DAVIS CHARLES A

SEC source: 0001127602-22-024076 · form4.xml · derivative · entry 1

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,856.3541

Underlying: Common · 15.7343 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents, will be paid out in cash at the time elected by the reporting person or at such other time determined in accordance with the plan.

F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable.

SEC source: 0001127602-22-019498 · form4.xml · derivative · entry 2

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,594.5516

Underlying: Common · 3.9839 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents, will be paid out in cash at the time elected by the reporting person or at such other time determined in accordance with the plan.

F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable.

SEC source: 0001127602-22-019498 · form4.xml · derivative · entry 1

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,840.6198

Underlying: Common · 16.3363 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents, will be paid out in cash at the time elected by the reporting person or at such other time determined in accordance with the plan.

F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable.

SEC source: 0001127602-22-014903 · form4.xml · nonDerivative · entry 1

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,647

F1 · kind: Restricted stock grant, made pursuant to The Progressive Corporation Amended and Restated 2017 Directors Equity Incentive Plan, and which will vest on April 13, 2023. The Progressive Corporation allowed each director to indicate his or her preference to receive compensation for the 2022-2023 term in the form of 100% restricted stock or 60% restricted stock and 40% cash. The reporting person indicated a preference to receive compensation in the form of 100% restricted stock. After considering such preference, the Compensation Committee granted a restricted stock award representing 100% of the reporting person's compensation for the 2022-2023 term.

SEC source: 0001127602-22-012055 · form4.xml · derivative · entry 2

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,590.5677

Underlying: Common · 4.0924 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents, will be paid out in cash at the time elected by the reporting person or at such other time determined in accordance with the plan.

F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable.

SEC source: 0001127602-22-012055 · form4.xml · derivative · entry 1

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,824.2835

Underlying: Common · 16.7812 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents, will be paid out in cash at the time elected by the reporting person or at such other time determined in accordance with the plan.

F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable.

SEC source: 0001209191-22-003586 · doc4.xml · nonDerivative · entry 1

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,117

F1 · price: Common Shares issued as director's fees using January 14, 2022 closing price of $57.00.

SEC source: 0000080661-22-000040 · wf-form4_164261977573069.xml · derivative · entry 2

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,586.4753

Underlying: Common · 4.1947 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents, will be paid out in cash at the time elected by the reporting person or at such other time determined in accordance with the plan.

F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable.

SEC source: 0000080661-22-000040 · wf-form4_164261977573069.xml · derivative · entry 1

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,807.5023

Underlying: Common · 17.2009 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents, will be paid out in cash at the time elected by the reporting person or at such other time determined in accordance with the plan.

F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable.

SEC source: 0001127602-21-032044 · form4.xml · derivative · entry 2

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,582.2806

Underlying: Common · 65.1478 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents, will be paid out in cash at the time elected by the reporting person or at such other time determined in accordance with the plan.

F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable.

SEC source: 0001127602-21-032044 · form4.xml · derivative · entry 1

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,790.3014

Underlying: Common · 267.148 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents, will be paid out in cash at the time elected by the reporting person or at such other time determined in accordance with the plan.

F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable.

SEC source: 0001127602-21-027220 · form4.xml · derivative · entry 2

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,523.1534

Underlying: Common · 20.316 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents, will be paid out in cash at the time elected by the reporting person or at such other time determined in accordance with the plan.

F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable.

SEC source: 0001127602-21-027220 · form4.xml · derivative · entry 1

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,517.1328

Underlying: Common · 4.9544 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents, will be paid out in cash at the time elected by the reporting person or at such other time determined in accordance with the plan.

F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable.

SEC source: 0001127602-21-022148 · form4.xml · derivative · entry 2

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,512.1784

Underlying: Common · 4.8701 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents, will be paid out in cash at the time elected by the reporting person or at such other time determined in accordance with the plan.

F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable.

SEC source: 0001127602-21-022148 · form4.xml · derivative · entry 1

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,502.8374

Underlying: Common · 19.9706 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents, will be paid out in cash at the time elected by the reporting person or at such other time determined in accordance with the plan.

F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable.

SEC source: 0001127602-21-016761 · form4.xml · nonDerivative · entry 1

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,685

F1 · kind: Restricted stock grant, made pursuant to The Progressive Corporation 2017 Directors Equity Incentive Plan, and which will vest on April 7, 2022. The Progressive Corporation allowed each director to indicate his or her preference to receive compensation for the 2021-2022 term in the form of 100% restricted stock or 60% restricted stock and 40% cash. The reporting person indicated a preference to receive compensation in the form of 100% restricted stock. After considering such preference, the Compensation Committee granted a restricted stock award representing 100% of the reporting person's compensation for the 2021-2022 term.

SEC source: 0001127602-21-013995 · form4.xml · derivative · entry 2

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,507.3083

Underlying: Common · 4.5254 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents, will be paid out in cash at the time elected by the reporting person or at such other time determined in accordance with the plan.

F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable.

SEC source: 0001127602-21-013995 · form4.xml · derivative · entry 1

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,482.8668

Underlying: Common · 18.5572 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents, will be paid out in cash at the time elected by the reporting person or at such other time determined in accordance with the plan.

F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable.

SEC source: 0001127602-21-012866 · form4.xml · nonDerivative · entry 1

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,653.9

F1 · ownership.direct: The total amount of securities reported as directly owned in Column 5 includes 5.308 shares acquired on March 15, 2021, pursuant to a dividend reinvestment feature of the Company's Directors' Compensation Plan, the provisions of which are substantially similar to the dividend reinvestment features of the broad-based dividend reinvestment plan available generally to Company stockholders.

SEC source: 0001209191-21-004449 · doc4.xml · nonDerivative · entry 1

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,083

F1 · price: Common Shares issued as director's fees using January 15, 2021 closing price of $50.92.

SEC source: 0001127602-21-002057 · form4.xml · derivative · entry 2

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,502.7829

Underlying: Common · 210.197 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents, will be paid out in cash at the time elected by the reporting person or at such other time determined in accordance with the plan.

F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable.

SEC source: 0001127602-21-002057 · form4.xml · derivative · entry 1

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,464.3097

Underlying: Common · 861.943 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents, will be paid out in cash at the time elected by the reporting person or at such other time determined in accordance with the plan.

F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable.

SEC source: 0001127602-21-000354 · form4.xml · nonDerivative · entry 1

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,518.969

F1 · ownership.direct: The total amount of securities reported as directly owned in Column 5 includes 6.139 shares acquired on December 15, 2020, pursuant to a dividend reinvestment feature of the Company's Directors' Compensation Plan, the provisions of which are substantially similar to the dividend reinvestment features of the broad-based dividend reinvestment plan available generally to Company stockholders.

SEC source: 0001127602-20-027137 · form4.xml · derivative · entry 2

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,292.5895

Underlying: Common · 4.4 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents, will be paid out in cash at the time elected by the reporting person or at such other time determined in accordance with the plan.

F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable.

SEC source: 0001127602-20-027137 · form4.xml · derivative · entry 1

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,602.3667

Underlying: Common · 18.028 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents, will be paid out in cash at the time elected by the reporting person or at such other time determined in accordance with the plan.

F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable.

SEC source: 0001127602-20-026421 · form4.xml · nonDerivative · entry 1

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,248.682

F1 · ownership.direct: The total amount of securities reported as directly owned in Column 5 includes 5.522 shares acquired on September 15, 2020, pursuant to a dividend reinvestment feature of the Company's Directors' Compensation Plan, the provisions of which are substantially similar to the dividend reinvestment features of the broad-based dividend reinvestment plan available generally to Company stockholders.

SEC source: 0001209191-20-048556 · doc4.xml · nonDerivative · entry 2

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,777,806

F1 · kind: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

F3 · price: The reported price is a weighted average price. These shares of AXS Common Stock were purchased in multiple transactions at prices ranging from $44.75 to $45.50 per share. Mr. Davis undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of AXS Common Stock purchased at each separate price within the range set forth in this footnote.

F1 · ownership.nature: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

SEC source: 0001209191-20-048556 · doc4.xml · nonDerivative · entry 1

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,702,249

F1 · kind: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

F2 · price: The reported price is a weighted average price. These shares of AXS Common Stock were purchased in multiple transactions at prices ranging from $45.13 to $45.75 per share. Mr. Davis undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of AXS Common Stock purchased at each separate price within the range set forth in this footnote.

F1 · ownership.nature: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

SEC source: 0001209191-20-048265 · doc4.xml · nonDerivative · entry 2

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,314,079

F1 · kind: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

F3 · price: The reported price is a weighted average price. These shares of AXS Common Stock were purchased in multiple transactions at prices ranging from $45.49 to $45.75 per share. Mr. Davis undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of AXS Common Stock purchased at each separate price within the range set forth in this footnote.

F1 · ownership.nature: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

SEC source: 0001209191-20-048265 · doc4.xml · nonDerivative · entry 1

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,252,664

F1 · kind: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

F2 · price: The reported price is a weighted average price. These shares of AXS Common Stock were purchased in multiple transactions at prices ranging from $44.77 to $45.25 per share. Mr. Davis undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of AXS Common Stock purchased at each separate price within the range set forth in this footnote.

F1 · ownership.nature: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

SEC source: 0001209191-20-047956 · doc4.xml · nonDerivative · entry 2

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,002,664

F1 · kind: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

F3 · price: The reported price is a weighted average price. These shares of AXS Common Stock were purchased in multiple transactions at prices ranging from $45.24 to $45.71 per share. Mr. Davis undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of AXS Common Stock purchased at each separate price within the range set forth in this footnote.

F1 · ownership.nature: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

SEC source: 0001209191-20-047956 · doc4.xml · nonDerivative · entry 1

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,702,664

F1 · kind: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

F2 · price: The reported price is a weighted average price. These shares of AXS Common Stock were purchased in multiple transactions at prices ranging from $45.56 to $46.00 per share. Mr. Davis undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of AXS Common Stock purchased at each separate price within the range set forth in this footnote.

F1 · ownership.nature: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

SEC source: 0001209191-20-047310 · doc4.xml · nonDerivative · entry 3

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,500,769

F1 · kind: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

F4 · price: The reported price is a weighted average price. These shares of AXS Common Stock were purchased in multiple transactions at prices ranging from $45.51 to $46.00 per share. Mr. Davis undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of AXS Common Stock purchased at each separate price within the range set forth in this footnote.

F1 · ownership.nature: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

SEC source: 0001209191-20-047310 · doc4.xml · nonDerivative · entry 2

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,150,769

F1 · kind: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

F3 · price: The reported price is a weighted average price. These shares of AXS Common Stock were purchased in multiple transactions at prices ranging from $45.45 to $46.00 per share. Mr. Davis undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of AXS Common Stock purchased at each separate price within the range set forth in this footnote.

F1 · ownership.nature: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

SEC source: 0001209191-20-047310 · doc4.xml · nonDerivative · entry 1

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,879,501

F1 · kind: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

F2 · price: The reported price is a weighted average price. These shares of AXS Common Stock were purchased in multiple transactions at prices ranging from $45.52 to $46.00 per share. Mr. Davis undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of AXS Common Stock purchased at each separate price within the range set forth in this footnote.

F1 · ownership.nature: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

SEC source: 0001209191-20-046816 · doc4.xml · nonDerivative · entry 1

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,670,173

F1 · kind: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

F2 · price: The reported price is a weighted average price. These shares of AXS Common Stock were purchased in multiple transactions at prices ranging from $45.85 to $46.00 per share. Mr. Davis undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of AXS Common Stock purchased at each separate price within the range set forth in this footnote.

F1 · ownership.nature: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

SEC source: 0001209191-20-046459 · doc4.xml · nonDerivative · entry 4

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,612,201

F1 · kind: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

F4 · price: The reported price is a weighted average price. These shares of AXS Common Stock were purchased in multiple transactions at prices ranging from $45.985 to $46.00 per share. Mr. Davis undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of AXS Common Stock purchased at each separate price within the range set forth in this footnote.

F1 · ownership.nature: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

SEC source: 0001209191-20-046459 · doc4.xml · nonDerivative · entry 3

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,529,126

F1 · kind: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

F1 · ownership.nature: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

SEC source: 0001209191-20-046459 · doc4.xml · nonDerivative · entry 2

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,508,510

F1 · kind: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

F3 · price: The reported price is a weighted average price. These shares of AXS Common Stock were purchased in multiple transactions at prices ranging from $45.00 to $45.99 per share. Mr. Davis undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of AXS Common Stock purchased at each separate price within the range set forth in this footnote.

F1 · ownership.nature: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

SEC source: 0001209191-20-046459 · doc4.xml · nonDerivative · entry 1

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,279,126

F1 · kind: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

F2 · price: The reported price is a weighted average price. These shares of AXS Common Stock were purchased in multiple transactions at prices ranging from $44.35 to $44.75 per share. Mr. Davis undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of AXS Common Stock purchased at each separate price within the range set forth in this footnote.

F1 · ownership.nature: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

SEC source: 0001209191-20-045934 · doc4.xml · nonDerivative · entry 2

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,115,733

F1 · kind: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

F3 · price: The reported price is a weighted average price. These shares of AXS Common Stock were purchased in multiple transactions at prices ranging from $42.99 to $43.50 per share. Mr. Davis undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of AXS Common Stock purchased at each separate price within the range set forth in this footnote.

F1 · ownership.nature: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

SEC source: 0001209191-20-045934 · doc4.xml · nonDerivative · entry 1

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,765,733

F1 · kind: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

F2 · price: The reported price is a weighted average price. These shares of AXS Common Stock were purchased in multiple transactions at prices ranging from $42.75 to $43.49 per share. Mr. Davis undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of AXS Common Stock purchased at each separate price within the range set forth in this footnote.

F1 · ownership.nature: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

SEC source: 0001209191-20-045462 · doc4.xml · nonDerivative · entry 3

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,415,733

F1 · kind: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

F3 · price: The reported price is a weighted average price. These shares of AXS Common Stock were purchased in multiple transactions at prices ranging from $42.59 to $43.00 per share. Mr. Davis undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of AXS Common Stock purchased at each separate price within the range set forth in this footnote.

F1 · ownership.nature: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

SEC source: 0001209191-20-045462 · doc4.xml · nonDerivative · entry 2

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,315,933

F1 · kind: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

F1 · ownership.nature: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

SEC source: 0001209191-20-045462 · doc4.xml · nonDerivative · entry 1

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,315,733

F1 · kind: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

F2 · price: The reported price is a weighted average price. These shares of AXS Common Stock were purchased in multiple transactions at prices ranging from $40.54 to $41.14 per share. Mr. Davis undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of AXS Common Stock purchased at each separate price within the range set forth in this footnote.

F1 · ownership.nature: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

SEC source: 0001209191-20-044730 · doc4.xml · nonDerivative · entry 3

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,873,733

F1 · kind: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

F4 · price: The reported price is a weighted average price. These shares of AXS Common Stock were purchased in multiple transactions at prices ranging from $41.36 to $42.359 per share. Mr. Davis undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of AXS Common Stock purchased at each separate price within the range set forth in this footnote.

F1 · ownership.nature: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

SEC source: 0001209191-20-044730 · doc4.xml · nonDerivative · entry 2

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,738,176

F1 · kind: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

F3 · price: The reported price is a weighted average price. These shares of AXS Common Stock were purchased in multiple transactions at prices ranging from $40.36 to $41.359 per share. Mr. Davis undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of AXS Common Stock purchased at each separate price within the range set forth in this footnote.

F1 · ownership.nature: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

SEC source: 0001209191-20-044730 · doc4.xml · nonDerivative · entry 1

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,673,733

F1 · kind: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

F2 · price: The reported price is a weighted average price. These shares of AXS Common Stock were purchased in multiple transactions at prices ranging from $39.62 to $40.49 per share. Mr. Davis undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of AXS Common Stock purchased at each separate price within the range set forth in this footnote.

F1 · ownership.nature: These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.

SEC source: 0001127602-20-021665 · form4.xml · derivative · entry 2

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,288.1895

Underlying: Common · 5.0143 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents, will be paid out in cash at the time elected by the reporting person or at such other time determined in accordance with the plan.

F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable.

SEC source: 0001127602-20-021665 · form4.xml · derivative · entry 1

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,584.3387

Underlying: Common · 20.5617 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents, will be paid out in cash at the time elected by the reporting person or at such other time determined in accordance with the plan.

F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable.