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person · Reporting owner

ACE HEATHER S

Disclosed activity across 3 companies

Tapewire entity
14373
SEC CIK
0001610762

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DEXCOM INCDXCM · Entity 3114SVP Human ResourcesMarch 11, 2020March 14, 2020
PENN Entertainment, Inc.PENN · Entity 4436DirectorMarch 09, 2026March 12, 2026
QUALCOMM INC/DEQCOM · Entity 2852EVP, Chief HR OfficerAugust 03, 2026August 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DEXCOM INC

Report date March 11, 2020 · Filed March 14, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect38,584 Last balance in matching sequence After 2020-03-11 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 1 · 2020-03-11 · Sale · Disposed 191 · Balance 44,600

F1: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2: This transaction was executed in multiple trades at prices ranging from $245.56 to $246.22. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3: Included in this number are 24,715 unvested restricted stock units, 7,809 of which were granted on March 8, 2019 and shall vest through March 8, 2022, 10,031 of which were granted on March 8, 2018 and shall vest through March 8, 2021, and 6,875 of which were granted on August 22, 2016 and shall vest through August 22, 2020.

Row 2 · 2020-03-11 · Sale · Disposed 55 · Balance 44,545

F1: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F3: Included in this number are 24,715 unvested restricted stock units, 7,809 of which were granted on March 8, 2019 and shall vest through March 8, 2022, 10,031 of which were granted on March 8, 2018 and shall vest through March 8, 2021, and 6,875 of which were granted on August 22, 2016 and shall vest through August 22, 2020.

Row 3 · 2020-03-11 · Sale · Disposed 5,961 · Balance 38,584

F1: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F3: Included in this number are 24,715 unvested restricted stock units, 7,809 of which were granted on March 8, 2019 and shall vest through March 8, 2022, 10,031 of which were granted on March 8, 2018 and shall vest through March 8, 2021, and 6,875 of which were granted on August 22, 2016 and shall vest through August 22, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2: This transaction was executed in multiple trades at prices ranging from $245.56 to $246.22. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3: Included in this number are 24,715 unvested restricted stock units, 7,809 of which were granted on March 8, 2019 and shall vest through March 8, 2022, 10,031 of which were granted on March 8, 2018 and shall vest through March 8, 2021, and 6,875 of which were granted on August 22, 2016 and shall vest through August 22, 2020.

PENN Entertainment, Inc.

Report date March 09, 2026 · Filed March 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect17,077 Reported balance After 2026-03-09 transaction · row 1
1 source row

Row 1 · 2026-03-09 · Grant · Acquired 17,077 · Balance 17,077

F1: The securities reported are shares of restricted stock that vest on March 9, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: The securities reported are shares of restricted stock that vest on March 9, 2027.

QUALCOMM INC/DE

Report date August 03, 2026 · Filed August 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectby Trust36,535 Reported balance After 2026-08-03 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-08-03 · Sale · Disposed 3,200 · Balance 36,535

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on September 11, 2025.

F2: Shares held by the reporting person's family trust, for which the reporting person and her spouse are trustees. Members of the reporting person's immediate family are the sole beneficiaries of the trust.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on September 11, 2025.

F2: Shares held by the reporting person's family trust, for which the reporting person and her spouse are trustees. Members of the reporting person's immediate family are the sole beneficiaries of the trust.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 03, 2026 Filed Aug 3, 2026 21:03 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 3,200 $147.04 $470,528.00
Disclosure

SEC source: 0000804328-26-000090 · edgardoc.xml · nonDerivative · entry 1

ACE HEATHER S · CIK 0001610762 · EVP, Chief HR Officer

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 36,535

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on September 11, 2025.

F2 · ownership.nature: Shares held by the reporting person's family trust, for which the reporting person and her spouse are trustees. Members of the reporting person's immediate family are the sole beneficiaries of the trust.

Read SEC document
May 04, 2026 Filed May 4, 2026 20:51 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 3,200 $177.82 $569,024.00
Disclosure

SEC source: 0000804328-26-000063 · edgardoc.xml · nonDerivative · entry 1

ACE HEATHER S · CIK 0001610762 · EVP, Chief HR Officer

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 39,735

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on September 11, 2025.

F2 · ownership.nature: Shares held by the reporting person's family trust, for which the reporting person and her spouse are trustees. Members of the reporting person's immediate family are the sole beneficiaries of the trust.

Read SEC document
March 09, 2026 Filed Mar 12, 2026 00:50 UTC PENN Entertainment, Inc. PENN · Entity 4436 GrantCommon Stock 17,077 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-102746 · ownership.xml · nonDerivative · entry 1

ACE HEATHER S · CIK 0001610762 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,077

F1 · shares: The securities reported are shares of restricted stock that vest on March 9, 2027.

Read SEC document
February 19, 2026 Filed Feb 19, 2026 23:52 UTC QUALCOMM INC/DE QCOM · Entity 2852 GiftCommon Stock 26,542 $0.00 $0.00
Disclosure

SEC source: 0000804328-26-000020 · edgardoc.xml · nonDerivative · entry 2

ACE HEATHER S · CIK 0001610762 · EVP, Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 42,935

F1 · kind: Securities transferred to reporting person's family trust, for which the reporting person and her spouse are trustees. Members of the reporting person's immediate family are the sole beneficiaries of the trust.

F2 · ownership.nature: Shares held by the reporting person's family trust, for which the reporting person and her spouse are trustees. Members of the reporting person's immediate family are the sole beneficiaries of the trust.

Read SEC document
February 19, 2026 Filed Feb 19, 2026 23:52 UTC QUALCOMM INC/DE QCOM · Entity 2852 GiftCommon Stock 26,542 $0.00 $0.00
Disclosure

SEC source: 0000804328-26-000020 · edgardoc.xml · nonDerivative · entry 1

ACE HEATHER S · CIK 0001610762 · EVP, Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Securities transferred to reporting person's family trust, for which the reporting person and her spouse are trustees. Members of the reporting person's immediate family are the sole beneficiaries of the trust.

Read SEC document
February 09, 2026 Filed Feb 9, 2026 22:38 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 3,200 $137.00 $438,400.00
Disclosure

SEC source: 0000804328-26-000019 · edgardoc.xml · nonDerivative · entry 1

ACE HEATHER S · CIK 0001610762 · EVP, Chief HR Officer

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 16,393

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on September 11, 2025.

F2 · ownership.nature: Shares held by the reporting person's family trust, for which the reporting person and her spouse are trustees. Members of the reporting person's immediate family are the sole beneficiaries of the trust.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 00:24 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 4,250.0766 $0.00 $0.00
Disclosure

SEC source: 0000804328-25-000102 · edgardoc.xml · derivative · entry 9

ACE HEATHER S · CIK 0001610762 · EVP, Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,250.0766

Underlying: Common Stock · 4,250.0766 shares

Expires 2026-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F5 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on December 15, 2024, 2025 and 2026.

F5 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on December 15, 2024, 2025 and 2026.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 00:24 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 3,963.1127 $0.00 $0.00
Disclosure

SEC source: 0000804328-25-000102 · edgardoc.xml · derivative · entry 8

ACE HEATHER S · CIK 0001610762 · EVP, Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,963.1127 shares

Expires 2025-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F4 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on December 15, 2023, 2024 and 2025.

F4 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on December 15, 2023, 2024 and 2025.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 00:24 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 3,934 $179.26 $705,208.84
Disclosure

SEC source: 0000804328-25-000102 · edgardoc.xml · nonDerivative · entry 6

ACE HEATHER S · CIK 0001610762 · EVP, Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,542

Read SEC document
December 15, 2025 Filed Dec 17, 2025 00:24 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 4,250 $0.00 $0.00
Disclosure

SEC source: 0000804328-25-000102 · edgardoc.xml · nonDerivative · entry 5

ACE HEATHER S · CIK 0001610762 · EVP, Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 00:24 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 3,963 $0.00 $0.00
Disclosure

SEC source: 0000804328-25-000102 · edgardoc.xml · nonDerivative · entry 4

ACE HEATHER S · CIK 0001610762 · EVP, Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 00:24 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 5,656 $179.26 $1,013,894.56
Disclosure

SEC source: 0000804328-25-000102 · edgardoc.xml · nonDerivative · entry 3

ACE HEATHER S · CIK 0001610762 · EVP, Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,263

Read SEC document
December 15, 2025 Filed Dec 17, 2025 00:24 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantCommon Stock 6,056 $0.00 $0.00
Disclosure

SEC source: 0000804328-25-000102 · edgardoc.xml · nonDerivative · entry 2

ACE HEATHER S · CIK 0001610762 · EVP, Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,919

F1 · shares: These shares represent Performance Stock Units that vested on December 15, 2025. On December 8, 2025, the HR and Compensation Committee determined and certified the number of shares to be paid.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 00:24 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantCommon Stock 5,351 $0.00 $0.00
Disclosure

SEC source: 0000804328-25-000102 · edgardoc.xml · nonDerivative · entry 1

ACE HEATHER S · CIK 0001610762 · EVP, Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,863

F1 · shares: These shares represent Performance Stock Units that vested on December 15, 2025. On December 8, 2025, the HR and Compensation Committee determined and certified the number of shares to be paid.

Read SEC document
November 07, 2025 Filed Nov 10, 2025 22:00 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 1,600 $172.87 $276,592.00
Disclosure

SEC source: 0000804328-25-000086 · edgardoc.xml · nonDerivative · entry 1

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 19,593

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 11, 2024.

F2 · ownership.nature: Shares held by the reporting person's family trust, for which the reporting person and her spouse are trustees. Members of the reporting person's immediate family are the sole beneficiaries of the trust.

Read SEC document
October 23, 2025 Filed Oct 27, 2025 23:01 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantRestricted Stock Unit · Derivative 15,082 $0.00 $0.00
Disclosure

SEC source: 0000804328-25-000074 · edgardoc.xml · derivative · entry 1

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,082

Underlying: Common Stock · 15,082 shares

Expires 2028-10-31

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 31, 2026, 2027 and 2028.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 31, 2026, 2027 and 2028.

Read SEC document
October 15, 2025 Filed Oct 16, 2025 20:26 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 5,069.5377 $0.00 $0.00
Disclosure

SEC source: 0000804328-25-000062 · edgardoc.xml · derivative · entry 4

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,140.0974

Underlying: Common Stock · 5,069.5377 shares

Expires 2027-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F3 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 15, 2025, 2026 and 2027.

F3 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 15, 2025, 2026 and 2027.

Read SEC document
October 15, 2025 Filed Oct 16, 2025 20:26 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 1,753 $162.97 $285,686.41
Disclosure

SEC source: 0000804328-25-000062 · edgardoc.xml · nonDerivative · entry 2

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,512

Read SEC document
October 15, 2025 Filed Oct 16, 2025 20:26 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 5,069 $0.00 $0.00
Disclosure

SEC source: 0000804328-25-000062 · edgardoc.xml · nonDerivative · entry 1

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2025 Filed Aug 1, 2025 21:05 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 1,600 $146.40 $234,240.00
Disclosure

SEC source: 0001888316-25-000047 · edgardoc.xml · nonDerivative · entry 1

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 21,193

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 11, 2024.

F2 · ownership.nature: Shares held by the reporting person's family trust, for which the reporting person and her spouse are trustees. Members of the reporting person's immediate family are the sole beneficiaries of the trust.

Read SEC document
May 02, 2025 Filed May 2, 2025 20:55 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 1,600 $137.74 $220,384.00
Disclosure

SEC source: 0001888316-25-000035 · edgardoc.xml · nonDerivative · entry 1

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 22,793

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 11, 2024.

F2 · ownership.nature: Shares held by the reporting person's family trust, for which the reporting person and her spouse are trustees. Members of the reporting person's immediate family are the sole beneficiaries of the trust.

Read SEC document
March 12, 2025 Filed Mar 12, 2025 23:26 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 1,600 $154.24 $246,784.00
Disclosure

SEC source: 0001888316-25-000017 · edgardoc.xml · nonDerivative · entry 1

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 24,393

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 11, 2024.

F2 · ownership.nature: Shares held by the reporting person's family trust, for which the reporting person and her spouse are trustees. Members of the reporting person's immediate family are the sole beneficiaries of the trust.

Read SEC document
December 15, 2024 Filed Dec 16, 2024 22:41 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 4,159.4889 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000092 · edgardoc.xml · derivative · entry 9

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,321.0156

Underlying: Common Stock · 4,159.4889 shares

Expires 2026-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F5 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on December 15, 2024, 2025 and 2026.

F5 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on December 15, 2024, 2025 and 2026.

Read SEC document
December 15, 2024 Filed Dec 16, 2024 22:41 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 3,878.5458 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000092 · edgardoc.xml · derivative · entry 8

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,879.5915

Underlying: Common Stock · 3,878.5458 shares

Expires 2025-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F4 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on December 15, 2023, 2024 and 2025.

F4 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on December 15, 2023, 2024 and 2025.

Read SEC document
December 15, 2024 Filed Dec 16, 2024 22:41 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 3,506 $158.53 $555,806.18
Disclosure

SEC source: 0001888316-24-000092 · edgardoc.xml · nonDerivative · entry 5

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,196

Read SEC document
December 15, 2024 Filed Dec 16, 2024 22:41 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 4,159 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000092 · edgardoc.xml · nonDerivative · entry 4

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2024 Filed Dec 16, 2024 22:41 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 3,878 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000092 · edgardoc.xml · nonDerivative · entry 3

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2024 Filed Dec 10, 2024 22:13 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 5,702 $160.74 $916,539.48
Disclosure

SEC source: 0001888316-24-000084 · edgardoc.xml · nonDerivative · entry 3

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,658

Read SEC document
December 09, 2024 Filed Dec 10, 2024 22:13 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantCommon Stock 5,162 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000084 · edgardoc.xml · nonDerivative · entry 2

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,360

F1 · shares: These shares represent Performance Stock Units that vested on October 1, 2024. On December 9, 2024, the HR and Compensation Committee determined and certified the number of shares to be paid.

Read SEC document
December 09, 2024 Filed Dec 10, 2024 22:13 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantCommon Stock 7,291 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000084 · edgardoc.xml · nonDerivative · entry 1

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,198

F1 · shares: These shares represent Performance Stock Units that vested on October 1, 2024. On December 9, 2024, the HR and Compensation Committee determined and certified the number of shares to be paid.

Read SEC document
October 08, 2024 Filed Oct 10, 2024 21:16 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantRestricted Stock Unit · Derivative 14,881 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000072 · edgardoc.xml · derivative · entry 1

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,881

Underlying: Common Stock · 14,881 shares

Expires 2027-10-15

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 15, 2025, 2026 and 2027.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 15, 2025, 2026 and 2027.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:55 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 2,926.4154 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000060 · edgardoc.xml · derivative · entry 3

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,926.4154 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2022, 2023 and 2024.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2022, 2023 and 2024.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:55 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 1,012 $165.78 $167,769.36
Disclosure

SEC source: 0001888316-24-000060 · edgardoc.xml · nonDerivative · entry 2

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,907

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:55 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 2,926 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000060 · edgardoc.xml · nonDerivative · entry 1

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2024 Filed Dec 16, 2024 22:41 UTC QUALCOMM INC/DE QCOM · Entity 2852 GiftCommon Stock 11,710 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000092 · edgardoc.xml · nonDerivative · entry 7

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 25,993

F1 · kind: Securities transferred to reporting person's family trust, for which the reporting person and her spouse are trustees. Members of the reporting person's immediate family are the sole beneficiaries of the trust.

F2 · ownership.nature: Shares held by the reporting person's family trust, for which the reporting person and her spouse are trustees. Members of the reporting person's immediate family are the sole beneficiaries of the trust.

Read SEC document
February 26, 2024 Filed Dec 16, 2024 22:41 UTC QUALCOMM INC/DE QCOM · Entity 2852 GiftCommon Stock 11,710 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000092 · edgardoc.xml · nonDerivative · entry 2

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Securities transferred to reporting person's family trust, for which the reporting person and her spouse are trustees. Members of the reporting person's immediate family are the sole beneficiaries of the trust.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 22:54 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 3,806.2908 $0.00 $0.00
Disclosure

SEC source: 0001888316-23-000069 · edgardoc.xml · derivative · entry 3

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,613.6078

Underlying: Common Stock · 3,806.2908 shares

Expires 2025-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on December 15, 2023, 2024 and 2025.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on December 15, 2023, 2024 and 2025.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 22:54 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 1,887 $143.13 $270,086.31
Disclosure

SEC source: 0001888316-23-000069 · edgardoc.xml · nonDerivative · entry 2

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,993

Read SEC document
December 15, 2023 Filed Dec 18, 2023 22:54 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 3,806 $0.00 $0.00
Disclosure

SEC source: 0001888316-23-000069 · edgardoc.xml · nonDerivative · entry 1

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 21:16 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantRestricted Stock Unit · Derivative 12,248 $0.00 $0.00
Disclosure

SEC source: 0001888316-23-000063 · edgardoc.xml · derivative · entry 5

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,248

Underlying: Common Stock · 12,248 shares

Expires 2026-12-15

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F3 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on December 15, 2024, 2025 and 2026.

F3 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on December 15, 2024, 2025 and 2026.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 21:16 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 7,158 $138.80 $993,530.40
Disclosure

SEC source: 0001888316-23-000063 · edgardoc.xml · nonDerivative · entry 4

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,074

Read SEC document
December 13, 2023 Filed Dec 15, 2023 21:16 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantCommon Stock 14,437 $0.00 $0.00
Disclosure

SEC source: 0001888316-23-000063 · edgardoc.xml · nonDerivative · entry 3

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,232

F1 · shares: These shares represent Performance Stock Units that vested on October 1, 2023. On December 13, 2023, the HR and Compensation Committee determined and certified the number of shares to be paid.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 21:16 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 736 $138.80 $102,156.80
Disclosure

SEC source: 0001888316-23-000063 · edgardoc.xml · nonDerivative · entry 2

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,795

Read SEC document
December 13, 2023 Filed Dec 15, 2023 21:16 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantCommon Stock 1,483 $0.00 $0.00
Disclosure

SEC source: 0001888316-23-000063 · edgardoc.xml · nonDerivative · entry 1

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,531

F1 · shares: These shares represent Performance Stock Units that vested on October 1, 2023. On December 13, 2023, the HR and Compensation Committee determined and certified the number of shares to be paid.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 22:23 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 2,869.8386 $0.00 $0.00
Disclosure

SEC source: 0001888316-23-000043 · edgardoc.xml · derivative · entry 3

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,870.8867

Underlying: Common Stock · 2,869.8386 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 22:23 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 1,104 $111.06 $122,610.24
Disclosure

SEC source: 0001888316-23-000043 · edgardoc.xml · nonDerivative · entry 2

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,048

Read SEC document
October 01, 2023 Filed Oct 2, 2023 22:23 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 2,869 $0.00 $0.00
Disclosure

SEC source: 0001888316-23-000043 · edgardoc.xml · nonDerivative · entry 1

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 29, 2023 Filed Dec 16, 2024 22:41 UTC QUALCOMM INC/DE QCOM · Entity 2852 GiftCommon Stock 14,283 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000092 · edgardoc.xml · nonDerivative · entry 6

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 14,283

F1 · kind: Securities transferred to reporting person's family trust, for which the reporting person and her spouse are trustees. Members of the reporting person's immediate family are the sole beneficiaries of the trust.

F2 · ownership.nature: Shares held by the reporting person's family trust, for which the reporting person and her spouse are trustees. Members of the reporting person's immediate family are the sole beneficiaries of the trust.

Read SEC document
September 29, 2023 Filed Dec 16, 2024 22:41 UTC QUALCOMM INC/DE QCOM · Entity 2852 GiftCommon Stock 14,283 $0.00 $0.00
Disclosure

SEC source: 0001888316-24-000092 · edgardoc.xml · nonDerivative · entry 1

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Securities transferred to reporting person's family trust, for which the reporting person and her spouse are trustees. Members of the reporting person's immediate family are the sole beneficiaries of the trust.

Read SEC document
May 20, 2023 Filed May 22, 2023 21:04 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 7,198.8481 $0.00 $0.00
Disclosure

SEC source: 0001888316-23-000033 · edgardoc.xml · derivative · entry 3

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,198.8481 shares

Expires 2023-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vested one-third on May 20, 2021, and the remaining balance vests annually thereafter.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vested one-third on May 20, 2021, and the remaining balance vests annually thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.