Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Okta, Inc.OKTA · Entity 3154 | See Remarks | January 08, 2021 | January 12, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Okta, Inc.
Report date January 08, 2021 · Filed January 12, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 31,559 |
Ending reported balance
After 2021-01-08 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2021-01-08 · Conversion · Acquired 50,000 · Balance 81,559 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Row 2 · 2021-01-08 · Sale · Disposed 1,397 · Balance 80,162 F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $247.72 to $248.666 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 3 · 2021-01-08 · Sale · Disposed 5,343 · Balance 74,819 F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $248.945 to $249.935 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 4 · 2021-01-08 · Sale · Disposed 6,889 · Balance 67,930 F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F5: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $250.258 to $251.18 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 5 · 2021-01-08 · Sale · Disposed 14,303 · Balance 53,627 F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F6: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $251.292 to $252.27 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 6 · 2021-01-08 · Sale · Disposed 17,061 · Balance 36,566 F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F7: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $252.305 to $253.292 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 7 · 2021-01-08 · Sale · Disposed 3,907 · Balance 32,659 F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F8: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $253.37 to $254.137 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 8 · 2021-01-08 · Sale · Disposed 1,100 · Balance 31,559 F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.97 · Expires 2026-10-23 | Direct | 138,852 |
Reported balance
After 2021-01-08 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-01-08 · Exercise / conversion · Disposed 50,000 · Balance 138,852 F9: The shares subject to the option are fully vested and exercisable by the Reporting Person. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.21 · Expires 2028-03-21 | Direct | 58,500 |
Reported balance
Holding disclosure · report date 2021-01-08 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 58,500 F10: 25% of the shares subject to the option vested on February 1, 2019, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $82.16 · Expires 2029-03-24 | Direct | 39,024 |
Reported balance
Holding disclosure · report date 2021-01-08 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 39,024 F11: 25% of the shares subject to the option vested on February 1, 2020, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $142.47 · Expires 2030-04-14 | Direct | 26,790 |
Reported balance
Holding disclosure · report date 2021-01-08 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 26,790 F12: 25% of the shares subject to the option shall vest on February 1, 2021, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 50,000 |
Reported balance
After 2021-01-08 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2021-01-08 · Exercise / conversion · Acquired 50,000 · Balance 50,000 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-01-08 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2021-01-08 · Conversion · Disposed 50,000 · Balance 0 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 7,907 |
Reported balance
Holding disclosure · report date 2021-01-08 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 7,907 F13: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F14: 25% of the shares underlying the RSU vested on March 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 10,102 |
Reported balance
Holding disclosure · report date 2021-01-08 · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · Balance 10,102 F13: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F15: 25% of the shares underlying the RSU vested on March 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 241 |
Reported balance
Holding disclosure · report date 2021-01-08 · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · Balance 241 F13: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F16: 17% of the shares underlying the RSU vested on June 15, 2020, 33% of the shares underlying the RSU vested on September 15, 2020, 39% of the shares underlying the RSU vested on December 15, 2020, and the remaining 11% of the shares underlying the RSU shall vest on March 15, 2021, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 12,683 |
Reported balance
Holding disclosure · report date 2021-01-08 · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · Balance 12,683 F13: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F17: 25% of the shares underlying the RSU shall vest on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
F3: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $247.72 to $248.666 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $248.945 to $249.935 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $250.258 to $251.18 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $251.292 to $252.27 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $252.305 to $253.292 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $253.37 to $254.137 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9: The shares subject to the option are fully vested and exercisable by the Reporting Person.
F10: 25% of the shares subject to the option vested on February 1, 2019, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F11: 25% of the shares subject to the option vested on February 1, 2020, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F12: 25% of the shares subject to the option shall vest on February 1, 2021, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F13: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
F14: 25% of the shares underlying the RSU vested on March 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F15: 25% of the shares underlying the RSU vested on March 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F16: 17% of the shares underlying the RSU vested on June 15, 2020, 33% of the shares underlying the RSU vested on September 15, 2020, 39% of the shares underlying the RSU vested on December 15, 2020, and the remaining 11% of the shares underlying the RSU shall vest on March 15, 2021, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F17: 25% of the shares underlying the RSU shall vest on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 10, 2019 Filed Apr 12, 2019 17:02 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $8.97 | $0.00 |
DisclosureSEC source: 0001209191-19-024493 · doc4.xml · derivative · entry 5 Race Charles · CIK 0001615160 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,110,000 Underlying: Class B Common Stock · 30,000 shares Expires 2026-10-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 25% of the shares subject to the option vested on October 20, 2017 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 17:02 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 4,200 | $93.76 | $393,778.56 |
DisclosureSEC source: 0001209191-19-024493 · doc4.xml · nonDerivative · entry 4 Race Charles · CIK 0001615160 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,590 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.56 to $94.01 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 17:02 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 18,500 | $93.11 | $1,722,514.65 |
DisclosureSEC source: 0001209191-19-024493 · doc4.xml · nonDerivative · entry 3 Race Charles · CIK 0001615160 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,790 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.55 to $93.53 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 17:02 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 7,300 | $92.03 | $671,792.72 |
DisclosureSEC source: 0001209191-19-024493 · doc4.xml · nonDerivative · entry 2 Race Charles · CIK 0001615160 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,290 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.54 to $92.53 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 17:02 UTC | Okta, Inc. OKTA · Entity 3154 | ConversionClass A Common Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-024493 · doc4.xml · nonDerivative · entry 1 Race Charles · CIK 0001615160 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 17:29 UTC | Okta, Inc. OKTA · Entity 3154 | GrantRestricted Stock Units · Derivative | 17,959 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021453 · doc4.xml · derivative · entry 3 Race Charles · CIK 0001615160 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,959 Underlying: Class A Common Stock · 17,959 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: 25% of the shares underlying the RSU shall vest on March 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. F3 · derivative.expiration_date: 25% of the shares underlying the RSU shall vest on March 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 17:29 UTC | Okta, Inc. OKTA · Entity 3154 | GrantEmployee Stock Option (Right to Buy) · Derivative | 39,024 | $0.00 Strike: $82.16 | $0.00 |
DisclosureSEC source: 0001209191-19-021453 · doc4.xml · derivative · entry 2 Race Charles · CIK 0001615160 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,024 Underlying: Class A Common Stock · 39,024 shares Expires 2029-03-24 F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest on February 1, 2020, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 17:08 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 2,887 | $80.93 | $233,644.91 |
DisclosureSEC source: 0001209191-19-020801 · doc4.xml · nonDerivative · entry 2 Race Charles · CIK 0001615160 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,590 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $80.03 to $82.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 17:08 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 5,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020801 · doc4.xml · derivative · entry 4 Race Charles · CIK 0001615160 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,792 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F4 · derivative.exercise_date: 100% of the shares underlying the RSU vested on March 19, 2019. F4 · derivative.expiration_date: 100% of the shares underlying the RSU vested on March 19, 2019. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 17:08 UTC | Okta, Inc. OKTA · Entity 3154 | GrantRestricted Stock Units · Derivative | 5,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020801 · doc4.xml · derivative · entry 3 Race Charles · CIK 0001615160 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,792 Underlying: Class A Common Stock · 5,792 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F4 · derivative.exercise_date: 100% of the shares underlying the RSU vested on March 19, 2019. F4 · derivative.expiration_date: 100% of the shares underlying the RSU vested on March 19, 2019. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 17:08 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 5,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020801 · doc4.xml · nonDerivative · entry 1 Race Charles · CIK 0001615160 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,477 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 18, 2019 Filed Mar 19, 2019 17:21 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 3,176 | $82.31 | $261,425.14 |
DisclosureSEC source: 0001209191-19-020382 · doc4.xml · nonDerivative · entry 2 Race Charles · CIK 0001615160 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,685 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $80.88 to $84.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 17:21 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 6,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020382 · doc4.xml · derivative · entry 3 Race Charles · CIK 0001615160 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,975 Underlying: Class A Common Stock · 6,325 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F4 · derivative.exercise_date: 25% of the shares underlying the RSU vested on March 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. F4 · derivative.expiration_date: 25% of the shares underlying the RSU vested on March 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 17:21 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 6,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020382 · doc4.xml · nonDerivative · entry 1 Race Charles · CIK 0001615160 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,861 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 17:01 UTC | Okta, Inc. OKTA · Entity 3154 | ConversionClass B Common Stock · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019192 · doc4.xml · derivative · entry 7 Race Charles · CIK 0001615160 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 17:01 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass B Common Stock · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019192 · doc4.xml · derivative · entry 6 Race Charles · CIK 0001615160 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Class A Common Stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 17:01 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $8.97 | $0.00 |
DisclosureSEC source: 0001209191-19-019192 · doc4.xml · derivative · entry 5 Race Charles · CIK 0001615160 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,140,000 Underlying: Class B Common Stock · 30,000 shares Expires 2026-10-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 25% of the shares subject to the option vested on October 20, 2017 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 17:01 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 11,779 | $80.12 | $943,785.31 |
DisclosureSEC source: 0001209191-19-019192 · doc4.xml · nonDerivative · entry 4 Race Charles · CIK 0001615160 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,536 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.565 to $80.92 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 17:01 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 13,235 | $80.84 | $1,069,917.40 |
DisclosureSEC source: 0001209191-19-019192 · doc4.xml · nonDerivative · entry 3 Race Charles · CIK 0001615160 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,315 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.50 to $80.49 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 17:01 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 4,986 | $78.74 | $392,622.07 |
DisclosureSEC source: 0001209191-19-019192 · doc4.xml · nonDerivative · entry 2 Race Charles · CIK 0001615160 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,550 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.50 to $79.48 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 17:01 UTC | Okta, Inc. OKTA · Entity 3154 | ConversionClass A Common Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019192 · doc4.xml · nonDerivative · entry 1 Race Charles · CIK 0001615160 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,536 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 17:05 UTC | Okta, Inc. OKTA · Entity 3154 | ConversionClass B Common Stock · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009714 · doc4.xml · derivative · entry 7 Race Charles · CIK 0001615160 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 17:05 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass B Common Stock · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009714 · doc4.xml · derivative · entry 6 Race Charles · CIK 0001615160 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Class A Common Stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 17:05 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $8.97 | $0.00 |
DisclosureSEC source: 0001209191-19-009714 · doc4.xml · derivative · entry 5 Race Charles · CIK 0001615160 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,170,000 Underlying: Class B Common Stock · 30,000 shares Expires 2026-10-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: 25% of the shares subject to the option vested on October 20, 2017 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 17:05 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 17,073 | $84.19 | $1,437,380.99 |
DisclosureSEC source: 0001209191-19-009714 · doc4.xml · nonDerivative · entry 4 Race Charles · CIK 0001615160 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,536 F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F6 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.97 to $84.58 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 17:05 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 8,827 | $83.50 | $737,030.67 |
DisclosureSEC source: 0001209191-19-009714 · doc4.xml · nonDerivative · entry 3 Race Charles · CIK 0001615160 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,609 F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.97 to $83.96 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 17:05 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 4,100 | $82.52 | $338,316.01 |
DisclosureSEC source: 0001209191-19-009714 · doc4.xml · nonDerivative · entry 2 Race Charles · CIK 0001615160 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,436 F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.96 to $82.93 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 17:05 UTC | Okta, Inc. OKTA · Entity 3154 | ConversionClass A Common Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009714 · doc4.xml · nonDerivative · entry 1 Race Charles · CIK 0001615160 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,536 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · balance_after: Includes 2,536 shares of Class A Common Stock acquired under a Section 423 Employee Stock Purchase Plan. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 17:37 UTC | Okta, Inc. OKTA · Entity 3154 | GrantEmployee Stock Option (Right to Buy) · Derivative | 58,500 | $0.00 Strike: $39.21 | $0.00 |
DisclosureSEC source: 0001209191-18-021653 · doc4.xml · derivative · entry 2 Race Charles · CIK 0001615160 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,500 Underlying: Class A Common Stock · 58,500 shares Expires 2018-03-21 F3 · derivative.exercise_date: 25% of the shares subject to the option shall vest on February 1, 2019, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 17:37 UTC | Okta, Inc. OKTA · Entity 3154 | GrantRestricted Stock Units · Derivative | 25,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021653 · doc4.xml · derivative · entry 1 Race Charles · CIK 0001615160 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,300 Underlying: Class A Common Stock · 25,300 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: 25% of the shares underlying the RSU shall vest on March 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. F2 · derivative.expiration_date: 25% of the shares underlying the RSU shall vest on March 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
| April 12, 2017 Filed Apr 12, 2017 21:16 UTC | Okta, Inc. OKTA · Entity 3154 | OtherEmployee Stock Option (Right to Buy) · Derivative | 1,200,000 | $0.00 Strike: $8.97 | $0.00 |
DisclosureSEC source: 0000899243-17-010120 · doc4.xml · derivative · entry 2 Race Charles · CIK 0001615160 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200,000 Underlying: Class B Common Stock · 1,200,000 shares Expires 2026-10-23 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F2 · derivative.exercise_date: 25% of the shares subject to the option shall vest on October 20, 2017 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person. F3 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| April 12, 2017 Filed Apr 12, 2017 21:16 UTC | Okta, Inc. OKTA · Entity 3154 | OtherEmployee Stock Option (Right to Buy) · Derivative | 1,200,000 | $0.00 Strike: $8.97 | $0.00 |
DisclosureSEC source: 0000899243-17-010120 · doc4.xml · derivative · entry 1 Race Charles · CIK 0001615160 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,200,000 shares Expires 2026-10-23 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F2 · derivative.exercise_date: 25% of the shares subject to the option shall vest on October 20, 2017 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.