Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MULTI COLOR CorpLABL · Entity 156212 | Director | July 01, 2019 | July 03, 2019 |
| QXO BUILDING PRODUCTS, INC.BECN · Entity 80418 | Director | November 16, 2020 | December 01, 2020 |
| Quanex Building Products CORPNX · Entity 5077 | Director | February 25, 2021 | March 01, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MULTI COLOR Corp
Report date July 01, 2019 · Filed July 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-07-01 transaction · row 1
1 source rowRow 1 · 2019-07-01 · Disposition to issuer · Disposed 15,940 · Balance 0 F1: Represents shares of common stock that were cancelled and converted into the right to receive $50 per share pursuant to the Agreement and Plan of Merger, dated as of February 24, 2019, among the Issuer, W/S Packaging Holdings, Inc. and Monarch Merger Corporation. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock that were cancelled and converted into the right to receive $50 per share pursuant to the Agreement and Plan of Merger, dated as of February 24, 2019, among the Issuer, W/S Packaging Holdings, Inc. and Monarch Merger Corporation.
QXO BUILDING PRODUCTS, INC.
Report date November 16, 2020 · Filed December 01, 2020 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 56,319 |
Reported balance
After 2020-11-16 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2020-11-16 · Exercise / conversion · Acquired 4,531 · Balance 56,319 F1: This form is being amended to indicate that no shares were withheld by the Issuer for tax withholding. Rows in Table I marked with transaction code F in Column 3 in the original filing are hereby deleted. Column 5 total has been updated. |
Filing footnotes · ownership attribution and instrument terms
F1: This form is being amended to indicate that no shares were withheld by the Issuer for tax withholding. Rows in Table I marked with transaction code F in Column 3 in the original filing are hereby deleted. Column 5 total has been updated.
Quanex Building Products CORP
Report date February 25, 2021 · Filed March 01, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 7,247.8318 |
Reported balance
After 2021-02-25 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-02-25 · Grant · Acquired 734.086 · Balance 7,247.8318 F1: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation. F2: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-02-25 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-02-25 · Disposition to issuer · Disposed 30,068 · Balance 0 F3: Each Restricted Stock Unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock. F4: The RSUs were payable upon the director's retirement from the Board. F5: The restricted stock units vested immediately. |
Filing footnotes · ownership attribution and instrument terms
F1: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.
F2: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.
F3: Each Restricted Stock Unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock.
F4: The RSUs were payable upon the director's retirement from the Board.
F5: The restricted stock units vested immediately.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 21, 2017 Filed Nov 24, 2017 16:07 UTC | QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 | GrantCommon Stock, $0.01 par value | 4,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-003673 · primarydocument.xml · nonDerivative · entry 1 BUCK ROBERT R · CIK 0001188358 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,044 F1 · price: Represents shares issued upon settlement of restricted stock units (RSUs) on satisfaction of performance criteria. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 17:47 UTC | QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 | GrantStock Options (Right to Buy) · Derivative | 15,763 | $0.00 Strike: $55.17 | $0.00 |
DisclosureSEC source: 0001562180-17-003644 · primarydocument.xml · derivative · entry 2 BUCK ROBERT R · CIK 0001188358 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,763 Underlying: Common Stock, $0.01 par value · 15,763 shares Expires 2027-11-16 F3 · derivative.exercise_date: The stock options are scheduled to vest in three (3) annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 17:47 UTC | QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 | GrantRestricted Stock Units (RSUs) · Derivative | 4,531 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-003644 · primarydocument.xml · derivative · entry 1 BUCK ROBERT R · CIK 0001188358 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,531 Underlying: Common Stock, $0.01 par value · 4,531 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of BECN common stock. F2 · derivative.exercise_date: The restricted stock units are scheduled to vest on the third anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units are scheduled to vest on the third anniversary of the grant date. Read SEC document |
| November 01, 2017 Filed Nov 2, 2017 22:12 UTC | Quanex Building Products CORP NX · Entity 5077 | GrantRestricted Stock Units · Derivative | 3,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-031052 · form4.xml · derivative · entry 1 BUCK ROBERT R · CIK 0001188358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,545 Underlying: Common Stock · 3,610 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash in an amount equivalent to the value of one share of NX common stock. F2 · derivative.exercise_date: The restricted stock unit will vest immediately, but will not be payable until death, disability or cessation of service on the board or change of control. F2 · derivative.expiration_date: The restricted stock unit will vest immediately, but will not be payable until death, disability or cessation of service on the board or change of control. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 12:18 UTC | MULTI COLOR Corp LABL · Entity 156212 | GrantCommon Stock | 772 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055636 · doc4.xml · nonDerivative · entry 1 BUCK ROBERT R · CIK 0001188358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,971 F1 · security: Restricted stock granted pursuant to Multi-Color's 2012 Stock Incentive Plan. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 20:13 UTC | Quanex Building Products CORP NX · Entity 5077 | GrantPhantom Stock Units · Derivative | 911.99 | $19.60 | $17,875.00 |
DisclosureSEC source: 0001127602-17-026958 · form4.xml · derivative · entry 1 BUCK ROBERT R · CIK 0001188358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,952.587 Underlying: Common Stock · 911.99 shares Expires not disclosed F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation. F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director. F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director. F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director. F3 · balance_after: Includes 35.936 phantom stock units credited to the participant's account as the result of prior dividend reinvestments. Read SEC document |
| May 25, 2017 Filed May 30, 2017 20:12 UTC | Quanex Building Products CORP NX · Entity 5077 | GrantPhantom Stock Units · Derivative | 921.392 | $19.40 | $17,875.00 |
DisclosureSEC source: 0001127602-17-019669 · form4.xml · derivative · entry 1 BUCK ROBERT R · CIK 0001188358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,004.661 Underlying: Common Stock · 921.392 shares Expires not disclosed F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation. F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director. F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director. F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director. F3 · balance_after: Includes 35.643 phantom stock units credited to the participant's account as the result of prior dividend reinvestments. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 21:23 UTC | Quanex Building Products CORP NX · Entity 5077 | GrantPhantom Stock Units · Derivative | 874.352 | $19.30 | $16,874.99 |
DisclosureSEC source: 0001127602-17-010154 · form4.xml · derivative · entry 1 BUCK ROBERT R · CIK 0001188358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,047.626 Underlying: Common Stock · 874.352 shares Expires not disclosed F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation. F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director. F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director. F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director. F3 · balance_after: Includes 33.766 phantom stock units credited to the participant's account as the result of prior dividend reinvestments. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:08 UTC | Quanex Building Products CORP NX · Entity 5077 | GrantPhantom Stock Units · Derivative | 858.779 | $19.65 | $16,875.01 |
DisclosureSEC source: 0001127602-16-068977 · form4.xml · derivative · entry 1 BUCK ROBERT R · CIK 0001188358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,139.508 Underlying: Common Stock · 858.779 shares Expires not disclosed F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation. F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director. F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director. F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director. F3 · balance_after: Includes 37.635 phantom stock units credited to the participant's account as the result of prior dividend reinvestments. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:40 UTC | QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-032104 · edgar.xml · derivative · entry 3 BUCK ROBERT R · CIK 0001188358 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.01 par value · 1,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one for one basis. F2 · derivative.exercise_date: On November 22, 2013, the reporting individual was granted restricted stock units which vested on the third anniversary of the grant date. F2 · derivative.expiration_date: On November 22, 2013, the reporting individual was granted restricted stock units which vested on the third anniversary of the grant date. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:40 UTC | QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 | Tax withholdingCommon Stock, $0.01 par value | 301 | $45.36 | $13,653.36 |
DisclosureSEC source: 0001179110-16-032104 · edgar.xml · nonDerivative · entry 2 BUCK ROBERT R · CIK 0001188358 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,344 Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:40 UTC | QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 | Exercise / conversionCommon Stock, $0.01 par value | 1,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-16-032104 · edgar.xml · nonDerivative · entry 1 BUCK ROBERT R · CIK 0001188358 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one for one basis. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 17:02 UTC | QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 | GrantRestricted Stock Units (RSUs) · Derivative | 2,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-031963 · edgar.xml · derivative · entry 2 BUCK ROBERT R · CIK 0001188358 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,637 Underlying: Common Stock, $0.01 par value · 2,637 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of BECN common stock. F3 · derivative.exercise_date: The restricted stock units are scheduled to vest on the third anniversary of the grant date. F3 · derivative.expiration_date: The restricted stock units are scheduled to vest on the third anniversary of the grant date. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 17:02 UTC | QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 | GrantStock Options (Right to Buy) · Derivative | 8,797 | $0.00 Strike: $47.40 | $0.00 |
DisclosureSEC source: 0001179110-16-031963 · edgar.xml · derivative · entry 1 BUCK ROBERT R · CIK 0001188358 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,797 Underlying: Common Stock, $0.01 par value · 8,797 shares Expires 2026-11-18 F1 · derivative.exercise_date: The stock options are scheduled to vest in three (3) annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 21:12 UTC | Quanex Building Products CORP NX · Entity 5077 | GrantRestricted Stock Units · Derivative | 4,912 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-066097 · form4.xml · derivative · entry 1 BUCK ROBERT R · CIK 0001188358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,935 Underlying: Common Stock · 4,912 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash in an amount equivalent to the value of one share of NX common stock. F2 · derivative.exercise_date: The restricted stock unit will vest immediately, but will not be payable until death, disability or cessation of service on the board or change of control. F2 · derivative.expiration_date: The restricted stock unit will vest immediately, but will not be payable until death, disability or cessation of service on the board or change of control. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 14:47 UTC | MULTI COLOR Corp LABL · Entity 156212 | GrantCommon Stock | 994 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-144800 · doc4.xml · nonDerivative · entry 1 BUCK ROBERT R · CIK 0001188358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,199 F1 · security: Restricted stock granted pursuant to Multi-Color's 2012 Stock Incentive Plan. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 13:19 UTC | Quanex Building Products CORP NX · Entity 5077 | GrantPhantom Stock Units · Derivative | 865.385 | $19.50 | $16,875.01 |
DisclosureSEC source: 0001127602-16-061847 · form4.xml · derivative · entry 1 BUCK ROBERT R · CIK 0001188358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,243.094 Underlying: Common Stock · 865.385 shares Expires not disclosed F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation. F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director. F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director. F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director. F3 · balance_after: Includes 33.017 phantom stock units credited to the participant's account as the result of prior dividend reinvestments. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.