Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Trade Desk, Inc.TTD · Entity 3752 | Director | January 04, 2021 | January 06, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Trade Desk, Inc.
Report date January 04, 2021 · Filed January 06, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 19,405 |
Ending reported balance
After 2021-01-04 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2021-01-04 · Conversion · Acquired 858 · Balance 20,263 Row 2 · 2021-01-04 · Sale · Disposed 340 · Balance 19,923 F1: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $802.40 to $803.13, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Row 3 · 2021-01-04 · Sale · Disposed 374 · Balance 19,549 F1: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $803.73 to $804.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Row 4 · 2021-01-04 · Sale · Disposed 144 · Balance 19,405 F1: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $804.77 to $804.86, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2021-01-04 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-01-04 · Conversion · Disposed 858 · Balance 0 F5: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances. F6: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Spouse | 7,639 |
Reported balance
Holding disclosure · report date 2021-01-04 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 7,639 |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $802.40 to $803.13, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $803.73 to $804.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $804.77 to $804.86, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances.
F6: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2017 Filed May 3, 2017 21:18 UTC | Trade Desk, Inc. TTD · Entity 3752 | ConversionClass B Common Stock · Derivative | 28,668 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029728 · doc4.xml · derivative · entry 10 Stempeck Brian John · CIK 0001671413 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Class A Common Stock · 28,668 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances. F5 · derivative.expiration_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:18 UTC | Trade Desk, Inc. TTD · Entity 3752 | Exercise / conversionClass B Common Stock · Derivative | 28,668 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029728 · doc4.xml · derivative · entry 9 Stempeck Brian John · CIK 0001671413 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,668 Underlying: Class A Common Stock · 28,668 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances. F5 · derivative.expiration_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:18 UTC | Trade Desk, Inc. TTD · Entity 3752 | Exercise / conversionEmployee Stock Option Exercise (Right to Buy) · Derivative | 28,668 | $0.00 Strike: $0.17 | $0.00 |
DisclosureSEC source: 0001209191-17-029728 · doc4.xml · derivative · entry 8 Stempeck Brian John · CIK 0001671413 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,332 Underlying: Class B Common Stock · 28,668 shares Expires 2022-10-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option was granted on October 17, 2012, the vesting commencement date ("VCD"). One forty-eighth (1/48th) of the shares subject to the option vest on the first monthly anniversary of the VCD, with one forty-eighth (1/48th) of the shares subject to the original grant vesting on each monthly anniversary thereafter, subject to continued employment with the Issuer through the applicable vesting dates. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:18 UTC | Trade Desk, Inc. TTD · Entity 3752 | ConversionClass B Common Stock · Derivative | 6,332 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029728 · doc4.xml · derivative · entry 7 Stempeck Brian John · CIK 0001671413 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Class A Common Stock · 6,332 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances. F5 · derivative.expiration_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:18 UTC | Trade Desk, Inc. TTD · Entity 3752 | Exercise / conversionClass B Common Stock · Derivative | 6,332 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029728 · doc4.xml · derivative · entry 6 Stempeck Brian John · CIK 0001671413 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,332 Underlying: Class A Common Stock · 6,332 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances. F5 · derivative.expiration_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:18 UTC | Trade Desk, Inc. TTD · Entity 3752 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,332 | $0.00 Strike: $0.07 | $0.00 |
DisclosureSEC source: 0001209191-17-029728 · doc4.xml · derivative · entry 5 Stempeck Brian John · CIK 0001671413 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 6,332 shares Expires 2021-07-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option was granted on July 8, 2011, the vesting commencement date ("VCD"). One forty-eighth (1/48th) of the shares subject to the option vest on the first monthly anniversary of the VCD, with one forty-eighth (1/48th) of the shares subject to the original grant vesting on each monthly anniversary thereafter, subject to continued employment with the Issuer through the applicable vesting dates. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:18 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 28,668 | $37.48 | $1,074,476.64 |
DisclosureSEC source: 0001209191-17-029728 · doc4.xml · nonDerivative · entry 4 Stempeck Brian John · CIK 0001671413 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,900 F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.04 to $37.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:18 UTC | Trade Desk, Inc. TTD · Entity 3752 | ConversionClass A Common Stock | 28,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029728 · doc4.xml · nonDerivative · entry 3 Stempeck Brian John · CIK 0001671413 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,568 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:18 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 6,332 | $36.97 | $234,094.04 |
DisclosureSEC source: 0001209191-17-029728 · doc4.xml · nonDerivative · entry 2 Stempeck Brian John · CIK 0001671413 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,900 F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.87 to $37.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:18 UTC | Trade Desk, Inc. TTD · Entity 3752 | ConversionClass A Common Stock | 6,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029728 · doc4.xml · nonDerivative · entry 1 Stempeck Brian John · CIK 0001671413 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,232 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 17:14 UTC | Trade Desk, Inc. TTD · Entity 3752 | ConversionClass B Common Stock · Derivative | 35,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025507 · doc4.xml · derivative · entry 5 Stempeck Brian John · CIK 0001671413 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Class A Common Stock · 35,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances. F4 · derivative.expiration_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 17:14 UTC | Trade Desk, Inc. TTD · Entity 3752 | Exercise / conversionClass B Common Stock · Derivative | 35,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025507 · doc4.xml · derivative · entry 4 Stempeck Brian John · CIK 0001671413 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,000 Underlying: Class A Common Stock · 35,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances. F4 · derivative.expiration_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 17:14 UTC | Trade Desk, Inc. TTD · Entity 3752 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $0.07 | $0.00 |
DisclosureSEC source: 0001209191-17-025507 · doc4.xml · derivative · entry 3 Stempeck Brian John · CIK 0001671413 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,332 Underlying: Class B Common Stock · 35,000 shares Expires 2021-07-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option was granted on July 8, 2011, the vesting commencement date ("VCD"). One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 17:14 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 35,000 | $37.17 | $1,300,855.50 |
DisclosureSEC source: 0001209191-17-025507 · doc4.xml · nonDerivative · entry 2 Stempeck Brian John · CIK 0001671413 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,900 F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.86 to $37.61, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 17:14 UTC | Trade Desk, Inc. TTD · Entity 3752 | ConversionClass A Common Stock | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025507 · doc4.xml · nonDerivative · entry 1 Stempeck Brian John · CIK 0001671413 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 23:39 UTC | Trade Desk, Inc. TTD · Entity 3752 | ConversionClass B Common Stock · Derivative | 35,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023624 · doc4.xml · derivative · entry 7 Stempeck Brian John · CIK 0001671413 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Class A Common Stock · 35,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances. F6 · derivative.expiration_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 23:39 UTC | Trade Desk, Inc. TTD · Entity 3752 | Exercise / conversionClass B Common Stock · Derivative | 35,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023624 · doc4.xml · derivative · entry 6 Stempeck Brian John · CIK 0001671413 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,000 Underlying: Class A Common Stock · 35,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances. F6 · derivative.expiration_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 23:39 UTC | Trade Desk, Inc. TTD · Entity 3752 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $0.07 | $0.00 |
DisclosureSEC source: 0001209191-17-023624 · doc4.xml · derivative · entry 5 Stempeck Brian John · CIK 0001671413 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,332 Underlying: Class B Common Stock · 35,000 shares Expires 2021-07-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option was granted on July 8, 2011, the vesting commencement date ("VCD"). One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 23:39 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 8,716 | $37.45 | $326,432.50 |
DisclosureSEC source: 0001209191-17-023624 · doc4.xml · nonDerivative · entry 4 Stempeck Brian John · CIK 0001671413 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,900 F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.02 to $37.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 23:39 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 2,869 | $36.54 | $104,834.12 |
DisclosureSEC source: 0001209191-17-023624 · doc4.xml · nonDerivative · entry 3 Stempeck Brian John · CIK 0001671413 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,616 F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.013 to $37.000, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 23:39 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 23,415 | $35.43 | $829,518.52 |
DisclosureSEC source: 0001209191-17-023624 · doc4.xml · nonDerivative · entry 2 Stempeck Brian John · CIK 0001671413 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,485 F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.93 to $35.78, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 23:39 UTC | Trade Desk, Inc. TTD · Entity 3752 | ConversionClass A Common Stock | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023624 · doc4.xml · nonDerivative · entry 1 Stempeck Brian John · CIK 0001671413 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 23:17 UTC | Trade Desk, Inc. TTD · Entity 3752 | Exercise / conversionClass B Common Stock · Derivative | 90,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022681 · doc4.xml · derivative · entry 2 Stempeck Brian John · CIK 0001671413 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Class A Common Stock · 90,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time. F2 · derivative.expiration_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time. Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 23:17 UTC | Trade Desk, Inc. TTD · Entity 3752 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 90,000 | $0.00 Strike: $0.17 | $0.00 |
DisclosureSEC source: 0001209191-17-022681 · doc4.xml · derivative · entry 1 Stempeck Brian John · CIK 0001671413 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,000 Underlying: Class B Common Stock · 90,000 shares Expires 2022-10-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option was granted on October 17, 2012, the vesting commencement date ("VCD"). One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 21:29 UTC | Trade Desk, Inc. TTD · Entity 3752 | ConversionClass B Common Stock · Derivative | 227,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018314 · doc4.xml · derivative · entry 3 Stempeck Brian John · CIK 0001671413 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Class A Common Stock · 227,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time. F1 · derivative.exercise_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time. F1 · derivative.expiration_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 21:29 UTC | Trade Desk, Inc. TTD · Entity 3752 | SaleClass A Common Stock | 227,000 | $35.50 | $8,058,500.00 |
DisclosureSEC source: 0001209191-17-018314 · doc4.xml · nonDerivative · entry 2 Stempeck Brian John · CIK 0001671413 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,900 Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 21:29 UTC | Trade Desk, Inc. TTD · Entity 3752 | ConversionClass A Common Stock | 227,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018314 · doc4.xml · nonDerivative · entry 1 Stempeck Brian John · CIK 0001671413 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time. Read SEC document |
| February 27, 2017 Filed Mar 2, 2017 01:46 UTC | Trade Desk, Inc. TTD · Entity 3752 | Exercise / conversionClass B Common Stock · Derivative | 212,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016214 · doc4.xml · derivative · entry 6 Stempeck Brian John · CIK 0001671413 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,000 Underlying: Class A Common Stock · 212,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time. F6 · derivative.expiration_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time. Read SEC document |
| February 27, 2017 Filed Mar 2, 2017 01:46 UTC | Trade Desk, Inc. TTD · Entity 3752 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 57,001 | $0.00 Strike: $0.07 | $0.00 |
DisclosureSEC source: 0001209191-17-016214 · doc4.xml · derivative · entry 5 Stempeck Brian John · CIK 0001671413 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,332 Underlying: Class B Common Stock · 57,001 shares Expires 2021-07-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option was granted on July 8, 2011, the vesting commencement date ("VCD"). One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates. Read SEC document |
| February 27, 2017 Filed Mar 2, 2017 01:46 UTC | Trade Desk, Inc. TTD · Entity 3752 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 33,333 | $0.00 Strike: $0.07 | $0.00 |
DisclosureSEC source: 0001209191-17-016214 · doc4.xml · derivative · entry 4 Stempeck Brian John · CIK 0001671413 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 33,333 shares Expires 2021-04-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option was granted on April 4, 2011, the vesting commencement date ("VCD"). One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates. Read SEC document |
| February 27, 2017 Filed Mar 2, 2017 01:46 UTC | Trade Desk, Inc. TTD · Entity 3752 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 33,333 | $0.00 Strike: $0.07 | $0.00 |
DisclosureSEC source: 0001209191-17-016214 · doc4.xml · derivative · entry 3 Stempeck Brian John · CIK 0001671413 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 33,333 shares Expires 2021-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option was granted on February 28, 2011, the vesting commencement date ("VCD"). One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates. Read SEC document |
| February 27, 2017 Filed Mar 2, 2017 01:46 UTC | Trade Desk, Inc. TTD · Entity 3752 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 33,333 | $0.00 Strike: $0.07 | $0.00 |
DisclosureSEC source: 0001209191-17-016214 · doc4.xml · derivative · entry 2 Stempeck Brian John · CIK 0001671413 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 33,333 shares Expires 2020-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option was granted on October 12, 2010, the vesting commencement date ("VCD"). One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates. Read SEC document |
| February 27, 2017 Filed Mar 2, 2017 01:46 UTC | Trade Desk, Inc. TTD · Entity 3752 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 55,000 | $0.00 Strike: $0.07 | $0.00 |
DisclosureSEC source: 0001209191-17-016214 · doc4.xml · derivative · entry 1 Stempeck Brian John · CIK 0001671413 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 55,000 shares Expires 2020-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option was granted on July 23, 2010 with a vesting commencement date ("VCD") of June 21, 2010. One-fourth (1/4th) of the shares subject to the option vest on the first anniversary of the VCD, with one forty-eighth (1/48th) of the shares subject to the original grant vesting on each monthly anniversary thereafter, subject to continued employment with the Issuer through the applicable vesting dates. Read SEC document |
| December 23, 2016 Filed Dec 29, 2016 01:54 UTC | Trade Desk, Inc. TTD · Entity 3752 | GrantEmployee Stock Option (Right to Buy) · Derivative | 43,300 | $0.00 Strike: $30.15 | $0.00 |
DisclosureSEC source: 0001179110-16-033532 · edgar.xml · derivative · entry 2 Stempeck Brian John · CIK 0001671413 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,300 Underlying: Class A Common Stock · 43,300 shares Expires 2026-12-22 F2 · derivative.exercise_date: The option was granted on December 23, 2016, with a vesting commencement date ("VCD") of December 1, 2016. One forty-eighth (1/48th) of the shares subject to the option vest on the first monthly anniversary of the VCD, with one forty-eighth (1/48th ) of the shares subject to the original grant vesting on each monthly anniversary thereafter, subject to continued employment with the Issuer through the applicable vesting dates. Read SEC document |
| December 23, 2016 Filed Dec 29, 2016 01:54 UTC | Trade Desk, Inc. TTD · Entity 3752 | GrantClass A Common Stock | 23,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-033532 · edgar.xml · nonDerivative · entry 1 Stempeck Brian John · CIK 0001671413 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,900 F1 · shares: Represents restricted stock with a vesting commencement date ("VCD") of December 1, 2016, and which vests as to one-fourth of the granted shares on each anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates. Read SEC document |
| October 14, 2016 Filed Oct 18, 2016 15:44 UTC | Trade Desk, Inc. TTD · Entity 3752 | Exercise / conversionClass B Common Stock · Derivative | 30,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-16-150663 · a4.xml · derivative · entry 2 Stempeck Brian John · CIK 0001671413 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Class A Common Stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's Amended and Restated Certificate of Incorporation. F3 · derivative.exercise_date: All shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represent less than ten percent (10%) of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock or (ii) a date specified by the holders of at least sixty-six and two-thirds percent (66 2/3%) of the outstanding shares of Class B Common Stock. F2 · derivative.expiration_date: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's Amended and Restated Certificate of Incorporation. Read SEC document |
| October 14, 2016 Filed Oct 18, 2016 15:44 UTC | Trade Desk, Inc. TTD · Entity 3752 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $0.07 | $0.00 |
DisclosureSEC source: 0001104659-16-150663 · a4.xml · derivative · entry 1 Stempeck Brian John · CIK 0001671413 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Underlying: Class B Common Stock · 30,000 shares Expires 2020-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option was granted on July 23, 2010 with a vesting commencement date ("VCD") of June 21, 2010. One-fourth (1/4th) of the shares subject to the option vest on the first anniversary of the VCD, with one forty-eighth (1/48th) of the shares subject to the original grant vesting on each monthly anniversary thereafter, subject to continued employment with the Issuer through the applicable vesting dates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.