Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SYNOPSYS INCSNPS · Entity 210 | Director | April 10, 2024 | April 12, 2024 |
| THERMO FISHER SCIENTIFIC INC.TMO · Entity 2836 | Director · Chairman & CEO | August 28, 2026 | September 01, 2026 |
| US BANCORP DEUSB · Entity 2923 | Director | December 23, 2020 | December 23, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SYNOPSYS INC
Report date April 10, 2024 · Filed April 12, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,092 |
Reported balance
After 2024-04-10 transaction · row 1
1 source rowRow 1 · 2024-04-10 · Grant · Acquired 356 · Balance 2,092 F1: The shares subject to the Award will vest on the date immediately preceding the first Annual Meeting following the Date of Grant, subject to the Eligible Director's continued Board service through such date. F2: Automatic award under the Synopsys 2017 Non-Employee Directors Equity Incentive Plan. |
| Common StockSEC Table I · non-derivative | Indirectby LLC | 5 |
Reported balance
Holding disclosure · report date 2024-04-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5 |
| Common StockSEC Table I · non-derivative | Indirectby Managed Account | 94 |
Reported balance
Holding disclosure · report date 2024-04-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 94 |
Filing footnotes · ownership attribution and instrument terms
F1: The shares subject to the Award will vest on the date immediately preceding the first Annual Meeting following the Date of Grant, subject to the Eligible Director's continued Board service through such date.
F2: Automatic award under the Synopsys 2017 Non-Employee Directors Equity Incentive Plan.
THERMO FISHER SCIENTIFIC INC.
Report date August 28, 2026 · Filed September 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 122,668.741 |
Ending reported balance
After 2026-08-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-28 · Tax withholding · Disposed 724.766 · Balance 123,200.592 Row 2 · 2026-08-28 · Tax withholding · Disposed 531.851 · Balance 122,668.741 |
| Common StockSEC Table I · non-derivative | IndirectBy Alison Casper 2020 Irrevocable Trust | 11,300 |
Reported balance
Holding disclosure · report date 2026-08-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 11,300 F1: The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of any pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy MNC 2020 Irrevocable Trust | 5,000 |
Reported balance
Holding disclosure · report date 2026-08-28 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 5,000 F1: The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of any pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of any pecuniary interest therein.
US BANCORP DE
Report date December 23, 2020 · Filed December 23, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Compensation Plan ParticipationSEC Table II · derivative / convertible security | Direct | 1,999 |
Reported balance
After 2020-12-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-12-23 · Grant · Acquired 33 · Balance 1,999 F1: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F2: Includes amounts acquired pursuant to dividend reinvestment. |
Filing footnotes · ownership attribution and instrument terms
F1: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.
F2: Includes amounts acquired pursuant to dividend reinvestment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 04, 2007 Filed Jan 6, 2007 01:46 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 10,000 | $45.16 | $451,600.00 |
DisclosureSEC source: 0000097745-07-000020 · cas460.xml · nonDerivative · entry 5 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,078.53 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2006. Read SEC document |
| January 04, 2007 Filed Jan 6, 2007 01:46 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 10,000 | $19.67 | $196,700.00 |
DisclosureSEC source: 0000097745-07-000020 · cas460.xml · nonDerivative · entry 4 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,078.53 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2007 Filed Jan 6, 2007 01:46 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,750 | $0.00 Strike: $19.67 | $0.00 |
DisclosureSEC source: 0000097745-07-000020 · cas460.xml · derivative · entry 7 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,500 Underlying: Common Stock · 3,750 shares Expires 2012-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Immediately Read SEC document |
| January 03, 2007 Filed Jan 6, 2007 01:46 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,250 | $0.00 Strike: $22.18 | $0.00 |
DisclosureSEC source: 0000097745-07-000020 · cas460.xml · derivative · entry 6 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,250 shares Expires 2008-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Immediately Read SEC document |
| January 03, 2007 Filed Jan 6, 2007 01:46 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 10,000 | $45.15 | $451,500.00 |
DisclosureSEC source: 0000097745-07-000020 · cas460.xml · nonDerivative · entry 3 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,078.53 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2006. Read SEC document |
| January 03, 2007 Filed Jan 6, 2007 01:46 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 3,750 | $19.67 | $73,762.50 |
DisclosureSEC source: 0000097745-07-000020 · cas460.xml · nonDerivative · entry 2 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,078.53 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2007 Filed Jan 6, 2007 01:46 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 6,250 | $22.18 | $138,625.00 |
DisclosureSEC source: 0000097745-07-000020 · cas460.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,328.53 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 271.53 shares acquired under the Issuer's employees' stock purchase plan on December 31, 2006. Read SEC document |
| December 18, 2006 Filed Dec 18, 2006 22:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $19.67 | $0.00 |
DisclosureSEC source: 0000097745-06-000269 · cas448.xml · derivative · entry 11 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,250 Underlying: Common Stock · 2,500 shares Expires 2012-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Immediately Read SEC document |
| December 18, 2006 Filed Dec 18, 2006 22:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 2,500 | $45.63 | $114,075.00 |
DisclosureSEC source: 0000097745-06-000269 · cas448.xml · nonDerivative · entry 7 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,807 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2006. Read SEC document |
| December 18, 2006 Filed Dec 18, 2006 22:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 2,500 | $19.67 | $49,175.00 |
DisclosureSEC source: 0000097745-06-000269 · cas448.xml · nonDerivative · entry 6 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,307 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2006 Filed Dec 18, 2006 22:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $19.67 | $0.00 |
DisclosureSEC source: 0000097745-06-000269 · cas448.xml · derivative · entry 10 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,750 Underlying: Common Stock · 10,000 shares Expires 2012-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Immediately Read SEC document |
| December 15, 2006 Filed Dec 18, 2006 22:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 10,000 | $45.72 | $457,200.00 |
DisclosureSEC source: 0000097745-06-000269 · cas448.xml · nonDerivative · entry 5 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,807 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2006. Read SEC document |
| December 15, 2006 Filed Dec 18, 2006 22:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 10,000 | $19.67 | $196,700.00 |
DisclosureSEC source: 0000097745-06-000269 · cas448.xml · nonDerivative · entry 4 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,807 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2006 Filed Dec 18, 2006 22:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 8,750 | $0.00 Strike: $19.67 | $0.00 |
DisclosureSEC source: 0000097745-06-000269 · cas448.xml · derivative · entry 9 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,750 Underlying: Common Stock · 8,750 shares Expires 2012-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Immediately Read SEC document |
| December 14, 2006 Filed Dec 18, 2006 22:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,250 | $0.00 Strike: $22.18 | $0.00 |
DisclosureSEC source: 0000097745-06-000269 · cas448.xml · derivative · entry 8 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,250 Underlying: Common Stock · 1,250 shares Expires 2008-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Immediately Read SEC document |
| December 14, 2006 Filed Dec 18, 2006 22:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 10,000 | $46.15 | $461,500.00 |
DisclosureSEC source: 0000097745-06-000269 · cas448.xml · nonDerivative · entry 3 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,807 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2006. Read SEC document |
| December 14, 2006 Filed Dec 18, 2006 22:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 1,250 | $22.18 | $27,725.00 |
DisclosureSEC source: 0000097745-06-000269 · cas448.xml · nonDerivative · entry 2 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,807 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2006 Filed Dec 18, 2006 22:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 8,750 | $19.67 | $172,112.50 |
DisclosureSEC source: 0000097745-06-000269 · cas448.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,557 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2006 Filed Dec 8, 2006 20:24 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $19.67 | $0.00 |
DisclosureSEC source: 0000097745-06-000265 · cas443.xml · derivative · entry 9 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,500 Underlying: Common Stock · 5,000 shares Expires 2012-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Immediately Read SEC document |
| December 07, 2006 Filed Dec 8, 2006 20:24 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $22.18 | $0.00 |
DisclosureSEC source: 0000097745-06-000265 · cas443.xml · derivative · entry 8 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 5,000 shares Expires 2008-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Immediately Read SEC document |
| December 07, 2006 Filed Dec 8, 2006 20:24 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 5,000 | $45.55 | $227,750.00 |
DisclosureSEC source: 0000097745-06-000265 · cas443.xml · nonDerivative · entry 6 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,807 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2006. Read SEC document |
| December 07, 2006 Filed Dec 8, 2006 20:24 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 5,000 | $22.18 | $110,900.00 |
DisclosureSEC source: 0000097745-06-000265 · cas443.xml · nonDerivative · entry 5 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,807 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2006 Filed Dec 8, 2006 20:24 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 5,000 | $45.10 | $225,500.00 |
DisclosureSEC source: 0000097745-06-000265 · cas443.xml · nonDerivative · entry 4 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,807 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2006. Read SEC document |
| December 07, 2006 Filed Dec 8, 2006 20:24 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 5,000 | $19.67 | $98,350.00 |
DisclosureSEC source: 0000097745-06-000265 · cas443.xml · nonDerivative · entry 3 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,807 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2006 Filed Dec 8, 2006 20:24 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $19.67 | $0.00 |
DisclosureSEC source: 0000097745-06-000265 · cas443.xml · derivative · entry 7 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,500 Underlying: Common Stock · 10,000 shares Expires 2012-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Immediately Read SEC document |
| December 06, 2006 Filed Dec 8, 2006 20:24 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 10,000 | $44.53 | $445,300.00 |
DisclosureSEC source: 0000097745-06-000265 · cas443.xml · nonDerivative · entry 2 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,807 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2006. Read SEC document |
| December 06, 2006 Filed Dec 8, 2006 20:24 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 10,000 | $19.67 | $196,700.00 |
DisclosureSEC source: 0000097745-06-000265 · cas443.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,807 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2006 Filed Dec 6, 2006 21:58 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,750 | $0.00 Strike: $19.67 | $0.00 |
DisclosureSEC source: 0000097745-06-000262 · cas442.xml · derivative · entry 10 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,500 Underlying: Common Stock · 3,750 shares Expires 2012-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Immediately Read SEC document |
| December 05, 2006 Filed Dec 6, 2006 21:58 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,250 | $0.00 Strike: $22.18 | $0.00 |
DisclosureSEC source: 0000097745-06-000262 · cas442.xml · derivative · entry 9 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 6,250 shares Expires 2008-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Immediately Read SEC document |
| December 05, 2006 Filed Dec 6, 2006 21:58 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 10,000 | $44.50 | $445,000.00 |
DisclosureSEC source: 0000097745-06-000262 · cas442.xml · nonDerivative · entry 6 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,807 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2006. Read SEC document |
| December 05, 2006 Filed Dec 6, 2006 21:58 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 3,750 | $19.67 | $73,762.50 |
DisclosureSEC source: 0000097745-06-000262 · cas442.xml · nonDerivative · entry 5 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,807 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2006 Filed Dec 6, 2006 21:58 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 6,250 | $22.18 | $138,625.00 |
DisclosureSEC source: 0000097745-06-000262 · cas442.xml · nonDerivative · entry 4 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,057 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2006 Filed Dec 6, 2006 21:58 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,750 | $0.00 Strike: $19.67 | $0.00 |
DisclosureSEC source: 0000097745-06-000262 · cas442.xml · derivative · entry 8 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,250 Underlying: Common Stock · 3,750 shares Expires 2012-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Immediately Read SEC document |
| December 04, 2006 Filed Dec 6, 2006 21:58 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,250 | $0.00 Strike: $22.18 | $0.00 |
DisclosureSEC source: 0000097745-06-000262 · cas442.xml · derivative · entry 7 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Underlying: Common Stock · 6,250 shares Expires 2008-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Immediately Read SEC document |
| December 04, 2006 Filed Dec 6, 2006 21:58 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 10,000 | $43.73 | $437,300.00 |
DisclosureSEC source: 0000097745-06-000262 · cas442.xml · nonDerivative · entry 3 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,807 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2006. Read SEC document |
| December 04, 2006 Filed Dec 6, 2006 21:58 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 3,750 | $19.67 | $73,762.50 |
DisclosureSEC source: 0000097745-06-000262 · cas442.xml · nonDerivative · entry 2 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,807 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2006 Filed Dec 6, 2006 21:58 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 6,250 | $22.18 | $138,625.00 |
DisclosureSEC source: 0000097745-06-000262 · cas442.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,057 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2006 Filed Nov 15, 2006 01:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantStock Option (Right to Buy) · Derivative | 251,900 | $0.00 Strike: $43.37 | $0.00 |
DisclosureSEC source: 0000097745-06-000209 · cas345.xml · derivative · entry 2 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,900 Underlying: Common Stock · 251,900 shares Expires 2013-11-09 F1 · derivative.exercise_date: The option vests in five equal annual installments beginning on November 9, 2007. Read SEC document |
| November 09, 2006 Filed Nov 15, 2006 01:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 21,600 | $0.00 | $0.00 |
DisclosureSEC source: 0000097745-06-000209 · cas345.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,807 Read SEC document |
| November 09, 2006 Filed Mar 3, 2008 19:33 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionRestricted Stock Units · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000097745-08-000048 · cas613.xml · derivative · entry 3 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: 1 for 1 F1 · derivative.exercise_date: The Reporting Person received a restricted stock unit grant on November 19, 2003, which was reported as a derivative security in Table II of a Form 4 filed on November 21, 2003. The grant provided that no common stock was to be delivered with respect to the grant until the termination of the employment of the Reporting Person. The grant also provided for distribution of the shares immediately before a Change in Control. The merger of the Issuer with Fisher Scientific International Inc. on November 9, 2006 constituted a Change in Control of the Issuer; however, the distribution of shares was inadvertently overlooked until the Issuer's discovery of this oversight in 2008, and the shares were delivered to the Reporting Person on February 28, 2008. F1 · derivative.expiration_date: The Reporting Person received a restricted stock unit grant on November 19, 2003, which was reported as a derivative security in Table II of a Form 4 filed on November 21, 2003. The grant provided that no common stock was to be delivered with respect to the grant until the termination of the employment of the Reporting Person. The grant also provided for distribution of the shares immediately before a Change in Control. The merger of the Issuer with Fisher Scientific International Inc. on November 9, 2006 constituted a Change in Control of the Issuer; however, the distribution of shares was inadvertently overlooked until the Issuer's discovery of this oversight in 2008, and the shares were delivered to the Reporting Person on February 28, 2008. Read SEC document |
| November 09, 2006 Filed Mar 3, 2008 19:33 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000097745-08-000048 · cas613.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,072.53 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Reporting Person received a restricted stock unit grant on November 19, 2003, which was reported as a derivative security in Table II of a Form 4 filed on November 21, 2003. The grant provided that no common stock was to be delivered with respect to the grant until the termination of the employment of the Reporting Person. The grant also provided for distribution of the shares immediately before a Change in Control. The merger of the Issuer with Fisher Scientific International Inc. on November 9, 2006 constituted a Change in Control of the Issuer; however, the distribution of shares was inadvertently overlooked until the Issuer's discovery of this oversight in 2008, and the shares were delivered to the Reporting Person on February 28, 2008. Read SEC document |
| November 01, 2006 Filed Nov 4, 2006 00:54 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $22.18 | $0.00 |
DisclosureSEC source: 0000097745-06-000156 · cas334.xml · derivative · entry 23 CASPER MARC N · CIK 0001216055 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 100,000 shares Expires 2008-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on November 30, 2002. Read SEC document |
| November 01, 2006 Filed Nov 4, 2006 00:54 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 500 | $43.07 | $21,535.00 |
DisclosureSEC source: 0000097745-06-000156 · cas334.xml · nonDerivative · entry 22 CASPER MARC N · CIK 0001216055 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,207 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2006. Read SEC document |
| November 01, 2006 Filed Nov 4, 2006 00:54 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 100 | $43.06 | $4,306.00 |
DisclosureSEC source: 0000097745-06-000156 · cas334.xml · nonDerivative · entry 21 CASPER MARC N · CIK 0001216055 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,707 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2006. Read SEC document |
| November 01, 2006 Filed Nov 4, 2006 00:54 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 1,500 | $43.04 | $64,560.00 |
DisclosureSEC source: 0000097745-06-000156 · cas334.xml · nonDerivative · entry 20 CASPER MARC N · CIK 0001216055 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,807 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2006. Read SEC document |
| November 01, 2006 Filed Nov 4, 2006 00:54 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 4,500 | $43.03 | $193,635.00 |
DisclosureSEC source: 0000097745-06-000156 · cas334.xml · nonDerivative · entry 19 CASPER MARC N · CIK 0001216055 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,307 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2006. Read SEC document |
| November 01, 2006 Filed Nov 4, 2006 00:54 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 2,900 | $43.02 | $124,758.00 |
DisclosureSEC source: 0000097745-06-000156 · cas334.xml · nonDerivative · entry 18 CASPER MARC N · CIK 0001216055 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,807 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2006. Read SEC document |
| November 01, 2006 Filed Nov 4, 2006 00:54 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 4,000 | $43.01 | $172,040.00 |
DisclosureSEC source: 0000097745-06-000156 · cas334.xml · nonDerivative · entry 17 CASPER MARC N · CIK 0001216055 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,707 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2006. Read SEC document |
| November 01, 2006 Filed Nov 4, 2006 00:54 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 8,800 | $43.00 | $378,400.00 |
DisclosureSEC source: 0000097745-06-000156 · cas334.xml · nonDerivative · entry 16 CASPER MARC N · CIK 0001216055 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,707 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2006. Read SEC document |
| November 01, 2006 Filed Nov 4, 2006 00:54 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 3,600 | $42.99 | $154,764.00 |
DisclosureSEC source: 0000097745-06-000156 · cas334.xml · nonDerivative · entry 15 CASPER MARC N · CIK 0001216055 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,507 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2006. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.