Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FASTENAL COFAST · Entity 3012 | Senior Executive VP | July 17, 2020 | January 26, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FASTENAL CO
Report date July 17, 2020 · Filed January 26, 2021 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,222 |
Last balance in matching sequence
After 2020-07-20 transaction · row 6
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
6 source rowsRow 1 · 2020-07-17 · Exercise / conversion · Acquired 3,810 · Balance 19,032 Row 2 · 2020-07-17 · Sale · Disposed 3,810 · Balance 15,222 Row 3 · 2020-07-17 · Exercise / conversion · Acquired 900 · Balance 16,122 Row 4 · 2020-07-17 · Sale · Disposed 900 · Balance 15,222 Row 5 · 2020-07-20 · Exercise / conversion · Acquired 9,100 · Balance 24,322 Row 6 · 2020-07-20 · Sale · Disposed 9,100 · Balance 15,222 |
| Employee Stock Option (Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $21.00 · Expires 2024-05-31 | Direct | 0 |
Reported balance
After 2020-07-17 transaction · row 8
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 8 · 2020-07-17 · Exercise / conversion · Disposed 3,810 · Balance 0 F3: The option was previously reported in a filing on 2/15/19 as covering a remaining 5,714 securities at a exercise price of $42 and the amounts reported are adjusted to reflect a 2-for-1 stock split on 5/22/2019. F1: The option will vest and become exercisable over a period of five years, with 50% of the option vesting and becoming exercisable half way through the relevant vesting period, and the remainder vesting and becoming exercisable incrementally (20%, 20% and 10% respectively) on each anniversary of the date of grant. F4: The report filed on July 21, 2020 inaccurately reported 7,618 remaining derivative securities beneficially owned by the reporting person. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.00 · Expires 2025-05-31 | Direct | 69,316 |
Reported balance
After 2020-07-17 transaction · row 9
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 9 · 2020-07-17 · Exercise / conversion · Disposed 900 · Balance 69,316 F1: The option will vest and become exercisable over a period of five years, with 50% of the option vesting and becoming exercisable half way through the relevant vesting period, and the remainder vesting and becoming exercisable incrementally (20%, 20% and 10% respectively) on each anniversary of the date of grant. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.00 · Expires 2025-05-31 | Direct | 60,216 |
Reported balance
After 2020-07-20 transaction · row 10
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 10 · 2020-07-20 · Exercise / conversion · Disposed 9,100 · Balance 60,216 F1: The option will vest and become exercisable over a period of five years, with 50% of the option vesting and becoming exercisable half way through the relevant vesting period, and the remainder vesting and becoming exercisable incrementally (20%, 20% and 10% respectively) on each anniversary of the date of grant. |
| Common StockSEC Table I · non-derivative | IndirectHeld in 401(K) Plan | 5,508 |
Reported balance
Holding disclosure · report date 2020-07-17 · row 7
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 7 · Balance 5,508 F2: Shares attributed to reporting person's account within issuer's 401(K) Plan as of 7/20/2020 and includes an additional 35 shares since his previous report filed on 5/20/2020. |
Filing footnotes · ownership attribution and instrument terms
F1: The option will vest and become exercisable over a period of five years, with 50% of the option vesting and becoming exercisable half way through the relevant vesting period, and the remainder vesting and becoming exercisable incrementally (20%, 20% and 10% respectively) on each anniversary of the date of grant.
F2: Shares attributed to reporting person's account within issuer's 401(K) Plan as of 7/20/2020 and includes an additional 35 shares since his previous report filed on 5/20/2020.
F3: The option was previously reported in a filing on 2/15/19 as covering a remaining 5,714 securities at a exercise price of $42 and the amounts reported are adjusted to reflect a 2-for-1 stock split on 5/22/2019.
F4: The report filed on July 21, 2020 inaccurately reported 7,618 remaining derivative securities beneficially owned by the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 08, 2017 Filed Nov 13, 2017 15:08 UTC | FASTENAL CO FAST · Entity 3012 | SaleCommon Stock | 112 | $48.50 | $5,432.00 |
DisclosureSEC source: 0001179110-17-013972 · edgar.xml · nonDerivative · entry 2 Hein LeLand J · CIK 0001418484 · Senior Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,258 Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 15:08 UTC | FASTENAL CO FAST · Entity 3012 | Exercise / conversionCommon Stock | 112 | $27.00 | $3,024.00 |
DisclosureSEC source: 0001179110-17-013972 · edgar.xml · nonDerivative · entry 1 Hein LeLand J · CIK 0001418484 · Senior Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,370 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 14:03 UTC | FASTENAL CO FAST · Entity 3012 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $27.00 | $0.00 |
DisclosureSEC source: 0001179110-17-013854 · edgar.xml · derivative · entry 3 Hein LeLand J · CIK 0001418484 · Senior Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 10,000 shares Expires 2018-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options will fully vest and become exercisable over a period of eight years, with 50% of the option vesting and becoming exercisable half way through the vesting period, and remainder vesting and becoming exercisable proportionately each year thereafter. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 14:03 UTC | FASTENAL CO FAST · Entity 3012 | SaleCommon Stock | 10,000 | $48.00 | $480,000.00 |
DisclosureSEC source: 0001179110-17-013854 · edgar.xml · nonDerivative · entry 2 Hein LeLand J · CIK 0001418484 · Senior Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,258 Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 14:03 UTC | FASTENAL CO FAST · Entity 3012 | Exercise / conversionCommon Stock | 10,000 | $27.00 | $270,000.00 |
DisclosureSEC source: 0001179110-17-013854 · edgar.xml · nonDerivative · entry 1 Hein LeLand J · CIK 0001418484 · Senior Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,258 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 18, 2017 Filed Oct 18, 2017 16:27 UTC | FASTENAL CO FAST · Entity 3012 | GiftCommon Stock | 1,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-013342 · edgar.xml · nonDerivative · entry 3 Hein LeLand J · CIK 0001418484 · Senior Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,258 F3 · balance_after: Includes 300 shares held in a self directed IRA. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 14:43 UTC Amendment | FASTENAL CO FAST · Entity 3012 | SaleCommon Stock | 10,000 | $48.50 | $485,021.00 |
DisclosureSEC source: 0001179110-17-013402 · edgar.xml · nonDerivative · entry 1 Hein LeLand J · CIK 0001418484 · Senior Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,258 F1 · price: The report filed on this date inaccurately reported the price of the securities disposed of as $48.74. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 13:48 UTC | FASTENAL CO FAST · Entity 3012 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $27.00 | $0.00 |
DisclosureSEC source: 0001179110-17-013399 · edgar.xml · derivative · entry 3 Hein LeLand J · CIK 0001418484 · Senior Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 10,000 shares Expires 2017-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options will fully vest and become exercisable over a period of eight years, with 50% of the option vesting and becoming exercisable half way through the vesting period, and remainder vesting and becoming exercisable proportionately each year thereafter. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 13:48 UTC | FASTENAL CO FAST · Entity 3012 | SaleCommon Stock | 10,000 | $48.74 | $487,400.00 |
DisclosureSEC source: 0001179110-17-013399 · edgar.xml · nonDerivative · entry 2 Hein LeLand J · CIK 0001418484 · Senior Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,258 Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 13:48 UTC | FASTENAL CO FAST · Entity 3012 | Exercise / conversionCommon Stock | 10,000 | $27.00 | $270,000.00 |
DisclosureSEC source: 0001179110-17-013399 · edgar.xml · nonDerivative · entry 1 Hein LeLand J · CIK 0001418484 · Senior Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,258 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 16:27 UTC | FASTENAL CO FAST · Entity 3012 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $27.00 | $0.00 |
DisclosureSEC source: 0001179110-17-013342 · edgar.xml · derivative · entry 5 Hein LeLand J · CIK 0001418484 · Senior Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 10,000 shares Expires 2018-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options will fully vest and become exercisable over a period of eight years, with 50% of the option vesting and becoming exercisable half way through the vesting period, and remainder vesting and becoming exercisable proportionally each year thereafter. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 16:27 UTC | FASTENAL CO FAST · Entity 3012 | SaleCommon Stock | 10,000 | $47.14 | $471,350.00 |
DisclosureSEC source: 0001179110-17-013342 · edgar.xml · nonDerivative · entry 2 Hein LeLand J · CIK 0001418484 · Senior Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,290 Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 16:27 UTC | FASTENAL CO FAST · Entity 3012 | Exercise / conversionCommon Stock | 10,000 | $27.00 | $270,000.00 |
DisclosureSEC source: 0001179110-17-013342 · edgar.xml · nonDerivative · entry 1 Hein LeLand J · CIK 0001418484 · Senior Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,290 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 16, 2017 Filed Oct 20, 2017 13:47 UTC Amendment | FASTENAL CO FAST · Entity 3012 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $27.00 | $0.00 |
DisclosureSEC source: 0001179110-17-013398 · edgar.xml · derivative · entry 1 Hein LeLand J · CIK 0001418484 · Senior Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 10,000 shares Expires 2018-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The report filed on 10/18/2017 incorrectly listed the derivative securities as acquired. F1 · derivative.exercise_date: The options fully vest and become exercisable over a period of eight years, with 50% of the option vesting and becoming exercisable half way through the vesting period, and remainder vesting and becoming exercisable proportionately each year thereafter. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 20:45 UTC | FASTENAL CO FAST · Entity 3012 | GrantEmployee Stock Option (Right to Buy) · Derivative | 18,298 | $0.00 Strike: $47.00 | $0.00 |
DisclosureSEC source: 0001179110-17-000491 · edgar.xml · derivative · entry 6 Hein LeLand J · CIK 0001418484 · Senior Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,298 Underlying: Common Stock · 18,298 shares Expires 2026-12-31 F1 · derivative.exercise_date: These options will fully vest and become exercisable over a period of five years, with 50% vesting and becoming exercisable halfway through the relevant vesting period, and the remainder vesting and becoming exercisable incrementally (20%, 20% and 10%) each year thereafter. Read SEC document |
| January 03, 2017 Filed Jan 21, 2017 00:13 UTC Amendment | FASTENAL CO FAST · Entity 3012 | GrantEmployee Stock Option (Right to Buy) · Derivative | 18,298 | $0.00 Strike: $47.00 | $0.00 |
DisclosureSEC source: 0001179110-17-001133 · edgar.xml · derivative · entry 1 Hein LeLand J · CIK 0001418484 · Senior Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,298 Underlying: Common Stock · 18,298 shares Expires 2026-12-31 F1 · derivative.exercise_date: The Date Exercisable was inaccurately reported in the Form 4 filed on January 5, 2017 and these options will fully vest and become exercisable over a period of five years, with 40% vesting and becoming exercisable two years following the date of grant and the remainder becoming exercisable proportionately (20%, 20% and 20%) each year thereafter. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 20:56 UTC | FASTENAL CO FAST · Entity 3012 | SaleCommon Stock | 2,000 | $47.40 | $94,800.00 |
DisclosureSEC source: 0001179110-16-032267 · edgar.xml · nonDerivative · entry 1 Hein LeLand J · CIK 0001418484 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · Held in 401(K) Plan Disclosed balance after: 5,074 Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 20:54 UTC | FASTENAL CO FAST · Entity 3012 | SaleCommon Stock | 1,000 | $46.15 | $46,150.00 |
DisclosureSEC source: 0001179110-16-032121 · edgar.xml · nonDerivative · entry 1 Hein LeLand J · CIK 0001418484 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · Held in 401(K) Plan Disclosed balance after: 7,074 F1 · balance_after: Includes 159 shares acquired by the reporting person under the 401(K) Plan since his last ownership report filed on 4/21/2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.