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Davies Philip D

Disclosed activity across 1 company

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1443
SEC CIK
0001512868

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
VICOR CORPVICR · Entity 1442Director · Corp. VP-Global Sales & Mktg.October 01, 2026October 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

VICOR CORP

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,920 Ending reported balance After 2026-10-01 transaction · row 13
13 source rows · reconciled sequence

Row 1 · 2026-10-01 · Exercise / conversion · Acquired 856 · Balance 2,776

Row 2 · 2026-10-01 · Exercise / conversion · Acquired 2,216 · Balance 4,992

Row 3 · 2026-10-01 · Sale · Disposed 200 · Balance 4,792

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2025.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $306.9900 and $307.1800. The reporting person undertakes to provide to Vicor Corporation, any security holder of Vicor Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (12) to this Form 4.

Row 4 · 2026-10-01 · Sale · Disposed 272 · Balance 4,520

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2025.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $308.3000 to $308.6400.

Row 5 · 2026-10-01 · Sale · Disposed 100 · Balance 4,420

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2025.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $311.8300 to $311.8300.

Row 6 · 2026-10-01 · Sale · Disposed 100 · Balance 4,320

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2025.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $313.2000 to $313.2000.

Row 7 · 2026-10-01 · Sale · Disposed 300 · Balance 4,020

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2025.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $314.6200 to $315.0700.

Row 8 · 2026-10-01 · Sale · Disposed 300 · Balance 3,720

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2025.

F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $315.6600 to $316.6000.

Row 9 · 2026-10-01 · Sale · Disposed 500 · Balance 3,220

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2025.

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $317.0200 to $317.9000.

Row 10 · 2026-10-01 · Sale · Disposed 400 · Balance 2,820

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2025.

F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $318.0200 to $318.9200.

Row 11 · 2026-10-01 · Sale · Disposed 299 · Balance 2,521

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2025.

F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $319.0700 to $320.0000.

Row 12 · 2026-10-01 · Sale · Disposed 201 · Balance 2,320

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2025.

F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $320.0700 to $320.7000.

Row 13 · 2026-10-01 · Sale · Disposed 400 · Balance 1,920

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2025.

F12: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $321.7100 to $322.3200.

Non Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $41.61 · Expires 2028-05-02Direct7,678 Reported balance After 2026-10-01 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2026-10-01 · Exercise / conversion · Disposed 856 · Balance 7,678

Non Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $33.96 · Expires 2027-05-03Direct35,646 Reported balance After 2026-10-01 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2026-10-01 · Exercise / conversion · Disposed 2,216 · Balance 35,646

Filing footnotes · ownership attribution and instrument terms

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2025.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $306.9900 and $307.1800. The reporting person undertakes to provide to Vicor Corporation, any security holder of Vicor Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (12) to this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $308.3000 to $308.6400.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $311.8300 to $311.8300.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $313.2000 to $313.2000.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $314.6200 to $315.0700.

F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $315.6600 to $316.6000.

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $317.0200 to $317.9000.

F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $318.0200 to $318.9200.

F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $319.0700 to $320.0000.

F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $320.0700 to $320.7000.

F12: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $321.7100 to $322.3200.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 05, 2026 Filed Mar 9, 2026 20:08 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 914 $75.43 $68,943.02
Disclosure

SEC source: 0001512868-26-000002 · primary_doc.xml · nonDerivative · entry 3

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2026 Filed Mar 9, 2026 20:08 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 2,585 $60.61 $156,676.85
Disclosure

SEC source: 0001512868-26-000002 · primary_doc.xml · nonDerivative · entry 2

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2026 Filed Mar 9, 2026 20:08 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 1,920 $41.61 $79,891.20
Disclosure

SEC source: 0001512868-26-000002 · primary_doc.xml · nonDerivative · entry 1

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2026 Filed Jan 8, 2026 18:25 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 1,920 $0.00 Strike: $41.61 $0.00
Disclosure

SEC source: 0001512868-26-000001 · primary_doc.xml · derivative · entry 2

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,278

Underlying: Common Stock · 1,920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan on May 2, 2023 and vest over a five year period.

F2 · derivative.expiration_date: Options expire 2 years from each date of vesting.

Read SEC document
January 07, 2026 Filed Jan 8, 2026 18:25 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 1,920 $41.61 $79,891.20
Disclosure

SEC source: 0001512868-26-000001 · primary_doc.xml · nonDerivative · entry 1

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2025 Filed Oct 28, 2025 15:25 UTC VICOR CORP VICR · Entity 1442 SaleCommon Stock 14,977 $91.96 $1,377,320.86
Disclosure

SEC source: 0001512868-25-000006 · primary_doc.xml · nonDerivative · entry 2

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
October 24, 2025 Filed Oct 28, 2025 15:25 UTC VICOR CORP VICR · Entity 1442 SaleCommon Stock 786 $94.16 $74,005.99
Disclosure

SEC source: 0001512868-25-000006 · primary_doc.xml · nonDerivative · entry 1

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,977

Read SEC document
July 09, 2025 Filed Jul 10, 2025 16:21 UTC VICOR CORP vicr · Entity 1442 GrantNon Qualified Stock Option · Derivative 20,000 $0.00 Strike: $46.72 $0.00
Disclosure

SEC source: 0001512868-25-000004 · primary_doc.xml · derivative · entry 2

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2035-07-09

F1 · derivative.exercise_date: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan on July 9, 2025 and vest over a five year period

Read SEC document
June 20, 2025 Filed Jun 23, 2025 15:44 UTC VICOR CORP VICR · Entity 1442 GrantNon Qualified Stock Option · Derivative 4,539 $0.00 Strike: $44.07 $0.00
Disclosure

SEC source: 0001512868-25-000003 · primary_doc.xml · derivative · entry 2

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,539

Underlying: Common Stock · 4,539 shares

Expires 2035-06-20

F1 · derivative.exercise_date: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan on June 20, 2025 and vest over a five year period.

Read SEC document
May 02, 2025 Filed May 5, 2025 20:14 UTC VICOR CORP vicr · Entity 1442 GrantNon Qualified Stock Option · Derivative 23,430 $0.00 Strike: $50.00 $0.00
Disclosure

SEC source: 0001512868-25-000001 · primary_doc.xml · derivative · entry 2

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,430

Underlying: Common Stock · 23,430 shares

Expires not disclosed

F1 · derivative.exercise_date: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan on May 2, 2025 and vest over a five year period.

F2 · derivative.expiration_date: Options expire 2 years from each date of vesting.

Read SEC document
August 14, 2024 Filed Aug 15, 2024 15:53 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 39,257 $0.00 Strike: $11.42 $0.00
Disclosure

SEC source: 0001512868-24-000003 · primary_doc.xml · derivative · entry 3

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,257 shares

Expires 2024-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
August 14, 2024 Filed Aug 15, 2024 15:53 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 23,494 $35.83 $841,855.80
Disclosure

SEC source: 0001512868-24-000003 · primary_doc.xml · nonDerivative · entry 2

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,763

Read SEC document
August 14, 2024 Filed Aug 15, 2024 15:53 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 39,257 $11.42 $448,314.94
Disclosure

SEC source: 0001512868-24-000003 · primary_doc.xml · nonDerivative · entry 1

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 21, 2024 Filed Jun 24, 2024 17:51 UTC VICOR CORP VICR · Entity 1442 GrantNon Qualified Stock Option · Derivative 6,081 $0.00 Strike: $32.89 $0.00
Disclosure

SEC source: 0001512868-24-000002 · primary_doc.xml · derivative · entry 1

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,081

Underlying: Common Stock · 6,081 shares

Expires 2034-06-21

F1 · derivative.exercise_date: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan on June 21, 2024 and vest over a five year period.

Read SEC document
May 03, 2024 Filed May 7, 2024 15:08 UTC VICOR CORP vicr · Entity 1442 GrantNon Qualified Stock Option · Derivative 37,862 $0.00 Strike: $33.96 $0.00
Disclosure

SEC source: 0001512868-24-000001 · primary_doc.xml · derivative · entry 1

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,862

Underlying: Common Stock · 37,862 shares

Expires not disclosed

F1 · derivative.exercise_date: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan on May 3, 2024 and vest over a five year period.

F2 · derivative.expiration_date: Options expire 2 years from each date of vesting.

Read SEC document
June 23, 2023 Filed Jun 26, 2023 14:25 UTC VICOR CORP vicr · Entity 1442 GrantNon Qualified Stock Option · Derivative 3,769 $0.00 Strike: $53.07 $0.00
Disclosure

SEC source: 0001512868-23-000002 · primary_doc.xml · derivative · entry 1

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,769

Underlying: Common Stock · 3,769 shares

Expires 2033-06-23

F1 · derivative.exercise_date: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan on June 23, 2023 and vest over a five year period.

Read SEC document
May 02, 2023 Filed May 3, 2023 15:35 UTC VICOR CORP VICR · Entity 1442 GrantNon Qualified Stock Option · Derivative 19,198 $0.00 Strike: $41.61 $0.00
Disclosure

SEC source: 0001512868-23-000001 · primary_doc.xml · derivative · entry 1

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,198

Underlying: Common Stock · 19,198 shares

Expires not disclosed

F1 · derivative.exercise_date: Granted under the Company's Amended and Restated 2000 Stock Option and Incentive Plan on May 2, 2023 and vest over a five year period.

F2 · derivative.expiration_date: Options expire 2 years from each date of vesting.

Read SEC document
June 24, 2022 Filed Jun 28, 2022 19:45 UTC VICOR CORP VICR · Entity 1442 GrantNon Qualified Stock Option · Derivative 1,657 $0.00 Strike: $60.37 $0.00
Disclosure

SEC source: 0001512868-22-000003 · primary_doc.xml · derivative · entry 1

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,657

Underlying: Common Stock · 1,657 shares

Expires 2032-06-24

F1 · derivative.exercise_date: Granted under the Company's Amended and Restated 2000 Stock Option and Incentive Plan on June 24, 2022 and vest over a five year period.

Read SEC document
June 21, 2022 Filed Jun 22, 2022 14:57 UTC VICOR CORP vicr · Entity 1442 GrantNon Qualified Stock Option · Derivative 10,000 $0.00 Strike: $56.76 $0.00
Disclosure

SEC source: 0001512868-22-000002 · primary_doc.xml · derivative · entry 1

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2032-06-21

F1 · derivative.exercise_date: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan on June 21, 2022 and vest over a five year period.

Read SEC document
April 25, 2022 Filed Apr 26, 2022 15:09 UTC VICOR CORP vicr · Entity 1442 GrantNon Qualified Stock Option · Derivative 12,922 $0.00 Strike: $60.61 $0.00
Disclosure

SEC source: 0001512868-22-000001 · primary_doc.xml · derivative · entry 1

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,922

Underlying: Common Stock · 12,922 shares

Expires not disclosed

F1 · derivative.exercise_date: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan on April 25, 2022 and vest over a five year period.

F2 · derivative.expiration_date: Options expire 2 years from each date of vesting.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 15:05 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 19,429 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0001512868-21-000003 · primary_doc.xml · derivative · entry 3

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,429 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 15:05 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 19,429 $150.91 $2,931,933.25
Disclosure

SEC source: 0001512868-21-000003 · primary_doc.xml · nonDerivative · entry 2

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
October 28, 2021 Filed Oct 29, 2021 15:05 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 19,429 $6.29 $122,208.41
Disclosure

SEC source: 0001512868-21-000003 · primary_doc.xml · nonDerivative · entry 1

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 26, 2021 Filed Oct 27, 2021 17:31 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 19,821 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0001512868-21-000002 · primary_doc.xml · derivative · entry 3

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,429

Underlying: Common Stock · 19,821 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
October 26, 2021 Filed Oct 27, 2021 17:31 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 19,821 $151.73 $3,007,448.26
Disclosure

SEC source: 0001512868-21-000002 · primary_doc.xml · nonDerivative · entry 2

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,821

Read SEC document
October 26, 2021 Filed Oct 27, 2021 17:31 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 19,821 $6.29 $124,674.09
Disclosure

SEC source: 0001512868-21-000002 · primary_doc.xml · nonDerivative · entry 1

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 25, 2021 Filed Jun 29, 2021 14:36 UTC VICOR CORP vicr · Entity 1442 GrantNon Qualified Stock Option · Derivative 1,000 $0.00 Strike: $100.00 $0.00
Disclosure

SEC source: 0001512868-21-000001 · primary_doc.xml · derivative · entry 2

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2031-06-25

F1 · derivative.exercise_date: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
May 12, 2021 Filed Jun 29, 2021 14:36 UTC VICOR CORP vicr · Entity 1442 GrantNon Qualified Stock Option · Derivative 4,569 $0.00 Strike: $75.43 $0.00
Disclosure

SEC source: 0001512868-21-000001 · primary_doc.xml · derivative · entry 1

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,569

Underlying: Common Stock · 4,569 shares

Expires not disclosed

F1 · derivative.exercise_date: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

F2 · derivative.expiration_date: Options expire 2 years from each vesting date.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 14:55 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 10,000 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0001512868-20-000006 · primary_doc.xml · derivative · entry 3

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,250

Underlying: Common Stock · 10,000 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 14:55 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 10,000 $84.07 $840,723.00
Disclosure

SEC source: 0001512868-20-000006 · primary_doc.xml · nonDerivative · entry 2

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 05, 2020 Filed Nov 6, 2020 14:55 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 10,000 $6.29 $62,900.00
Disclosure

SEC source: 0001512868-20-000006 · primary_doc.xml · nonDerivative · entry 1

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2020 Filed Sep 11, 2020 19:24 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 9,250 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001512868-20-000005 · primary_doc.xml · derivative · entry 6

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,250 shares

Expires 2023-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

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September 09, 2020 Filed Sep 11, 2020 19:24 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 20,750 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0001512868-20-000005 · primary_doc.xml · derivative · entry 5

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,250

Underlying: Common Stock · 20,750 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

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September 09, 2020 Filed Sep 11, 2020 19:24 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 9,250 $84.10 $777,970.33
Disclosure

SEC source: 0001512868-20-000005 · primary_doc.xml · nonDerivative · entry 4

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
September 09, 2020 Filed Sep 11, 2020 19:24 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 9,250 $5.35 $49,487.50
Disclosure

SEC source: 0001512868-20-000005 · primary_doc.xml · nonDerivative · entry 3

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2020 Filed Sep 11, 2020 19:24 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 20,750 $84.10 $1,745,176.68
Disclosure

SEC source: 0001512868-20-000005 · primary_doc.xml · nonDerivative · entry 2

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
September 09, 2020 Filed Sep 11, 2020 19:24 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 20,750 $6.29 $130,517.50
Disclosure

SEC source: 0001512868-20-000005 · primary_doc.xml · nonDerivative · entry 1

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 26, 2020 Filed Jun 29, 2020 17:40 UTC VICOR CORP vicr · Entity 1442 GrantNon Qualified Stock Option · Derivative 731 $0.00 Strike: $68.48 $0.00
Disclosure

SEC source: 0001512868-20-000004 · primary_doc.xml · derivative · entry 1

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 731

Underlying: Common Stock · 731 shares

Expires 2030-06-26

F1 · derivative.exercise_date: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

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June 24, 2020 Filed Jun 25, 2020 20:58 UTC VICOR CORP vicr · Entity 1442 GrantNon Qualified Stock Option · Derivative 2,882 $0.00 Strike: $69.04 $0.00
Disclosure

SEC source: 0001512868-20-000003 · primary_doc.xml · derivative · entry 1

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,882

Underlying: Common Stock · 2,882 shares

Expires 2030-06-24

F1 · derivative.exercise_date: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 14:16 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 11,250 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001512868-20-000002 · primary_doc.xml · derivative · entry 3

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,250

Underlying: Common Stock · 11,250 shares

Expires 2023-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 14:16 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 11,250 $60.46 $680,217.75
Disclosure

SEC source: 0001512868-20-000002 · primary_doc.xml · nonDerivative · entry 2

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 28, 2020 Filed Jun 1, 2020 14:16 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 11,250 $5.35 $60,187.50
Disclosure

SEC source: 0001512868-20-000002 · primary_doc.xml · nonDerivative · entry 1

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2020 Filed May 13, 2020 15:02 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 8,750 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001512868-20-000001 · primary_doc.xml · derivative · entry 3

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,500

Underlying: Common Stock · 8,750 shares

Expires 2023-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
May 12, 2020 Filed May 13, 2020 15:02 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 8,750 $54.09 $473,262.13
Disclosure

SEC source: 0001512868-20-000001 · primary_doc.xml · nonDerivative · entry 2

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 12, 2020 Filed May 13, 2020 15:02 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 8,750 $5.35 $46,812.50
Disclosure

SEC source: 0001512868-20-000001 · primary_doc.xml · nonDerivative · entry 1

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2019 Filed Sep 17, 2019 18:16 UTC VICOR CORP VICR · Entity 1442 GrantNon Qualified Stock Option · Derivative 10,000 $0.00 Strike: $30.98 $0.00
Disclosure

SEC source: 0001512868-19-000002 · primary_doc.xml · derivative · entry 1

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2029-09-06

F1 · derivative.exercise_date: Granted under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 19:35 UTC VICOR CORP VICR · Entity 1442 GrantNon Qualified Stock Option · Derivative 1,611 $0.00 Strike: $31.05 $0.00
Disclosure

SEC source: 0001512868-19-000001 · primary_doc.xml · derivative · entry 1

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,611

Underlying: Common Stock · 1,611 shares

Expires 2029-06-28

F1 · derivative.exercise_date: Granted under the Company's Amended and Restated 2000 Stock Option Plan and vest over a five year period.

Read SEC document
November 26, 2018 Filed Nov 27, 2018 18:31 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock option · Derivative 750 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001512868-18-000001 · primary_doc.xml · derivative · entry 3

Davies Philip D · CIK 0001512868 · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,250

Underlying: Common Stock · 750 shares

Expires 2023-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Granted on 5/14/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period

Read SEC document
November 26, 2018 Filed Nov 27, 2018 18:31 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 750 $33.74 $25,307.40
Disclosure

SEC source: 0001512868-18-000001 · primary_doc.xml · nonDerivative · entry 2

Davies Philip D · CIK 0001512868 · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 26, 2018 Filed Nov 27, 2018 18:31 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 750 $5.35 $4,012.50
Disclosure

SEC source: 0001512868-18-000001 · primary_doc.xml · nonDerivative · entry 1

Davies Philip D · CIK 0001512868 · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.