Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DEXCOM INCDXCM · Entity 3114 | SVP Human Resources | March 11, 2020 | March 14, 2020 |
| PENN Entertainment, Inc.PENN · Entity 4436 | Director | March 09, 2026 | March 12, 2026 |
| QUALCOMM INC/DEQCOM · Entity 2852 | EVP, Chief HR Officer | August 03, 2026 | August 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DEXCOM INC
Report date March 11, 2020 · Filed March 14, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 38,584 |
Last balance in matching sequence
After 2020-03-11 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2020-03-11 · Sale · Disposed 191 · Balance 44,600 F1: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F2: This transaction was executed in multiple trades at prices ranging from $245.56 to $246.22. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3: Included in this number are 24,715 unvested restricted stock units, 7,809 of which were granted on March 8, 2019 and shall vest through March 8, 2022, 10,031 of which were granted on March 8, 2018 and shall vest through March 8, 2021, and 6,875 of which were granted on August 22, 2016 and shall vest through August 22, 2020. Row 2 · 2020-03-11 · Sale · Disposed 55 · Balance 44,545 F1: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F3: Included in this number are 24,715 unvested restricted stock units, 7,809 of which were granted on March 8, 2019 and shall vest through March 8, 2022, 10,031 of which were granted on March 8, 2018 and shall vest through March 8, 2021, and 6,875 of which were granted on August 22, 2016 and shall vest through August 22, 2020. Row 3 · 2020-03-11 · Sale · Disposed 5,961 · Balance 38,584 F1: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F3: Included in this number are 24,715 unvested restricted stock units, 7,809 of which were granted on March 8, 2019 and shall vest through March 8, 2022, 10,031 of which were granted on March 8, 2018 and shall vest through March 8, 2021, and 6,875 of which were granted on August 22, 2016 and shall vest through August 22, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
F2: This transaction was executed in multiple trades at prices ranging from $245.56 to $246.22. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: Included in this number are 24,715 unvested restricted stock units, 7,809 of which were granted on March 8, 2019 and shall vest through March 8, 2022, 10,031 of which were granted on March 8, 2018 and shall vest through March 8, 2021, and 6,875 of which were granted on August 22, 2016 and shall vest through August 22, 2020.
PENN Entertainment, Inc.
Report date March 09, 2026 · Filed March 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,077 |
Reported balance
After 2026-03-09 transaction · row 1
1 source rowRow 1 · 2026-03-09 · Grant · Acquired 17,077 · Balance 17,077 F1: The securities reported are shares of restricted stock that vest on March 9, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported are shares of restricted stock that vest on March 9, 2027.
QUALCOMM INC/DE
Report date August 03, 2026 · Filed August 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 36,535 |
Reported balance
After 2026-08-03 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-03 · Sale · Disposed 3,200 · Balance 36,535 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on September 11, 2025. F2: Shares held by the reporting person's family trust, for which the reporting person and her spouse are trustees. Members of the reporting person's immediate family are the sole beneficiaries of the trust. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on September 11, 2025.
F2: Shares held by the reporting person's family trust, for which the reporting person and her spouse are trustees. Members of the reporting person's immediate family are the sole beneficiaries of the trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 09, 2018 Filed Nov 14, 2018 01:14 UTC | DEXCOM INC DXCM · Entity 3114 | SaleCommon Stock | 1,000 | $147.87 | $147,871.50 |
DisclosureSEC source: 0001093557-18-000235 · edgardoc.xml · nonDerivative · entry 3 ACE HEATHER S · CIK 0001610762 · SVP Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,581 F1 · shares: On August 30, 2018, Ms. Ace adopted a 10b5-1 Plan. This 10b5-1 Plan allows the orderly disposition of shares owned by Ms. Ace. The shares set forth above were sold pursuant to the 10b5-1 Plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $147.56 to $148.48. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · balance_after: Included in this number are 54,784 unvested restricted stock units, 30,093 of which were granted on March 8, 2018 and shall vest through March 8, 2021, 10,941 of which were granted on March 8, 2017 and shall vest through March 8, 2020 and 13,750 of which were granted on August 22, 2016 and shall vest through August 22, 2020. Read SEC document |
| November 09, 2018 Filed Nov 14, 2018 01:14 UTC | DEXCOM INC DXCM · Entity 3114 | SaleCommon Stock | 1,858 | $147.18 | $273,452.08 |
DisclosureSEC source: 0001093557-18-000235 · edgardoc.xml · nonDerivative · entry 2 ACE HEATHER S · CIK 0001610762 · SVP Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,581 F1 · shares: On August 30, 2018, Ms. Ace adopted a 10b5-1 Plan. This 10b5-1 Plan allows the orderly disposition of shares owned by Ms. Ace. The shares set forth above were sold pursuant to the 10b5-1 Plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $146.56 to $147.54. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · balance_after: Included in this number are 54,784 unvested restricted stock units, 30,093 of which were granted on March 8, 2018 and shall vest through March 8, 2021, 10,941 of which were granted on March 8, 2017 and shall vest through March 8, 2020 and 13,750 of which were granted on August 22, 2016 and shall vest through August 22, 2020. Read SEC document |
| November 09, 2018 Filed Nov 14, 2018 01:14 UTC | DEXCOM INC DXCM · Entity 3114 | SaleCommon Stock | 900 | $145.91 | $131,318.01 |
DisclosureSEC source: 0001093557-18-000235 · edgardoc.xml · nonDerivative · entry 1 ACE HEATHER S · CIK 0001610762 · SVP Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,439 F1 · shares: On August 30, 2018, Ms. Ace adopted a 10b5-1 Plan. This 10b5-1 Plan allows the orderly disposition of shares owned by Ms. Ace. The shares set forth above were sold pursuant to the 10b5-1 Plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $145.43 to $146.23. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · balance_after: Included in this number are 54,784 unvested restricted stock units, 30,093 of which were granted on March 8, 2018 and shall vest through March 8, 2021, 10,941 of which were granted on March 8, 2017 and shall vest through March 8, 2020 and 13,750 of which were granted on August 22, 2016 and shall vest through August 22, 2020. Read SEC document |
| September 10, 2018 Filed Sep 13, 2018 01:19 UTC | DEXCOM INC DXCM · Entity 3114 | SaleCommon Stock | 1,832 | $143.76 | $263,359.53 |
DisclosureSEC source: 0001093557-18-000195 · edgardoc.xml · nonDerivative · entry 1 ACE HEATHER S · CIK 0001610762 · SVP Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,339 F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F2 · balance_after: Included in this number are 54,784 unvested restricted stock units, 30,093 of which were granted on March 8, 2018 and shall vest through March 8, 2021, 10,941 of which were granted on March 8, 2017 and shall vest through March 8, 2020 and 13,750 of which were granted on August 22, 2016 and shall vest through August 22, 2020. Read SEC document |
| August 23, 2018 Filed Aug 27, 2018 21:21 UTC | DEXCOM INC DXCM · Entity 3114 | Disposition to issuerCommon Stock | 3,061 | $141.59 | $433,411.89 |
DisclosureSEC source: 0001093557-18-000175 · edgardoc.xml · nonDerivative · entry 1 ACE HEATHER S · CIK 0001610762 · SVP Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,171 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · balance_after: Included in this number are 58,431 unvested restricted stock units, 30,093 of which were granted on March 8, 2018 and shall vest through March 8, 2021, 14,588 of which were granted on March 8, 2017 and shall vest through March 8, 2020 and 13,750 of which were granted on August 22, 2016 and shall vest through August 22, 2020. Read SEC document |
| March 12, 2018 Filed Mar 15, 2018 01:04 UTC | DEXCOM INC DXCM · Entity 3114 | Disposition to issuerCommon Stock | 2,627 | $60.73 | $159,539.29 |
DisclosureSEC source: 0001093557-18-000060 · edgardoc.xml · nonDerivative · entry 1 ACE HEATHER S · CIK 0001610762 · SVP Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,232 F1 · shares: These shares were sold to cover the Company's tax withholding obligation that accrued in connection with the vesting of restricted stock units previously granted. F2 · balance_after: Included in this number are 65,306 unvested restricted stock units, 30,093 of which were granted on March 8, 2018 and shall vest through March 8, 2021, 14,588 of which were granted on March 8, 2017 and shall vest through March 8, 2020 and 20,625 of which were granted on August 22, 2016 and shall vest through August 22, 2020. Read SEC document |
| March 08, 2018 Filed Mar 13, 2018 01:34 UTC | DEXCOM INC DXCM · Entity 3114 | GrantCommon Stock | 30,093 | $0.00 | $30.09 |
DisclosureSEC source: 0001093557-18-000040 · edgardoc.xml · nonDerivative · entry 1 ACE HEATHER S · CIK 0001610762 · SVP Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,859 F1 · shares: Represents a grant of restricted stock units that are exempt from Section 16 b-3 and are subject to vesting over a 36 month period from the date of grant as follows: 1/3 shall vest 12 months from the Grant Date, and the remaining balance shall vest in four equal installments over the following 24 months. Share units represent a contingent right to receive one share of DexCom, Inc. common stock. F2 · balance_after: Included in this number are 65,306 unvested restricted stock units, 30,093 of which were granted on March 8, 2018 and shall vest through March 8, 2021, 14,588 of which were granted on March 8, 2017 and shall vest through March 8, 2020 and 20,625 of which were granted on August 22, 2016 and shall vest through August 22, 2020. Read SEC document |
| August 23, 2017 Filed Aug 24, 2017 23:31 UTC | DEXCOM INC DXCM · Entity 3114 | Disposition to issuerCommon Stock | 2,617 | $75.33 | $197,144.89 |
DisclosureSEC source: 0001093557-17-000179 · edgardoc.xml · nonDerivative · entry 1 ACE HEATHER S · CIK 0001610762 · SVP Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,766 F1 · shares: These shares were sold to cover the Company's tax withholding obligation that accrued in connection with the vesting of restricted stock units previously granted. F2 · balance_after: Included in this number are 42,508 unvested restricted stock units, 21,883 of which were granted on March 8, 2017 and shall vest through March 8, 2020 and 20,625 of which were granted on August 22, 2016 and shall vest through August 22, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.