Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CORNING INC /NYGLW · Entity 2883 | Vice Chairman, EVP and CLAO | August 28, 2026 | August 31, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CORNING INC /NY
Report date August 28, 2026 · Filed August 31, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,052 |
Reported balance
After 2026-08-28 transaction · row 1
1 source rowRow 1 · 2026-08-28 · Sale · Disposed 13,100 · Balance 15,052 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.84 to $151.80, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.84 to $151.80, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 06, 2021 Filed Aug 10, 2021 20:01 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 1,812 | $19.65 | $35,605.80 |
DisclosureSEC source: 0001127602-21-023451 · form4.xml · nonDerivative · entry 1 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 20:04 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 30 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-020168 · form4.xml · derivative · entry 5 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,231 Underlying: Common Stock · 30 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates. F2 · derivative.expiration_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 20:04 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 551 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-020168 · form4.xml · derivative · entry 4 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,931 Underlying: Common Stock · 551 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates. F2 · derivative.expiration_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 20:04 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 285 | $41.02 | $11,690.70 |
DisclosureSEC source: 0001127602-21-020168 · form4.xml · nonDerivative · entry 3 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,654 Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 20:04 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 30 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-020168 · form4.xml · nonDerivative · entry 2 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,939 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 20:04 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 551 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-020168 · form4.xml · nonDerivative · entry 1 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,909 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2021 Filed May 19, 2021 20:21 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 1,087 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-017389 · form4.xml · derivative · entry 5 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,261 Underlying: Common Stock · 1,087 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates. F2 · derivative.expiration_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates. Read SEC document |
| May 17, 2021 Filed May 19, 2021 20:21 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 9,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-017389 · form4.xml · derivative · entry 4 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,482 Underlying: Common Stock · 9,415 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates. F2 · derivative.expiration_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates. Read SEC document |
| May 17, 2021 Filed May 19, 2021 20:21 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 5,144 | $44.19 | $227,313.36 |
DisclosureSEC source: 0001127602-21-017389 · form4.xml · nonDerivative · entry 3 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,358 Read SEC document |
| May 17, 2021 Filed May 19, 2021 20:21 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 1,087 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-017389 · form4.xml · nonDerivative · entry 2 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,502 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2021 Filed May 19, 2021 20:21 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 9,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-017389 · form4.xml · nonDerivative · entry 1 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2021 Filed May 7, 2021 20:18 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 27,472 | $0.00 Strike: $27.03 | $0.00 |
DisclosureSEC source: 0001127602-21-015864 · form4.xml · derivative · entry 3 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,472 shares Expires 2028-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2021 Filed May 7, 2021 20:18 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 35,168 | $46.03 | $1,618,821.72 |
DisclosureSEC source: 0001127602-21-015864 · form4.xml · nonDerivative · entry 2 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.89 to $46.145, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| May 07, 2021 Filed May 7, 2021 20:18 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 27,472 | $27.03 | $742,568.16 |
DisclosureSEC source: 0001127602-21-015864 · form4.xml · nonDerivative · entry 1 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,168 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 20:21 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 14,419 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-014029 · form4.xml · derivative · entry 3 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,419 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Earned Restricted Stock Units awarded April 2, 2018 remained restricted until April 15, 2021, when they vested and converted into GLW common stock per terms of April 2018 Agreement approved by Compensation Committee. F2 · derivative.expiration_date: Earned Restricted Stock Units awarded April 2, 2018 remained restricted until April 15, 2021, when they vested and converted into GLW common stock per terms of April 2018 Agreement approved by Compensation Committee. Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 20:21 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 6,723 | $45.90 | $308,585.70 |
DisclosureSEC source: 0001127602-21-014029 · form4.xml · nonDerivative · entry 2 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,696 Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 20:21 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 14,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-014029 · form4.xml · nonDerivative · entry 1 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,419 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:30 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 23,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-013090 · form4.xml · derivative · entry 1 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,528 Underlying: Common Stock · 23,528 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 15, 2024. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2024. F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 15, 2024. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2024. Read SEC document |
| February 19, 2021 Filed Feb 22, 2021 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 8,150 | $0.00 Strike: $19.65 | $0.00 |
DisclosureSEC source: 0001127602-21-006968 · form4.xml · derivative · entry 3 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,150 Underlying: Common Stock · 8,150 shares Expires 2030-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: On December 2, 2020, the Compensation Committee approved the early vesting of one half of the stock options granted on May 15, 2020. The remaining stock options will vest ratably over three years from the grand date. Read SEC document |
| February 19, 2021 Filed Feb 22, 2021 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 8,150 | $38.16 | $311,004.00 |
DisclosureSEC source: 0001127602-21-006968 · form4.xml · nonDerivative · entry 2 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 19, 2021 Filed Feb 22, 2021 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 8,150 | $19.65 | $160,147.50 |
DisclosureSEC source: 0001127602-21-006968 · form4.xml · nonDerivative · entry 1 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 22:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionPerformance Share Unit · Derivative | 1,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-004218 · form4.xml · derivative · entry 4 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,261 Underlying: Common Stock · 1,042 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock. F3 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the April 2020 agreement. F3 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the April 2020 agreement. Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 22:03 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPerformance Share Unit · Derivative | 30,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-004218 · form4.xml · derivative · entry 3 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,303 Underlying: Common Stock · 30,303 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock. F2 · derivative.exercise_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the April 2020 agreement. Earned units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement. F2 · derivative.expiration_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the April 2020 agreement. Earned units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement. Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 22:03 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 1,042 | $36.34 | $37,866.28 |
DisclosureSEC source: 0001127602-21-004218 · form4.xml · nonDerivative · entry 2 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 22:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 1,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-004218 · form4.xml · nonDerivative · entry 1 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,042 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 21:23 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 1,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-001422 · form4.xml · derivative · entry 3 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,689 Underlying: Common Stock · 1,516 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the April 2020 and June 2020 agreements. F2 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the April 2020 and June 2020 agreements. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 21:23 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 1,516 | $36.98 | $56,061.68 |
DisclosureSEC source: 0001127602-21-001422 · form4.xml · nonDerivative · entry 2 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 21:23 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 1,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-001422 · form4.xml · nonDerivative · entry 1 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,516 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 25,836 | $0.00 Strike: $27.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030404 · form4.xml · derivative · entry 5 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,836 shares Expires 2027-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 10,378 | $0.00 Strike: $18.67 | $0.00 |
DisclosureSEC source: 0001127602-20-030404 · form4.xml · derivative · entry 4 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,378 shares Expires 2026-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 36,214 | $37.50 | $1,357,919.98 |
DisclosureSEC source: 0001127602-20-030404 · form4.xml · nonDerivative · entry 3 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.39 to $37.58, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 25,836 | $27.00 | $697,572.00 |
DisclosureSEC source: 0001127602-20-030404 · form4.xml · nonDerivative · entry 2 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,214 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 10,378 | $18.67 | $193,757.26 |
DisclosureSEC source: 0001127602-20-030404 · form4.xml · nonDerivative · entry 1 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,378 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 20:08 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 9,006 | $0.00 Strike: $20.82 | $0.00 |
DisclosureSEC source: 0001127602-20-024696 · form4.xml · derivative · entry 3 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,006 shares Expires 2024-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 20:08 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 25,776 | $32.73 | $843,643.32 |
DisclosureSEC source: 0001127602-20-024696 · form4.xml · nonDerivative · entry 2 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.72 to $32.75, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 20:08 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 9,006 | $20.82 | $187,504.92 |
DisclosureSEC source: 0001127602-20-024696 · form4.xml · nonDerivative · entry 1 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 20:17 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 5,808 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-019911 · form4.xml · derivative · entry 3 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,205 Underlying: Common Stock · 5,808 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F5 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 14, 2023. Vested shares will be delivered to the reporting person within thirty (30) days after April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 14, 2023. F5 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 14, 2023. Vested shares will be delivered to the reporting person within thirty (30) days after April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 14, 2023. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 20:17 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 1,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-019911 · form4.xml · derivative · entry 2 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,897 Underlying: Common Stock · 1,652 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F4 · shares: As part of a series of actions to preserve cash, the reporting person is receiving restricted stock units in lieu of his June 15, 2020 increase in the 2020 management cash performance bonus plan (Performance Incentive Plan, or PIP). F3 · derivative.exercise_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates. F3 · derivative.expiration_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 20:17 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 88 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-019911 · form4.xml · derivative · entry 1 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,348 Underlying: Common Stock · 88 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · shares: As part of a series of actions to preserve cash, the reporting person is receiving equity in lieu of 30% of the June 15, 2020 increase in base salary, for the period of June 15, 2020 through December 31, 2020. F3 · derivative.exercise_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates. F3 · derivative.expiration_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates. Read SEC document |
| May 15, 2020 Filed May 19, 2020 20:17 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 28,245 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-017156 · form4.xml · derivative · entry 3 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,245 Underlying: Common Stock · 28,245 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F6 · shares: As part of a series of actions to preserve cash, the reporting person is receiving restricted stock units in lieu of the 2020 management cash performance bonus plan (Performance Incentive Plan, or PIP). F3 · derivative.exercise_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates. F3 · derivative.expiration_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates. Read SEC document |
| May 15, 2020 Filed May 19, 2020 20:17 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 16,300 | $0.00 Strike: $19.65 | $0.00 |
DisclosureSEC source: 0001127602-20-017156 · form4.xml · derivative · entry 2 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,300 Underlying: Common Stock · 16,300 shares Expires 2030-05-15 F4 · shares: As part of a series of actions to preserve cash, the reporting person is receiving equity in lieu of 30% of his/her base salary for the period of June 1, 2020 through December 31, 2020. The equity is comprised of restricted stock units (50%) and stock options (50%). The number of options granted was determined by dividing the cash compensation by the Black-Scholes value of a single option calculated as of the date of grant. F5 · derivative.exercise_date: The options will vest ratably over three years from grant date. Read SEC document |
| May 15, 2020 Filed May 19, 2020 20:17 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 3,260 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-017156 · form4.xml · derivative · entry 1 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,260 Underlying: Common Stock · 3,260 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · shares: As part of a series of actions to preserve cash, the reporting person is receiving equity in lieu of 30% of his/her base salary for the period of June 1, 2020 through December 31, 2020. The equity is comprised of restricted stock units (50%) and stock options (50%). F3 · derivative.exercise_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates. F3 · derivative.expiration_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 20:12 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 13,705 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-014055 · form4.xml · derivative · entry 3 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,705 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Earned Restricted Stock Units awarded March 31, 2017 remained restricted until April 15, 2020, when they vested and converted into GLW common stock per terms of March 2017 Agreement approved by Compensation Committee. F2 · derivative.expiration_date: Earned Restricted Stock Units awarded March 31, 2017 remained restricted until April 15, 2020, when they vested and converted into GLW common stock per terms of March 2017 Agreement approved by Compensation Committee. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 20:12 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 6,390 | $19.99 | $127,736.10 |
DisclosureSEC source: 0001127602-20-014055 · form4.xml · nonDerivative · entry 2 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,770 Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 20:12 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 13,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-014055 · form4.xml · nonDerivative · entry 1 STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,160 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 20:11 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 31,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-013098 · form4.xml · derivative · entry 1 STEVERSON LEWIS A · CIK 0001508144 · Exec. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,397 Underlying: Common Stock · 31,397 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 14, 2023. Vested shares will be delivered to the reporting person within thirty (30) days after April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 14, 2023. F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 14, 2023. Vested shares will be delivered to the reporting person within thirty (30) days after April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 14, 2023. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:14 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 781 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-000656 · form4.xml · derivative · entry 3 STEVERSON LEWIS A · CIK 0001508144 · Exec. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,301 Underlying: Common Stock · 781 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the April 2019 agreement. F2 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the April 2019 agreement. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:14 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 781 | $29.99 | $23,422.19 |
DisclosureSEC source: 0001127602-20-000656 · form4.xml · nonDerivative · entry 2 STEVERSON LEWIS A · CIK 0001508144 · Exec. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,455 Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:14 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 781 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-000656 · form4.xml · nonDerivative · entry 1 STEVERSON LEWIS A · CIK 0001508144 · Exec. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 21:05 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 9,275 | $0.00 Strike: $20.89 | $0.00 |
DisclosureSEC source: 0001127602-19-032317 · form4.xml · derivative · entry 15 STEVERSON LEWIS A · CIK 0001508144 · Exec. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,275 shares Expires 2026-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.