Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| VALLEY NATIONAL BANCORPVLY · Entity 3674 | Director | January 14, 2021 | January 26, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
VALLEY NATIONAL BANCORP
Report date January 14, 2021 · Filed January 26, 2021 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 74,395 |
Last balance in matching sequence
After 2021-01-14 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-01-14 · Exercise / conversion · Acquired 300,000 · Balance 374,395 F1: On January 19, 2021, a Form 4 (the "Original Form 4") was filed to report the reporting person's exercise of 300,000 stock options and sale of the underlying shares on January 14, 2021 and the exercise of an additional 300,000 stock options and sale of the underlying shares on January 15, 2021, in each case pursuant to a 10b5-1 plan entered into on December 14, 2020. The January 15th exercise and sale transactions were executed by the reporting person's broker in error. These transactions were subsequently unwound through the broker's error account and therefore did not occur for purposes of the reporting person's account. This Form 4/A amends and restates the Original Form 4 by re-reporting the January 14th exercise and sale transactions and omitting the January 15th exercise and sale transactions. Row 2 · 2021-01-14 · Sale · Disposed 300,000 · Balance 74,395 F1: On January 19, 2021, a Form 4 (the "Original Form 4") was filed to report the reporting person's exercise of 300,000 stock options and sale of the underlying shares on January 14, 2021 and the exercise of an additional 300,000 stock options and sale of the underlying shares on January 15, 2021, in each case pursuant to a 10b5-1 plan entered into on December 14, 2020. The January 15th exercise and sale transactions were executed by the reporting person's broker in error. These transactions were subsequently unwound through the broker's error account and therefore did not occur for purposes of the reporting person's account. This Form 4/A amends and restates the Original Form 4 by re-reporting the January 14th exercise and sale transactions and omitting the January 15th exercise and sale transactions. F2: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.74 to $10.995, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $7.47 · Expires 2021-08-18 | Direct | 1,017,326 |
Reported balance
After 2021-01-14 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2021-01-14 · Exercise / conversion · Disposed 300,000 · Balance 1,017,326 F1: On January 19, 2021, a Form 4 (the "Original Form 4") was filed to report the reporting person's exercise of 300,000 stock options and sale of the underlying shares on January 14, 2021 and the exercise of an additional 300,000 stock options and sale of the underlying shares on January 15, 2021, in each case pursuant to a 10b5-1 plan entered into on December 14, 2020. The January 15th exercise and sale transactions were executed by the reporting person's broker in error. These transactions were subsequently unwound through the broker's error account and therefore did not occur for purposes of the reporting person's account. This Form 4/A amends and restates the Original Form 4 by re-reporting the January 14th exercise and sale transactions and omitting the January 15th exercise and sale transactions. |
Filing footnotes · ownership attribution and instrument terms
F1: On January 19, 2021, a Form 4 (the "Original Form 4") was filed to report the reporting person's exercise of 300,000 stock options and sale of the underlying shares on January 14, 2021 and the exercise of an additional 300,000 stock options and sale of the underlying shares on January 15, 2021, in each case pursuant to a 10b5-1 plan entered into on December 14, 2020. The January 15th exercise and sale transactions were executed by the reporting person's broker in error. These transactions were subsequently unwound through the broker's error account and therefore did not occur for purposes of the reporting person's account. This Form 4/A amends and restates the Original Form 4 by re-reporting the January 14th exercise and sale transactions and omitting the January 15th exercise and sale transactions.
F2: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.74 to $10.995, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Oritani Financial Corp
Report date December 01, 2019 · Filed December 02, 2019
Section 16 reporting ended · disclosed 2019-12-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-12-01 transaction · row 1
1 source rowRow 1 · 2019-12-01 · Disposition to issuer · Disposed 776,678 · Balance 0 F1: Each share of common stock of the Issuer was converted into and became exchangeable for the right to receive 1.6 shares of Valley National Bancorp ("Valley") common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 0 |
Reported balance
After 2019-12-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2019-12-01 · Disposition to issuer · Disposed 79,761 · Balance 0 F3: Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended. F1: Each share of common stock of the Issuer was converted into and became exchangeable for the right to receive 1.6 shares of Valley National Bancorp ("Valley") common stock. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $11.95 · Expires 2021-08-18 | Direct | 0 |
Reported balance
After 2019-12-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-12-01 · Disposition to issuer · Disposed 831,697 · Balance 0 F2: Stock options have been converted Valley stock options at the time of the merger, based on the merger exchange ratio of 1.6-for-one. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of common stock of the Issuer was converted into and became exchangeable for the right to receive 1.6 shares of Valley National Bancorp ("Valley") common stock.
F2: Stock options have been converted Valley stock options at the time of the merger, based on the merger exchange ratio of 1.6-for-one.
F3: Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 13, 2016 Filed Oct 17, 2016 12:53 UTC | Oritani Financial Corp ORIT · Entity 153424 | Exercise / conversionCommon Stock | 15,000 | $10.43 | $156,450.00 |
DisclosureSEC source: 0001140361-16-082837 · doc1.xml · nonDerivative · entry 2 Lynch Kevin J · CIK 0001387248 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 737,137 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 12:53 UTC | Oritani Financial Corp ORIT · Entity 153424 | Exercise / conversionCommon Stock | 8,368 | $11.95 | $99,997.60 |
DisclosureSEC source: 0001140361-16-082837 · doc1.xml · nonDerivative · entry 1 Lynch Kevin J · CIK 0001387248 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 722,137 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.