Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NORDSON CORP
Report date February 01, 2021 · Filed February 03, 2021
Section 16 reporting ended · disclosed 2021-02-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 53,214 |
Reported balance
After 2021-02-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-02-01 · Tax withholding · Disposed 222 · Balance 53,214 F1: On November 26, 2018, the Company awarded 1,500 restricted shared under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. Two-thirds of the restricted shares vested on November 30, 2019 and 2020. Mr. Keane retired from the Company effective February 1, 2021 and upon his retirement the remaining 500 unvested restricted stock immediately lapsed. 222 shares were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes. F2: The total holdings include 24 shares accrued from dividend payments through participation in the Company's Amended and Restated 2005 Deferred Compensation Plan. |
| Common StockSEC Table I · non-derivative | Direct | 52,817 |
Reported balance
After 2021-02-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2021-02-01 · Tax withholding · Disposed 397 · Balance 52,817 F3: On November 25, 2019, the Company awarded 1,340 restricted shared under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. One-third of the restricted shares vested on November 30, 2020. Mr. Keane retired from the Company effective February 1, 2021 and upon his retirement the remaining 894 unvested restricted stock immediately lapsed. 397 shares were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes. |
| Common StockSEC Table I · non-derivative | Direct | 52,581 |
Reported balance
After 2021-02-01 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2021-02-01 · Tax withholding · Disposed 236 · Balance 52,581 F4: On November 23, 2020, the Company awarded 530 restricted shared under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. Mr. Keane retired from the Company effective February 1, 2021 and upon his retirement the entire 530 unvested restricted stock immediately lapsed. 236 shares were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes. |
| Common StockSEC Table I · non-derivative | IndirectBy Company Savings Plan | 916 |
Reported balance
Holding disclosure · report date 2021-02-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 916 F5: Represents the number of shares attributable to the reporting person's participation in the Company's Amended and Restated Non-Union Employee Stock Ownership Plan and Trust, exempt pursuant to Rule 16b-3(c). |
| Employee Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $107.65 · Expires 2026-11-21 | Direct | 14,000 |
Reported balance
Holding disclosure · report date 2021-02-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 14,000 F6: All such options have fully vested. |
| Employee Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $127.67 · Expires 2027-11-20 | Direct | 12,500 |
Reported balance
Holding disclosure · report date 2021-02-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 12,500 F7: The options vest in 4 equal annual installments beginning on November 20, 2018. |
| Employee Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $124.90 · Expires 2028-11-26 | Direct | 11,700 |
Reported balance
Holding disclosure · report date 2021-02-01 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 11,700 F8: The options vest in 4 equal annual installments beginning on November 26, 2019. |
| Employee Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $165.21 · Expires 2029-11-25 | Direct | 11,900 |
Reported balance
Holding disclosure · report date 2021-02-01 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 11,900 F9: The options vest in 4 equal annual installments beginning on November 25, 2020. |
| Employee Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $201.50 · Expires 2030-11-23 | Direct | 4,400 |
Reported balance
Holding disclosure · report date 2021-02-01 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 4,400 F10: The options vest in 4 equal annual installments beginning on November 23, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 26, 2018, the Company awarded 1,500 restricted shared under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. Two-thirds of the restricted shares vested on November 30, 2019 and 2020. Mr. Keane retired from the Company effective February 1, 2021 and upon his retirement the remaining 500 unvested restricted stock immediately lapsed. 222 shares were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.
F2: The total holdings include 24 shares accrued from dividend payments through participation in the Company's Amended and Restated 2005 Deferred Compensation Plan.
F3: On November 25, 2019, the Company awarded 1,340 restricted shared under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. One-third of the restricted shares vested on November 30, 2020. Mr. Keane retired from the Company effective February 1, 2021 and upon his retirement the remaining 894 unvested restricted stock immediately lapsed. 397 shares were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.
F4: On November 23, 2020, the Company awarded 530 restricted shared under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. Mr. Keane retired from the Company effective February 1, 2021 and upon his retirement the entire 530 unvested restricted stock immediately lapsed. 236 shares were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.
F5: Represents the number of shares attributable to the reporting person's participation in the Company's Amended and Restated Non-Union Employee Stock Ownership Plan and Trust, exempt pursuant to Rule 16b-3(c).
F6: All such options have fully vested.
F7: The options vest in 4 equal annual installments beginning on November 20, 2018.
F8: The options vest in 4 equal annual installments beginning on November 26, 2019.
F9: The options vest in 4 equal annual installments beginning on November 25, 2020.
F10: The options vest in 4 equal annual installments beginning on November 23, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 20, 2017 Filed Nov 22, 2017 21:15 UTC | NORDSON CORP NDSN · Entity 30 | GrantCommon Stock | 1,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-006925 · marketforms-40202.xml · nonDerivative · entry 1 KEANE JOHN J · CIK 0001261762 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,799 F1 · ownership.direct: On November 20, 2017, the Company awarded 1,600 restricted shares under the Company's 2012 Stock Incentive and Award Plan. One-third of the restricted shares will vest on each of November 30, 2018, 2019, and 2020. Read SEC document |
| August 28, 2017 Filed Sep 5, 2017 20:15 UTC | NORDSON CORP NDSN · Entity 30 | Tax withholdingCommon Stock | 939 | $108.84 | $102,200.76 |
DisclosureSEC source: 0001214659-17-005504 · marketforms-39574.xml · nonDerivative · entry 1 KEANE JOHN J · CIK 0001261762 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,199 F1 · ownership.direct: On August 27, 2014, the Company awarded 2,000 restricted shares under the Company's 2012 Stock Incentive and Award Plan, which cliff vested on the third anniversary of the award. 939 of the 2,000 shares that vested August 27, 2017 were withheld to cover withholding taxes due upon vesting. The holdings include 52 shares acquired through dividend payments and participation in the Company's Dividend Reinvestment Plan and are net of shares previously withheld or sold to cover withholding taxes. Read SEC document |
| March 10, 2017 Filed Mar 10, 2017 21:32 UTC | NORDSON CORP NDSN · Entity 30 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 2,600 | $0.00 Strike: $27.26 | $0.00 |
DisclosureSEC source: 0001214659-17-001860 · marketforms-38289.xml · derivative · entry 7 KEANE JOHN J · CIK 0001261762 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,600 shares Expires 2019-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: All such options have fully vested. Read SEC document |
| March 10, 2017 Filed Mar 10, 2017 21:32 UTC | NORDSON CORP NDSN · Entity 30 | SaleCommon Stock | 2,600 | $124.41 | $323,466.00 |
DisclosureSEC source: 0001214659-17-001860 · marketforms-38289.xml · nonDerivative · entry 4 KEANE JOHN J · CIK 0001261762 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,086 F3 · price: Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $124.37 to $124.59. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price. F4 · ownership.direct: Exercise of reporting person's stock options that would otherwise expire December 3, 2019, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale. The holdings are net of shares previously withheld or sold to cover withholding taxes. Read SEC document |
| March 10, 2017 Filed Mar 10, 2017 21:32 UTC | NORDSON CORP NDSN · Entity 30 | Exercise / conversionCommon Stock | 2,600 | $27.26 | $70,876.00 |
DisclosureSEC source: 0001214659-17-001860 · marketforms-38289.xml · nonDerivative · entry 3 KEANE JOHN J · CIK 0001261762 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,686 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2017 Filed Mar 10, 2017 21:32 UTC | NORDSON CORP NDSN · Entity 30 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 21,000 | $0.00 Strike: $27.26 | $0.00 |
DisclosureSEC source: 0001214659-17-001860 · marketforms-38289.xml · derivative · entry 6 KEANE JOHN J · CIK 0001261762 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,600 Underlying: Common Stock · 23,600 shares Expires 2019-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: All such options have fully vested. Read SEC document |
| March 09, 2017 Filed Mar 10, 2017 21:32 UTC | NORDSON CORP NDSN · Entity 30 | SaleCommon Stock | 21,000 | $123.81 | $2,600,010.00 |
DisclosureSEC source: 0001214659-17-001860 · marketforms-38289.xml · nonDerivative · entry 2 KEANE JOHN J · CIK 0001261762 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,086 F1 · price: Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $123.52 to $124.00. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price. F2 · ownership.direct: Exercise of reporting person's stock options that would otherwise expire December 3, 2019, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale. Read SEC document |
| March 09, 2017 Filed Mar 10, 2017 21:32 UTC | NORDSON CORP NDSN · Entity 30 | Exercise / conversionCommon Stock | 21,000 | $27.26 | $572,460.00 |
DisclosureSEC source: 0001214659-17-001860 · marketforms-38289.xml · nonDerivative · entry 1 KEANE JOHN J · CIK 0001261762 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:28 UTC | NORDSON CORP NDSN · Entity 30 | Tax withholdingCommon Stock | 2,084 | $113.42 | $236,367.28 |
DisclosureSEC source: 0001214659-17-000139 · marketforms-37498.xml · nonDerivative · entry 1 KEANE JOHN J · CIK 0001261762 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,086 F1 · ownership.direct: Shares withheld to cover withholding taxes due upon settlement of the performance share units that were reported on December 2, 2016. The net holdings include 28 shares acquired through dividend payments and participation in the Company's Dividend Reinvestment Plan and are net of shares previously withheld or sold to cover withholding taxes. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 22:20 UTC | NORDSON CORP NDSN · Entity 30 | GrantCommon Stock | 6,275 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015155 · marketforms-37274.xml · nonDerivative · entry 1 KEANE JOHN J · CIK 0001261762 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,142 F1 · ownership.direct: Award of performance share units under the Company's 2012 Stock Incentive and Award Plan that were earned upon the achievement of performance measures over a 3-year performance period ended October 31, 2016. The holdings are net of shares previously withheld or sold to cover withholding taxes. Read SEC document |
| November 25, 2016 Filed Nov 28, 2016 22:13 UTC | NORDSON CORP NDSN · Entity 30 | Tax withholdingCommon Stock | 298 | $109.95 | $32,765.10 |
DisclosureSEC source: 0001214659-16-015005 · marketforms-37193.xml · nonDerivative · entry 3 KEANE JOHN J · CIK 0001261762 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,867 F3 · ownership.direct: On November 25, 2013, the Company awarded 1,900 restricted shares under the Company's 2012 Stock Incentive and Award Plan. One-third of the restricted shares vested on each of November 25, 2014, 2015, and 2016. 298 of the 634 shares that vested November 25, 2016 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes. Read SEC document |
| November 24, 2016 Filed Nov 28, 2016 22:13 UTC | NORDSON CORP NDSN · Entity 30 | Tax withholdingCommon Stock | 282 | $109.95 | $31,005.90 |
DisclosureSEC source: 0001214659-16-015005 · marketforms-37193.xml · nonDerivative · entry 2 KEANE JOHN J · CIK 0001261762 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,165 F2 · ownership.direct: On November 24, 2014, the Company awarded 1,800 restricted shares under the Company's 2012 Stock Incentive and Award Plan. One-third of the restricted shares vested on each of November 24, 2015 and 2016, and one-third will vest on November 24, 2017. 282 of the 600 shares that vested November 24, 2016 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 22:13 UTC | NORDSON CORP NDSN · Entity 30 | Tax withholdingCommon Stock | 376 | $109.14 | $41,036.64 |
DisclosureSEC source: 0001214659-16-015005 · marketforms-37193.xml · nonDerivative · entry 1 KEANE JOHN J · CIK 0001261762 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,447 F1 · ownership.direct: On November 23, 2015, the Company awarded 2,400 restricted shares under the Company's 2012 Stock Incentive and Award Plan. One-third of the restricted shares vested on November 23, 2016, and one-third will vest on each of November 23, 2017 and 2018. 376 of the 800 shares that vested November 23, 2016 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:28 UTC | NORDSON CORP NDSN · Entity 30 | GrantEmployee Stock Options (right to buy) · Derivative | 14,000 | $0.00 Strike: $107.65 | $0.00 |
DisclosureSEC source: 0001214659-16-014936 · marketforms-37181.xml · derivative · entry 11 KEANE JOHN J · CIK 0001261762 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Common Stock · 14,000 shares Expires 2026-11-21 F9 · derivative.exercise_date: On November 21, 2016, the Company awarded 14,000 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 21, 2017. The vested portions of such options will become exercisable upon vesting. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:28 UTC | NORDSON CORP NDSN · Entity 30 | GrantCommon Stock | 3,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-014936 · marketforms-37181.xml · nonDerivative · entry 2 KEANE JOHN J · CIK 0001261762 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,823 F2 · ownership.direct: On November 21, 2016, the Company awarded 3,600 performance shares under the Company's 2012 Stock Incentive and Award Plan, which represent the right to receive shares contingent upon the achievement of performance measures over a 3-year performance period. Shares that are earned upon the attainment of the applicable performance targets settle in January 2020. The ultimate number of shares earned is subject to adjustment based on actual performance. The holdings include 64 shares acquired through dividend payments and participation in the Company's dividend reinvestment plan, and are net of shares previously withheld or sold to cover withholding taxes. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:28 UTC | NORDSON CORP NDSN · Entity 30 | GrantCommon Stock | 1,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-014936 · marketforms-37181.xml · nonDerivative · entry 1 KEANE JOHN J · CIK 0001261762 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,159 F1 · ownership.direct: On November 21, 2016, the Company awarded 1,800 restricted shares under the Company's 2012 Stock Incentive and Award Plan. One-third of the restricted shares will vest on each of November 30, 2017, 2018, and 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.