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person · Reporting owner

CASPER MARC N

Disclosed activity across 3 companies

Tapewire entity
14191
SEC CIK
0001216055

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SYNOPSYS INCSNPS · Entity 210DirectorApril 10, 2024April 12, 2024
THERMO FISHER SCIENTIFIC INC.TMO · Entity 2836Director · Chairman & CEOAugust 28, 2026September 01, 2026
US BANCORP DEUSB · Entity 2923DirectorDecember 23, 2020December 23, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SYNOPSYS INC

Report date April 10, 2024 · Filed April 12, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,092 Reported balance After 2024-04-10 transaction · row 1
1 source row

Row 1 · 2024-04-10 · Grant · Acquired 356 · Balance 2,092

F1: The shares subject to the Award will vest on the date immediately preceding the first Annual Meeting following the Date of Grant, subject to the Eligible Director's continued Board service through such date.

F2: Automatic award under the Synopsys 2017 Non-Employee Directors Equity Incentive Plan.

Common StockSEC Table I · non-derivativeIndirectby LLC5 Reported balance Holding disclosure · report date 2024-04-10 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 5

Common StockSEC Table I · non-derivativeIndirectby Managed Account94 Reported balance Holding disclosure · report date 2024-04-10 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 94

Filing footnotes · ownership attribution and instrument terms

F1: The shares subject to the Award will vest on the date immediately preceding the first Annual Meeting following the Date of Grant, subject to the Eligible Director's continued Board service through such date.

F2: Automatic award under the Synopsys 2017 Non-Employee Directors Equity Incentive Plan.

THERMO FISHER SCIENTIFIC INC.

Report date August 28, 2026 · Filed September 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect122,668.741 Ending reported balance After 2026-08-28 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-08-28 · Tax withholding · Disposed 724.766 · Balance 123,200.592

Row 2 · 2026-08-28 · Tax withholding · Disposed 531.851 · Balance 122,668.741

Common StockSEC Table I · non-derivativeIndirectBy Alison Casper 2020 Irrevocable Trust11,300 Reported balance Holding disclosure · report date 2026-08-28 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 11,300

F1: The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of any pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy MNC 2020 Irrevocable Trust5,000 Reported balance Holding disclosure · report date 2026-08-28 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 5,000

F1: The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of any pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of any pecuniary interest therein.

US BANCORP DE

Report date December 23, 2020 · Filed December 23, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Compensation Plan ParticipationSEC Table II · derivative / convertible securityDirect1,999 Reported balance After 2020-12-23 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-12-23 · Grant · Acquired 33 · Balance 1,999

F1: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2: Includes amounts acquired pursuant to dividend reinvestment.

Filing footnotes · ownership attribution and instrument terms

F1: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2: Includes amounts acquired pursuant to dividend reinvestment.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 25, 2020 Filed Feb 27, 2020 21:43 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Tax withholdingCommon Stock 4,169 $309.63 $1,290,847.47
Disclosure

SEC source: 0001127602-20-008152 · form4.xml · nonDerivative · entry 3

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,760.53

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:43 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantCommon Stock 28,199 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008152 · form4.xml · nonDerivative · entry 2

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,929.53

F1 · shares: Shares represent a performance-based restricted stock unit award granted on February 26, 2019. The Company's Compensation Committee determined on February 25, 2020, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 25, 2020, one-third of the shares vest on February 25, 2021, and the remaining one-third vest on February 25, 2022.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:43 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantCommon Stock 13,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008152 · form4.xml · nonDerivative · entry 1

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,730.53

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:07 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $124.28 $0.00
Disclosure

SEC source: 0001127602-20-005279 · form4.xml · derivative · entry 8

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,500

Underlying: Common Stock · 30,000 shares

Expires 2021-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested in four equal installments on February 26, 2015, 2016, 2017, and 2018.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:07 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 15,009 $337.70 $5,068,539.30
Disclosure

SEC source: 0001127602-20-005279 · form4.xml · nonDerivative · entry 6

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,730.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $337.30 to $338.19, inclusive.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:07 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 10,157 $336.94 $3,422,299.58
Disclosure

SEC source: 0001127602-20-005279 · form4.xml · nonDerivative · entry 5

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,739.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $336.30 to $337.295, inclusive.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:07 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 4,834 $335.79 $1,623,208.86
Disclosure

SEC source: 0001127602-20-005279 · form4.xml · nonDerivative · entry 4

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,896.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $335.27 to $336.24, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:07 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionCommon Stock 30,000 $124.28 $3,728,400.00
Disclosure

SEC source: 0001127602-20-005279 · form4.xml · nonDerivative · entry 3

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,730.53

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2020 Filed Feb 13, 2020 21:07 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GiftCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005279 · form4.xml · nonDerivative · entry 2

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,730.53

Read SEC document
February 03, 2020 Filed Feb 13, 2020 21:07 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005279 · form4.xml · nonDerivative · entry 1

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,230.53

Read SEC document
December 27, 2019 Filed Dec 31, 2019 21:08 UTC US BANCORP DE USB · Entity 2923 GrantDeferred Compensation Plan Participation · Derivative 25 $60.15 $1,503.75
Disclosure

SEC source: 0001225208-19-016124 · doc4.xml · derivative · entry 1

CASPER MARC N · CIK 0001216055 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 678

Underlying: Common Stock, $0.01 par value · 25 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
October 25, 2019 Filed Oct 29, 2019 20:42 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionStock Option (Right to Buy) · Derivative 47,729 $0.00 Strike: $73.24 $0.00
Disclosure

SEC source: 0001127602-19-031206 · form4.xml · derivative · entry 10

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47,729 shares

Expires 2020-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The option vested in four equal installments on February 26, 2014, 2015, 2016 and 2017.

Read SEC document
October 25, 2019 Filed Oct 29, 2019 20:42 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 12,867 $297.59 $3,829,090.53
Disclosure

SEC source: 0001127602-19-031206 · form4.xml · nonDerivative · entry 8

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,230.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2018.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $297.16 to $298.15, inclusive.

Read SEC document
October 25, 2019 Filed Oct 29, 2019 20:42 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 15,955 $296.68 $4,733,529.40
Disclosure

SEC source: 0001127602-19-031206 · form4.xml · nonDerivative · entry 7

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,097.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2018.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $296.135 to $297.13, inclusive.

Read SEC document
October 25, 2019 Filed Oct 29, 2019 20:42 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 4,975 $295.69 $1,471,057.75
Disclosure

SEC source: 0001127602-19-031206 · form4.xml · nonDerivative · entry 6

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,052.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2018.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $295.12 to $296.11, inclusive.

Read SEC document
October 25, 2019 Filed Oct 29, 2019 20:42 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 3,400 $294.82 $1,002,388.00
Disclosure

SEC source: 0001127602-19-031206 · form4.xml · nonDerivative · entry 5

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,027.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2018.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $294.11 to $295.035, inclusive.

Read SEC document
October 25, 2019 Filed Oct 29, 2019 20:42 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 6,352 $293.50 $1,864,312.00
Disclosure

SEC source: 0001127602-19-031206 · form4.xml · nonDerivative · entry 4

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,427.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $293.08 to $294.06, inclusive.

Read SEC document
October 25, 2019 Filed Oct 29, 2019 20:42 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 3,080 $292.56 $901,084.80
Disclosure

SEC source: 0001127602-19-031206 · form4.xml · nonDerivative · entry 3

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,779.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $292.08 to $293.07, inclusive.

Read SEC document
October 25, 2019 Filed Oct 29, 2019 20:42 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 1,100 $291.36 $320,496.00
Disclosure

SEC source: 0001127602-19-031206 · form4.xml · nonDerivative · entry 2

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,859.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $291.02 to $291.85, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7) and (8) to this Form 4.

Read SEC document
October 25, 2019 Filed Oct 29, 2019 20:42 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionCommon Stock 47,729 $73.24 $3,495,671.96
Disclosure

SEC source: 0001127602-19-031206 · form4.xml · nonDerivative · entry 1

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,959.53

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2019 Filed Sep 17, 2019 20:54 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionStock Option (Right to Buy) · Derivative 2,271 $0.00 Strike: $73.24 $0.00
Disclosure

SEC source: 0001127602-19-028583 · form4.xml · derivative · entry 4

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,729

Underlying: Common Stock · 2,271 shares

Expires 2020-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in four equal installments on February 26, 2014, 2015, 2016 and 2017.

Read SEC document
September 13, 2019 Filed Sep 17, 2019 20:54 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 2,271 $298.00 $676,758.00
Disclosure

SEC source: 0001127602-19-028583 · form4.xml · nonDerivative · entry 2

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,230.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2018.

Read SEC document
September 13, 2019 Filed Sep 17, 2019 20:54 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionCommon Stock 2,271 $73.24 $166,328.04
Disclosure

SEC source: 0001127602-19-028583 · form4.xml · nonDerivative · entry 1

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,501.53

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2019 Filed Aug 29, 2019 20:06 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Tax withholdingCommon Stock 3,544 $276.06 $978,356.64
Disclosure

SEC source: 0001127602-19-027553 · form4.xml · nonDerivative · entry 2

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,230.53

Read SEC document
August 27, 2019 Filed Aug 29, 2019 20:06 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Tax withholdingCommon Stock 2,109 $272.93 $575,609.37
Disclosure

SEC source: 0001127602-19-027553 · form4.xml · nonDerivative · entry 1

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,774.53

Read SEC document
August 26, 2019 Filed Aug 27, 2019 20:23 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Tax withholdingCommon Stock 1,153 $270.92 $312,370.76
Disclosure

SEC source: 0001127602-19-027453 · form4.xml · nonDerivative · entry 2

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,883.53

Read SEC document
August 24, 2019 Filed Aug 27, 2019 20:23 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Tax withholdingCommon Stock 4,156 $269.36 $1,119,460.16
Disclosure

SEC source: 0001127602-19-027453 · form4.xml · nonDerivative · entry 1

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,036.53

Read SEC document
July 30, 2019 Filed Jul 31, 2019 20:15 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $73.24 $0.00
Disclosure

SEC source: 0001127602-19-025508 · form4.xml · derivative · entry 6

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2020-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested in four equal installments on February 26, 2014, 2015, 2016 and 2017.

Read SEC document
July 30, 2019 Filed Jul 31, 2019 20:15 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 13,781 $285.85 $3,939,298.85
Disclosure

SEC source: 0001127602-19-025508 · form4.xml · nonDerivative · entry 4

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,192.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $285.46 to $286.38, inclusive.

Read SEC document
July 30, 2019 Filed Jul 31, 2019 20:15 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 17,706 $284.98 $5,045,855.88
Disclosure

SEC source: 0001127602-19-025508 · form4.xml · nonDerivative · entry 3

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,973.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $284.45 to $285.43, inclusive.

Read SEC document
July 30, 2019 Filed Jul 31, 2019 20:15 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 18,513 $283.92 $5,256,210.96
Disclosure

SEC source: 0001127602-19-025508 · form4.xml · nonDerivative · entry 2

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,679.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $283.45 to $284.40, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4.

Read SEC document
July 30, 2019 Filed Jul 31, 2019 20:15 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionCommon Stock 50,000 $73.24 $3,662,000.00
Disclosure

SEC source: 0001127602-19-025508 · form4.xml · nonDerivative · entry 1

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,192.53

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2019 Filed May 1, 2019 20:33 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionStock Option (Right to Buy) · Derivative 40,713 $0.00 Strike: $73.24 $0.00
Disclosure

SEC source: 0001127602-19-016735 · form4.xml · derivative · entry 12

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 40,713 shares

Expires 2020-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The option vested in four equal installments on February 26, 2014, 2015, 2016 and 2017.

Read SEC document
April 30, 2019 Filed May 1, 2019 20:33 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 11,604 $274.03 $3,179,844.12
Disclosure

SEC source: 0001127602-19-016735 · form4.xml · nonDerivative · entry 9

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,192.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2018.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $273.685 to $274.68, inclusive.

Read SEC document
April 30, 2019 Filed May 1, 2019 20:33 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 19,856 $273.34 $5,427,439.04
Disclosure

SEC source: 0001127602-19-016735 · form4.xml · nonDerivative · entry 8

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,796.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2018.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $272.65 to $273.635, inclusive.

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April 30, 2019 Filed May 1, 2019 20:33 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 7,103 $272.09 $1,932,655.27
Disclosure

SEC source: 0001127602-19-016735 · form4.xml · nonDerivative · entry 7

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,652.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2018.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $271.65 to $272.62, inclusive.

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April 30, 2019 Filed May 1, 2019 20:33 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 2,150 $271.22 $583,123.00
Disclosure

SEC source: 0001127602-19-016735 · form4.xml · nonDerivative · entry 6

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,755.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2018.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $270.65 to $271.64, inclusive.

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April 30, 2019 Filed May 1, 2019 20:33 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionCommon Stock 40,713 $73.24 $2,981,820.12
Disclosure

SEC source: 0001127602-19-016735 · form4.xml · nonDerivative · entry 5

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,905.53

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2019 Filed May 1, 2019 20:33 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $73.24 $0.00
Disclosure

SEC source: 0001127602-19-016735 · form4.xml · derivative · entry 11

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,713

Underlying: Common Stock · 10,000 shares

Expires 2020-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The option vested in four equal installments on February 26, 2014, 2015, 2016 and 2017.

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April 29, 2019 Filed May 1, 2019 20:33 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 1,300 $274.39 $356,707.00
Disclosure

SEC source: 0001127602-19-016735 · form4.xml · nonDerivative · entry 4

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,192.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $274.07 to $274.97, inclusive.

Read SEC document
April 29, 2019 Filed May 1, 2019 20:33 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 4,596 $273.36 $1,256,362.56
Disclosure

SEC source: 0001127602-19-016735 · form4.xml · nonDerivative · entry 3

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,492.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $273.02 to $273.99, inclusive.

Read SEC document
April 29, 2019 Filed May 1, 2019 20:33 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 4,104 $272.76 $1,119,407.04
Disclosure

SEC source: 0001127602-19-016735 · form4.xml · nonDerivative · entry 2

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,088.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $272.02 to $273.01, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7) and (8) to this Form 4.

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April 29, 2019 Filed May 1, 2019 20:33 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionCommon Stock 10,000 $73.24 $732,400.00
Disclosure

SEC source: 0001127602-19-016735 · form4.xml · nonDerivative · entry 1

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,192.53

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2019 Filed Apr 22, 2019 20:33 UTC US BANCORP DE USB · Entity 2923 GrantRestricted Stock Units · Derivative 3,124 $51.21 $159,980.04
Disclosure

SEC source: 0001225208-19-007099 · doc4.xml · derivative · entry 2

CASPER MARC N · CIK 0001216055 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,124

Underlying: Common Stock, $0.01 par value · 3,124 shares

Expires not disclosed

F2 · derivative.exercise_price: Restriced stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F3 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

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April 18, 2019 Filed Apr 22, 2019 20:33 UTC US BANCORP DE USB · Entity 2923 GrantDeferred Compensation Plan Participation · Derivative 644 $51.21 $32,979.24
Disclosure

SEC source: 0001225208-19-007099 · doc4.xml · derivative · entry 1

CASPER MARC N · CIK 0001216055 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 644

Underlying: Common Stock, $0.01 par value · 644 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

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February 28, 2019 Filed Mar 1, 2019 21:09 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Tax withholdingCommon Stock 5,773 $259.57 $1,498,497.61
Disclosure

SEC source: 0001127602-19-009183 · form4.xml · nonDerivative · entry 1

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,192.53

Read SEC document
February 27, 2019 Filed Feb 28, 2019 22:33 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Tax withholdingCommon Stock 5,906 $259.14 $1,530,480.84
Disclosure

SEC source: 0001127602-19-008984 · form4.xml · nonDerivative · entry 4

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,965.53

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:33 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantStock Option (Right to Buy) · Derivative 71,250 $0.00 Strike: $253.99 $0.00
Disclosure

SEC source: 0001127602-19-008984 · form4.xml · derivative · entry 6

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,250

Underlying: Common Stock · 71,250 shares

Expires 2026-02-26

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on February 26, 2020.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:33 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Tax withholdingCommon Stock 4,331 $253.99 $1,100,030.69
Disclosure

SEC source: 0001127602-19-008984 · form4.xml · nonDerivative · entry 3

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,871.53

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:33 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantCommon Stock 17,300 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008984 · form4.xml · nonDerivative · entry 2

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,202.53

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.