Stolle Russell R

SEC source: 0001638599-18-000157 · doc4_5205.xml · nonDerivative · entry 5

Stolle Russell R · CIK 0001372622 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive one ordinary share or, at issuer's election, the cash value thereof. The reporting person's shares of restricted stock were settled for shares of common stock.

SEC source: 0001638599-18-000157 · doc4_5205.xml · derivative · entry 8

Stolle Russell R · CIK 0001372622 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,603

Underlying: Restricted Stock Units · 6,603 shares

Expires 2018-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one ordinary share or, at issuer's election, the cash value thereof. The reporting person's shares of restricted stock were settled for shares of common stock.

F1 · price: Each restricted stock unit represents a right to receive one ordinary share or, at issuer's election, the cash value thereof. The reporting person's shares of restricted stock were settled for shares of common stock.

SEC source: 0001638599-18-000157 · doc4_5205.xml · nonDerivative · entry 4

Stolle Russell R · CIK 0001372622 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,192

F2 · kind: Shares automatically withheld upon settlement of restricted stock units.

SEC source: 0001638599-18-000157 · doc4_5205.xml · nonDerivative · entry 3

Stolle Russell R · CIK 0001372622 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive one ordinary share or, at issuer's election, the cash value thereof. The reporting person's shares of restricted stock were settled for shares of common stock.

SEC source: 0001638599-18-000157 · doc4_5205.xml · derivative · entry 7

Stolle Russell R · CIK 0001372622 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,164

Underlying: Restricted Stock Units · 3,164 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one ordinary share or, at issuer's election, the cash value thereof. The reporting person's shares of restricted stock were settled for shares of common stock.

F1 · price: Each restricted stock unit represents a right to receive one ordinary share or, at issuer's election, the cash value thereof. The reporting person's shares of restricted stock were settled for shares of common stock.

SEC source: 0001638599-18-000157 · doc4_5205.xml · nonDerivative · entry 2

Stolle Russell R · CIK 0001372622 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,225

F2 · kind: Shares automatically withheld upon settlement of restricted stock units.

SEC source: 0001638599-18-000157 · doc4_5205.xml · nonDerivative · entry 1

Stolle Russell R · CIK 0001372622 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive one ordinary share or, at issuer's election, the cash value thereof. The reporting person's shares of restricted stock were settled for shares of common stock.

SEC source: 0001638599-17-000962 · doc4_4993.xml · derivative · entry 2

Stolle Russell R · CIK 0001372622 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,380

Underlying: Ordinary Shares · 4,380 shares

Expires not disclosed

F2 · security: These restricted stock units granted under the Venator 2017 Stock Incentive Plan vest in three equal annual installments beginning September 27, 2018.

F3 · derivative.exercise_price: Each restricted stock unit represents a right to receive one ordinary share or, at issuer's election, the cash value thereof.

F2 · derivative.exercise_date: These restricted stock units granted under the Venator 2017 Stock Incentive Plan vest in three equal annual installments beginning September 27, 2018.

F2 · derivative.expiration_date: These restricted stock units granted under the Venator 2017 Stock Incentive Plan vest in three equal annual installments beginning September 27, 2018.

SEC source: 0001638599-17-000962 · doc4_4993.xml · derivative · entry 1

Stolle Russell R · CIK 0001372622 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,373

Underlying: Ordinary Shares · 10,373 shares

Expires 2027-09-27

F1 · derivative.exercise_date: These options granted under the Venator 2017 Stock Incentive Plan vest in three equal annual installments beginning September 27, 2018.

SEC source: 0001104659-17-052752 · a4.xml · derivative · entry 6

Stolle Russell R · CIK 0001372622 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,492

Underlying: Ordinary Shares · 9,492 shares

Expires not disclosed

F1 · security: The restricted stock units and the options were awarded under the Venator Materials 2017 Stock Incentive Plan to Mr. Stolle in connection with the initial public offering of ordinary shares, par value $0.001 per share ("Ordinary Shares"), in the capital of Venator Materials PLC (the "Company'). The restricted stock units and the options were converted from awards of the Company's parent in connection with the initial public offering of Ordinary Shares by the Company.

F6 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one Ordinary Share or an amount of cash equal to the fair market value of an Ordinary Share on the vesting date that would otherwise be issued to Mr. Stolle.

F9 · derivative.exercise_date: The restricted stock units will vest in three substantially equal installments on each of February 1, 2018, February 1, 2019 and February 1, 2020, in each case provided that Mr. Stolle remains continuously employed by the Company as of the applicable vesting date.

F9 · derivative.expiration_date: The restricted stock units will vest in three substantially equal installments on each of February 1, 2018, February 1, 2019 and February 1, 2020, in each case provided that Mr. Stolle remains continuously employed by the Company as of the applicable vesting date.

SEC source: 0001104659-17-052752 · a4.xml · derivative · entry 5

Stolle Russell R · CIK 0001372622 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,204

Underlying: Ordinary Shares · 13,204 shares

Expires not disclosed

F1 · security: The restricted stock units and the options were awarded under the Venator Materials 2017 Stock Incentive Plan to Mr. Stolle in connection with the initial public offering of ordinary shares, par value $0.001 per share ("Ordinary Shares"), in the capital of Venator Materials PLC (the "Company'). The restricted stock units and the options were converted from awards of the Company's parent in connection with the initial public offering of Ordinary Shares by the Company.

F6 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one Ordinary Share or an amount of cash equal to the fair market value of an Ordinary Share on the vesting date that would otherwise be issued to Mr. Stolle.

F8 · derivative.exercise_date: The restricted stock units will vest in two substantially equal installments on each of February 3, 2018 and February 3, 2019, in each case provided that Mr. Stolle remains continuously employed by the Company as of the applicable vesting date.

F8 · derivative.expiration_date: The restricted stock units will vest in two substantially equal installments on each of February 3, 2018 and February 3, 2019, in each case provided that Mr. Stolle remains continuously employed by the Company as of the applicable vesting date.

SEC source: 0001104659-17-052752 · a4.xml · derivative · entry 4

Stolle Russell R · CIK 0001372622 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,335

Underlying: Ordinary Shares · 2,335 shares

Expires not disclosed

F1 · security: The restricted stock units and the options were awarded under the Venator Materials 2017 Stock Incentive Plan to Mr. Stolle in connection with the initial public offering of ordinary shares, par value $0.001 per share ("Ordinary Shares"), in the capital of Venator Materials PLC (the "Company'). The restricted stock units and the options were converted from awards of the Company's parent in connection with the initial public offering of Ordinary Shares by the Company.

F6 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one Ordinary Share or an amount of cash equal to the fair market value of an Ordinary Share on the vesting date that would otherwise be issued to Mr. Stolle.

F7 · derivative.exercise_date: The restricted stock units will vest on February 4, 2018, provided that Mr. Stolle remains continuously employed by the Company as of the applicable vesting date.

F7 · derivative.expiration_date: The restricted stock units will vest on February 4, 2018, provided that Mr. Stolle remains continuously employed by the Company as of the applicable vesting date.

SEC source: 0001104659-17-052752 · a4.xml · derivative · entry 3

Stolle Russell R · CIK 0001372622 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,561

Underlying: Ordinary Shares · 21,561 shares

Expires 2027-02-01

F1 · security: The restricted stock units and the options were awarded under the Venator Materials 2017 Stock Incentive Plan to Mr. Stolle in connection with the initial public offering of ordinary shares, par value $0.001 per share ("Ordinary Shares"), in the capital of Venator Materials PLC (the "Company'). The restricted stock units and the options were converted from awards of the Company's parent in connection with the initial public offering of Ordinary Shares by the Company.

F5 · derivative.exercise_date: Each option represents a contingent right to purchase one Ordinary Share at an exercise price of $15.81 per share. The options vest and become exercisable in three substantially equal installments on each of February 1, 2018, February 1, 2019 and February 1, 2020.

F3 · derivative.expiration_date: Each option may not be exercised on or after the earliest of the following to take place of (i) the date that is ten (10) years following the date of grant (which is tied to the original grant date of the parent award), (ii) the expiry of the period of six months following certain changes of control and (iii) the expiry of the period during which any person or groups of persons is bound or entitled under Sections 979 to 982 or Sections 983 to 985 of the Companies Act 2006 (or similar law of another jurisdiction) to acquire shares of the same class as the Ordinary Shares.

SEC source: 0001104659-17-052752 · a4.xml · derivative · entry 2

Stolle Russell R · CIK 0001372622 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,797

Underlying: Ordinary Shares · 39,797 shares

Expires 2026-02-03

F1 · security: The restricted stock units and the options were awarded under the Venator Materials 2017 Stock Incentive Plan to Mr. Stolle in connection with the initial public offering of ordinary shares, par value $0.001 per share ("Ordinary Shares"), in the capital of Venator Materials PLC (the "Company'). The restricted stock units and the options were converted from awards of the Company's parent in connection with the initial public offering of Ordinary Shares by the Company.

F4 · derivative.exercise_date: Each option represents a contingent right to purchase one Ordinary Share at an exercise price of $6.67 per share. The options vest and become exercisable in two substantially equal installments on each of February 3, 2018 and February 3, 2019.

F3 · derivative.expiration_date: Each option may not be exercised on or after the earliest of the following to take place of (i) the date that is ten (10) years following the date of grant (which is tied to the original grant date of the parent award), (ii) the expiry of the period of six months following certain changes of control and (iii) the expiry of the period during which any person or groups of persons is bound or entitled under Sections 979 to 982 or Sections 983 to 985 of the Companies Act 2006 (or similar law of another jurisdiction) to acquire shares of the same class as the Ordinary Shares.

SEC source: 0001104659-17-052752 · a4.xml · derivative · entry 1

Stolle Russell R · CIK 0001372622 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,244

Underlying: Ordinary Shares · 5,244 shares

Expires 2025-02-04

F1 · security: The restricted stock units and the options were awarded under the Venator Materials 2017 Stock Incentive Plan to Mr. Stolle in connection with the initial public offering of ordinary shares, par value $0.001 per share ("Ordinary Shares"), in the capital of Venator Materials PLC (the "Company'). The restricted stock units and the options were converted from awards of the Company's parent in connection with the initial public offering of Ordinary Shares by the Company.

F2 · derivative.exercise_date: Each option represents a contingent right to purchase one Ordinary Share at an exercise price of $17.13 per share. The options vest and become exercisable on February 4, 2018.

F3 · derivative.expiration_date: Each option may not be exercised on or after the earliest of the following to take place of (i) the date that is ten (10) years following the date of grant (which is tied to the original grant date of the parent award), (ii) the expiry of the period of six months following certain changes of control and (iii) the expiry of the period during which any person or groups of persons is bound or entitled under Sections 979 to 982 or Sections 983 to 985 of the Companies Act 2006 (or similar law of another jurisdiction) to acquire shares of the same class as the Ordinary Shares.

SEC source: 0001214659-17-002408 · marketforms-38520.xml · derivative · entry 9

Stolle Russell R · CIK 0001372622 · Sr. VP & Deputy GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,931

Underlying: Common Stock · 4,989 shares

Expires 2026-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable as to 14,967 shares on February 3, 2017 and becomes exercisable as to an additional 14,966 shares on February 3, 2018 and the remaining 14,965 shares on February 3, 2019.

SEC source: 0001214659-17-002408 · marketforms-38520.xml · nonDerivative · entry 6

Stolle Russell R · CIK 0001372622 · Sr. VP & Deputy GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,725

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016.

SEC source: 0001214659-17-002408 · marketforms-38520.xml · nonDerivative · entry 5

Stolle Russell R · CIK 0001372622 · Sr. VP & Deputy GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001214659-17-002408 · marketforms-38520.xml · derivative · entry 8

Stolle Russell R · CIK 0001372622 · Sr. VP & Deputy GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,920

Underlying: Common Stock · 9,978 shares

Expires 2026-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable as to 14,967 shares on February 3, 2017 and becomes exercisable as to an additional 14,966 shares on February 3, 2018 and the remaining 14,965 shares on February 3, 2019.

SEC source: 0001214659-17-002408 · marketforms-38520.xml · derivative · entry 7

Stolle Russell R · CIK 0001372622 · Sr. VP & Deputy GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,626 shares

Expires 2023-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vested in three equal installments beginning February 6, 2014.

SEC source: 0001214659-17-002408 · marketforms-38520.xml · nonDerivative · entry 4

Stolle Russell R · CIK 0001372622 · Sr. VP & Deputy GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,725

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016.

SEC source: 0001214659-17-002408 · marketforms-38520.xml · nonDerivative · entry 3

Stolle Russell R · CIK 0001372622 · Sr. VP & Deputy GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001214659-17-002408 · marketforms-38520.xml · nonDerivative · entry 2

Stolle Russell R · CIK 0001372622 · Sr. VP & Deputy GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,725

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016.

SEC source: 0001214659-17-002408 · marketforms-38520.xml · nonDerivative · entry 1

Stolle Russell R · CIK 0001372622 · Sr. VP & Deputy GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001214659-17-000824 · marketforms-37787.xml · nonDerivative · entry 3

Stolle Russell R · CIK 0001372622 · Sr. VP & Deputy GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,725

F1 · shares: Shares automatically withheld upon vesting of restricted stock to satisfy tax withholding obligations.

SEC source: 0001214659-17-000824 · marketforms-37787.xml · nonDerivative · entry 2

Stolle Russell R · CIK 0001372622 · Sr. VP & Deputy GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,198

F1 · shares: Shares automatically withheld upon vesting of restricted stock to satisfy tax withholding obligations.

SEC source: 0001214659-17-000824 · marketforms-37787.xml · nonDerivative · entry 1

Stolle Russell R · CIK 0001372622 · Sr. VP & Deputy GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,679

F1 · shares: Shares automatically withheld upon vesting of restricted stock to satisfy tax withholding obligations.

SEC source: 0001214659-17-000714 · marketforms-37715.xml · derivative · entry 2

Stolle Russell R · CIK 0001372622 · Sr. VP & Deputy GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,216

Underlying: Common Stock · 16,216 shares

Expires 2027-02-01

F2 · derivative.exercise_date: These options granted under the Huntsman 2016 Stock Incentive Plan vest in three equal annual installments beginning February 1, 2018.

SEC source: 0001214659-17-000714 · marketforms-37715.xml · nonDerivative · entry 1

Stolle Russell R · CIK 0001372622 · Sr. VP & Deputy GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,038

F1 · shares: These shares of restricted stock granted under the Huntsman 2016 Stock Incentive Plan vest in three equal annual installments beginning February 1, 2018.

SEC source: 0001214659-17-000491 · marketforms-37648.xml · derivative · entry 9

Stolle Russell R · CIK 0001372622 · Sr. VP & Deputy GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,723 shares

Expires 2022-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options vested in three equal installments beginning February 1, 2013.

SEC source: 0001214659-17-000491 · marketforms-37648.xml · nonDerivative · entry 6

Stolle Russell R · CIK 0001372622 · Sr. VP & Deputy GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,899

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016.

SEC source: 0001214659-17-000491 · marketforms-37648.xml · nonDerivative · entry 5

Stolle Russell R · CIK 0001372622 · Sr. VP & Deputy GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001214659-17-000491 · marketforms-37648.xml · derivative · entry 8

Stolle Russell R · CIK 0001372622 · Sr. VP & Deputy GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,439 shares

Expires 2021-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options vested in three equal installments beginning February 2, 2012.

SEC source: 0001214659-17-000491 · marketforms-37648.xml · derivative · entry 7

Stolle Russell R · CIK 0001372622 · Sr. VP & Deputy GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,199 shares

Expires 2017-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options were scheduled to expire on February 20, 2017 and vested in three equal annual installments beginning February 20, 2008.

SEC source: 0001214659-17-000491 · marketforms-37648.xml · nonDerivative · entry 4

Stolle Russell R · CIK 0001372622 · Sr. VP & Deputy GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,899

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016.

SEC source: 0001214659-17-000491 · marketforms-37648.xml · nonDerivative · entry 3

Stolle Russell R · CIK 0001372622 · Sr. VP & Deputy GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001214659-17-000491 · marketforms-37648.xml · nonDerivative · entry 2

Stolle Russell R · CIK 0001372622 · Sr. VP & Deputy GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,899

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016.

F2 · price: The price reported in Column 4 of Line 2 with respect to the 33,199 shares sold on January 25, 2017 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.16 to $21.46. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (2) to this Form 4.

SEC source: 0001214659-17-000491 · marketforms-37648.xml · nonDerivative · entry 1

Stolle Russell R · CIK 0001372622 · Sr. VP & Deputy GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001214659-17-000345 · marketforms-37609.xml · derivative · entry 3

Stolle Russell R · CIK 0001372622 · Sr. VP & Deputy GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,511 shares

Expires 2020-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were scheduled to expire on February 23, 2020 and vested in three equal annual installments beginning February 23, 2011.

SEC source: 0001214659-17-000345 · marketforms-37609.xml · nonDerivative · entry 2

Stolle Russell R · CIK 0001372622 · Sr. VP & Deputy GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,899

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016.

SEC source: 0001214659-17-000345 · marketforms-37609.xml · nonDerivative · entry 1

Stolle Russell R · CIK 0001372622 · Sr. VP & Deputy GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001214659-17-000674 · marketforms-37736.xml · nonDerivative · entry 1

Stolle Russell R · CIK 0001372622 · Sr. VP & Deputy GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,899