Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| VIVMARK RESIDENTIALEQR · Entity 499 | Executive Vice President | March 01, 2021 | March 03, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
VIVMARK RESIDENTIAL
Report date March 01, 2021 · Filed March 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares Of Beneficial InterestSEC Table I · non-derivative | Direct | 55,222 |
Reported balance
After 2021-03-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-03-01 · Grant · Acquired 1,882 · Balance 55,222 F1: Represents shares acquired through Equity Residential's Employee Share Purchase Plan. F2: Direct total includes restricted shares of Equity Residential scheduled to vest in the future. |
| Common Shares Of Beneficial InterestSEC Table I · non-derivative | Indirect401(k) Plan | 27 |
Reported balance
Holding disclosure · report date 2021-03-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 27 F3: Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through January 16, 2021. |
| Common Shares Of Beneficial InterestSEC Table I · non-derivative | IndirectSERP Account | 4,112 |
Reported balance
Holding disclosure · report date 2021-03-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,112 F4: Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan, for the benefit of the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares acquired through Equity Residential's Employee Share Purchase Plan.
F2: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.
F3: Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through January 16, 2021.
F4: Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan, for the benefit of the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 02, 2017 Filed Jun 5, 2017 20:32 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 12,157 | $0.00 Strike: $45.78 | $0.00 |
DisclosureSEC source: 0001127602-17-020548 · form4.xml · derivative · entry 7 GEORGE ALAN W · CIK 0001219715 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares Of Beneficial Interest · 12,157 shares Expires 2021-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents options which vested in three equal installments on February 7, 2012, February 7, 2013 and February 7, 2014 Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 20:32 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 16,000 | $0.00 Strike: $45.78 | $0.00 |
DisclosureSEC source: 0001127602-17-020548 · form4.xml · derivative · entry 6 GEORGE ALAN W · CIK 0001219715 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,157 Underlying: Common Shares Of Beneficial Interest · 16,000 shares Expires 2021-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents options which vested in three equal installments on February 7, 2012, February 7, 2013 and February 7, 2014 Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 20:32 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | SaleCommon Shares Of Beneficial Interest | 12,157 | $66.01 | $802,483.57 |
DisclosureSEC source: 0001127602-17-020548 · form4.xml · nonDerivative · entry 4 GEORGE ALAN W · CIK 0001219715 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,436 F1 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 20:32 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | Exercise / conversionCommon Shares Of Beneficial Interest | 12,157 | $45.78 | $556,547.46 |
DisclosureSEC source: 0001127602-17-020548 · form4.xml · nonDerivative · entry 3 GEORGE ALAN W · CIK 0001219715 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 20:32 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | SaleCommon Shares Of Beneficial Interest | 16,000 | $65.87 | $1,053,920.00 |
DisclosureSEC source: 0001127602-17-020548 · form4.xml · nonDerivative · entry 2 GEORGE ALAN W · CIK 0001219715 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,436 F1 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 20:32 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | Exercise / conversionCommon Shares Of Beneficial Interest | 16,000 | $45.78 | $732,480.00 |
DisclosureSEC source: 0001127602-17-020548 · form4.xml · nonDerivative · entry 1 GEORGE ALAN W · CIK 0001219715 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,436 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 21:39 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 89,078 | $0.00 Strike: $60.76 | $0.00 |
DisclosureSEC source: 0001127602-17-004071 · form4.xml · derivative · entry 1 GEORGE ALAN W · CIK 0001219715 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,078 Underlying: Common Shares Of Beneficial Interest · 89,078 shares Expires 2027-02-02 F1 · derivative.exercise_date: Represents share options scheduled to vest in approximately three equal installments on February 2, 2018, February 2, 2019 and February 2, 2020. Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 21:24 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $45.78 | $0.00 |
DisclosureSEC source: 0001127602-16-070427 · form4.xml · derivative · entry 4 GEORGE ALAN W · CIK 0001219715 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,157 Underlying: Common Shares Of Beneficial Interest · 25,000 shares Expires 2021-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents options which vested in three equal installments on February 7, 2012, February 7, 2013 and February 7, 2014 Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 21:24 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | SaleCommon Shares Of Beneficial Interest | 25,000 | $64.00 | $1,600,000.00 |
DisclosureSEC source: 0001127602-16-070427 · form4.xml · nonDerivative · entry 2 GEORGE ALAN W · CIK 0001219715 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,436 F1 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future. Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 21:24 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | Exercise / conversionCommon Shares Of Beneficial Interest | 25,000 | $45.78 | $1,144,500.00 |
DisclosureSEC source: 0001127602-16-070427 · form4.xml · nonDerivative · entry 1 GEORGE ALAN W · CIK 0001219715 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,436 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.