Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Evergy, Inc.
Report date March 02, 2021 · Filed March 04, 2021
Section 16 reporting ended · disclosed 2021-03-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,339 |
Ending reported balance
After 2021-03-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-03-02 · Sale · Disposed 32,423 · Balance 17,489 F1: Evergy, Inc. (Evergy) disclosed in a Current Report on Form 8-K that was filed with the Securities and Exchange Commission on January 8, 2021 that Mr. Somma was departing from Evergy. Mr. Somma's last day of employment is March 4, 2021. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in connection with Mr. Somma's departure at prices ranging from $53.40 to $53.625, inclusive. The reporting person undertakes to provide to Evergy, any security holder of Evergy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) of this Form 4. Row 2 · 2021-03-03 · Gift · Disposed 5,150 · Balance 12,339 |
Filing footnotes · ownership attribution and instrument terms
F1: Evergy, Inc. (Evergy) disclosed in a Current Report on Form 8-K that was filed with the Securities and Exchange Commission on January 8, 2021 that Mr. Somma was departing from Evergy. Mr. Somma's last day of employment is March 4, 2021. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in connection with Mr. Somma's departure at prices ranging from $53.40 to $53.625, inclusive. The reporting person undertakes to provide to Evergy, any security holder of Evergy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) of this Form 4.
WESTAR ENERGY INC /KS
Report date June 04, 2018 · Filed June 04, 2018
Section 16 reporting ended · disclosed 2018-06-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $5.00SEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2018-06-04 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2018-06-04 · Grant · Acquired 16,566 · Balance 67,410 F1: Grant of 16,566 restricted share units on 6/4/18 that will vest ratably in one third increments on the anniversary of the grant date. Row 2 · 2018-06-04 · Grant · Acquired 30,683 · Balance 98,093 F2: Vesting of 30,683 performance-based restricted share units that were granted on 2/24/16, 2/26/17 and 2/21/18. Under the terms of the grants of performance-based restricted share units, the number of shares to be received at vesting is increased or decreased based on the Issuer's Total Shareholder Return as compared to the Total Shareholder Return for a defined Peer Group of companies for the defined Performance Period. Under the terms of a merger agreement between Westar Energy, Inc. and Great Plains Energy Incorporated, performance-based restricted share units vest on the merger closing date at the greater of the target award or the actual number based on the performance criteria. The determination that the performance criteria relating to the grant had been met and the calculation of the number of shares to be distributed were completed on 6/4/18. Row 3 · 2018-06-04 · Tax withholding · Disposed 24,082 · Balance 74,011 F3: Forfeiture of 24,082 shares for the payment of taxes upon the vesting and distribution of 54,298 time-based and performance-based restricted share units granted on 2/24/16, 2/26/17 and 2/21/18. Row 4 · 2018-06-04 · Disposition to issuer · Disposed 74,011 · Balance 0 F4: Shares of Westar Energy, Inc. stock and the restricted share units granted on 6/4/18 were exchanged for shares of Evergy, Inc. stock and Evergy, Inc. restricted share units pursuant to a merger agreement between Westar Energy, Inc. and Great Plains Energy Incorporated on a 1 to 1 basis. F5: Solely for purposes of this filing, the estimated market value per share of Evergy, Inc. common stock on 6/4/18 was $55.08 per share (the closing stock price of the common stock of Westar Energy, Inc. as reported on the New York Stock Exchange on 6/1/18). |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of 16,566 restricted share units on 6/4/18 that will vest ratably in one third increments on the anniversary of the grant date.
F2: Vesting of 30,683 performance-based restricted share units that were granted on 2/24/16, 2/26/17 and 2/21/18. Under the terms of the grants of performance-based restricted share units, the number of shares to be received at vesting is increased or decreased based on the Issuer's Total Shareholder Return as compared to the Total Shareholder Return for a defined Peer Group of companies for the defined Performance Period. Under the terms of a merger agreement between Westar Energy, Inc. and Great Plains Energy Incorporated, performance-based restricted share units vest on the merger closing date at the greater of the target award or the actual number based on the performance criteria. The determination that the performance criteria relating to the grant had been met and the calculation of the number of shares to be distributed were completed on 6/4/18.
F3: Forfeiture of 24,082 shares for the payment of taxes upon the vesting and distribution of 54,298 time-based and performance-based restricted share units granted on 2/24/16, 2/26/17 and 2/21/18.
F4: Shares of Westar Energy, Inc. stock and the restricted share units granted on 6/4/18 were exchanged for shares of Evergy, Inc. stock and Evergy, Inc. restricted share units pursuant to a merger agreement between Westar Energy, Inc. and Great Plains Energy Incorporated on a 1 to 1 basis.
F5: Solely for purposes of this filing, the estimated market value per share of Evergy, Inc. common stock on 6/4/18 was $55.08 per share (the closing stock price of the common stock of Westar Energy, Inc. as reported on the New York Stock Exchange on 6/1/18).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 03, 2021 Filed Mar 4, 2021 13:54 UTC | Evergy, Inc. EVRG · Entity 3282 | GiftCommon Stock | 5,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-009331 · form4.xml · nonDerivative · entry 2 SOMMA ANTHONY D · CIK 0001184813 · EVP/Principal Financial Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,339 Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 13:54 UTC | Evergy, Inc. EVRG · Entity 3282 | SaleCommon Stock | 32,423 | $53.51 | $1,734,945.00 |
DisclosureSEC source: 0001127602-21-009331 · form4.xml · nonDerivative · entry 1 SOMMA ANTHONY D · CIK 0001184813 · EVP/Principal Financial Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,489 F1 · price: Evergy, Inc. (Evergy) disclosed in a Current Report on Form 8-K that was filed with the Securities and Exchange Commission on January 8, 2021 that Mr. Somma was departing from Evergy. Mr. Somma's last day of employment is March 4, 2021. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in connection with Mr. Somma's departure at prices ranging from $53.40 to $53.625, inclusive. The reporting person undertakes to provide to Evergy, any security holder of Evergy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) of this Form 4. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 20:47 UTC | Evergy, Inc. EVRG · Entity 3282 | Exercise / conversionRestricted Stock Units · Derivative | 5,522 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-019141 · form4.xml · derivative · entry 3 SOMMA ANTHONY D · CIK 0001184813 · EVP - CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,805 Underlying: Common Stock · 5,522 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert to stock on a one-for-one basis. F2 · derivative.exercise_date: A restricted stock unit represents a contingent right to receive one share of Evergy, Inc. common stock. Of the total restricted stock units reported, and subject to, in general, continued employment, (i) 5,522 units vest on June 4, 2021, (ii) 3,225 units (plus reinvested dividends related to those units) vest on March 1, 2022, and (iii) 2,899 units (plus reinvested dividends related to those units) vest on March 3, 2023. F2 · derivative.expiration_date: A restricted stock unit represents a contingent right to receive one share of Evergy, Inc. common stock. Of the total restricted stock units reported, and subject to, in general, continued employment, (i) 5,522 units vest on June 4, 2021, (ii) 3,225 units (plus reinvested dividends related to those units) vest on March 1, 2022, and (iii) 2,899 units (plus reinvested dividends related to those units) vest on March 3, 2023. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 20:47 UTC | Evergy, Inc. EVRG · Entity 3282 | Tax withholdingCommon Stock | 1,621 | $63.54 | $102,990.24 |
DisclosureSEC source: 0001127602-20-019141 · form4.xml · nonDerivative · entry 2 SOMMA ANTHONY D · CIK 0001184813 · EVP - CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,912 Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 20:47 UTC | Evergy, Inc. EVRG · Entity 3282 | Exercise / conversionCommon Stock | 5,522 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-019141 · form4.xml · nonDerivative · entry 1 SOMMA ANTHONY D · CIK 0001184813 · EVP - CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert to stock on a one-for-one basis. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 21:17 UTC | Evergy, Inc. EVRG · Entity 3282 | SaleCommon Stock | 2,000 | $58.26 | $116,520.00 |
DisclosureSEC source: 0001127602-20-012800 · form4.xml · nonDerivative · entry 2 SOMMA ANTHONY D · CIK 0001184813 · EVP - CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,011 F1 · shares: Sales made pursuant to a previously-adopted Rule 10b5-1 trading plan. Read SEC document |
| March 04, 2020 Filed Apr 2, 2020 21:17 UTC | Evergy, Inc. EVRG · Entity 3282 | GiftCommon Stock | 625 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-012800 · form4.xml · nonDerivative · entry 1 SOMMA ANTHONY D · CIK 0001184813 · EVP - CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,011 Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 02:24 UTC | Evergy, Inc. EVRG · Entity 3282 | GrantRestricted Stock Units · Derivative | 2,899 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-009532 · form4.xml · derivative · entry 2 SOMMA ANTHONY D · CIK 0001184813 · EVP - CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,270 Underlying: Common Stock · 2,899 shares Expires not disclosed F1 · derivative.exercise_price: A restricted stock unit represents a contingent right to receive one share of Evergy, Inc. common stock. F2 · derivative.exercise_date: Of the total restricted stock units reported, and subject to, in general, continued employment, (i) 5,522 units vest on each of June 4, 2020 and June 4, 2021, (ii) 3,225 units (plus reinvested dividends related to those units) vest on March 1, 2022, and (iii) 2,899 units (plus reinvested dividends related to those units) vest on March 3, 2023. F2 · derivative.expiration_date: Of the total restricted stock units reported, and subject to, in general, continued employment, (i) 5,522 units vest on each of June 4, 2020 and June 4, 2021, (ii) 3,225 units (plus reinvested dividends related to those units) vest on March 1, 2022, and (iii) 2,899 units (plus reinvested dividends related to those units) vest on March 3, 2023. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 23:20 UTC | Evergy, Inc. EVRG · Entity 3282 | SaleCommon Stock | 2,000 | $65.86 | $131,720.00 |
DisclosureSEC source: 0001127602-20-009195 · form4.xml · nonDerivative · entry 1 SOMMA ANTHONY D · CIK 0001184813 · EVP - CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,636 F1 · shares: Sales made pursuant to a previously-adopted Rule 10b5-1 trading plan. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 22:44 UTC | Evergy, Inc. EVRG · Entity 3282 | SaleCommon Stock | 2,000 | $64.96 | $129,920.00 |
DisclosureSEC source: 0001127602-19-033275 · form4.xml · nonDerivative · entry 1 SOMMA ANTHONY D · CIK 0001184813 · EVP - CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,636 F1 · shares: Sales made pursuant to a previously-adopted Rule 10b5-1 trading plan. Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 20:53 UTC | Evergy, Inc. EVRG · Entity 3282 | Exercise / conversionRestricted Stock Units · Derivative | 5,522 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-021038 · form4.xml · derivative · entry 4 SOMMA ANTHONY D · CIK 0001184813 · EVP - CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,296 Underlying: Common Stock · 5,522 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert to stock on a one-for-one basis. F2 · derivative.exercise_date: A restricted stock unit represents a contingent right to receive one share of Evergy, Inc. common stock. Of the total restricted stock units reported, and subject to, in general, continued employment, 5,522 units vest on each of June 4, 2020 and June 4, 2021, and the balance vests on March 1, 2022. F2 · derivative.expiration_date: A restricted stock unit represents a contingent right to receive one share of Evergy, Inc. common stock. Of the total restricted stock units reported, and subject to, in general, continued employment, 5,522 units vest on each of June 4, 2020 and June 4, 2021, and the balance vests on March 1, 2022. Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 20:53 UTC | Evergy, Inc. EVRG · Entity 3282 | Tax withholdingCommon Stock | 1,621 | $58.56 | $94,925.76 |
DisclosureSEC source: 0001127602-19-021038 · form4.xml · nonDerivative · entry 3 SOMMA ANTHONY D · CIK 0001184813 · EVP - CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,636 Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 20:53 UTC | Evergy, Inc. EVRG · Entity 3282 | Exercise / conversionCommon Stock | 5,522 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-021038 · form4.xml · nonDerivative · entry 2 SOMMA ANTHONY D · CIK 0001184813 · EVP - CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,257 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert to stock on a one-for-one basis. Read SEC document |
| May 14, 2019 Filed Jun 6, 2019 20:53 UTC | Evergy, Inc. EVRG · Entity 3282 | GiftCommon Stock | 360 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-021038 · form4.xml · nonDerivative · entry 1 SOMMA ANTHONY D · CIK 0001184813 · EVP - CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,735 Read SEC document |
| April 09, 2019 Filed Apr 10, 2019 21:17 UTC | Evergy, Inc. EVRG · Entity 3282 | SaleCommon Stock | 1,000 | $57.05 | $57,050.00 |
DisclosureSEC source: 0001127602-19-015181 · form4.xml · nonDerivative · entry 2 SOMMA ANTHONY D · CIK 0001184813 · EVP - CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,095 F1 · shares: Sales made pursuant to a Rule 10b5-1 trading plan adopted on September 13, 2018. Read SEC document |
| April 08, 2019 Filed Apr 10, 2019 21:17 UTC | Evergy, Inc. EVRG · Entity 3282 | SaleCommon Stock | 1,000 | $57.15 | $57,152.70 |
DisclosureSEC source: 0001127602-19-015181 · form4.xml · nonDerivative · entry 1 SOMMA ANTHONY D · CIK 0001184813 · EVP - CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,095 F1 · shares: Sales made pursuant to a Rule 10b5-1 trading plan adopted on September 13, 2018. F2 · balance_after: The March 1, 2019 award of 3,225 time-based restricted stock units that was previously reported in Table I has been moved to Table II. Read SEC document |
| March 12, 2019 Filed Mar 12, 2019 21:21 UTC | Evergy, Inc. EVRG · Entity 3282 | SaleCommon Stock | 500 | $56.45 | $28,225.65 |
DisclosureSEC source: 0001127602-19-011069 · form4.xml · nonDerivative · entry 2 SOMMA ANTHONY D · CIK 0001184813 · EVP - CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,320 F1 · shares: Sales made pursuant to a Rule 10b5-1 trading plan adopted on September 13, 2018. Read SEC document |
| March 11, 2019 Filed Mar 12, 2019 21:21 UTC | Evergy, Inc. EVRG · Entity 3282 | SaleCommon Stock | 500 | $55.96 | $27,981.50 |
DisclosureSEC source: 0001127602-19-011069 · form4.xml · nonDerivative · entry 1 SOMMA ANTHONY D · CIK 0001184813 · EVP - CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,820 F1 · shares: Sales made pursuant to a Rule 10b5-1 trading plan adopted on September 13, 2018. Read SEC document |
| March 01, 2019 Filed Mar 6, 2019 01:24 UTC | Evergy, Inc. EVRG · Entity 3282 | GrantCommon Stock | 3,225 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-010123 · form4.xml · nonDerivative · entry 1 SOMMA ANTHONY D · CIK 0001184813 · EVP - CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,320 F1 · shares: Award of time-based restricted stock units pursuant to the Company's Long-Term Incentive Plan. Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 23:14 UTC | Evergy, Inc. EVRG · Entity 3282 | SaleCommon Stock | 500 | $59.11 | $29,555.45 |
DisclosureSEC source: 0001127602-19-007580 · form4.xml · nonDerivative · entry 2 SOMMA ANTHONY D · CIK 0001184813 · EVP - CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,095 F1 · shares: Sales made pursuant to a Rule 10b5-1 trading plan adopted on September 13, 2018. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 23:14 UTC | Evergy, Inc. EVRG · Entity 3282 | SaleCommon Stock | 500 | $58.97 | $29,485.00 |
DisclosureSEC source: 0001127602-19-007580 · form4.xml · nonDerivative · entry 1 SOMMA ANTHONY D · CIK 0001184813 · EVP - CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,595 F1 · shares: Sales made pursuant to a Rule 10b5-1 trading plan adopted on September 13, 2018. Read SEC document |
| January 25, 2019 Filed Jan 25, 2019 22:10 UTC | Evergy, Inc. EVRG · Entity 3282 | SaleCommon Stock | 500 | $57.09 | $28,545.75 |
DisclosureSEC source: 0001127602-19-002757 · form4.xml · nonDerivative · entry 2 SOMMA ANTHONY D · CIK 0001184813 · EVP - CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,095 F1 · shares: Sales made pursuant to a previously-adopted Rule 10b5-1 trading plan. Read SEC document |
| January 24, 2019 Filed Jan 25, 2019 22:10 UTC | Evergy, Inc. EVRG · Entity 3282 | SaleCommon Stock | 500 | $56.86 | $28,432.05 |
DisclosureSEC source: 0001127602-19-002757 · form4.xml · nonDerivative · entry 1 SOMMA ANTHONY D · CIK 0001184813 · EVP - CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,595 F1 · shares: Sales made pursuant to a previously-adopted Rule 10b5-1 trading plan. Read SEC document |
| December 14, 2018 Filed Dec 14, 2018 22:26 UTC | Evergy, Inc. EVRG · Entity 3282 | SaleCommon Stock | 500 | $60.55 | $30,273.20 |
DisclosureSEC source: 0001127602-18-036303 · form4.xml · nonDerivative · entry 3 SOMMA ANTHONY D · CIK 0001184813 · EVP - CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,095 F1 · shares: Sales made pursuant to a previously-adopted Rule 10b5-1 trading plan. Read SEC document |
| December 13, 2018 Filed Dec 14, 2018 22:26 UTC | Evergy, Inc. EVRG · Entity 3282 | SaleCommon Stock | 500 | $59.79 | $29,895.00 |
DisclosureSEC source: 0001127602-18-036303 · form4.xml · nonDerivative · entry 2 SOMMA ANTHONY D · CIK 0001184813 · EVP - CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,595 F1 · shares: Sales made pursuant to a previously-adopted Rule 10b5-1 trading plan. Read SEC document |
| November 27, 2018 Filed Dec 14, 2018 22:26 UTC | Evergy, Inc. EVRG · Entity 3282 | GiftCommon Stock | 350 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-036303 · form4.xml · nonDerivative · entry 1 SOMMA ANTHONY D · CIK 0001184813 · EVP - CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,095 Read SEC document |
| November 16, 2018 Filed Nov 16, 2018 22:16 UTC | Evergy, Inc. EVRG · Entity 3282 | SaleCommon Stock | 500 | $60.05 | $30,026.35 |
DisclosureSEC source: 0001127602-18-033460 · form4.xml · nonDerivative · entry 5 SOMMA ANTHONY D · CIK 0001184813 · EVP - CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,445 F1 · shares: Sales made pursuant to a previously-adopted Rule 10b5-1 trading plan. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 22:16 UTC | Evergy, Inc. EVRG · Entity 3282 | SaleCommon Stock | 265 | $59.21 | $15,690.65 |
DisclosureSEC source: 0001127602-18-033460 · form4.xml · nonDerivative · entry 4 SOMMA ANTHONY D · CIK 0001184813 · EVP - CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,945 F1 · shares: Sales made pursuant to a previously-adopted Rule 10b5-1 trading plan. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 22:16 UTC | Evergy, Inc. EVRG · Entity 3282 | SaleCommon Stock | 97 | $59.22 | $5,744.34 |
DisclosureSEC source: 0001127602-18-033460 · form4.xml · nonDerivative · entry 3 SOMMA ANTHONY D · CIK 0001184813 · EVP - CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,210 F1 · shares: Sales made pursuant to a previously-adopted Rule 10b5-1 trading plan. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 22:16 UTC | Evergy, Inc. EVRG · Entity 3282 | SaleCommon Stock | 93 | $59.23 | $5,508.39 |
DisclosureSEC source: 0001127602-18-033460 · form4.xml · nonDerivative · entry 2 SOMMA ANTHONY D · CIK 0001184813 · EVP - CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,307 F1 · shares: Sales made pursuant to a previously-adopted Rule 10b5-1 trading plan. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 22:16 UTC | Evergy, Inc. EVRG · Entity 3282 | SaleCommon Stock | 45 | $59.35 | $2,670.75 |
DisclosureSEC source: 0001127602-18-033460 · form4.xml · nonDerivative · entry 1 SOMMA ANTHONY D · CIK 0001184813 · EVP - CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,400 F1 · shares: Sales made pursuant to a previously-adopted Rule 10b5-1 trading plan. Read SEC document |
| October 26, 2018 Filed Oct 26, 2018 21:46 UTC | Evergy, Inc. EVRG · Entity 3282 | SaleCommon Stock | 100 | $57.00 | $5,700.00 |
DisclosureSEC source: 0001127602-18-031063 · form4.xml · nonDerivative · entry 4 SOMMA ANTHONY D · CIK 0001184813 · EVP - CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,445 F1 · shares: Sales made pursuant to a previously-adopted Rule 10b5-1 trading plan. Read SEC document |
| October 26, 2018 Filed Oct 26, 2018 21:46 UTC | Evergy, Inc. EVRG · Entity 3282 | SaleCommon Stock | 400 | $57.13 | $22,852.00 |
DisclosureSEC source: 0001127602-18-031063 · form4.xml · nonDerivative · entry 3 SOMMA ANTHONY D · CIK 0001184813 · EVP - CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,545 F1 · shares: Sales made pursuant to a previously-adopted Rule 10b5-1 trading plan. Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 21:46 UTC | Evergy, Inc. EVRG · Entity 3282 | SaleCommon Stock | 245 | $56.75 | $13,903.75 |
DisclosureSEC source: 0001127602-18-031063 · form4.xml · nonDerivative · entry 2 SOMMA ANTHONY D · CIK 0001184813 · EVP - CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,945 F1 · shares: Sales made pursuant to a previously-adopted Rule 10b5-1 trading plan. Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 21:46 UTC | Evergy, Inc. EVRG · Entity 3282 | SaleCommon Stock | 255 | $56.70 | $14,458.50 |
DisclosureSEC source: 0001127602-18-031063 · form4.xml · nonDerivative · entry 1 SOMMA ANTHONY D · CIK 0001184813 · EVP - CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,190 F1 · shares: Sales made pursuant to a previously-adopted Rule 10b5-1 trading plan. Read SEC document |
| June 04, 2018 Filed Jun 4, 2018 21:49 UTC | WESTAR ENERGY INC /KS WR · Entity 166112 | Disposition to issuerCommon Stock, Par Value $5.00 | 74,011 | $55.08 | $4,076,525.88 |
DisclosureSEC source: 0000899243-18-014968 · doc4.xml · nonDerivative · entry 4 SOMMA ANTHONY D · CIK 0001184813 · SVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · kind: Shares of Westar Energy, Inc. stock and the restricted share units granted on 6/4/18 were exchanged for shares of Evergy, Inc. stock and Evergy, Inc. restricted share units pursuant to a merger agreement between Westar Energy, Inc. and Great Plains Energy Incorporated on a 1 to 1 basis. F5 · price: Solely for purposes of this filing, the estimated market value per share of Evergy, Inc. common stock on 6/4/18 was $55.08 per share (the closing stock price of the common stock of Westar Energy, Inc. as reported on the New York Stock Exchange on 6/1/18). Read SEC document |
| June 04, 2018 Filed Jun 4, 2018 21:49 UTC | WESTAR ENERGY INC /KS WR · Entity 166112 | Tax withholdingCommon Stock, Par Value $5.00 | 24,082 | $55.89 | $1,346,003.19 |
DisclosureSEC source: 0000899243-18-014968 · doc4.xml · nonDerivative · entry 3 SOMMA ANTHONY D · CIK 0001184813 · SVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,011 F3 · kind: Forfeiture of 24,082 shares for the payment of taxes upon the vesting and distribution of 54,298 time-based and performance-based restricted share units granted on 2/24/16, 2/26/17 and 2/21/18. Read SEC document |
| June 04, 2018 Filed Jun 4, 2018 21:49 UTC | WESTAR ENERGY INC /KS WR · Entity 166112 | GrantCommon Stock, Par Value $5.00 | 30,683 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-014968 · doc4.xml · nonDerivative · entry 2 SOMMA ANTHONY D · CIK 0001184813 · SVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,093 F2 · kind: Vesting of 30,683 performance-based restricted share units that were granted on 2/24/16, 2/26/17 and 2/21/18. Under the terms of the grants of performance-based restricted share units, the number of shares to be received at vesting is increased or decreased based on the Issuer's Total Shareholder Return as compared to the Total Shareholder Return for a defined Peer Group of companies for the defined Performance Period. Under the terms of a merger agreement between Westar Energy, Inc. and Great Plains Energy Incorporated, performance-based restricted share units vest on the merger closing date at the greater of the target award or the actual number based on the performance criteria. The determination that the performance criteria relating to the grant had been met and the calculation of the number of shares to be distributed were completed on 6/4/18. Read SEC document |
| June 04, 2018 Filed Jun 4, 2018 21:49 UTC | WESTAR ENERGY INC /KS WR · Entity 166112 | GrantCommon Stock, Par Value $5.00 | 16,566 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-014968 · doc4.xml · nonDerivative · entry 1 SOMMA ANTHONY D · CIK 0001184813 · SVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,410 F1 · kind: Grant of 16,566 restricted share units on 6/4/18 that will vest ratably in one third increments on the anniversary of the grant date. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 22:35 UTC | Evergy, Inc. EVRG · Entity 3282 | GrantRestricted Stock Units · Derivative | 16,566 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-020239 · form4.xml · derivative · entry 2 SOMMA ANTHONY D · CIK 0001184813 · EVP - CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,566 Underlying: Common Stock · 16,566 shares Expires not disclosed F2 · derivative.exercise_price: Restricted Stock Units represent a contingent right to receive one share of Evergy common stock. Units vest ratably in one third increments on the anniversary of the grant date, subject to, in general, continued employment. F3 · price: Received in exchange for 16,566 restricted stock units of Westar. Upon closing of the merger, each restricted stock unit of Westar was converted into one restricted stock units of Evergy. All of the transactions reported in this Form 4 occurred simultaneously upon closing of the merger. F2 · derivative.exercise_date: Restricted Stock Units represent a contingent right to receive one share of Evergy common stock. Units vest ratably in one third increments on the anniversary of the grant date, subject to, in general, continued employment. F2 · derivative.expiration_date: Restricted Stock Units represent a contingent right to receive one share of Evergy common stock. Units vest ratably in one third increments on the anniversary of the grant date, subject to, in general, continued employment. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 22:35 UTC | Evergy, Inc. EVRG · Entity 3282 | GrantCommon Stock | 57,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-020239 · form4.xml · nonDerivative · entry 1 SOMMA ANTHONY D · CIK 0001184813 · EVP - CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,445 F1 · price: Received in exchange for 57,445 shares of Westar Energy Inc. ("Westar") common stock in connection with that certain Amended and Restated Agreement and Plan of Merger dated as of July 9, 2017 by and among Great Plains Energy Incorporated, Westar, Evergy, Inc. ("Evergy") (formerly Monarch Energy Holding, Inc.), King Energy, and for certain limited purposes, GP Star, Inc. Upon closing of the merger, each outstanding share of Westar common stock was converted into one share of Evergy common stock. All of the transactions reported in this Form 4 occurred simultaneously upon closing of the merger. On the effective date of the merger, the closing price of Westar's common stock was $54.00 per share, and Evergy's common stock had not yet commenced trading on the New York Stock Exchange. Read SEC document |
| May 16, 2018 Filed May 16, 2018 22:46 UTC | WESTAR ENERGY INC /KS WR · Entity 166112 | GiftCommon Stock Par Value $5.00 | 645 | $0.00 | $0.00 |
DisclosureSEC source: 0001236304-18-000043 · edgar.xml · nonDerivative · entry 2 SOMMA ANTHONY D · CIK 0001184813 · SVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,844 F2 · balance_after: Includes 23,615 restricted share units that are subject to forfeiture. Read SEC document |
| May 16, 2018 Filed May 16, 2018 22:46 UTC | WESTAR ENERGY INC /KS WR · Entity 166112 | SaleCommon Stock Par Value $5.00 | 4,000 | $53.47 | $213,860.80 |
DisclosureSEC source: 0001236304-18-000043 · edgar.xml · nonDerivative · entry 1 SOMMA ANTHONY D · CIK 0001184813 · SVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,489 F1 · price: Sale of 4,000 shares at prices ranging from $53.46 to $53.467 per share, with a weighted average price of $53.4652 per share. Upon request by Securities and Exchange Commission staff or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price. F2 · balance_after: Includes 23,615 restricted share units that are subject to forfeiture. Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 15:26 UTC | WESTAR ENERGY INC /KS WR · Entity 166112 | GiftCommon Stock Par Value $5.00 | 1,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001236304-18-000033 · edgar.xml · nonDerivative · entry 2 SOMMA ANTHONY D · CIK 0001184813 · SVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,489 F2 · balance_after: Includes 23,615 restricted share units that are subject to forfeiture. Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 15:26 UTC | WESTAR ENERGY INC /KS WR · Entity 166112 | SaleCommon Stock Par Value $5.00 | 12,000 | $49.93 | $599,146.80 |
DisclosureSEC source: 0001236304-18-000033 · edgar.xml · nonDerivative · entry 1 SOMMA ANTHONY D · CIK 0001184813 · SVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,439 F1 · price: Sale of 12,000 shares at prices ranging from $49.92 to $49.965 per share, with a weighted average price of $49.9289 per share. Upon request by Securities and Exchange Commission staff or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price. F2 · balance_after: Includes 23,615 restricted share units that are subject to forfeiture. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 20:07 UTC | WESTAR ENERGY INC /KS WR · Entity 166112 | GrantCommon Stock Par Value $5.00 | 7,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001236304-18-000032 · edgar.xml · nonDerivative · entry 1 SOMMA ANTHONY D · CIK 0001184813 · SVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,439 F1 · kind: Grant of restricted share units that will vest on 1/1/2021 if the officer remains employed with the issuer through the vesting date. Restricted share units are subject to forfeiture under certain conditions. F2 · balance_after: Includes 23,615 restricted share units that are subject to forfeiture. Read SEC document |
| January 18, 2018 Filed Jan 19, 2018 16:39 UTC | WESTAR ENERGY INC /KS WR · Entity 166112 | Tax withholdingCommon Stock Par Value $5.00 | 3,078 | $52.83 | $162,595.35 |
DisclosureSEC source: 0001236304-18-000024 · edgar.xml · nonDerivative · entry 2 SOMMA ANTHONY D · CIK 0001184813 · SVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,899 F3 · kind: Forfeiture of 3,078 shares for the payment of taxes upon the vesting of 10,317 performance-based restricted share units granted on 2/25/15. F2 · balance_after: Includes 16,075 restricted share units that are subject to forfeiture. Read SEC document |
| January 18, 2018 Filed Jan 19, 2018 16:39 UTC | WESTAR ENERGY INC /KS WR · Entity 166112 | GrantCommon Stock Par Value $5.00 | 10,317 | $0.00 | $0.00 |
DisclosureSEC source: 0001236304-18-000024 · edgar.xml · nonDerivative · entry 1 SOMMA ANTHONY D · CIK 0001184813 · SVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,977 F1 · kind: Vesting of 10,317 performance-based restricted share units that were granted on February 25, 2015, with a vesting date of January 1, 2018. Under the terms of the grant, the number of shares to be received by the Reporting Person at vesting is increased or decreased based on the Issuer's Total Shareholder Return as compared to the Total Shareholder Return for a defined Peer Group of companies for the defined Performance Period. The determination that the performance criteria relating to the grant had been met and the calculation of the number of shares to be distributed were completed on January 18, 2018. F2 · balance_after: Includes 16,075 restricted share units that are subject to forfeiture. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 18:08 UTC | WESTAR ENERGY INC /KS WR · Entity 166112 | Tax withholdingCommon Stock Par Value $5.00 | 2,939 | $52.83 | $155,252.68 |
DisclosureSEC source: 0001236304-18-000010 · edgar.xml · nonDerivative · entry 2 SOMMA ANTHONY D · CIK 0001184813 · SVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,660 F2 · kind: Forfeiture of 2,939 shares for the payment of taxes upon the vesting of 8,755 restricted share units granted on 2/25/15. The grant of the restricted share units was reported at the time of grant. F3 · balance_after: Includes 16,075 restricted share units that are subject to forfeiture. Read SEC document |
| November 09, 2017 Filed Jan 3, 2018 18:08 UTC | WESTAR ENERGY INC /KS WR · Entity 166112 | GiftCommon Stock Par Value $5.00 | 450 | $0.00 | $0.00 |
DisclosureSEC source: 0001236304-18-000010 · edgar.xml · nonDerivative · entry 1 SOMMA ANTHONY D · CIK 0001184813 · SVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,599 F1 · balance_after: Includes 24,830 restricted share units that are subject to forfeiture. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.