Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aon plcAON · Entity 2608 | Chief Innovation Officer | February 11, 2021 | February 17, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aon plc
Report date February 11, 2021 · Filed February 17, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary StockSEC Table I · non-derivative | Direct | 29,341 |
Ending reported balance
After 2021-02-12 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2021-02-11 · Grant · Acquired 19,459 · Balance 36,847 F1: Represents Class A Ordinary Shares issued upon the settlement of performance share unit awards originally granted approximately three years ago under the thirteenth cycle of the Company's Leadership Performance Program. The number of shares issued was determined by the Organization and Compensation Committee of the Board of Directors on February 11, 2021, based on the Company's performance for the period from January 1, 2018 to December 31, 2020. Row 2 · 2021-02-11 · Tax withholding · Disposed 8,272 · Balance 28,575 F2: Class A Ordinary Shares withheld by the issuer for payment of withholding taxes in connection with the vesting of the award. Row 3 · 2021-02-12 · Exercise / conversion · Acquired 99 · Balance 28,674 F3: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award. Row 4 · 2021-02-12 · Tax withholding · Disposed 39 · Balance 28,635 F2: Class A Ordinary Shares withheld by the issuer for payment of withholding taxes in connection with the vesting of the award. Row 5 · 2021-02-12 · Exercise / conversion · Acquired 585 · Balance 29,220 F3: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award. Row 6 · 2021-02-12 · Tax withholding · Disposed 243 · Balance 28,977 F2: Class A Ordinary Shares withheld by the issuer for payment of withholding taxes in connection with the vesting of the award. Row 7 · 2021-02-12 · Exercise / conversion · Acquired 634 · Balance 29,611 F3: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award. F2: Class A Ordinary Shares withheld by the issuer for payment of withholding taxes in connection with the vesting of the award. Row 8 · 2021-02-12 · Tax withholding · Disposed 270 · Balance 29,341 F2: Class A Ordinary Shares withheld by the issuer for payment of withholding taxes in connection with the vesting of the award. |
| Restricted Share Unit (Right to Receive)SEC Table II · derivative / convertible security · Expires 2024-02-11 | Direct | 893 |
Reported balance
After 2021-02-11 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-02-11 · Grant · Acquired 893 · Balance 893 F4: The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with Irish law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person. F5: The restricted share unit award vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan as follows: 33 1/3% of the award vests on each of the first through third anniversary of the date of the grant. |
| Restricted Share Unit (Right to Receive)SEC Table II · derivative / convertible security · Expires 2021-02-15 | Direct | 0 |
Reported balance
After 2021-02-12 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2021-02-12 · Exercise / conversion · Disposed 634 · Balance 0 F4: The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with Irish law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person. F8: A restricted share unit award was granted on February 15, 2018 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant. |
| Restrictive Share Unit (Right to Receive)SEC Table II · derivative / convertible security · Expires 2023-02-13 | Direct | 199 |
Reported balance
After 2021-02-12 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2021-02-12 · Exercise / conversion · Disposed 99 · Balance 199 F4: The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with Irish law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person. F6: A restricted share unit award was granted on February 13, 2020 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant. |
| Restrictive Share Unit (Right to Receive)SEC Table II · derivative / convertible security · Expires 2022-02-14 | Direct | 585 |
Reported balance
After 2021-02-12 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2021-02-12 · Exercise / conversion · Disposed 585 · Balance 585 F4: The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with Irish law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person. F7: A restricted share unit award was granted on February 14, 2019 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Class A Ordinary Shares issued upon the settlement of performance share unit awards originally granted approximately three years ago under the thirteenth cycle of the Company's Leadership Performance Program. The number of shares issued was determined by the Organization and Compensation Committee of the Board of Directors on February 11, 2021, based on the Company's performance for the period from January 1, 2018 to December 31, 2020.
F2: Class A Ordinary Shares withheld by the issuer for payment of withholding taxes in connection with the vesting of the award.
F3: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.
F4: The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with Irish law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person.
F5: The restricted share unit award vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan as follows: 33 1/3% of the award vests on each of the first through third anniversary of the date of the grant.
F6: A restricted share unit award was granted on February 13, 2020 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant.
F7: A restricted share unit award was granted on February 14, 2019 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant.
F8: A restricted share unit award was granted on February 15, 2018 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 16, 2018 Filed Feb 21, 2018 01:40 UTC | Aon plc AON · Entity 2608 | Tax withholdingClass A Ordinary Stock | 334 | $140.86 | $47,047.24 |
DisclosureSEC source: 0001209191-18-011717 · doc4.xml · nonDerivative · entry 4 Goland Anthony R · CIK 0001669783 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,385 F2 · kind: Class A Ordinary Shares withheld by the issuer for payment of withholding taxes in connection with the vesting of the award. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 01:40 UTC | Aon plc AON · Entity 2608 | Exercise / conversionClass A Ordinary Stock | 795 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-011717 · doc4.xml · nonDerivative · entry 3 Goland Anthony R · CIK 0001669783 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award. F1 · price: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 01:40 UTC | Aon plc AON · Entity 2608 | Tax withholdingClass A Ordinary Stock | 182 | $140.86 | $25,636.52 |
DisclosureSEC source: 0001209191-18-011717 · doc4.xml · nonDerivative · entry 2 Goland Anthony R · CIK 0001669783 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,924 F2 · kind: Class A Ordinary Shares withheld by the issuer for payment of withholding taxes in connection with the vesting of the award. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 01:40 UTC | Aon plc AON · Entity 2608 | Exercise / conversionClass A Ordinary Stock | 432 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-011717 · doc4.xml · nonDerivative · entry 1 Goland Anthony R · CIK 0001669783 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,106 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award. F1 · price: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 01:40 UTC | Aon plc AON · Entity 2608 | GrantRestricted Share Unit (Right to Receive) · Derivative | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011717 · doc4.xml · derivative · entry 5 Goland Anthony R · CIK 0001669783 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,900 Underlying: Class A Ordinary Shares · 1,900 shares Expires 2021-02-15 F3 · derivative.exercise_price: The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with U.K. law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person. F4 · derivative.exercise_date: The restricted share unit award vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan as follows: 33 1/3% of the award vests on each of the first through third anniversary of the date of the grant. F4 · derivative.expiration_date: The restricted share unit award vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan as follows: 33 1/3% of the award vests on each of the first through third anniversary of the date of the grant. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 21:18 UTC | Aon plc AON · Entity 2608 | Exercise / conversionRestricted Share Unit (Right to Receive) · Derivative | 1,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-012111 · edgar.xml · derivative · entry 3 Goland Anthony R · CIK 0001669783 · EVP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,322 Underlying: Class A Ordinary Shares · 1,108 shares Expires 2020-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The restricted stock unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with U.K. law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person. F4 · derivative.exercise_date: A restricted share unit award was granted on September 1, 2015 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan as follows: 20% of the awards vest on each of the first through fifth anniversaries of the date of the grant. F4 · derivative.expiration_date: A restricted share unit award was granted on September 1, 2015 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan as follows: 20% of the awards vest on each of the first through fifth anniversaries of the date of the grant. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 21:18 UTC | Aon plc AON · Entity 2608 | Tax withholdingClass A Ordinary Shares | 512 | $138.86 | $71,096.32 |
DisclosureSEC source: 0001179110-17-012111 · edgar.xml · nonDerivative · entry 2 Goland Anthony R · CIK 0001669783 · EVP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,674 F2 · kind: Class A Ordinary Shares withheld by the issuer for the payment of withholding taxes in connection with the vesting of a restricted share unit award. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 21:18 UTC | Aon plc AON · Entity 2608 | Exercise / conversionClass A Ordinary Shares | 1,108 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-012111 · edgar.xml · nonDerivative · entry 1 Goland Anthony R · CIK 0001669783 · EVP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award. F1 · price: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 01:34 UTC | Aon plc AON · Entity 2608 | Exercise / conversionRestricted Share Unit (Right to Receive) · Derivative | 431 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-002852 · edgar.xml · derivative · entry 4 Goland Anthony R · CIK 0001669783 · EVP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 864 Underlying: Class A Ordinary Shares · 431 shares Expires 2019-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The restricted share unit award converts to Class A Ordinary Shares on 1-for-1 basis. In accordance with U.K. law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person. F5 · derivative.exercise_date: A restricted share unit award was granted on February 18, 2016 and vests in accordance with the terms of the Aon Stock Incentive Plan as follows: 33 1/3% of the awards vest on each of the first through third anniversaries of the date of the grant. F5 · derivative.expiration_date: A restricted share unit award was granted on February 18, 2016 and vests in accordance with the terms of the Aon Stock Incentive Plan as follows: 33 1/3% of the awards vest on each of the first through third anniversaries of the date of the grant. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 01:34 UTC | Aon plc AON · Entity 2608 | Tax withholdingClass A Ordinary Shares | 124 | $117.53 | $14,573.72 |
DisclosureSEC source: 0001179110-17-002852 · edgar.xml · nonDerivative · entry 2 Goland Anthony R · CIK 0001669783 · EVP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,078 F2 · kind: Class A Ordinary Shares withheld by the issuer for the payment of withholding taxes in connection with the vesting of a restricted share unit award. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 01:34 UTC | Aon plc AON · Entity 2608 | Exercise / conversionClass A Ordinary Shares | 431 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-002852 · edgar.xml · nonDerivative · entry 1 Goland Anthony R · CIK 0001669783 · EVP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award. F1 · price: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award. Read SEC document |
| February 16, 2017 Filed Feb 22, 2017 01:34 UTC | Aon plc AON · Entity 2608 | GrantRestricted Share Unit (Right to Receive) · Derivative | 2,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-002852 · edgar.xml · derivative · entry 3 Goland Anthony R · CIK 0001669783 · EVP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,387 Underlying: Class A Ordinary Shares · 2,387 shares Expires 2020-02-16 F3 · derivative.exercise_price: The restricted share unit award converts to Class A Ordinary Shares on 1-for-1 basis. In accordance with U.K. law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person. F4 · derivative.exercise_date: The restricted share unit award vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan as follows: 33 1/3% of the awards vest on each of the first through third anniversaries of the date of the grant. F4 · derivative.expiration_date: The restricted share unit award vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan as follows: 33 1/3% of the awards vest on each of the first through third anniversaries of the date of the grant. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 21:41 UTC | Aon plc AON · Entity 2608 | Exercise / conversionRestricted Stock Units (Right to Receive) · Derivative | 1,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-029333 · edgar.xml · derivative · entry 3 Goland Anthony R · CIK 0001669783 · EVP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,430 Underlying: Class A Ordinary Shares · 1,108 shares Expires 2020-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with U.K. law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person. F4 · derivative.exercise_date: The restricted share unit award vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan as follows: 20% of the award vests on each of the first through fifth anniversaries of the date of the grant. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 21:41 UTC | Aon plc AON · Entity 2608 | Tax withholdingClass A Ordinary Shares | 337 | $111.35 | $37,524.95 |
DisclosureSEC source: 0001179110-16-029333 · edgar.xml · nonDerivative · entry 2 Goland Anthony R · CIK 0001669783 · EVP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 771 F2 · kind: Class A Ordinary Shares withheld by issuer for the payment of withholding taxes in connection with the vesting. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 21:41 UTC | Aon plc AON · Entity 2608 | Exercise / conversionClass A Ordinary Shares | 1,108 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-16-029333 · edgar.xml · nonDerivative · entry 1 Goland Anthony R · CIK 0001669783 · EVP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Class A Ordinary Shares acquired on the vesting of a restricted stock unit. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.