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person · Reporting owner

CASPER MARC N

Disclosed activity across 3 companies

Tapewire entity
14191
SEC CIK
0001216055

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SYNOPSYS INCSNPS · Entity 210DirectorApril 10, 2024April 12, 2024
THERMO FISHER SCIENTIFIC INC.TMO · Entity 2836Director · Chairman & CEOAugust 28, 2026September 01, 2026
US BANCORP DEUSB · Entity 2923DirectorDecember 23, 2020December 23, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SYNOPSYS INC

Report date April 10, 2024 · Filed April 12, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,092 Reported balance After 2024-04-10 transaction · row 1
1 source row

Row 1 · 2024-04-10 · Grant · Acquired 356 · Balance 2,092

F1: The shares subject to the Award will vest on the date immediately preceding the first Annual Meeting following the Date of Grant, subject to the Eligible Director's continued Board service through such date.

F2: Automatic award under the Synopsys 2017 Non-Employee Directors Equity Incentive Plan.

Common StockSEC Table I · non-derivativeIndirectby LLC5 Reported balance Holding disclosure · report date 2024-04-10 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 5

Common StockSEC Table I · non-derivativeIndirectby Managed Account94 Reported balance Holding disclosure · report date 2024-04-10 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 94

Filing footnotes · ownership attribution and instrument terms

F1: The shares subject to the Award will vest on the date immediately preceding the first Annual Meeting following the Date of Grant, subject to the Eligible Director's continued Board service through such date.

F2: Automatic award under the Synopsys 2017 Non-Employee Directors Equity Incentive Plan.

THERMO FISHER SCIENTIFIC INC.

Report date August 28, 2026 · Filed September 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect122,668.741 Ending reported balance After 2026-08-28 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-08-28 · Tax withholding · Disposed 724.766 · Balance 123,200.592

Row 2 · 2026-08-28 · Tax withholding · Disposed 531.851 · Balance 122,668.741

Common StockSEC Table I · non-derivativeIndirectBy Alison Casper 2020 Irrevocable Trust11,300 Reported balance Holding disclosure · report date 2026-08-28 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 11,300

F1: The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of any pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy MNC 2020 Irrevocable Trust5,000 Reported balance Holding disclosure · report date 2026-08-28 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 5,000

F1: The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of any pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of any pecuniary interest therein.

US BANCORP DE

Report date December 23, 2020 · Filed December 23, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Compensation Plan ParticipationSEC Table II · derivative / convertible securityDirect1,999 Reported balance After 2020-12-23 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-12-23 · Grant · Acquired 33 · Balance 1,999

F1: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2: Includes amounts acquired pursuant to dividend reinvestment.

Filing footnotes · ownership attribution and instrument terms

F1: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2: Includes amounts acquired pursuant to dividend reinvestment.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 03, 2022 Filed May 5, 2022 22:09 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 976 $544.13 $531,070.29
Disclosure

SEC source: 0001127602-22-013562 · form4.xml · nonDerivative · entry 3

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,696.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $543.51 to $544.45, inclusive.

Read SEC document
May 03, 2022 Filed May 5, 2022 22:09 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 700 $542.02 $379,410.99
Disclosure

SEC source: 0001127602-22-013562 · form4.xml · nonDerivative · entry 2

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,672.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $541.75 to $542.61, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7), (8), (9), (10), (11), (12), (13), (14), (15), (16), (17), (18), (19), (20), (21), (22) and (23) to this Form 4.

Read SEC document
May 03, 2022 Filed May 5, 2022 22:09 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionCommon Stock 10,000 $129.77 $1,297,700.00
Disclosure

SEC source: 0001127602-22-013562 · form4.xml · nonDerivative · entry 1

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,372.53

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:35 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $129.77 $0.00
Disclosure

SEC source: 0001127602-22-013250 · form4.xml · derivative · entry 20

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,100

Underlying: Common Stock · 10,000 shares

Expires 2023-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F17 · derivative.exercise_date: The option vested in four equal installments on February 24, 2017, 2018, 2019, and 2020.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:35 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 200 $552.51 $110,501.00
Disclosure

SEC source: 0001127602-22-013250 · form4.xml · nonDerivative · entry 17

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,372.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021.

F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $552.41 to $552.60, inclusive.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:35 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 460 $551.40 $253,642.39
Disclosure

SEC source: 0001127602-22-013250 · form4.xml · nonDerivative · entry 16

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,572.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021.

F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $551.11 to $551.88, inclusive.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:35 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 1,000 $550.29 $550,285.00
Disclosure

SEC source: 0001127602-22-013250 · form4.xml · nonDerivative · entry 15

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,032.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021.

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $549.97 to $550.65, inclusive.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:35 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 480 $549.24 $263,636.21
Disclosure

SEC source: 0001127602-22-013250 · form4.xml · nonDerivative · entry 14

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,032.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021.

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $548.94 to $549.84, inclusive.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:35 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 900 $548.15 $493,338.96
Disclosure

SEC source: 0001127602-22-013250 · form4.xml · nonDerivative · entry 13

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,512.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021.

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $547.91 to $548.43, inclusive.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:35 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 1,200 $547.46 $656,946.00
Disclosure

SEC source: 0001127602-22-013250 · form4.xml · nonDerivative · entry 12

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,412.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $546.80 to $547.77, inclusive.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:35 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 1,025 $545.98 $559,625.50
Disclosure

SEC source: 0001127602-22-013250 · form4.xml · nonDerivative · entry 11

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,612.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $545.56 to $546.37, inclusive.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:35 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 2,095 $545.20 $1,142,191.28
Disclosure

SEC source: 0001127602-22-013250 · form4.xml · nonDerivative · entry 10

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,637.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $544.54 to $545.51, inclusive.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:35 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 600 $543.33 $325,996.98
Disclosure

SEC source: 0001127602-22-013250 · form4.xml · nonDerivative · entry 9

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,732.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $542.84 to $543.75, inclusive.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:35 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 300 $541.75 $162,524.01
Disclosure

SEC source: 0001127602-22-013250 · form4.xml · nonDerivative · entry 8

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,332.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $541.40 to $542.01, inclusive.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:35 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 400 $540.42 $216,166.00
Disclosure

SEC source: 0001127602-22-013250 · form4.xml · nonDerivative · entry 7

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,632.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $540.17 to $540.75, inclusive.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:35 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 540 $539.05 $291,085.60
Disclosure

SEC source: 0001127602-22-013250 · form4.xml · nonDerivative · entry 6

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,032.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $538.67 to $539.46, inclusive.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:35 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 500 $538.04 $269,021.00
Disclosure

SEC source: 0001127602-22-013250 · form4.xml · nonDerivative · entry 5

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,572.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $537.59 to $538.42, inclusive.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:35 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 300 $536.90 $161,069.01
Disclosure

SEC source: 0001127602-22-013250 · form4.xml · nonDerivative · entry 4

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,072.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $536.29 to $537.24, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7), (8), (9), (10), (11), (12), (13), (14) and (15) to this Form 4.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:35 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionCommon Stock 10,000 $129.77 $1,297,700.00
Disclosure

SEC source: 0001127602-22-013250 · form4.xml · nonDerivative · entry 3

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,372.53

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2022 Filed May 4, 2022 21:35 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-013250 · form4.xml · nonDerivative · entry 2

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,372.53

Read SEC document
March 17, 2022 Filed May 4, 2022 21:35 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-013250 · form4.xml · nonDerivative · entry 1

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,372.53

Read SEC document
February 25, 2022 Filed Mar 2, 2022 00:21 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Tax withholdingCommon Stock 4,169 $549.83 $2,292,241.27
Disclosure

SEC source: 0001127602-22-007458 · form4.xml · nonDerivative · entry 1

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,372.53

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:31 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantStock Option (Right to Buy) · Derivative 36,511 $0.00 Strike: $528.58 $0.00
Disclosure

SEC source: 0001127602-22-006854 · form4.xml · derivative · entry 7

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,511

Underlying: Common Stock · 36,511 shares

Expires 2030-02-23

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on February 28, 2023.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:31 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Tax withholdingCommon Stock 3,084 $528.58 $1,630,140.72
Disclosure

SEC source: 0001127602-22-006854 · form4.xml · nonDerivative · entry 4

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,541.53

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:31 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantCommon Stock 4,731 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006854 · form4.xml · nonDerivative · entry 3

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,625.53

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:31 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Tax withholdingCommon Stock 2,380 $528.58 $1,258,020.40
Disclosure

SEC source: 0001127602-22-006854 · form4.xml · nonDerivative · entry 2

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,894.53

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:31 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantCommon Stock 16,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006854 · form4.xml · nonDerivative · entry 1

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,274.53

F1 · shares: Shares represent a performance-based restricted stock unit award granted on February 23, 2021. The Company's Compensation Committee determined on February 23, 2022, that the performance criteria related to this award were satisfied. One-third of the shares vested on February 23, 2022, and one-third of the shares vest on February 23, 2023. The remaining one-third will vest on February 23, 2024, and is subject to adjustment (positive or negative) for long-term performance which is based on the comparison of the Company's total shareholder return compound annual growth rate ("CAGR") to the total shareholder return CAGR of each of the companies in the peer group, as specified within the award agreement, over the measurement period starting on January 1, 2021, through to December 31, 2023.

Read SEC document
December 02, 2021 Filed Dec 3, 2021 21:23 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-030249 · form4.xml · nonDerivative · entry 2

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,174.53

Read SEC document
December 01, 2021 Filed Dec 3, 2021 21:23 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-030249 · form4.xml · nonDerivative · entry 1

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,174.53

Read SEC document
August 27, 2021 Filed Aug 30, 2021 20:06 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 OtherCommon Stock 89,155 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-024525 · form4.xml · nonDerivative · entry 5

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Floral Park Associates, Inc.

Disclosed balance after: 89,155

F1 · kind: Reflects estate planning transfers by each of the trusts to a newly formed corporation of which the trusts are the sole shareholders. For purposes of the transfers, the shares were valued at $552.77 per share (the closing market price on the day prior to the date of transfer).

F1 · price: Reflects estate planning transfers by each of the trusts to a newly formed corporation of which the trusts are the sole shareholders. For purposes of the transfers, the shares were valued at $552.77 per share (the closing market price on the day prior to the date of transfer).

Read SEC document
August 27, 2021 Filed Aug 30, 2021 20:06 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 OtherCommon Stock 34,825 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-024525 · form4.xml · nonDerivative · entry 4

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By MNC 2020 Irrevocable Trust

Disclosed balance after: 0

F1 · kind: Reflects estate planning transfers by each of the trusts to a newly formed corporation of which the trusts are the sole shareholders. For purposes of the transfers, the shares were valued at $552.77 per share (the closing market price on the day prior to the date of transfer).

F1 · price: Reflects estate planning transfers by each of the trusts to a newly formed corporation of which the trusts are the sole shareholders. For purposes of the transfers, the shares were valued at $552.77 per share (the closing market price on the day prior to the date of transfer).

Read SEC document
August 27, 2021 Filed Aug 30, 2021 20:06 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 OtherCommon Stock 54,330 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-024525 · form4.xml · nonDerivative · entry 3

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marc N. Casper 2012 Irrevocable Trust

Disclosed balance after: 0

F1 · kind: Reflects estate planning transfers by each of the trusts to a newly formed corporation of which the trusts are the sole shareholders. For purposes of the transfers, the shares were valued at $552.77 per share (the closing market price on the day prior to the date of transfer).

F1 · price: Reflects estate planning transfers by each of the trusts to a newly formed corporation of which the trusts are the sole shareholders. For purposes of the transfers, the shares were valued at $552.77 per share (the closing market price on the day prior to the date of transfer).

Read SEC document
August 27, 2021 Filed Aug 30, 2021 20:06 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Tax withholdingCommon Stock 2,528 $548.51 $1,386,633.28
Disclosure

SEC source: 0001127602-21-024525 · form4.xml · nonDerivative · entry 2

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,174.53

Read SEC document
August 26, 2021 Filed Aug 30, 2021 20:06 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Tax withholdingCommon Stock 2,302 $552.77 $1,272,476.54
Disclosure

SEC source: 0001127602-21-024525 · form4.xml · nonDerivative · entry 1

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,702.53

Read SEC document
August 25, 2021 Filed Aug 26, 2021 20:20 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Tax withholdingCommon Stock 1,442 $548.08 $790,331.36
Disclosure

SEC source: 0001127602-21-024350 · form4.xml · nonDerivative · entry 1

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,004.53

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August 23, 2021 Filed Aug 24, 2021 20:14 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Tax withholdingCommon Stock 613 $552.61 $338,749.93
Disclosure

SEC source: 0001127602-21-024227 · form4.xml · nonDerivative · entry 1

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,446.53

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August 05, 2021 Filed Aug 6, 2021 20:29 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 468 $542.70 $253,983.60
Disclosure

SEC source: 0001127602-21-023270 · form4.xml · nonDerivative · entry 11

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,059.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020.

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $542.57 to $542.98, inclusive.

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August 05, 2021 Filed Aug 6, 2021 20:29 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 1,543 $541.96 $836,244.28
Disclosure

SEC source: 0001127602-21-023270 · form4.xml · nonDerivative · entry 10

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,527.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020.

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $541.54 to $542.375, inclusive.

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August 05, 2021 Filed Aug 6, 2021 20:29 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 1,584 $540.69 $856,452.96
Disclosure

SEC source: 0001127602-21-023270 · form4.xml · nonDerivative · entry 9

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,070.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $540.32 to $541.27, inclusive.

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August 05, 2021 Filed Aug 6, 2021 20:29 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 3,120 $539.64 $1,683,676.80
Disclosure

SEC source: 0001127602-21-023270 · form4.xml · nonDerivative · entry 8

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,654.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $539.18 to $540.12, inclusive.

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August 05, 2021 Filed Aug 6, 2021 20:29 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 2,491 $538.78 $1,342,100.98
Disclosure

SEC source: 0001127602-21-023270 · form4.xml · nonDerivative · entry 7

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,774.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $538.18 to $539.16, inclusive.

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August 05, 2021 Filed Aug 6, 2021 20:29 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 794 $537.64 $426,886.16
Disclosure

SEC source: 0001127602-21-023270 · form4.xml · nonDerivative · entry 6

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,265.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $537.11 to $538.07, inclusive.

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August 04, 2021 Filed Aug 6, 2021 20:29 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 1,300 $540.58 $702,754.00
Disclosure

SEC source: 0001127602-21-023270 · form4.xml · nonDerivative · entry 5

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,059.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $540.26 to $540.90, inclusive.

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August 04, 2021 Filed Aug 6, 2021 20:29 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 3,951 $539.69 $2,132,315.19
Disclosure

SEC source: 0001127602-21-023270 · form4.xml · nonDerivative · entry 4

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,359.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $539.18 to $540.14, inclusive.

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August 04, 2021 Filed Aug 6, 2021 20:29 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 3,049 $538.69 $1,642,465.81
Disclosure

SEC source: 0001127602-21-023270 · form4.xml · nonDerivative · entry 3

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,310.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $538.17 to $539.14, inclusive.

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August 04, 2021 Filed Aug 6, 2021 20:29 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 900 $537.49 $483,741.00
Disclosure

SEC source: 0001127602-21-023270 · form4.xml · nonDerivative · entry 2

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,359.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $537.03 to $537.96 inclusive.

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August 04, 2021 Filed Aug 6, 2021 20:29 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 800 $536.49 $429,192.00
Disclosure

SEC source: 0001127602-21-023270 · form4.xml · nonDerivative · entry 1

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,259.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $535.80 to $536.78, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7), (8), (9), (10), (11), and (12) to this Form 4.

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August 03, 2021 Filed Aug 4, 2021 20:25 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 412 $537.94 $221,631.28
Disclosure

SEC source: 0001127602-21-023064 · form4.xml · nonDerivative · entry 18

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,059.53

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020.

F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $537.35 to $538.255, inclusive.

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August 03, 2021 Filed Aug 4, 2021 20:25 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 4,296 $536.51 $2,304,846.96
Disclosure

SEC source: 0001127602-21-023064 · form4.xml · nonDerivative · entry 17

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,471.53

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020.

F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $536.04 to $536.98, inclusive.

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August 03, 2021 Filed Aug 4, 2021 20:25 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 3,441 $535.41 $1,842,345.81
Disclosure

SEC source: 0001127602-21-023064 · form4.xml · nonDerivative · entry 16

CASPER MARC N · CIK 0001216055 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,767.53

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020.

F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $534.97 to $535.91, inclusive.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.