Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BALL Corp
Report date December 31, 2020 · Filed January 04, 2021
Section 16 reporting ended · disclosed 2021-01-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,936.8227 |
Reported balance
Holding disclosure · report date 2020-12-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 37,936.8227 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 2,065.172 |
Reported balance
Holding disclosure · report date 2020-12-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,065.172 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. F2: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. |
| Deferred Compensation Company Stock PlanSEC Table II · derivative / convertible security | Direct | 50,376.7024 |
Reported balance
Holding disclosure · report date 2020-12-31 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 50,376.7024 F3: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F4: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 16,982 |
Reported balance
Holding disclosure · report date 2020-12-31 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 16,982 F5: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $38.38 · Expires 2027-01-25 | Direct | 28,104 |
Reported balance
Holding disclosure · report date 2020-12-31 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 28,104 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.84 · Expires 2028-01-24 | Direct | 30,871 |
Reported balance
Holding disclosure · report date 2020-12-31 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 30,871 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.78 · Expires 2029-01-23 | Direct | 24,092 |
Reported balance
Holding disclosure · report date 2020-12-31 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 24,092 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $72.59 · Expires 2030-01-29 | Direct | 19,010 |
Reported balance
Holding disclosure · report date 2020-12-31 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 19,010 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement.
F2: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F3: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F4: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F5: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2020 Filed Nov 17, 2020 23:53 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 10,000 | $95.83 | $958,309.00 |
DisclosureSEC source: 0000009389-20-000039 · edgar.xml · nonDerivative · entry 1 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,921.8033 F1 · price: This transaction was executed in multiple trades at prices ranging from $95.62 to $96.03. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 20:42 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 4,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-006014 · primarydocument.xml · derivative · entry 4 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,982 Underlying: Common Stock · 4,800 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F5 · derivative.exercise_date: Lapse of restricted stock units. F5 · derivative.expiration_date: Lapse of restricted stock units. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 20:42 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 2,112 | $84.43 | $178,316.16 |
DisclosureSEC source: 0001562180-20-006014 · primarydocument.xml · nonDerivative · entry 2 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,905.8233 F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Performance Contingent Restricted Stock. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 20:42 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 4,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-006014 · primarydocument.xml · nonDerivative · entry 1 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,017.8233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the lapse of Table II Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Read SEC document |
| August 25, 2020 Filed Aug 25, 2020 21:34 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 7,887 | $77.41 | $610,495.60 |
DisclosureSEC source: 0001562180-20-005652 · primarydocument.xml · nonDerivative · entry 3 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,217.8233 F3 · price: This transaction was executed in multiple trades at prices ranging from $77.385 to $77.4475. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 21:34 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 24,760 | $0.00 Strike: $33.05 | $0.00 |
DisclosureSEC source: 0001562180-20-005652 · primarydocument.xml · derivative · entry 4 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,760 shares Expires 2026-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Exercise of Non-Qualified Stock Options (NQs). Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 21:34 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 16,873 | $76.62 | $1,292,809.26 |
DisclosureSEC source: 0001562180-20-005652 · primarydocument.xml · nonDerivative · entry 2 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,104.8233 F2 · kind: Shares withheld for the cost of the Non-Qualified Stock Options (NQs) and for payment of the tax obligation on the exercise of the Table II NQs. Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 21:34 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 24,760 | $33.05 | $818,318.00 |
DisclosureSEC source: 0001562180-20-005652 · primarydocument.xml · nonDerivative · entry 1 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,977.8233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon exercise of Non-Qualified Stock Options (NQs). Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:50 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 1,561.2802 | $76.86 | $120,000.00 |
DisclosureSEC source: 0001562180-20-001734 · primarydocument.xml · derivative · entry 1 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,672.7908 Underlying: Common Stock · 1,561.2802 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| February 21, 2020 Filed Mar 4, 2020 02:09 UTC Amendment | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 1,855.5745 | $64.67 | $120,000.00 |
DisclosureSEC source: 0001562180-20-002071 · primarydocument.xml · derivative · entry 1 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,967.085 Underlying: Common Stock · 1,855.5745 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 15:08 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 10,000 | $77.50 | $774,957.00 |
DisclosureSEC source: 0001562180-20-001329 · primarydocument.xml · nonDerivative · entry 1 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,156.5795 F1 · price: This transaction was executed in multiple trades at prices ranging from $77.35 to $77.635. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 02:51 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 1,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000889 · primarydocument.xml · derivative · entry 8 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,882 Underlying: Common Stock · 1,526 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F8 · derivative.exercise_date: Performance Contingent Restricted Stock Units that did not lapse and were forfeited based upon the calculation of the attainment of the original award. F8 · derivative.expiration_date: Performance Contingent Restricted Stock Units that did not lapse and were forfeited based upon the calculation of the attainment of the original award. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 02:51 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 4,628 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000889 · primarydocument.xml · derivative · entry 7 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,408 Underlying: Common Stock · 4,628 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F7 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F7 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 02:51 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 23,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000889 · primarydocument.xml · derivative · entry 6 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,036 Underlying: Common Stock · 23,252 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F6 · derivative.exercise_date: Lapse of restrictions on Special Acquisition Restricted Stock Units (SAIP) as a result of attainment of the performance criteria. F6 · derivative.expiration_date: Lapse of restrictions on Special Acquisition Restricted Stock Units (SAIP) as a result of attainment of the performance criteria. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 02:51 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 11,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000889 · primarydocument.xml · derivative · entry 5 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,288 Underlying: Common Stock · 11,626 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F5 · derivative.exercise_date: Restricted stock units that lapsed based upon the calculation of the attainment of the original award above target. Relates to final payout of the SAIP RSU award originally granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC. F5 · derivative.expiration_date: Restricted stock units that lapsed based upon the calculation of the attainment of the original award above target. Relates to final payout of the SAIP RSU award originally granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 02:51 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 2,030 | $72.18 | $146,525.40 |
DisclosureSEC source: 0001562180-20-000889 · primarydocument.xml · nonDerivative · entry 4 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,156.5795 F2 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 02:51 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 4,628 | $72.18 | $334,049.04 |
DisclosureSEC source: 0001562180-20-000889 · primarydocument.xml · nonDerivative · entry 3 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,186.5795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 02:51 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 8,172 | $72.18 | $589,854.96 |
DisclosureSEC source: 0001562180-20-000889 · primarydocument.xml · nonDerivative · entry 2 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,558.5795 F2 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 02:51 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 23,252 | $72.18 | $1,678,329.36 |
DisclosureSEC source: 0001562180-20-000889 · primarydocument.xml · nonDerivative · entry 1 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,730.5795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Special Acquisition Restricted Stock Units (SAIP) based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Read SEC document |
| January 31, 2020 Filed Feb 14, 2020 23:22 UTC Amendment | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 1,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001257 · primarydocument.xml · derivative · entry 9 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,782 Underlying: Common Stock · 1,626 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F9 · derivative.exercise_date: Performance Contingent Restricted Stock Units that did not lapse and were forfeited based upon the calculation of the attainment of the original award. F9 · derivative.expiration_date: Performance Contingent Restricted Stock Units that did not lapse and were forfeited based upon the calculation of the attainment of the original award. Read SEC document |
| January 31, 2020 Filed Feb 14, 2020 23:22 UTC Amendment | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 4,628 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001257 · primarydocument.xml · derivative · entry 8 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,408 Underlying: Common Stock · 4,628 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F8 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F8 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. Read SEC document |
| January 31, 2020 Filed Feb 14, 2020 23:22 UTC Amendment | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 23,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001257 · primarydocument.xml · derivative · entry 7 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,036 Underlying: Common Stock · 23,252 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F7 · derivative.exercise_date: Lapse of restrictions on Special Acquisition Restricted Stock Units (SAIP) as a result of attainment of the performance criteria. F7 · derivative.expiration_date: Lapse of restrictions on Special Acquisition Restricted Stock Units (SAIP) as a result of attainment of the performance criteria. Read SEC document |
| January 31, 2020 Filed Feb 14, 2020 23:22 UTC Amendment | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 11,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001257 · primarydocument.xml · derivative · entry 6 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,288 Underlying: Common Stock · 11,626 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F6 · derivative.exercise_date: Restricted stock units that lapsed based upon the calculation of the attainment of the original award above target. Relates to final payout of the SAIP RSU award originally granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC. F6 · derivative.expiration_date: Restricted stock units that lapsed based upon the calculation of the attainment of the original award above target. Relates to final payout of the SAIP RSU award originally granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC. Read SEC document |
| January 31, 2020 Filed Feb 14, 2020 23:22 UTC Amendment | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 2,030 | $72.18 | $146,525.40 |
DisclosureSEC source: 0001562180-20-001257 · primarydocument.xml · nonDerivative · entry 4 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,156.5795 F2 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units. Read SEC document |
| January 31, 2020 Filed Feb 14, 2020 23:22 UTC Amendment | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 4,628 | $72.18 | $334,049.04 |
DisclosureSEC source: 0001562180-20-001257 · primarydocument.xml · nonDerivative · entry 3 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,186.5795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Read SEC document |
| January 31, 2020 Filed Feb 14, 2020 23:22 UTC Amendment | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 8,172 | $72.18 | $589,854.96 |
DisclosureSEC source: 0001562180-20-001257 · primarydocument.xml · nonDerivative · entry 2 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,558.5795 F2 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units. Read SEC document |
| January 31, 2020 Filed Feb 14, 2020 23:22 UTC Amendment | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 23,252 | $72.18 | $1,678,329.36 |
DisclosureSEC source: 0001562180-20-001257 · primarydocument.xml · nonDerivative · entry 1 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,730.5795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Special Acquisition Restricted Stock Units (SAIP) based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Read SEC document |
| January 29, 2020 Filed Feb 1, 2020 00:14 UTC | BALL Corp BLL · Entity 3320 | GrantStock Option (Right to Buy) · Derivative | 19,010 | $0.00 Strike: $72.59 | $0.00 |
DisclosureSEC source: 0001562180-20-000716 · primarydocument.xml · derivative · entry 2 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,010 Underlying: Common Stock · 19,010 shares Expires 2030-01-29 F3 · kind: Non-Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. Read SEC document |
| January 29, 2020 Filed Feb 1, 2020 00:14 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 4,023 | $72.59 | $292,029.57 |
DisclosureSEC source: 0001562180-20-000716 · primarydocument.xml · derivative · entry 1 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,662 Underlying: Common Stock · 4,023 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. Read SEC document |
| September 15, 2019 Filed Sep 18, 2019 01:46 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 3,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004853 · primarydocument.xml · derivative · entry 4 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,639 Underlying: Common Stock · 3,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F5 · derivative.exercise_date: Lapse of restricted stock units. F5 · derivative.expiration_date: Lapse of restricted stock units. Read SEC document |
| September 15, 2019 Filed Sep 18, 2019 01:46 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 1,584 | $72.73 | $115,204.32 |
DisclosureSEC source: 0001562180-19-004853 · primarydocument.xml · nonDerivative · entry 2 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,426.6201 F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Performance Contingent Restricted Stock. Read SEC document |
| September 15, 2019 Filed Sep 18, 2019 01:46 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 3,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004853 · primarydocument.xml · nonDerivative · entry 1 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,010.6201 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the lapse of Table II Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Read SEC document |
| August 20, 2019 Filed Aug 20, 2019 21:32 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 5,748 | $79.34 | $456,034.82 |
DisclosureSEC source: 0001562180-19-004411 · primarydocument.xml · nonDerivative · entry 6 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,403.4373 F2 · price: This transaction was executed in multiple trades at prices ranging from $79.19 to $79.51. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 21:32 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 19,700 | $0.00 Strike: $24.54 | $0.00 |
DisclosureSEC source: 0001562180-19-004411 · primarydocument.xml · derivative · entry 9 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,700 shares Expires 2024-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: SARs (Stock Appreciation Rights) granted under the Ball Corporation Stock and Cash Incentive Plan. The stock appreciation rights vest in four annual installments beginning one year after date of grant. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 21:32 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 32,394 | $0.00 Strike: $33.08 | $0.00 |
DisclosureSEC source: 0001562180-19-004411 · primarydocument.xml · derivative · entry 8 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,394 shares Expires 2025-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: SARs (Stock Appreciation Rights) granted under the Ball Corporation Stock and Cash Incentive Plan. The stock appreciation rights vest in four annual installments beginning one year after date of grant. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 21:32 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 12,496 | $79.62 | $994,939.02 |
DisclosureSEC source: 0001562180-19-004411 · primarydocument.xml · nonDerivative · entry 5 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,151.4373 F1 · price: This transaction was executed in multiple trades at prices ranging from $79.54 to $79.71. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 21:32 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 12,065 | $79.63 | $960,735.95 |
DisclosureSEC source: 0001562180-19-004411 · primarydocument.xml · nonDerivative · entry 4 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,647.4373 Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 21:32 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 21,785 | $79.63 | $1,734,739.55 |
DisclosureSEC source: 0001562180-19-004411 · primarydocument.xml · nonDerivative · entry 3 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,712.4373 Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 21:32 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 32,394 | $33.08 | $1,071,431.55 |
DisclosureSEC source: 0001562180-19-004411 · primarydocument.xml · nonDerivative · entry 2 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,497.4373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 21:32 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 19,700 | $24.54 | $483,339.50 |
DisclosureSEC source: 0001562180-19-004411 · primarydocument.xml · nonDerivative · entry 1 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,103.4373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2019 Filed May 21, 2019 20:01 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 6,708 | $62.14 | $416,837.13 |
DisclosureSEC source: 0001562180-19-003021 · primarydocument.xml · nonDerivative · entry 1 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,374.3227 F1 · price: This transaction was executed in multiple trades at prices ranging from $62.14 to $62.15. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:00 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 19,700 | $0.00 Strike: $24.54 | $0.00 |
DisclosureSEC source: 0001562180-19-002988 · primarydocument.xml · derivative · entry 4 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,700 Underlying: Common Stock · 19,700 shares Expires 2024-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:00 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 12,992 | $62.57 | $812,909.44 |
DisclosureSEC source: 0001562180-19-002988 · primarydocument.xml · nonDerivative · entry 2 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,082.3227 Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:00 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 19,700 | $24.54 | $483,339.50 |
DisclosureSEC source: 0001562180-19-002988 · primarydocument.xml · nonDerivative · entry 1 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,074.3227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 18:00 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 82.9748 | $57.50 | $4,771.05 |
DisclosureSEC source: 0001562180-19-001952 · primarydocument.xml · derivative · entry 1 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,793.4019 Underlying: Common Stock · 84.9748 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| February 25, 2019 Filed Feb 25, 2019 21:33 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 5,066 | $54.93 | $278,275.38 |
DisclosureSEC source: 0001562180-19-001366 · primarydocument.xml · nonDerivative · entry 3 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,347.3983 F3 · price: This transaction was executed in multiple trades at prices ranging from $54.91 to $54.945. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 22, 2019 Filed Feb 25, 2019 21:33 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 2,174.8586 | $54.48 | $118,486.30 |
DisclosureSEC source: 0001562180-19-001366 · primarydocument.xml · derivative · entry 6 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,710.4271 Underlying: Common Stock · 2,174.8586 shares Expires not disclosed F5 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F6 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match. F7 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F7 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:33 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Right (sars) · Derivative | 12,400 | $0.00 Strike: $22.97 | $0.00 |
DisclosureSEC source: 0001562180-19-001366 · primarydocument.xml · derivative · entry 5 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,400 shares Expires 2023-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:33 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 7,334 | $54.48 | $399,556.32 |
DisclosureSEC source: 0001562180-19-001366 · primarydocument.xml · nonDerivative · entry 2 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,413.3983 F2 · kind: Shares withheld to pay for the cost of the SARS and for the payment of the tax obligation on the exercise of the SARS. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:33 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 12,400 | $22.97 | $284,766.00 |
DisclosureSEC source: 0001562180-19-001366 · primarydocument.xml · nonDerivative · entry 1 STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,747.3983 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.