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person · Reporting owner

Gilbert E Scott

Disclosed activity across 1 company

Tapewire entity
143033
SEC CIK
0001319853

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

MARSH & MCLENNAN COMPANIES, INC.

Report date December 31, 2020 · Filed February 05, 2021

Section 16 reporting ended · disclosed 2021-02-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect38,609 Reported balance After 2020-11-05 transaction · row 1
1 source row

Row 1 · 2020-11-05 · Gift · Disposed 4,588 · Balance 38,609

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 05, 2020 Filed Feb 5, 2021 21:24 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GiftCommon Stock 4,588 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004174 · form5.xml · nonDerivative · entry 1

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,609

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:00 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 SaleCommon Stock 4,114 $106.89 $439,748.75
Disclosure

SEC source: 0001127602-20-009948 · form4.xml · nonDerivative · entry 1

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,197

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:07 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Exercise / conversionRestricted Stock Units · Derivative 8,800 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008941 · form4.xml · derivative · entry 3

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,840

Underlying: Common Stock · 8,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F1 · kind: Vesting and distribution to reporting person of 8,800 shares underlying restricted stock units of which 4,686 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 8,800 shares underlying restricted stock units relate to 1,139 restricted stock units that were granted on February 22, 2017, 5,739 restricted stock units relating to performance stock units that were granted on February 22, 2017 for the performance period 2017-2019, 1,004 restricted stock units that were granted on February 21, 2018 and 918 restricted stock units that were granted on February 19, 2019.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:07 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Tax withholdingCommon Stock 4,686 $109.57 $513,445.02
Disclosure

SEC source: 0001127602-20-008941 · form4.xml · nonDerivative · entry 2

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,311

F1 · kind: Vesting and distribution to reporting person of 8,800 shares underlying restricted stock units of which 4,686 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 8,800 shares underlying restricted stock units relate to 1,139 restricted stock units that were granted on February 22, 2017, 5,739 restricted stock units relating to performance stock units that were granted on February 22, 2017 for the performance period 2017-2019, 1,004 restricted stock units that were granted on February 21, 2018 and 918 restricted stock units that were granted on February 19, 2019.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:07 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Exercise / conversionCommon Stock 8,800 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008941 · form4.xml · nonDerivative · entry 1

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting and distribution to reporting person of 8,800 shares underlying restricted stock units of which 4,686 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 8,800 shares underlying restricted stock units relate to 1,139 restricted stock units that were granted on February 22, 2017, 5,739 restricted stock units relating to performance stock units that were granted on February 22, 2017 for the performance period 2017-2019, 1,004 restricted stock units that were granted on February 21, 2018 and 918 restricted stock units that were granted on February 19, 2019.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:07 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Exercise / conversionStock Options (Right to Buy) · Derivative 43,253 $0.00 Strike: $57.33 $0.00
Disclosure

SEC source: 0001127602-20-007912 · form4.xml · derivative · entry 3

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,253 shares

Expires 2026-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: These options were granted on February 22, 2016 and vested in four equal annual installments on February 22nd of 2017, 2018, 2019 and 2020.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:07 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 SaleCommon Stock 43,253 $113.93 $4,927,701.83
Disclosure

SEC source: 0001127602-20-007912 · form4.xml · nonDerivative · entry 2

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,197

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:07 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Exercise / conversionCommon Stock 43,253 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007912 · form4.xml · nonDerivative · entry 1

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:15 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stock Units · Derivative 5,739 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006963 · form4.xml · derivative · entry 2

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,640

Underlying: Common Stock · 5,739 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F3 · kind: These restricted stock units relate to performance stock units that were granted on February 22, 2017 for the performance period 2017-2019. The performance factor for these performance stock units was determined on February 19, 2020.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:15 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantStock Options (Right to Buy) · Derivative 23,712 $0.00 Strike: $118.87 $0.00
Disclosure

SEC source: 0001127602-20-006963 · form4.xml · derivative · entry 1

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,712

Underlying: Common Stock · 23,712 shares

Expires 2030-02-18

F1 · derivative.exercise_date: These options were granted on February 19, 2020 and vest in four equal annual installments on February 19th of 2021, 2022, 2023 and 2024.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 21:10 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 SaleCommon Stock 3,660 $92.66 $339,134.50
Disclosure

SEC source: 0001127602-19-010421 · form4.xml · nonDerivative · entry 1

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,197

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:09 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Exercise / conversionRestricted Stock Units · Derivative 7,828 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009566 · form4.xml · derivative · entry 3

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,901

Underlying: Common Stock · 7,828 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F1 · kind: Vesting and distribution to reporting person of 7,828 shares underlying restricted stock units of which 4,168 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 7,828 shares underlying restricted stock units relate to 1,454 restricted stock units that were granted on February 22, 2016, 4,232 restricted stock units relating to performance stock units that were granted on February 22, 2016 for the performance period 2016-2018, 1,139 restricted stock units that were granted on February 22, 2017 and 1,003 restricted stock units that were granted on February 21, 2018.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:09 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Tax withholdingCommon Stock 4,168 $92.49 $385,498.32
Disclosure

SEC source: 0001127602-19-009566 · form4.xml · nonDerivative · entry 2

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,857

F1 · kind: Vesting and distribution to reporting person of 7,828 shares underlying restricted stock units of which 4,168 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 7,828 shares underlying restricted stock units relate to 1,454 restricted stock units that were granted on February 22, 2016, 4,232 restricted stock units relating to performance stock units that were granted on February 22, 2016 for the performance period 2016-2018, 1,139 restricted stock units that were granted on February 22, 2017 and 1,003 restricted stock units that were granted on February 21, 2018.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:09 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Exercise / conversionCommon Stock 7,828 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009566 · form4.xml · nonDerivative · entry 1

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting and distribution to reporting person of 7,828 shares underlying restricted stock units of which 4,168 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 7,828 shares underlying restricted stock units relate to 1,454 restricted stock units that were granted on February 22, 2016, 4,232 restricted stock units relating to performance stock units that were granted on February 22, 2016 for the performance period 2016-2018, 1,139 restricted stock units that were granted on February 22, 2017 and 1,003 restricted stock units that were granted on February 21, 2018.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:09 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Exercise / conversionStock Options (Right to Buy) · Derivative 12,677 $0.00 Strike: $56.84 $0.00
Disclosure

SEC source: 0001127602-19-008673 · form4.xml · derivative · entry 3

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,677 shares

Expires 2025-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: These options were granted on February 23, 2015 and vested in four equal annual installments on February 23rd of 2016, 2017, 2018 and 2019.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:09 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 SaleCommon Stock 12,677 $92.77 $1,176,045.29
Disclosure

SEC source: 0001127602-19-008673 · form4.xml · nonDerivative · entry 2

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,197

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:09 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Exercise / conversionCommon Stock 12,677 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008673 · form4.xml · nonDerivative · entry 1

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:20 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stock Units · Derivative 4,232 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-007533 · form4.xml · derivative · entry 3

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,729

Underlying: Common Stock · 4,232 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F5 · kind: These restricted stock units relate to performance stock units that were granted on February 22, 2016 for the performance period 2016-2018. The performance factor for these performance stock units was determined on February 19, 2019.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:20 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stock Units · Derivative 2,754 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-007533 · form4.xml · derivative · entry 2

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,497

Underlying: Common Stock · 2,754 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F3 · kind: These restricted stock units vest in three equal annual installments on February 28th of 2020, 2021 and 2022.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:20 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantStock Options (Right to Buy) · Derivative 28,043 $0.00 Strike: $90.79 $0.00
Disclosure

SEC source: 0001127602-19-007533 · form4.xml · derivative · entry 1

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,043

Underlying: Common Stock · 28,043 shares

Expires 2029-02-18

F1 · derivative.exercise_date: These options were granted on February 19, 2019 and vest in four equal annual installments on February 19th of 2020, 2021, 2022 and 2023.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 21:19 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Exercise / conversionStock Options (Right to Buy) · Derivative 38,029 $0.00 Strike: $56.84 $0.00
Disclosure

SEC source: 0001127602-19-004307 · form4.xml · derivative · entry 5

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,677

Underlying: Common Stock · 38,029 shares

Expires 2025-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: These options were granted on February 23, 2015 and vested in three equal annual installments on February 23rd of 2016, 2017 and 2018. The remaining installment vests on February 23rd of 2019.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 21:19 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Exercise / conversionStock Options (Right to Buy) · Derivative 51,760 $0.00 Strike: $48.00 $0.00
Disclosure

SEC source: 0001127602-19-004307 · form4.xml · derivative · entry 4

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 51,760 shares

Expires 2024-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: These options were granted on February 24, 2014 and vested in four equal annual installments on February 24th of 2015, 2016, 2017 and 2018.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 21:19 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 SaleCommon Stock 89,789 $90.05 $8,085,679.03
Disclosure

SEC source: 0001127602-19-004307 · form4.xml · nonDerivative · entry 3

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,197

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 21:19 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Exercise / conversionCommon Stock 38,029 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004307 · form4.xml · nonDerivative · entry 2

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 21:19 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Exercise / conversionCommon Stock 51,760 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004307 · form4.xml · nonDerivative · entry 1

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
August 29, 2018 Filed Aug 31, 2018 20:09 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Exercise / conversionStock Options (Right to Buy) · Derivative 80,646 $0.00 Strike: $36.50 $0.00
Disclosure

SEC source: 0001127602-18-026586 · form4.xml · derivative · entry 3

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 80,646 shares

Expires 2023-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options were granted on February 25, 2013 and vested in four equal annual installments on February 25th of 2014, 2015, 2016 and 2017.

Read SEC document
August 29, 2018 Filed Aug 31, 2018 20:09 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 SaleCommon Stock 80,646 $84.64 $6,825,635.50
Disclosure

SEC source: 0001127602-18-026586 · form4.xml · nonDerivative · entry 2

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,197

Read SEC document
August 29, 2018 Filed Aug 31, 2018 20:09 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Exercise / conversionCommon Stock 80,646 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-026586 · form4.xml · nonDerivative · entry 1

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 21:23 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Exercise / conversionStock Options (Right to Buy) · Derivative 52,782 $0.00 Strike: $31.89 $0.00
Disclosure

SEC source: 0001127602-18-010358 · form4.xml · derivative · entry 3

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,782 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options were granted on February 24, 2012 and vested in four equal annual installments on February 24th of 2013, 2014, 2015 and 2016.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 21:23 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 SaleCommon Stock 52,782 $81.33 $4,292,548.93
Disclosure

SEC source: 0001127602-18-010358 · form4.xml · nonDerivative · entry 2

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,197

Read SEC document
March 02, 2018 Filed Mar 6, 2018 21:23 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Exercise / conversionCommon Stock 52,782 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010358 · form4.xml · nonDerivative · entry 1

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:06 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Exercise / conversionRestricted Stock Units · Derivative 10,199 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009636 · form4.xml · derivative · entry 3

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,743

Underlying: Common Stock · 10,199 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F1 · kind: Vesting and distribution to reporting person of 10,199 shares underlying restricted stock units of which 5,429 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 10,199 shares underlying restricted stock units relate to 1,687 restricted stock units that were granted on February 23, 2015, 5,920 restricted stock units relating to performance stock units that were granted on February 23, 2015 for the performance period 2015-2017, 1,454 restricted stock units that were granted on February 22, 2016 and 1,138 restricted stock units that were granted on February 22, 2017.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:06 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Tax withholdingCommon Stock 5,429 $84.87 $460,759.23
Disclosure

SEC source: 0001127602-18-009636 · form4.xml · nonDerivative · entry 2

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,197

F1 · kind: Vesting and distribution to reporting person of 10,199 shares underlying restricted stock units of which 5,429 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 10,199 shares underlying restricted stock units relate to 1,687 restricted stock units that were granted on February 23, 2015, 5,920 restricted stock units relating to performance stock units that were granted on February 23, 2015 for the performance period 2015-2017, 1,454 restricted stock units that were granted on February 22, 2016 and 1,138 restricted stock units that were granted on February 22, 2017.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:06 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Exercise / conversionCommon Stock 10,199 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009636 · form4.xml · nonDerivative · entry 1

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting and distribution to reporting person of 10,199 shares underlying restricted stock units of which 5,429 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 10,199 shares underlying restricted stock units relate to 1,687 restricted stock units that were granted on February 23, 2015, 5,920 restricted stock units relating to performance stock units that were granted on February 23, 2015 for the performance period 2015-2017, 1,454 restricted stock units that were granted on February 22, 2016 and 1,138 restricted stock units that were granted on February 22, 2017.

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February 21, 2018 Filed Feb 23, 2018 21:07 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stock Units · Derivative 5,920 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008035 · form4.xml · derivative · entry 3

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,942

Underlying: Common Stock · 5,920 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F5 · kind: These restricted stock units relate to performance stock units that were granted on February 23, 2015 for the performance period 2015-2017. The performance factor for these performance stock units was determined on February 21, 2018.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

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February 21, 2018 Filed Feb 23, 2018 21:07 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stock Units · Derivative 3,011 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008035 · form4.xml · derivative · entry 2

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,022

Underlying: Common Stock · 3,011 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F3 · kind: These restricted stock units vest in three equal annual installments on February 28th of 2019, 2020 and 2021.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

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February 21, 2018 Filed Feb 23, 2018 21:07 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantStock Options (Right to Buy) · Derivative 27,338 $0.00 Strike: $83.05 $0.00
Disclosure

SEC source: 0001127602-18-008035 · form4.xml · derivative · entry 1

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,338

Underlying: Common Stock · 27,338 shares

Expires 2028-02-20

F1 · derivative.exercise_date: These options were granted on February 21, 2018 and vest in four equal annual installments on February 21st of 2019, 2020, 2021 and 2022.

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August 21, 2017 Filed Aug 23, 2017 20:03 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Exercise / conversionStock Options (Right to Buy) · Derivative 30,000 $0.00 Strike: $31.89 $0.00
Disclosure

SEC source: 0001127602-17-026320 · form4.xml · derivative · entry 3

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,782

Underlying: Common Stock · 30,000 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options were granted on February 24, 2012 and vested in four equal annual installments on February 24th of 2013, 2014, 2015 and 2016.

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August 21, 2017 Filed Aug 23, 2017 20:03 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 SaleCommon Stock 30,000 $77.31 $2,319,309.00
Disclosure

SEC source: 0001127602-17-026320 · form4.xml · nonDerivative · entry 2

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,427

Read SEC document
August 21, 2017 Filed Aug 23, 2017 20:03 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Exercise / conversionCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-026320 · form4.xml · nonDerivative · entry 1

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:21 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Exercise / conversionRestricted Stock Units · Derivative 11,128 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009695 · form4.xml · derivative · entry 3

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,011

Underlying: Common Stock · 11,128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F1 · kind: Vesting and distribution to reporting person of 11,128 shares underlying restricted stock units of which 6,214 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 11,128 shares underlying restricted stock units relate to 1,737 restricted stock units that were granted on February 24, 2014, 6,251 restricted stock units relating to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016, 1,686 restricted stock units that were granted on February 23, 2015, and 1,454 restricted stock units that were granted on February 22, 2016.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

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February 28, 2017 Filed Mar 2, 2017 21:21 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Tax withholdingCommon Stock 6,214 $73.28 $455,361.92
Disclosure

SEC source: 0001127602-17-009695 · form4.xml · nonDerivative · entry 2

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,427

F1 · kind: Vesting and distribution to reporting person of 11,128 shares underlying restricted stock units of which 6,214 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 11,128 shares underlying restricted stock units relate to 1,737 restricted stock units that were granted on February 24, 2014, 6,251 restricted stock units relating to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016, 1,686 restricted stock units that were granted on February 23, 2015, and 1,454 restricted stock units that were granted on February 22, 2016.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:21 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Exercise / conversionCommon Stock 11,128 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009695 · form4.xml · nonDerivative · entry 1

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting and distribution to reporting person of 11,128 shares underlying restricted stock units of which 6,214 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 11,128 shares underlying restricted stock units relate to 1,737 restricted stock units that were granted on February 24, 2014, 6,251 restricted stock units relating to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016, 1,686 restricted stock units that were granted on February 23, 2015, and 1,454 restricted stock units that were granted on February 22, 2016.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:07 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Exercise / conversionStock Options (Right to Buy) · Derivative 41,474 $0.00 Strike: $30.60 $0.00
Disclosure

SEC source: 0001127602-17-008207 · form4.xml · derivative · entry 6

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,474 shares

Expires 2021-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options were granted on February 21, 2011 and vested in four equal annual installments on February 21st of 2012, 2013, 2014 and 2015.

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February 22, 2017 Filed Feb 24, 2017 21:07 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stock Units · Derivative 6,251 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-008207 · form4.xml · derivative · entry 5

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,139

Underlying: Common Stock · 6,251 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F5 · kind: These restricted stock units relate to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016. The performance factor for these performance stock units was determined on February 22, 2017.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

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February 22, 2017 Filed Feb 24, 2017 21:07 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stock Units · Derivative 3,416 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-008207 · form4.xml · derivative · entry 4

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,888

Underlying: Common Stock · 3,416 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F3 · kind: These restricted stock units vest in three equal annual installments on February 28th of 2018, 2019 and 2020.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:07 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantStock Options (Right to Buy) · Derivative 33,312 $0.00 Strike: $73.20 $0.00
Disclosure

SEC source: 0001127602-17-008207 · form4.xml · derivative · entry 3

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,312

Underlying: Common Stock · 33,312 shares

Expires 2027-02-21

F1 · derivative.exercise_date: These options were granted on February 22, 2017 and vest in four equal annual installments on February 22nd of 2018, 2019, 2020 and 2021.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:07 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 SaleCommon Stock 41,474 $72.77 $3,018,021.51
Disclosure

SEC source: 0001127602-17-008207 · form4.xml · nonDerivative · entry 2

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,513

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:07 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Exercise / conversionCommon Stock 41,474 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-008207 · form4.xml · nonDerivative · entry 1

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 21:06 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Exercise / conversionStock Options (Right to Buy) · Derivative 11,000 $0.00 Strike: $30.60 $0.00
Disclosure

SEC source: 0001127602-16-068094 · form4.xml · derivative · entry 3

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,474

Underlying: Common Stock · 11,000 shares

Expires 2021-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options were granted on February 21, 2011 and vested in four equal annual installments on February 21st of 2012, 2013, 2014 and 2015.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.