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person · Reporting owner

Graziosi David S.

Disclosed activity across 1 company

Tapewire entity
14168
SEC CIK
0001543492

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Allison Transmission Holdings IncALSN · Entity 246Director · Chair, President and CEOAugust 31, 2026September 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Allison Transmission Holdings Inc

Report date August 31, 2026 · Filed September 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Dividend Equivalent RightsSEC Table II · derivative / convertible securityDirect799 Reported balance After 2026-08-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-08-31 · Grant · Acquired 131 · Balance 799

F1: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Filing footnotes · ownership attribution and instrument terms

F1: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2025 Filed Feb 12, 2025 21:05 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantPerformance Stock Units · Derivative 88,600 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-018825 · ownership.xml · derivative · entry 1

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,600

Underlying: Common Stock · 88,600 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F2 · shares: On February 24, 2022, the reporting person was granted PSUs with the number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2022-2024. As determined on February 10, 2025, based on ALSN's actual performance for 2022-2024, the reporting person earned 88,600 PSUs.

F3 · derivative.exercise_date: Earned PSUs will vest on February 28, 2025.

F3 · derivative.expiration_date: Earned PSUs will vest on February 28, 2025.

Read SEC document
November 29, 2024 Filed Dec 2, 2024 21:00 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 11,590 $0.00 Strike: $47.35 $0.00
Disclosure

SEC source: 0000950170-24-132200 · ownership.xml · derivative · entry 7

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,509

Underlying: Common Stock · 11,590 shares

Expires 2033-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests in three equal annual installations beginning on February 22, 2024.

Read SEC document
November 29, 2024 Filed Dec 2, 2024 21:00 UTC Allison Transmission Holdings Inc ALSN · Entity 246 SaleCommon Stock 11,590 $119.44 $1,384,339.73
Disclosure

SEC source: 0000950170-24-132200 · ownership.xml · nonDerivative · entry 4

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,833

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $119.0800 to $119.7463. The reporting person undertakes to provide ALSN or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 29, 2024 Filed Dec 2, 2024 21:00 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 11,590 $47.35 $548,786.50
Disclosure

SEC source: 0000950170-24-132200 · ownership.xml · nonDerivative · entry 3

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2024 Filed Dec 2, 2024 21:00 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 156 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-132200 · ownership.xml · derivative · entry 6

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,935

Underlying: Common Stock · 156 shares

Expires not disclosed

F4 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of ALSN common stock.

F4 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of ALSN common stock.

F4 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of ALSN common stock.

Read SEC document
November 27, 2024 Filed Dec 2, 2024 21:00 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,723 $0.00 Strike: $47.35 $0.00
Disclosure

SEC source: 0000950170-24-132200 · ownership.xml · derivative · entry 5

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,099

Underlying: Common Stock · 1,723 shares

Expires 2033-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests in three equal annual installations beginning on February 22, 2024.

Read SEC document
November 27, 2024 Filed Dec 2, 2024 21:00 UTC Allison Transmission Holdings Inc ALSN · Entity 246 SaleCommon Stock 1,723 $120.26 $207,200.05
Disclosure

SEC source: 0000950170-24-132200 · ownership.xml · nonDerivative · entry 2

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,833

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $120.0017 to $120.4900. The reporting person undertakes to provide Allison Transmission Holdings, Inc. ("ASLN") or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 27, 2024 Filed Dec 2, 2024 21:00 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 1,723 $47.35 $81,584.05
Disclosure

SEC source: 0000950170-24-132200 · ownership.xml · nonDerivative · entry 1

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2024 Filed Nov 27, 2024 21:10 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 3,609 $0.00 Strike: $47.35 $0.00
Disclosure

SEC source: 0000950170-24-131483 · ownership.xml · derivative · entry 6

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,822

Underlying: Common Stock · 3,609 shares

Expires 2033-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests in three equal annual installations beginning on February 22, 2024.

Read SEC document
November 26, 2024 Filed Nov 27, 2024 21:10 UTC Allison Transmission Holdings Inc ALSN · Entity 246 SaleCommon Stock 3,609 $120.06 $433,302.31
Disclosure

SEC source: 0000950170-24-131483 · ownership.xml · nonDerivative · entry 4

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,833

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $120.0300 to $120.1100. The reporting person undertakes to provide ALSN or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 26, 2024 Filed Nov 27, 2024 21:10 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 3,609 $47.35 $170,886.15
Disclosure

SEC source: 0000950170-24-131483 · ownership.xml · nonDerivative · entry 3

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2024 Filed Nov 27, 2024 21:10 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 5,326 $0.00 Strike: $47.35 $0.00
Disclosure

SEC source: 0000950170-24-131483 · ownership.xml · derivative · entry 5

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,431

Underlying: Common Stock · 5,326 shares

Expires 2033-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests in three equal annual installations beginning on February 22, 2024.

Read SEC document
November 25, 2024 Filed Nov 27, 2024 21:10 UTC Allison Transmission Holdings Inc ALSN · Entity 246 SaleCommon Stock 5,326 $120.12 $639,764.45
Disclosure

SEC source: 0000950170-24-131483 · ownership.xml · nonDerivative · entry 2

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,833

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $120.0000 to $120.4085. The reporting person undertakes to provide Allison Transmission Holdings, Inc. ("ASLN") or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 25, 2024 Filed Nov 27, 2024 21:10 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 5,326 $47.35 $252,186.10
Disclosure

SEC source: 0000950170-24-131483 · ownership.xml · nonDerivative · entry 1

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 30, 2024 Filed Sep 5, 2024 00:29 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 200 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016182 · form4.xml · derivative · entry 1

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,779

Underlying: Common Stock · 200 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 31, 2024 Filed Jun 4, 2024 20:12 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 243 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011790 · form4.xml · derivative · entry 1

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,579

Underlying: Common Stock · 243 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:55 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 245 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-006797 · form4.xml · derivative · entry 1

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,336

Underlying: Common Stock · 245 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 21:16 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionPerformance Stock Units · Derivative 62,199 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005091 · form4.xml · derivative · entry 3

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 62,199 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 21:16 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Tax withholdingCommon Stock 27,430 $75.59 $2,073,433.70
Disclosure

SEC source: 0001062993-24-005091 · form4.xml · nonDerivative · entry 2

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,833

F2 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of PSUs.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 21:16 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 62,199 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-005091 · form4.xml · nonDerivative · entry 1

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 27, 2024 Filed Feb 28, 2024 21:03 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 88,600 $0.00 Strike: $38.11 $0.00
Disclosure

SEC source: 0001062993-24-004730 · form4.xml · derivative · entry 8

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,301

Underlying: Common Stock · 88,600 shares

Expires 2032-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 24, 2023.

Read SEC document
February 27, 2024 Filed Feb 28, 2024 21:03 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,464 $0.00 Strike: $43.13 $0.00
Disclosure

SEC source: 0001062993-24-004730 · form4.xml · derivative · entry 7

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,464 shares

Expires 2031-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in three equal annual installments beginning on February 10, 2022.

Read SEC document
February 27, 2024 Filed Feb 28, 2024 21:03 UTC Allison Transmission Holdings Inc ALSN · Entity 246 SaleCommon Stock 97,064 $74.87 $7,267,065.20
Disclosure

SEC source: 0001062993-24-004730 · form4.xml · nonDerivative · entry 5

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,064

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $74.4700 to $75.4500. The reporting person undertakes to provide ALSN or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 27, 2024 Filed Feb 28, 2024 21:03 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 88,600 $38.11 $3,376,546.00
Disclosure

SEC source: 0001062993-24-004730 · form4.xml · nonDerivative · entry 4

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2024 Filed Feb 28, 2024 21:03 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 8,464 $43.13 $365,052.32
Disclosure

SEC source: 0001062993-24-004730 · form4.xml · nonDerivative · entry 3

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 21:03 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 29,696 $0.00 Strike: $43.13 $0.00
Disclosure

SEC source: 0001062993-24-004730 · form4.xml · derivative · entry 6

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,464

Underlying: Common Stock · 29,696 shares

Expires 2031-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in three equal annual installments beginning on February 10, 2022.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 21:03 UTC Allison Transmission Holdings Inc ALSN · Entity 246 SaleCommon Stock 29,696 $74.84 $2,222,508.03
Disclosure

SEC source: 0001062993-24-004730 · form4.xml · nonDerivative · entry 2

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,064

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $74.6615 to $75.0200. The reporting person undertakes to provide Allison Transmission Holdings, Inc. ("ALSN") or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 21:03 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 29,696 $43.13 $1,280,788.48
Disclosure

SEC source: 0001062993-24-004730 · form4.xml · nonDerivative · entry 1

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2024 Filed Feb 27, 2024 21:44 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDividend Equivalent Rights · Derivative 593 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-004602 · form4.xml · derivative · entry 8

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,091

Underlying: Common Stock · 593 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 24, 2022. Each RSU represents a contingent right to receive one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 24, 2022. Each RSU represents a contingent right to receive one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 24, 2022. Each RSU represents a contingent right to receive one share of ALSN common stock.

Read SEC document
February 24, 2024 Filed Feb 27, 2024 21:44 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionRestricted Stock Units · Derivative 14,767 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-004602 · form4.xml · derivative · entry 7

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,767

Underlying: Common Stock · 14,767 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $70.0292 to $70.9800. The reporting person undertakes to provide Allison Transmission Holdings, Inc. ("ALSN") or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · derivative.exercise_date: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $70.0292 to $70.9800. The reporting person undertakes to provide Allison Transmission Holdings, Inc. ("ALSN") or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · derivative.expiration_date: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $70.0292 to $70.9800. The reporting person undertakes to provide Allison Transmission Holdings, Inc. ("ALSN") or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 24, 2024 Filed Feb 27, 2024 21:44 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Tax withholdingCommon Stock 6,775 $74.63 $505,618.25
Disclosure

SEC source: 0001062993-24-004602 · form4.xml · nonDerivative · entry 5

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,064

F4 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.

Read SEC document
February 24, 2024 Filed Feb 27, 2024 21:44 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 593 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-004602 · form4.xml · nonDerivative · entry 4

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

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February 24, 2024 Filed Feb 27, 2024 21:44 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 14,767 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-004602 · form4.xml · nonDerivative · entry 3

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of restricted stock units ("RSUs") granted on February 24, 2022. Each RSU represents a contingent right to receive one share of ALSN common stock.

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February 22, 2024 Filed Feb 23, 2024 21:32 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDividend Equivalent Rights · Derivative 248 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-004267 · form4.xml · derivative · entry 7

Graziosi David S. · CIK 0001543492 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,684

Underlying: Common Stock · 248 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

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February 22, 2024 Filed Feb 23, 2024 21:32 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionRestricted Stock Units · Derivative 13,417 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-004267 · form4.xml · derivative · entry 6

Graziosi David S. · CIK 0001543492 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,835

Underlying: Common Stock · 13,417 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 22, 2023. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 22, 2023. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 22, 2023. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

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February 22, 2024 Filed Feb 23, 2024 21:32 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantRestricted Stock Units · Derivative 31,421 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-004267 · form4.xml · derivative · entry 5

Graziosi David S. · CIK 0001543492 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,421

Underlying: Common Stock · 31,421 shares

Expires not disclosed

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALSN common stock.

F6 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on February 22, 2025.

F6 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on February 22, 2025.

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February 22, 2024 Filed Feb 23, 2024 21:32 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantEmployee Stock Option (right to buy) · Derivative 94,273 $0.00 Strike: $73.39 $0.00
Disclosure

SEC source: 0001062993-24-004267 · form4.xml · derivative · entry 4

Graziosi David S. · CIK 0001543492 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,273

Underlying: Common Stock · 94,273 shares

Expires 2034-02-22

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 22, 2025.

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February 22, 2024 Filed Feb 23, 2024 21:32 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Tax withholdingCommon Stock 6,027 $73.39 $442,321.53
Disclosure

SEC source: 0001062993-24-004267 · form4.xml · nonDerivative · entry 3

Graziosi David S. · CIK 0001543492 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,479

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.

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February 22, 2024 Filed Feb 23, 2024 21:32 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 248 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-004267 · form4.xml · nonDerivative · entry 2

Graziosi David S. · CIK 0001543492 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 22, 2024 Filed Feb 23, 2024 21:32 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 13,417 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-004267 · form4.xml · nonDerivative · entry 1

Graziosi David S. · CIK 0001543492 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 22, 2023. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

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February 20, 2024 Filed Feb 27, 2024 21:44 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 76,318 $0.00 Strike: $43.13 $0.00
Disclosure

SEC source: 0001062993-24-004602 · form4.xml · derivative · entry 6

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,160

Underlying: Common Stock · 76,318 shares

Expires 2031-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested in three equal annual installments beginning on February 10, 2022.

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February 20, 2024 Filed Feb 27, 2024 21:44 UTC Allison Transmission Holdings Inc ALSN · Entity 246 SaleCommon Stock 76,318 $70.57 $5,386,043.64
Disclosure

SEC source: 0001062993-24-004602 · form4.xml · nonDerivative · entry 2

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,479

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $70.0292 to $70.9800. The reporting person undertakes to provide Allison Transmission Holdings, Inc. ("ALSN") or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 20, 2024 Filed Feb 27, 2024 21:44 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 76,318 $43.13 $3,291,595.34
Disclosure

SEC source: 0001062993-24-004602 · form4.xml · nonDerivative · entry 1

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2024 Filed Feb 20, 2024 21:02 UTC Allison Transmission Holdings Inc ALSN · Entity 246 SaleCommon Stock 1,443 $71.53 $103,221.54
Disclosure

SEC source: 0001062993-24-003622 · form4.xml · nonDerivative · entry 2

Graziosi David S. · CIK 0001543492 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,841

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $71.4800 to $71.5900. The reporting person undertakes to provide ALSN or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 16, 2024 Filed Feb 20, 2024 21:02 UTC Allison Transmission Holdings Inc ALSN · Entity 246 SaleCommon Stock 66,623 $71.02 $4,731,652.07
Disclosure

SEC source: 0001062993-24-003622 · form4.xml · nonDerivative · entry 1

Graziosi David S. · CIK 0001543492 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,284

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $70.4600 to $71.4500. The reporting person undertakes to provide Allison Transmission Holdings, Inc. ("ALSN") or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 12, 2024 Filed Feb 13, 2024 21:35 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantPefromance Stock Units · Derivative 62,199 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-003004 · form4.xml · derivative · entry 6

Graziosi David S. · CIK 0001543492 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,199

Underlying: Common Stock · 62,199 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of ALSN common stock.

F5 · shares: On February 10, 2021, the reporting person was granted PSUs with a number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2021-2023. As determined on February 12, 2024, based on ALSN's actual performance for 2021-2023, the reporting person earned 62,199 PSUs.

F6 · derivative.exercise_date: Earned PSUs will vest on February 28, 2024.

F6 · derivative.expiration_date: Earned PSUs will vest on February 28, 2024.

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February 10, 2024 Filed Feb 13, 2024 21:35 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDividend Equivalent Rights · Derivative 770 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-003004 · form4.xml · derivative · entry 5

Graziosi David S. · CIK 0001543492 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,932

Underlying: Common Stock · 770 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 21:35 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionRestricted Stock Units · Derivative 12,720 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-003004 · form4.xml · derivative · entry 4

Graziosi David S. · CIK 0001543492 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,720 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 21:35 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Tax withholdingCommon Stock 3,975 $61.70 $245,257.50
Disclosure

SEC source: 0001062993-24-003004 · form4.xml · nonDerivative · entry 3

Graziosi David S. · CIK 0001543492 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,907

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 21:35 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 770 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-003004 · form4.xml · nonDerivative · entry 2

Graziosi David S. · CIK 0001543492 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.