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OWL CREEK ADVISORS, LLC

Disclosed activity across 3 companies

Tapewire entity
142232
SEC CIK
0001531024

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Anterix Inc.ATEX · Entity 459710% ownerFebruary 23, 2021February 25, 2021
Concrete Pumping Holdings, Inc.BBCP · Entity 553810% ownerJanuary 14, 2019January 16, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.0001 per share ("Common Stock")SEC Table I · non-derivativeIndirectSee footnotes5,406,033 Reported balance After 2021-02-23 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-02-23 · Purchase · Acquired 3,901 · Balance 5,406,033

F1: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Common StockSEC Table I · non-derivativeIndirectSee footnotes5,411,738 Last balance in matching sequence After 2021-02-24 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 2 · 2021-02-23 · Purchase · Acquired 3,830 · Balance 5,409,863

F1: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Row 3 · 2021-02-24 · Purchase · Acquired 1,713 · Balance 5,411,576

F1: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Row 4 · 2021-02-24 · Purchase · Acquired 162 · Balance 5,411,738

F1: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Filing footnotes · ownership attribution and instrument terms

F1: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2023-12-06IndirectSee footnotes4,376,100 Reported balance After 2019-01-14 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-01-14 · Purchase · Acquired 453,501 · Balance 4,376,100

F1: The number of shares reported on this line reflects the corrected information set forth in the Form 4/A filed by the Reporting Persons on January 16, 2019.

F2: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F3: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Filing footnotes · ownership attribution and instrument terms

F1: The number of shares reported on this line reflects the corrected information set forth in the Form 4/A filed by the Reporting Persons on January 16, 2019.

F2: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F3: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2020-10-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,947,000 Last balance in matching sequence After 2020-09-29 transaction · row 24 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
24 source rows

Row 1 · 2020-09-29 · Other · Disposed 3,519,128 · Balance 2,507,000

F1: On September 29, 2020, in connection with the Business Combination between Graf Industrial Corp. and Velodyne Lidar, Inc. as described in Graf Industrial Corp.'s definitive proxy statement on Schedule 14A (the "Proxy Statement") filed by Graf Industrial Corp. with the SEC on September 14, 2020 (the "Business Combination"), Graf Acquisition LLC forfeited 3,519,128 shares of common stock.

F2: The transferred securities were held directly by Graf Acquisition LLC. James A. Graf and OC Opportunities Fund II, L.P. share voting and dispositive power over the securities held by Graf Acquisition LLC. James Graf and OC Opportunities Fund II, L.P disclaim beneficial ownership over any securities owned by Graf Acquisition LLC other than to the extent of any pecuniary interest he or it may have therein, directly or indirectly.

F3: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, OC Opportunities Fund II, L.P. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, OC Opportunities Fund II, L.P. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Row 2 · 2020-09-29 · Other · Disposed 266,000 · Balance 2,241,000

F4: On September 29, 2020, Graf Acquisition LLC transferred an aggregate of 400,000 shares of common stock to entities affiliated with Magnetar Financial LLC in connection with certain actions taken in connection with the Business Combination.

F2: The transferred securities were held directly by Graf Acquisition LLC. James A. Graf and OC Opportunities Fund II, L.P. share voting and dispositive power over the securities held by Graf Acquisition LLC. James Graf and OC Opportunities Fund II, L.P disclaim beneficial ownership over any securities owned by Graf Acquisition LLC other than to the extent of any pecuniary interest he or it may have therein, directly or indirectly.

F3: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, OC Opportunities Fund II, L.P. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, OC Opportunities Fund II, L.P. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Row 3 · 2020-09-29 · Other · Disposed 75,200 · Balance 2,165,800

F4: On September 29, 2020, Graf Acquisition LLC transferred an aggregate of 400,000 shares of common stock to entities affiliated with Magnetar Financial LLC in connection with certain actions taken in connection with the Business Combination.

F2: The transferred securities were held directly by Graf Acquisition LLC. James A. Graf and OC Opportunities Fund II, L.P. share voting and dispositive power over the securities held by Graf Acquisition LLC. James Graf and OC Opportunities Fund II, L.P disclaim beneficial ownership over any securities owned by Graf Acquisition LLC other than to the extent of any pecuniary interest he or it may have therein, directly or indirectly.

F3: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, OC Opportunities Fund II, L.P. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, OC Opportunities Fund II, L.P. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Row 4 · 2020-09-29 · Other · Disposed 58,800 · Balance 2,107,000

F4: On September 29, 2020, Graf Acquisition LLC transferred an aggregate of 400,000 shares of common stock to entities affiliated with Magnetar Financial LLC in connection with certain actions taken in connection with the Business Combination.

F2: The transferred securities were held directly by Graf Acquisition LLC. James A. Graf and OC Opportunities Fund II, L.P. share voting and dispositive power over the securities held by Graf Acquisition LLC. James Graf and OC Opportunities Fund II, L.P disclaim beneficial ownership over any securities owned by Graf Acquisition LLC other than to the extent of any pecuniary interest he or it may have therein, directly or indirectly.

F3: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, OC Opportunities Fund II, L.P. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, OC Opportunities Fund II, L.P. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Row 5 · 2020-09-29 · Other · Disposed 10,000 · Balance 2,097,000

F5: On September 29, 2020, in connection with the Business Combination, Graf Acquisition LLC transferred 10,000 shares of common stock to Patrick Marshall as payment for various services rendered by him relating to Graf Acquisition LLC's investment in the Company.

F2: The transferred securities were held directly by Graf Acquisition LLC. James A. Graf and OC Opportunities Fund II, L.P. share voting and dispositive power over the securities held by Graf Acquisition LLC. James Graf and OC Opportunities Fund II, L.P disclaim beneficial ownership over any securities owned by Graf Acquisition LLC other than to the extent of any pecuniary interest he or it may have therein, directly or indirectly.

F3: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, OC Opportunities Fund II, L.P. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, OC Opportunities Fund II, L.P. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Row 6 · 2020-09-29 · Other · Disposed 20,000 · Balance 2,077,000

F6: On September 29, 2020, in connection with the Business Combination, Graf Acquisition LLC transferred an aggregate of 150,000 shares of common stock to entities and individuals affiliated with EarlyBirdCapital, Inc. as payment for advisory services rendered by EarlyBirdCapital, Inc. in connection with the Business Combination, as described in the Proxy Statement.

F2: The transferred securities were held directly by Graf Acquisition LLC. James A. Graf and OC Opportunities Fund II, L.P. share voting and dispositive power over the securities held by Graf Acquisition LLC. James Graf and OC Opportunities Fund II, L.P disclaim beneficial ownership over any securities owned by Graf Acquisition LLC other than to the extent of any pecuniary interest he or it may have therein, directly or indirectly.

F3: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, OC Opportunities Fund II, L.P. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, OC Opportunities Fund II, L.P. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Row 7 · 2020-09-29 · Other · Disposed 20,000 · Balance 2,057,000

F6: On September 29, 2020, in connection with the Business Combination, Graf Acquisition LLC transferred an aggregate of 150,000 shares of common stock to entities and individuals affiliated with EarlyBirdCapital, Inc. as payment for advisory services rendered by EarlyBirdCapital, Inc. in connection with the Business Combination, as described in the Proxy Statement.

F2: The transferred securities were held directly by Graf Acquisition LLC. James A. Graf and OC Opportunities Fund II, L.P. share voting and dispositive power over the securities held by Graf Acquisition LLC. James Graf and OC Opportunities Fund II, L.P disclaim beneficial ownership over any securities owned by Graf Acquisition LLC other than to the extent of any pecuniary interest he or it may have therein, directly or indirectly.

F3: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, OC Opportunities Fund II, L.P. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, OC Opportunities Fund II, L.P. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Row 8 · 2020-09-29 · Other · Disposed 14,000 · Balance 2,043,000

F6: On September 29, 2020, in connection with the Business Combination, Graf Acquisition LLC transferred an aggregate of 150,000 shares of common stock to entities and individuals affiliated with EarlyBirdCapital, Inc. as payment for advisory services rendered by EarlyBirdCapital, Inc. in connection with the Business Combination, as described in the Proxy Statement.

F2: The transferred securities were held directly by Graf Acquisition LLC. James A. Graf and OC Opportunities Fund II, L.P. share voting and dispositive power over the securities held by Graf Acquisition LLC. James Graf and OC Opportunities Fund II, L.P disclaim beneficial ownership over any securities owned by Graf Acquisition LLC other than to the extent of any pecuniary interest he or it may have therein, directly or indirectly.

F3: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, OC Opportunities Fund II, L.P. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, OC Opportunities Fund II, L.P. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Row 9 · 2020-09-29 · Other · Disposed 2,000 · Balance 2,041,000

F6: On September 29, 2020, in connection with the Business Combination, Graf Acquisition LLC transferred an aggregate of 150,000 shares of common stock to entities and individuals affiliated with EarlyBirdCapital, Inc. as payment for advisory services rendered by EarlyBirdCapital, Inc. in connection with the Business Combination, as described in the Proxy Statement.

F2: The transferred securities were held directly by Graf Acquisition LLC. James A. Graf and OC Opportunities Fund II, L.P. share voting and dispositive power over the securities held by Graf Acquisition LLC. James Graf and OC Opportunities Fund II, L.P disclaim beneficial ownership over any securities owned by Graf Acquisition LLC other than to the extent of any pecuniary interest he or it may have therein, directly or indirectly.

F3: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, OC Opportunities Fund II, L.P. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, OC Opportunities Fund II, L.P. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Row 10 · 2020-09-29 · Other · Disposed 2,000 · Balance 2,039,000

F6: On September 29, 2020, in connection with the Business Combination, Graf Acquisition LLC transferred an aggregate of 150,000 shares of common stock to entities and individuals affiliated with EarlyBirdCapital, Inc. as payment for advisory services rendered by EarlyBirdCapital, Inc. in connection with the Business Combination, as described in the Proxy Statement.

F2: The transferred securities were held directly by Graf Acquisition LLC. James A. Graf and OC Opportunities Fund II, L.P. share voting and dispositive power over the securities held by Graf Acquisition LLC. James Graf and OC Opportunities Fund II, L.P disclaim beneficial ownership over any securities owned by Graf Acquisition LLC other than to the extent of any pecuniary interest he or it may have therein, directly or indirectly.

F3: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, OC Opportunities Fund II, L.P. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, OC Opportunities Fund II, L.P. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Row 11 · 2020-09-29 · Other · Disposed 1,500 · Balance 2,037,500

F6: On September 29, 2020, in connection with the Business Combination, Graf Acquisition LLC transferred an aggregate of 150,000 shares of common stock to entities and individuals affiliated with EarlyBirdCapital, Inc. as payment for advisory services rendered by EarlyBirdCapital, Inc. in connection with the Business Combination, as described in the Proxy Statement.

F2: The transferred securities were held directly by Graf Acquisition LLC. James A. Graf and OC Opportunities Fund II, L.P. share voting and dispositive power over the securities held by Graf Acquisition LLC. James Graf and OC Opportunities Fund II, L.P disclaim beneficial ownership over any securities owned by Graf Acquisition LLC other than to the extent of any pecuniary interest he or it may have therein, directly or indirectly.

F3: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, OC Opportunities Fund II, L.P. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, OC Opportunities Fund II, L.P. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Row 12 · 2020-09-29 · Other · Disposed 17,000 · Balance 2,020,500

F6: On September 29, 2020, in connection with the Business Combination, Graf Acquisition LLC transferred an aggregate of 150,000 shares of common stock to entities and individuals affiliated with EarlyBirdCapital, Inc. as payment for advisory services rendered by EarlyBirdCapital, Inc. in connection with the Business Combination, as described in the Proxy Statement.

F2: The transferred securities were held directly by Graf Acquisition LLC. James A. Graf and OC Opportunities Fund II, L.P. share voting and dispositive power over the securities held by Graf Acquisition LLC. James Graf and OC Opportunities Fund II, L.P disclaim beneficial ownership over any securities owned by Graf Acquisition LLC other than to the extent of any pecuniary interest he or it may have therein, directly or indirectly.

F3: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, OC Opportunities Fund II, L.P. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, OC Opportunities Fund II, L.P. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Row 13 · 2020-09-29 · Other · Disposed 1,000 · Balance 2,019,500

F6: On September 29, 2020, in connection with the Business Combination, Graf Acquisition LLC transferred an aggregate of 150,000 shares of common stock to entities and individuals affiliated with EarlyBirdCapital, Inc. as payment for advisory services rendered by EarlyBirdCapital, Inc. in connection with the Business Combination, as described in the Proxy Statement.

F2: The transferred securities were held directly by Graf Acquisition LLC. James A. Graf and OC Opportunities Fund II, L.P. share voting and dispositive power over the securities held by Graf Acquisition LLC. James Graf and OC Opportunities Fund II, L.P disclaim beneficial ownership over any securities owned by Graf Acquisition LLC other than to the extent of any pecuniary interest he or it may have therein, directly or indirectly.

F3: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, OC Opportunities Fund II, L.P. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, OC Opportunities Fund II, L.P. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Row 14 · 2020-09-29 · Other · Disposed 1,500 · Balance 2,018,000

F6: On September 29, 2020, in connection with the Business Combination, Graf Acquisition LLC transferred an aggregate of 150,000 shares of common stock to entities and individuals affiliated with EarlyBirdCapital, Inc. as payment for advisory services rendered by EarlyBirdCapital, Inc. in connection with the Business Combination, as described in the Proxy Statement.

F2: The transferred securities were held directly by Graf Acquisition LLC. James A. Graf and OC Opportunities Fund II, L.P. share voting and dispositive power over the securities held by Graf Acquisition LLC. James Graf and OC Opportunities Fund II, L.P disclaim beneficial ownership over any securities owned by Graf Acquisition LLC other than to the extent of any pecuniary interest he or it may have therein, directly or indirectly.

F3: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, OC Opportunities Fund II, L.P. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, OC Opportunities Fund II, L.P. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Row 15 · 2020-09-29 · Other · Disposed 13,000 · Balance 2,005,000

F6: On September 29, 2020, in connection with the Business Combination, Graf Acquisition LLC transferred an aggregate of 150,000 shares of common stock to entities and individuals affiliated with EarlyBirdCapital, Inc. as payment for advisory services rendered by EarlyBirdCapital, Inc. in connection with the Business Combination, as described in the Proxy Statement.

F2: The transferred securities were held directly by Graf Acquisition LLC. James A. Graf and OC Opportunities Fund II, L.P. share voting and dispositive power over the securities held by Graf Acquisition LLC. James Graf and OC Opportunities Fund II, L.P disclaim beneficial ownership over any securities owned by Graf Acquisition LLC other than to the extent of any pecuniary interest he or it may have therein, directly or indirectly.

F3: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, OC Opportunities Fund II, L.P. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, OC Opportunities Fund II, L.P. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Row 16 · 2020-09-29 · Other · Disposed 1,000 · Balance 2,004,000

F6: On September 29, 2020, in connection with the Business Combination, Graf Acquisition LLC transferred an aggregate of 150,000 shares of common stock to entities and individuals affiliated with EarlyBirdCapital, Inc. as payment for advisory services rendered by EarlyBirdCapital, Inc. in connection with the Business Combination, as described in the Proxy Statement.

F2: The transferred securities were held directly by Graf Acquisition LLC. James A. Graf and OC Opportunities Fund II, L.P. share voting and dispositive power over the securities held by Graf Acquisition LLC. James Graf and OC Opportunities Fund II, L.P disclaim beneficial ownership over any securities owned by Graf Acquisition LLC other than to the extent of any pecuniary interest he or it may have therein, directly or indirectly.

F3: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, OC Opportunities Fund II, L.P. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, OC Opportunities Fund II, L.P. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Row 17 · 2020-09-29 · Other · Disposed 1,000 · Balance 2,003,000

F6: On September 29, 2020, in connection with the Business Combination, Graf Acquisition LLC transferred an aggregate of 150,000 shares of common stock to entities and individuals affiliated with EarlyBirdCapital, Inc. as payment for advisory services rendered by EarlyBirdCapital, Inc. in connection with the Business Combination, as described in the Proxy Statement.

F2: The transferred securities were held directly by Graf Acquisition LLC. James A. Graf and OC Opportunities Fund II, L.P. share voting and dispositive power over the securities held by Graf Acquisition LLC. James Graf and OC Opportunities Fund II, L.P disclaim beneficial ownership over any securities owned by Graf Acquisition LLC other than to the extent of any pecuniary interest he or it may have therein, directly or indirectly.

F3: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, OC Opportunities Fund II, L.P. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, OC Opportunities Fund II, L.P. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Row 18 · 2020-09-29 · Other · Disposed 1,000 · Balance 2,002,000

F6: On September 29, 2020, in connection with the Business Combination, Graf Acquisition LLC transferred an aggregate of 150,000 shares of common stock to entities and individuals affiliated with EarlyBirdCapital, Inc. as payment for advisory services rendered by EarlyBirdCapital, Inc. in connection with the Business Combination, as described in the Proxy Statement.

F2: The transferred securities were held directly by Graf Acquisition LLC. James A. Graf and OC Opportunities Fund II, L.P. share voting and dispositive power over the securities held by Graf Acquisition LLC. James Graf and OC Opportunities Fund II, L.P disclaim beneficial ownership over any securities owned by Graf Acquisition LLC other than to the extent of any pecuniary interest he or it may have therein, directly or indirectly.

F3: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, OC Opportunities Fund II, L.P. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, OC Opportunities Fund II, L.P. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Row 19 · 2020-09-29 · Other · Disposed 500 · Balance 2,001,500

F6: On September 29, 2020, in connection with the Business Combination, Graf Acquisition LLC transferred an aggregate of 150,000 shares of common stock to entities and individuals affiliated with EarlyBirdCapital, Inc. as payment for advisory services rendered by EarlyBirdCapital, Inc. in connection with the Business Combination, as described in the Proxy Statement.

F2: The transferred securities were held directly by Graf Acquisition LLC. James A. Graf and OC Opportunities Fund II, L.P. share voting and dispositive power over the securities held by Graf Acquisition LLC. James Graf and OC Opportunities Fund II, L.P disclaim beneficial ownership over any securities owned by Graf Acquisition LLC other than to the extent of any pecuniary interest he or it may have therein, directly or indirectly.

F3: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, OC Opportunities Fund II, L.P. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, OC Opportunities Fund II, L.P. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Row 20 · 2020-09-29 · Other · Disposed 1,000 · Balance 2,000,500

F6: On September 29, 2020, in connection with the Business Combination, Graf Acquisition LLC transferred an aggregate of 150,000 shares of common stock to entities and individuals affiliated with EarlyBirdCapital, Inc. as payment for advisory services rendered by EarlyBirdCapital, Inc. in connection with the Business Combination, as described in the Proxy Statement.

F2: The transferred securities were held directly by Graf Acquisition LLC. James A. Graf and OC Opportunities Fund II, L.P. share voting and dispositive power over the securities held by Graf Acquisition LLC. James Graf and OC Opportunities Fund II, L.P disclaim beneficial ownership over any securities owned by Graf Acquisition LLC other than to the extent of any pecuniary interest he or it may have therein, directly or indirectly.

F3: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, OC Opportunities Fund II, L.P. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, OC Opportunities Fund II, L.P. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Row 21 · 2020-09-29 · Other · Disposed 1,000 · Balance 1,999,500

F6: On September 29, 2020, in connection with the Business Combination, Graf Acquisition LLC transferred an aggregate of 150,000 shares of common stock to entities and individuals affiliated with EarlyBirdCapital, Inc. as payment for advisory services rendered by EarlyBirdCapital, Inc. in connection with the Business Combination, as described in the Proxy Statement.

F2: The transferred securities were held directly by Graf Acquisition LLC. James A. Graf and OC Opportunities Fund II, L.P. share voting and dispositive power over the securities held by Graf Acquisition LLC. James Graf and OC Opportunities Fund II, L.P disclaim beneficial ownership over any securities owned by Graf Acquisition LLC other than to the extent of any pecuniary interest he or it may have therein, directly or indirectly.

F3: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, OC Opportunities Fund II, L.P. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, OC Opportunities Fund II, L.P. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Row 22 · 2020-09-29 · Other · Disposed 1,500 · Balance 1,998,000

F6: On September 29, 2020, in connection with the Business Combination, Graf Acquisition LLC transferred an aggregate of 150,000 shares of common stock to entities and individuals affiliated with EarlyBirdCapital, Inc. as payment for advisory services rendered by EarlyBirdCapital, Inc. in connection with the Business Combination, as described in the Proxy Statement.

F2: The transferred securities were held directly by Graf Acquisition LLC. James A. Graf and OC Opportunities Fund II, L.P. share voting and dispositive power over the securities held by Graf Acquisition LLC. James Graf and OC Opportunities Fund II, L.P disclaim beneficial ownership over any securities owned by Graf Acquisition LLC other than to the extent of any pecuniary interest he or it may have therein, directly or indirectly.

F3: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, OC Opportunities Fund II, L.P. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, OC Opportunities Fund II, L.P. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Row 23 · 2020-09-29 · Other · Disposed 1,000 · Balance 1,997,000

F6: On September 29, 2020, in connection with the Business Combination, Graf Acquisition LLC transferred an aggregate of 150,000 shares of common stock to entities and individuals affiliated with EarlyBirdCapital, Inc. as payment for advisory services rendered by EarlyBirdCapital, Inc. in connection with the Business Combination, as described in the Proxy Statement.

F2: The transferred securities were held directly by Graf Acquisition LLC. James A. Graf and OC Opportunities Fund II, L.P. share voting and dispositive power over the securities held by Graf Acquisition LLC. James Graf and OC Opportunities Fund II, L.P disclaim beneficial ownership over any securities owned by Graf Acquisition LLC other than to the extent of any pecuniary interest he or it may have therein, directly or indirectly.

F3: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, OC Opportunities Fund II, L.P. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, OC Opportunities Fund II, L.P. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Row 24 · 2020-09-29 · Other · Disposed 50,000 · Balance 1,947,000

F6: On September 29, 2020, in connection with the Business Combination, Graf Acquisition LLC transferred an aggregate of 150,000 shares of common stock to entities and individuals affiliated with EarlyBirdCapital, Inc. as payment for advisory services rendered by EarlyBirdCapital, Inc. in connection with the Business Combination, as described in the Proxy Statement.

F2: The transferred securities were held directly by Graf Acquisition LLC. James A. Graf and OC Opportunities Fund II, L.P. share voting and dispositive power over the securities held by Graf Acquisition LLC. James Graf and OC Opportunities Fund II, L.P disclaim beneficial ownership over any securities owned by Graf Acquisition LLC other than to the extent of any pecuniary interest he or it may have therein, directly or indirectly.

F3: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, OC Opportunities Fund II, L.P. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, OC Opportunities Fund II, L.P. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Filing footnotes · ownership attribution and instrument terms

F1: On September 29, 2020, in connection with the Business Combination between Graf Industrial Corp. and Velodyne Lidar, Inc. as described in Graf Industrial Corp.'s definitive proxy statement on Schedule 14A (the "Proxy Statement") filed by Graf Industrial Corp. with the SEC on September 14, 2020 (the "Business Combination"), Graf Acquisition LLC forfeited 3,519,128 shares of common stock.

F2: The transferred securities were held directly by Graf Acquisition LLC. James A. Graf and OC Opportunities Fund II, L.P. share voting and dispositive power over the securities held by Graf Acquisition LLC. James Graf and OC Opportunities Fund II, L.P disclaim beneficial ownership over any securities owned by Graf Acquisition LLC other than to the extent of any pecuniary interest he or it may have therein, directly or indirectly.

F3: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, OC Opportunities Fund II, L.P. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, OC Opportunities Fund II, L.P. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

F4: On September 29, 2020, Graf Acquisition LLC transferred an aggregate of 400,000 shares of common stock to entities affiliated with Magnetar Financial LLC in connection with certain actions taken in connection with the Business Combination.

F5: On September 29, 2020, in connection with the Business Combination, Graf Acquisition LLC transferred 10,000 shares of common stock to Patrick Marshall as payment for various services rendered by him relating to Graf Acquisition LLC's investment in the Company.

F6: On September 29, 2020, in connection with the Business Combination, Graf Acquisition LLC transferred an aggregate of 150,000 shares of common stock to entities and individuals affiliated with EarlyBirdCapital, Inc. as payment for advisory services rendered by EarlyBirdCapital, Inc. in connection with the Business Combination, as described in the Proxy Statement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 16, 2019 Filed Oct 16, 2019 17:03 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 9,274 $38.35 $355,649.55
Disclosure

SEC source: 0000902664-19-003993 · ownership.xml · nonDerivative · entry 7

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,739,731

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
October 15, 2019 Filed Oct 16, 2019 17:03 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 1,500 $38.98 $58,473.00
Disclosure

SEC source: 0000902664-19-003993 · ownership.xml · nonDerivative · entry 6

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,730,457

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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October 15, 2019 Filed Oct 16, 2019 17:03 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 3,689 $38.88 $143,410.98
Disclosure

SEC source: 0000902664-19-003993 · ownership.xml · nonDerivative · entry 5

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,728,957

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
October 15, 2019 Filed Oct 16, 2019 17:03 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 3,321 $38.87 $129,094.91
Disclosure

SEC source: 0000902664-19-003993 · ownership.xml · nonDerivative · entry 4

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,725,268

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
October 15, 2019 Filed Oct 16, 2019 17:03 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 7,606 $38.07 $289,558.14
Disclosure

SEC source: 0000902664-19-003993 · ownership.xml · nonDerivative · entry 3

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,721,947

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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October 11, 2019 Filed Oct 16, 2019 17:03 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 115,000 $40.50 $4,657,500.00
Disclosure

SEC source: 0000902664-19-003993 · ownership.xml · nonDerivative · entry 2

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,714,341

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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October 11, 2019 Filed Oct 16, 2019 17:03 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock, par value $0.0001 per share ("Common Stock") 3,192 $39.63 $126,484.92
Disclosure

SEC source: 0000902664-19-003993 · ownership.xml · nonDerivative · entry 1

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,599,341

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
October 10, 2019 Filed Oct 10, 2019 17:25 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 2,268 $38.12 $86,450.26
Disclosure

SEC source: 0000902664-19-003960 · ownership.xml · nonDerivative · entry 6

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,596,149

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
October 10, 2019 Filed Oct 10, 2019 17:25 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 6,519 $37.89 $246,982.09
Disclosure

SEC source: 0000902664-19-003960 · ownership.xml · nonDerivative · entry 5

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,593,881

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
October 09, 2019 Filed Oct 10, 2019 17:25 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 8,652 $37.27 $322,493.78
Disclosure

SEC source: 0000902664-19-003960 · ownership.xml · nonDerivative · entry 4

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,587,362

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
October 08, 2019 Filed Oct 10, 2019 17:25 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 100 $36.97 $3,696.95
Disclosure

SEC source: 0000902664-19-003960 · ownership.xml · nonDerivative · entry 3

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,578,710

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
October 08, 2019 Filed Oct 10, 2019 17:25 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 2,600 $37.23 $96,785.26
Disclosure

SEC source: 0000902664-19-003960 · ownership.xml · nonDerivative · entry 2

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,578,610

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
October 08, 2019 Filed Oct 10, 2019 17:25 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock, par value $0.0001 per share ("Common Stock") 6,300 $36.94 $232,712.55
Disclosure

SEC source: 0000902664-19-003960 · ownership.xml · nonDerivative · entry 1

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,576,010

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
October 07, 2019 Filed Oct 7, 2019 17:18 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 12,951 $37.83 $489,999.79
Disclosure

SEC source: 0000902664-19-003919 · ownership.xml · nonDerivative · entry 2

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,569,710

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
October 03, 2019 Filed Oct 7, 2019 17:18 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock, par value $0.0001 per share ("Common Stock") 3,316 $37.98 $125,949.31
Disclosure

SEC source: 0000902664-19-003919 · ownership.xml · nonDerivative · entry 1

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,556,759

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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September 30, 2019 Filed Sep 30, 2019 17:29 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 2,300 $35.53 $81,722.45
Disclosure

SEC source: 0000902664-19-003858 · ownership.xml · nonDerivative · entry 4

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,553,443

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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September 27, 2019 Filed Sep 30, 2019 17:29 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 10,924 $35.58 $388,651.89
Disclosure

SEC source: 0000902664-19-003858 · ownership.xml · nonDerivative · entry 3

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,551,143

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
September 26, 2019 Filed Sep 30, 2019 17:29 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 14,909 $35.36 $527,191.19
Disclosure

SEC source: 0000902664-19-003858 · ownership.xml · nonDerivative · entry 2

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,540,219

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
September 26, 2019 Filed Sep 30, 2019 17:29 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock, par value $0.0001 per share ("Common Stock") 700 $35.19 $24,629.50
Disclosure

SEC source: 0000902664-19-003858 · ownership.xml · nonDerivative · entry 1

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,525,310

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
September 20, 2019 Filed Sep 20, 2019 16:32 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 2,901 $38.92 $112,910.69
Disclosure

SEC source: 0000902664-19-003788 · ownership.xml · nonDerivative · entry 3

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,524,610

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
September 19, 2019 Filed Sep 20, 2019 16:32 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 1,700 $39.47 $67,096.96
Disclosure

SEC source: 0000902664-19-003788 · ownership.xml · nonDerivative · entry 2

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,521,709

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
September 18, 2019 Filed Sep 20, 2019 16:32 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock, par value $0.0001 per share ("Common Stock") 2,099 $39.40 $82,699.55
Disclosure

SEC source: 0000902664-19-003788 · ownership.xml · nonDerivative · entry 1

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,520,009

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
September 17, 2019 Filed Sep 17, 2019 17:23 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 800 $39.20 $31,358.64
Disclosure

SEC source: 0000902664-19-003747 · ownership.xml · nonDerivative · entry 3

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,517,910

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
September 16, 2019 Filed Sep 17, 2019 17:23 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 38,918 $39.40 $1,533,380.88
Disclosure

SEC source: 0000902664-19-003747 · ownership.xml · nonDerivative · entry 2

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,517,110

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
September 13, 2019 Filed Sep 17, 2019 17:23 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock, par value $0.0001 per share ("Common Stock") 9,997 $39.44 $394,311.67
Disclosure

SEC source: 0000902664-19-003747 · ownership.xml · nonDerivative · entry 1

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,478,192

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
September 12, 2019 Filed Sep 12, 2019 17:26 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 8,362 $39.89 $333,582.76
Disclosure

SEC source: 0000902664-19-003695 · ownership.xml · nonDerivative · entry 8

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,468,195

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
September 12, 2019 Filed Sep 12, 2019 17:26 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 5,400 $39.85 $215,213.76
Disclosure

SEC source: 0000902664-19-003695 · ownership.xml · nonDerivative · entry 7

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,459,833

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 17:26 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 15,600 $40.37 $629,757.96
Disclosure

SEC source: 0000902664-19-003695 · ownership.xml · nonDerivative · entry 6

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,454,433

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 17:26 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 24,983 $39.50 $986,905.95
Disclosure

SEC source: 0000902664-19-003695 · ownership.xml · nonDerivative · entry 5

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,438,833

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 17:26 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 1,200 $37.74 $45,290.52
Disclosure

SEC source: 0000902664-19-003695 · ownership.xml · nonDerivative · entry 4

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,413,850

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 17:26 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 2,052 $37.65 $77,264.37
Disclosure

SEC source: 0000902664-19-003695 · ownership.xml · nonDerivative · entry 3

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,412,650

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 17:26 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 5,000 $37.95 $189,762.00
Disclosure

SEC source: 0000902664-19-003695 · ownership.xml · nonDerivative · entry 2

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,410,598

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 17:26 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock, par value $0.0001 per share ("Common Stock") 14,286 $37.78 $539,657.94
Disclosure

SEC source: 0000902664-19-003695 · ownership.xml · nonDerivative · entry 1

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,405,598

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
August 30, 2019 Filed Aug 30, 2019 10:21 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock, par value $0.0001 per share ("Common Stock") 1,000,000 $43.50 $43,500,000.00
Disclosure

SEC source: 0000902664-19-003593 · ownership.xml · nonDerivative · entry 1

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

Owl Creek Special Situations Fund, L.P. · CIK 0001774065 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,391,312

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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August 20, 2019 Filed Aug 21, 2019 16:36 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock, par value $0.0001 per share ("Common Stock") 17,000 $41.99 $713,830.00
Disclosure

SEC source: 0000902664-19-003520 · ownership.xml · nonDerivative · entry 1

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,391,312

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
August 06, 2019 Filed Aug 6, 2019 21:43 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 1,715 $43.14 $73,978.24
Disclosure

SEC source: 0000902664-19-003242 · ownership.xml · nonDerivative · entry 4

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,374,312

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
August 06, 2019 Filed Aug 6, 2019 21:43 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 8,285 $43.72 $362,188.72
Disclosure

SEC source: 0000902664-19-003242 · ownership.xml · nonDerivative · entry 3

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,372,597

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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August 05, 2019 Filed Aug 6, 2019 21:43 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 14,442 $43.43 $627,246.39
Disclosure

SEC source: 0000902664-19-003242 · ownership.xml · nonDerivative · entry 2

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,364,312

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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August 02, 2019 Filed Aug 6, 2019 21:43 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock, par value $0.0001 per share ("Common Stock") 52,239 $43.71 $2,283,476.39
Disclosure

SEC source: 0000902664-19-003242 · ownership.xml · nonDerivative · entry 1

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,349,870

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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August 01, 2019 Filed Aug 1, 2019 17:11 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 47,761 $44.09 $2,105,792.04
Disclosure

SEC source: 0000902664-19-003193 · ownership.xml · nonDerivative · entry 3

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,297,631

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the Reporting Persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 17:11 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 23,108 $44.91 $1,037,669.36
Disclosure

SEC source: 0000902664-19-003193 · ownership.xml · nonDerivative · entry 2

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,249,870

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the Reporting Persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities.

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July 30, 2019 Filed Aug 1, 2019 17:11 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock, par value $0.0001 per share ("Common Stock") 25,992 $44.77 $1,163,758.01
Disclosure

SEC source: 0000902664-19-003193 · ownership.xml · nonDerivative · entry 1

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,226,762

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the Reporting Persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities.

Read SEC document
July 29, 2019 Filed Jul 29, 2019 17:18 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 16,000 $44.88 $718,022.40
Disclosure

SEC source: 0000902664-19-003172 · ownership.xml · nonDerivative · entry 3

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,200,770

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
July 26, 2019 Filed Jul 29, 2019 17:18 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 8,200 $45.00 $369,000.00
Disclosure

SEC source: 0000902664-19-003172 · ownership.xml · nonDerivative · entry 2

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,184,770

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
July 25, 2019 Filed Jul 29, 2019 17:18 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock, par value $0.0001 per share ("Common Stock") 17,100 $44.87 $767,319.75
Disclosure

SEC source: 0000902664-19-003172 · ownership.xml · nonDerivative · entry 1

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,176,570

F1 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F2 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
July 24, 2019 Filed Jul 24, 2019 17:23 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 37,230 $45.00 $1,675,212.25
Disclosure

SEC source: 0000902664-19-003147 · ownership.xml · nonDerivative · entry 6

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,159,470

F2 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F3 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
July 23, 2019 Filed Jul 24, 2019 17:23 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 1,400 $44.90 $62,861.54
Disclosure

SEC source: 0000902664-19-003147 · ownership.xml · nonDerivative · entry 5

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,122,240

F2 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F3 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
July 23, 2019 Filed Jul 24, 2019 17:23 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 10,000 $44.50 $445,000.00
Disclosure

SEC source: 0000902664-19-003147 · ownership.xml · nonDerivative · entry 4

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,120,840

F2 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F3 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
July 23, 2019 Filed Jul 24, 2019 17:23 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 6,000 $44.09 $264,553.80
Disclosure

SEC source: 0000902664-19-003147 · ownership.xml · nonDerivative · entry 3

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,110,840

F2 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F3 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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July 22, 2019 Filed Jul 24, 2019 17:23 UTC Anterix Inc. ATEX · Entity 4597 PurchaseCommon Stock 5,536 $42.94 $237,719.16
Disclosure

SEC source: 0000902664-19-003147 · ownership.xml · nonDerivative · entry 2

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

Owl Creek I, L.P. · CIK 0001178254 · 10% owner

Owl Creek II, L.P. · CIK 0001178296 · 10% owner

OWL CREEK ADVISORS, LLC · CIK 0001531024 · 10% owner

OWL CREEK OVERSEAS MASTER FUND, LTD. · CIK 0001531026 · 10% owner

OWL CREEK SRI MASTER FUND, LTD. · CIK 0001531025 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Owl Creek Credit Opportunities Master Fund, L.P. · CIK 0001651429 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,104,840

F2 · ownership.nature: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").

F3 · ownership.nature: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.