person · Reporting owner
BASSWOOD ENHANCED LONG SHORT FUND LP
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Dime Commercial Bancshares, Inc. /NY/DCOM · Entity 4607 | Director · 10% owner · Director-by-Deputization | February 01, 2021 | February 06, 2021 |
| Regional Management Corp.RM · Entity 2197 | Director · 10% owner · Director-by-Deputization | May 13, 2020 | May 15, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Dime Commercial Bancshares, Inc. /NY/
Report date February 01, 2021 · Filed February 06, 2021 · Amendment
Jointly reported with BASSWOOD CAPITAL MANAGEMENT, L.L.C., LINDENBAUM MATTHEW A, LINDENBAUM BENNETT D, BASSWOOD ENHANCED LONG SHORT GP, LLC, BASSWOOD FINANCIAL FUND, L.P., BASSWOOD OPPORTUNITY PARTNERS, L.P., BASSWOOD OPPORTUNITY FUND INC, BASSWOOD FINANCIAL LONG ONLY FUND, L.P.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per share ("Common Stock")SEC Table I · non-derivative | IndirectSee footnotes | 2,547,077 |
Reported balance
After 2021-02-01 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2021-02-01 · Other · Acquired 1,220,156 · Balance 2,547,077 F2: See Exhibit 99.1 F1: See Exhibit 99.1 F4: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 427,309 |
Reported balance
After 2021-02-01 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2021-02-01 · Other · Acquired 113,081 · Balance 427,309 F2: See Exhibit 99.1 F1: See Exhibit 99.1 F5: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 40,086 |
Reported balance
After 2021-02-01 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2021-02-01 · Other · Acquired 13,438 · Balance 40,086 F2: See Exhibit 99.1 F1: See Exhibit 99.1 F6: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 174,033 |
Reported balance
After 2021-02-01 transaction · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · 2021-02-01 · Other · Acquired 52,515 · Balance 174,033 F2: See Exhibit 99.1 F1: See Exhibit 99.1 F7: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 73,493 |
Reported balance
After 2021-02-01 transaction · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · 2021-02-01 · Other · Acquired 28,648 · Balance 73,493 F2: See Exhibit 99.1 F1: See Exhibit 99.1 F8: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 18,660 |
Reported balance
After 2021-02-01 transaction · row 6
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 6 · 2021-02-01 · Other · Acquired 2,526 · Balance 18,660 F2: See Exhibit 99.1 F1: See Exhibit 99.1 F9: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 2,600,900 |
Reported balance
After 2021-02-01 transaction · row 7
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 7 · 2021-02-01 · Other · Acquired 53,823 · Balance 2,600,900 F3: See Exhibit 99.1 F1: See Exhibit 99.1 F4: See Exhibit 99.1 |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1
F2: See Exhibit 99.1
F3: See Exhibit 99.1
F4: See Exhibit 99.1
F5: See Exhibit 99.1
F6: See Exhibit 99.1
F7: See Exhibit 99.1
F8: See Exhibit 99.1
F9: See Exhibit 99.1
Regional Management Corp.
Report date May 13, 2020 · Filed May 15, 2020
Jointly reported with BASSWOOD CAPITAL MANAGEMENT, L.L.C., LINDENBAUM MATTHEW A, LINDENBAUM BENNETT D, BASSWOOD ENHANCED LONG SHORT GP, LLC, BASSWOOD OPPORTUNITY PARTNERS, L.P., BASSWOOD OPPORTUNITY FUND INC, BASSWOOD FINANCIAL FUND, L.P., BASSWOOD FINANCIAL FUND, INC., BASSWOOD FINANCIAL LONG ONLY FUND, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.10 per share ("Common Stock")SEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2020-05-13 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-05-13 · Sale · Disposed 40,662 · Balance 0 F1: See Exhibit 99.1 F2: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 39,013 |
Reported balance
After 2020-05-13 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2020-05-13 · Sale · Disposed 2,173 · Balance 39,013 F1: See Exhibit 99.1 F3: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 17,575 |
Reported balance
After 2020-05-13 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2020-05-13 · Sale · Disposed 4,815 · Balance 17,575 F1: See Exhibit 99.1 F4: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 343,500 |
Reported balance
After 2020-05-13 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2020-05-13 · Purchase · Acquired 31,865 · Balance 343,500 F1: See Exhibit 99.1 F5: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 229,453 |
Reported balance
After 2020-05-13 transaction · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · 2020-05-13 · Purchase · Acquired 7,621 · Balance 229,453 F1: See Exhibit 99.1 F6: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 134,705 |
Reported balance
After 2020-05-13 transaction · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · 2020-05-13 · Purchase · Acquired 5,416 · Balance 134,705 F1: See Exhibit 99.1 F7: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 49,857 |
Reported balance
After 2020-05-13 transaction · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · 2020-05-13 · Purchase · Acquired 2,748 · Balance 49,857 F1: See Exhibit 99.1 F8: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 7,056 |
Reported balance
Holding disclosure · report date 2020-05-13 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 7,056 F1: See Exhibit 99.1 F9: See Exhibit 99.1 |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1
F2: See Exhibit 99.1
F3: See Exhibit 99.1
F4: See Exhibit 99.1
F5: See Exhibit 99.1
F6: See Exhibit 99.1
F7: See Exhibit 99.1
F8: See Exhibit 99.1
F9: See Exhibit 99.1
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2017 Filed Jun 5, 2017 21:27 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 66,809 | $33.64 | $2,247,454.76 |
DisclosureSEC source: 0001140361-17-023821 · doc1.xml · nonDerivative · entry 4 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 934,723 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F5 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 21:27 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 62,593 | $33.68 | $2,108,132.24 |
DisclosureSEC source: 0001140361-17-023821 · doc1.xml · nonDerivative · entry 3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,542 F1 · ownership.direct: Notes are included on Exhibit 99.1 hereto. F4 · ownership.direct: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 21:27 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 41,411 | $33.68 | $1,394,722.48 |
DisclosureSEC source: 0001140361-17-023821 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 80,746 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F3 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 22:32 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 489,304 | $31.00 | $15,168,424.00 |
DisclosureSEC source: 0001140361-16-087799 · doc1.xml · nonDerivative · entry 9 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,001,532 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F8 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 22:32 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 27,061 | $31.00 | $838,891.00 |
DisclosureSEC source: 0001140361-16-087799 · doc1.xml · nonDerivative · entry 8 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 139,955 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F7 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 22:32 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 34,959 | $31.00 | $1,083,729.00 |
DisclosureSEC source: 0001140361-16-087799 · doc1.xml · nonDerivative · entry 7 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,949 F6 · ownership.direct: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 22:32 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 1,774 | $31.00 | $54,994.00 |
DisclosureSEC source: 0001140361-16-087799 · doc1.xml · nonDerivative · entry 6 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,990 F6 · ownership.direct: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 22:32 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 137,873 | $31.00 | $4,274,063.00 |
DisclosureSEC source: 0001140361-16-087799 · doc1.xml · nonDerivative · entry 5 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,216 F6 · ownership.direct: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 22:32 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 52,583 | $31.00 | $1,630,073.00 |
DisclosureSEC source: 0001140361-16-087799 · doc1.xml · nonDerivative · entry 4 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 150,112 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F5 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 22:32 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 12,868 | $31.00 | $398,908.00 |
DisclosureSEC source: 0001140361-16-087799 · doc1.xml · nonDerivative · entry 3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 39,335 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F4 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 22:32 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 10,351 | $31.00 | $320,881.00 |
DisclosureSEC source: 0001140361-16-087799 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 31,962 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F3 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 22:32 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 33,227 | $31.00 | $1,030,037.00 |
DisclosureSEC source: 0001140361-16-087799 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 256,226 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F2 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| September 20, 2016 Filed Sep 21, 2016 21:58 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 4,320 | $29.07 | $125,582.40 |
DisclosureSEC source: 0001140361-16-080477 · doc1.xml · nonDerivative · entry 11 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,343 F6 · ownership.direct: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| September 20, 2016 Filed Sep 21, 2016 21:58 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 455 | $29.07 | $13,226.85 |
DisclosureSEC source: 0001140361-16-080477 · doc1.xml · nonDerivative · entry 10 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 26,467 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F4 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| September 20, 2016 Filed Sep 21, 2016 21:58 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 268 | $29.07 | $7,790.76 |
DisclosureSEC source: 0001140361-16-080477 · doc1.xml · nonDerivative · entry 9 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 21,611 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F3 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| September 20, 2016 Filed Sep 21, 2016 21:58 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 282 | $29.07 | $8,197.74 |
DisclosureSEC source: 0001140361-16-080477 · doc1.xml · nonDerivative · entry 8 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 222,999 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F2 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 21:58 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 28,027 | $29.13 | $816,426.51 |
DisclosureSEC source: 0001140361-16-080477 · doc1.xml · nonDerivative · entry 7 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,663 F6 · ownership.direct: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 21:58 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 2,881 | $29.16 | $84,009.96 |
DisclosureSEC source: 0001140361-16-080477 · doc1.xml · nonDerivative · entry 6 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,690 F6 · ownership.direct: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 21:58 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 14,933 | $29.16 | $435,446.28 |
DisclosureSEC source: 0001140361-16-080477 · doc1.xml · nonDerivative · entry 5 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 97,529 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F5 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 21:58 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 2,943 | $29.13 | $85,729.59 |
DisclosureSEC source: 0001140361-16-080477 · doc1.xml · nonDerivative · entry 4 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 26,922 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F4 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 21:58 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 1,735 | $29.13 | $50,540.55 |
DisclosureSEC source: 0001140361-16-080477 · doc1.xml · nonDerivative · entry 3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 21,879 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F3 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 21:58 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 39 | $29.16 | $1,137.24 |
DisclosureSEC source: 0001140361-16-080477 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 23,614 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F3 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 21:58 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock, par value $0.01 per share ("Common Stock") | 1,828 | $29.13 | $53,249.64 |
DisclosureSEC source: 0001140361-16-080477 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 223,281 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F2 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.