions include 30,594 restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:45 UTC | Dolby Laboratories, Inc. DLB · Entity 2518 | SaleClass A Common Stock | 6,491 | $64.50 | $418,669.50 |
DisclosureSEC source: 0001209191-18-015160 · doc4.xml · nonDerivative · entry 1 Baker Giles · CIK 0001731843 · SVP, Consumer Entertainment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,594 F1 · balance_after: Shares held following the reported transactions include 30,594 restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.