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Owl Creek Credit Opportunities Master Fund, L.P.

Disclosed activity across 2 companies

Tapewire entity
142236
SEC CIK
0001651429

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Anterix Inc.ATEX · Entity 459710% ownerFebruary 23, 2021February 25, 2021
Concrete Pumping Holdings, Inc.BBCP · Entity 553810% ownerJanuary 14, 2019January 16, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.0001 per share ("Common Stock")SEC Table I · non-derivativeIndirectSee footnotes5,406,033 Reported balance After 2021-02-23 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-02-23 · Purchase · Acquired 3,901 · Balance 5,406,033

F1: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Common StockSEC Table I · non-derivativeIndirectSee footnotes5,411,738 Last balance in matching sequence After 2021-02-24 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 2 · 2021-02-23 · Purchase · Acquired 3,830 · Balance 5,409,863

F1: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Row 3 · 2021-02-24 · Purchase · Acquired 1,713 · Balance 5,411,576

F1: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Row 4 · 2021-02-24 · Purchase · Acquired 162 · Balance 5,411,738

F1: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Filing footnotes · ownership attribution and instrument terms

F1: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2023-12-06IndirectSee footnotes4,376,100 Reported balance After 2019-01-14 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-01-14 · Purchase · Acquired 453,501 · Balance 4,376,100

F1: The number of shares reported on this line reflects the corrected information set forth in the Form 4/A filed by the Reporting Persons on January 16, 2019.

F2: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F3: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Filing footnotes · ownership attribution and instrument terms

F1: The number of shares reported on this line reflects the corrected information set forth in the Form 4/A filed by the Reporting Persons on January 16, 2019.

F2: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F3: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 12, 2019 Filed Sep 12, 2019 17:26 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 8,362 $39.89 $333,582.76
Disclosure

SEC source: 0000902664-19-003695 · ownership.xml · nonDerivative · entry 8

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,468,195

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
September 12, 2019 Filed Sep 12, 2019 17:26 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 5,400 $39.85 $215,213.76
Disclosure

SEC source: 0000902664-19-003695 · ownership.xml · nonDerivative · entry 7

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,459,833

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 17:26 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 15,600 $40.37 $629,757.96
Disclosure

SEC source: 0000902664-19-003695 · ownership.xml · nonDerivative · entry 6

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,454,433

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 17:26 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 24,983 $39.50 $986,905.95
Disclosure

SEC source: 0000902664-19-003695 · ownership.xml · nonDerivative · entry 5

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,438,833

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 17:26 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 1,200 $37.74 $45,290.52
Disclosure

SEC source: 0000902664-19-003695 · ownership.xml · nonDerivative · entry 4

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,413,850

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 17:26 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 2,052 $37.65 $77,264.37
Disclosure

SEC source: 0000902664-19-003695 · ownership.xml · nonDerivative · entry 3

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,412,650

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 17:26 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 5,000 $37.95 $189,762.00
Disclosure

SEC source: 0000902664-19-003695 · ownership.xml · nonDerivative · entry 2

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,410,598

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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September 10, 2019 Filed Sep 12, 2019 17:26 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock, par value $0.0001 per share ("Common Stock") 14,286 $37.78 $539,657.94
Disclosure

SEC source: 0000902664-19-003695 · ownership.xml · nonDerivative · entry 1

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,405,598

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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August 30, 2019 Filed Aug 30, 2019 10:21 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock, par value $0.0001 per share ("Common Stock") 1,000,000 $43.50 $43,500,000.00
Disclosure

SEC source: 0000902664-19-003593 · ownership.xml · nonDerivative · entry 1

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,391,312

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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August 20, 2019 Filed Aug 21, 2019 16:36 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock, par value $0.0001 per share ("Common Stock") 17,000 $41.99 $713,830.00
Disclosure

SEC source: 0000902664-19-003520 · ownership.xml · nonDerivative · entry 1

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,391,312

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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August 06, 2019 Filed Aug 6, 2019 21:43 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 1,715 $43.14 $73,978.24
Disclosure

SEC source: 0000902664-19-003242 · ownership.xml · nonDerivative · entry 4

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,374,312

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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August 06, 2019 Filed Aug 6, 2019 21:43 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 8,285 $43.72 $362,188.72
Disclosure

SEC source: 0000902664-19-003242 · ownership.xml · nonDerivative · entry 3

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,372,597

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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August 05, 2019 Filed Aug 6, 2019 21:43 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 14,442 $43.43 $627,246.39
Disclosure

SEC source: 0000902664-19-003242 · ownership.xml · nonDerivative · entry 2

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,364,312

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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August 02, 2019 Filed Aug 6, 2019 21:43 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock, par value $0.0001 per share ("Common Stock") 52,239 $43.71 $2,283,476.39
Disclosure

SEC source: 0000902664-19-003242 · ownership.xml · nonDerivative · entry 1

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,349,870

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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August 01, 2019 Filed Aug 1, 2019 17:11 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 47,761 $44.09 $2,105,792.04
Disclosure

SEC source: 0000902664-19-003193 · ownership.xml · nonDerivative · entry 3

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,297,631

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the Reporting Persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities.

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July 31, 2019 Filed Aug 1, 2019 17:11 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 23,108 $44.91 $1,037,669.36
Disclosure

SEC source: 0000902664-19-003193 · ownership.xml · nonDerivative · entry 2

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,249,870

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the Reporting Persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities.

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July 30, 2019 Filed Aug 1, 2019 17:11 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock, par value $0.0001 per share ("Common Stock") 25,992 $44.77 $1,163,758.01
Disclosure

SEC source: 0000902664-19-003193 · ownership.xml · nonDerivative · entry 1

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,226,762

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the Reporting Persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities.

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July 29, 2019 Filed Jul 29, 2019 17:18 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 16,000 $44.88 $718,022.40
Disclosure

SEC source: 0000902664-19-003172 · ownership.xml · nonDerivative · entry 3

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,200,770

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
July 26, 2019 Filed Jul 29, 2019 17:18 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 8,200 $45.00 $369,000.00
Disclosure

SEC source: 0000902664-19-003172 · ownership.xml · nonDerivative · entry 2

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,184,770

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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July 25, 2019 Filed Jul 29, 2019 17:18 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock, par value $0.0001 per share ("Common Stock") 17,100 $44.87 $767,319.75
Disclosure

SEC source: 0000902664-19-003172 · ownership.xml · nonDerivative · entry 1

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,176,570

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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July 24, 2019 Filed Jul 24, 2019 17:23 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 37,230 $45.00 $1,675,212.25
Disclosure

SEC source: 0000902664-19-003147 · ownership.xml · nonDerivative · entry 6

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,159,470

F2 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F3 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
July 23, 2019 Filed Jul 24, 2019 17:23 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 1,400 $44.90 $62,861.54
Disclosure

SEC source: 0000902664-19-003147 · ownership.xml · nonDerivative · entry 5

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,122,240

F2 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F3 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
July 23, 2019 Filed Jul 24, 2019 17:23 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 10,000 $44.50 $445,000.00
Disclosure

SEC source: 0000902664-19-003147 · ownership.xml · nonDerivative · entry 4

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,120,840

F2 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F3 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
July 23, 2019 Filed Jul 24, 2019 17:23 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 6,000 $44.09 $264,553.80
Disclosure

SEC source: 0000902664-19-003147 · ownership.xml · nonDerivative · entry 3

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,110,840

F2 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F3 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
July 22, 2019 Filed Jul 24, 2019 17:23 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 5,536 $42.94 $237,719.16
Disclosure

SEC source: 0000902664-19-003147 · ownership.xml · nonDerivative · entry 2

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,104,840

F2 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F3 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
July 22, 2019 Filed Jul 24, 2019 17:23 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock, par value $0.0001 per share ("Common Stock") 23,005 $43.07 $990,777.04
Disclosure

SEC source: 0000902664-19-003147 · ownership.xml · nonDerivative · entry 1

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,099,304

F1 · balance_after: This amount of shares gives effect to the amendments reported on the Form 4/A filed by the Reporting Persons on July 24, 2019.

F2 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F3 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
July 19, 2019 Filed Jul 19, 2019 17:06 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 13,786 $43.97 $606,105.63
Disclosure

SEC source: 0000902664-19-003103 · ownership.xml · nonDerivative · entry 5

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,076,159

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
July 19, 2019 Filed Jul 19, 2019 17:06 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 12,519 $43.84 $548,883.04
Disclosure

SEC source: 0000902664-19-003103 · ownership.xml · nonDerivative · entry 4

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,062,373

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
July 18, 2019 Filed Jul 19, 2019 17:06 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 491 $43.85 $21,531.23
Disclosure

SEC source: 0000902664-19-003103 · ownership.xml · nonDerivative · entry 3

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,049,854

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
July 17, 2019 Filed Jul 19, 2019 17:06 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 4,963 $43.95 $218,105.49
Disclosure

SEC source: 0000902664-19-003103 · ownership.xml · nonDerivative · entry 2

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,049,363

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
July 17, 2019 Filed Jul 19, 2019 17:06 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock, par value $0.0001 per share ("Common Stock") 396,727 $45.00 $17,852,715.00
Disclosure

SEC source: 0000902664-19-003103 · ownership.xml · nonDerivative · entry 1

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,044,400

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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July 17, 2019 Filed Jul 24, 2019 17:02 UTC Amendment Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 5,163 $43.95 $226,894.75
Disclosure

SEC source: 0000902664-19-003146 · ownership.xml · nonDerivative · entry 2

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,049,503

F4 · shares: The Form 4 filed on July 19, 2019 by the Reporting Persons incorrectly reported a purchase of 4,963 shares of Common Stock at a purchase price of $43.9463 on July 17, 2019. The purchase on July 17, 2019 at a purchase price of $43.9463 was in fact for 5,163 shares of Common Stock.

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
July 17, 2019 Filed Jul 24, 2019 17:02 UTC Amendment Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock, par value $0.0001 per share ("Common Stock") 396,667 $45.00 $17,850,015.00
Disclosure

SEC source: 0000902664-19-003146 · ownership.xml · nonDerivative · entry 1

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,044,340

F3 · shares: The Form 4 filed on July 19, 2019 by the Reporting Persons incorrectly reported a purchase of 396,727 shares of Common Stock at a purchase price of $45 on July 17, 2019. The purchase on July 17, 2019 at a purchase price of $45 was in fact for 396,667 shares of Common Stock.

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
January 14, 2019 Filed Jan 16, 2019 17:22 UTC Concrete Pumping Holdings, Inc. BBCP · Entity 5538 PurchaseWarrant (right to buy) · Derivative 453,501 $0.75 Strike: $11.50 $340,125.75
Disclosure

SEC source: 0000902664-19-000258 · ownership.xml · derivative · entry 1

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,376,100

Underlying: Common Stock, par value $0.0001 per share · 453,501 shares

Expires 2023-12-06

F1 · balance_after: The number of shares reported on this line reflects the corrected information set forth in the Form 4/A filed by the Reporting Persons on January 16, 2019.

F2 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F3 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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January 10, 2019 Filed Jan 11, 2019 16:33 UTC Concrete Pumping Holdings, Inc. BBCP · Entity 5538 PurchaseWarrant (right to buy) · Derivative 29,975 $0.75 Strike: $11.50 $22,481.25
Disclosure

SEC source: 0000902664-19-000146 · ownership.xml · derivative · entry 2

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,922,329

Underlying: Common Stock · 29,975 shares

Expires 2023-12-06

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
January 09, 2019 Filed Jan 11, 2019 16:33 UTC Concrete Pumping Holdings, Inc. BBCP · Entity 5538 PurchaseWarrant (right to buy) · Derivative 516,254 $0.75 Strike: $11.50 $387,190.50
Disclosure

SEC source: 0000902664-19-000146 · ownership.xml · derivative · entry 1

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,892,354

Underlying: Common Stock, par value $0.0001 per share ("Common Stock") · 516,254 shares

Expires 2023-12-06

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
January 09, 2019 Filed Jan 16, 2019 17:10 UTC Amendment Concrete Pumping Holdings, Inc. BBCP · Entity 5538 PurchaseWarrant (right to buy) · Derivative 516,524 $0.75 Strike: $11.50 $387,393.00
Disclosure

SEC source: 0000902664-19-000255 · ownership.xml · derivative · entry 1

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,892,624

Underlying: Common Stock, par value $0.0001 per share ("Common Stock") · 516,524 shares

Expires 2023-12-06

F3 · shares: The Form 4 filed on January 11, 2019 by the Reporting Persons incorrectly reported a purchase of 516,254 Warrants on January 9, 2019. The purchase on January 9, 2019 was in fact for 516,524 Warrants.

F3 · derivative.underlying_shares: The Form 4 filed on January 11, 2019 by the Reporting Persons incorrectly reported a purchase of 516,254 Warrants on January 9, 2019. The purchase on January 9, 2019 was in fact for 516,524 Warrants.

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
January 07, 2019 Filed Jan 8, 2019 16:37 UTC Concrete Pumping Holdings, Inc. BBCP · Entity 5538 PurchaseWarrant (right to buy) · Derivative 110,000 $0.75 Strike: $11.50 $82,500.00
Disclosure

SEC source: 0000902664-19-000044 · ownership.xml · derivative · entry 2

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,376,100

Underlying: Common Stock · 110,000 shares

Expires 2023-12-06

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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January 04, 2019 Filed Jan 8, 2019 16:37 UTC Concrete Pumping Holdings, Inc. BBCP · Entity 5538 PurchaseWarrant (right to buy) · Derivative 390,000 $0.76 Strike: $11.50 $296,166.00
Disclosure

SEC source: 0000902664-19-000044 · ownership.xml · derivative · entry 1

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,266,100

Underlying: Common Stock, par value $0.0001 per share ("Common Stock") · 390,000 shares

Expires 2023-12-06

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 17:01 UTC Concrete Pumping Holdings, Inc. BBCP · Entity 5538 PurchaseWarrant (right to buy) · Derivative 240,400 $0.75 Strike: $11.50 $180,300.00
Disclosure

SEC source: 0000902664-19-000011 · ownership.xml · derivative · entry 2

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,876,100

Underlying: Common Stock · 240,400 shares

Expires 2023-12-06

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
December 28, 2018 Filed Jan 2, 2019 17:01 UTC Concrete Pumping Holdings, Inc. BBCP · Entity 5538 PurchaseWarrant (right to buy) · Derivative 108,500 $0.75 Strike: $11.50 $81,114.60
Disclosure

SEC source: 0000902664-19-000011 · ownership.xml · derivative · entry 1

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,635,700

Underlying: Common Stock, par value $0.0001 per share ("Common Stock") · 108,500 shares

Expires 2023-12-06

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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August 08, 2018 Filed Aug 10, 2018 17:44 UTC Anterix Inc. PDVW · Entity 4597 PurchaseCommon Stock 7,500 $28.35 $212,625.00
Disclosure

SEC source: 0000902664-18-003084 · ownership.xml · nonDerivative · entry 3

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,647,673

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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August 08, 2018 Filed Aug 10, 2018 17:44 UTC Anterix Inc. PDVW · Entity 4597 PurchaseCommon Stock 5,000 $28.12 $140,586.00
Disclosure

SEC source: 0000902664-18-003084 · ownership.xml · nonDerivative · entry 2

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,640,173

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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August 08, 2018 Filed Aug 10, 2018 17:44 UTC Anterix Inc. PDVW · Entity 4597 PurchaseCommon Stock, par value $0.0001 per share ("Common Stock") 7,175 $28.32 $203,173.04
Disclosure

SEC source: 0000902664-18-003084 · ownership.xml · nonDerivative · entry 1

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,635,173

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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August 01, 2018 Filed Aug 3, 2018 17:00 UTC Anterix Inc. PDVW · Entity 4597 PurchaseCommon Stock, par value $0.001 per share ("Common Stock") 6,583 $28.69 $188,872.85
Disclosure

SEC source: 0000902664-18-003019 · ownership.xml · nonDerivative · entry 1

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,627,998

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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July 27, 2018 Filed Jul 30, 2018 18:25 UTC Anterix Inc. PDVW · Entity 4597 PurchaseCommon Stock 33,000 $27.94 $922,076.10
Disclosure

SEC source: 0000902664-18-002989 · ownership.xml · nonDerivative · entry 2

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: Not disclosed

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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July 26, 2018 Filed Jul 30, 2018 18:25 UTC Anterix Inc. PDVW · Entity 4597 PurchaseCommon Stock, par value $0.001 per share ("Common Stock") 1,500 $26.86 $40,282.50
Disclosure

SEC source: 0000902664-18-002989 · ownership.xml · nonDerivative · entry 1

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: Not disclosed

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
July 25, 2018 Filed Jul 25, 2018 18:07 UTC Anterix Inc. PDVW · Entity 4597 PurchaseCommon Stock 8,000 $25.44 $203,496.00
Disclosure

SEC source: 0000902664-18-002969 · ownership.xml · nonDerivative · entry 6

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,586,915

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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July 24, 2018 Filed Jul 25, 2018 18:07 UTC Anterix Inc. PDVW · Entity 4597 PurchaseCommon Stock 9,541 $26.86 $256,235.00
Disclosure

SEC source: 0000902664-18-002969 · ownership.xml · nonDerivative · entry 5

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,578,915

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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July 23, 2018 Filed Jul 25, 2018 18:07 UTC Anterix Inc. PDVW · Entity 4597 PurchaseCommon Stock 2,512 $25.79 $64,792.52
Disclosure

SEC source: 0000902664-18-002969 · ownership.xml · nonDerivative · entry 4

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,569,374

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.