Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Allison Transmission Holdings IncALSN · Entity 246 | Director · Chair, President and CEO | August 31, 2026 | September 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Allison Transmission Holdings Inc
Report date August 31, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Dividend Equivalent RightsSEC Table II · derivative / convertible security | Direct | 799 |
Reported balance
After 2026-08-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-31 · Grant · Acquired 131 · Balance 799 F1: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2025 Filed Feb 12, 2025 21:05 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantPerformance Stock Units · Derivative | 88,600 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-018825 · ownership.xml · derivative · entry 1 Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,600 Underlying: Common Stock · 88,600 shares Expires not disclosed F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F2 · shares: On February 24, 2022, the reporting person was granted PSUs with the number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2022-2024. As determined on February 10, 2025, based on ALSN's actual performance for 2022-2024, the reporting person earned 88,600 PSUs. F3 · derivative.exercise_date: Earned PSUs will vest on February 28, 2025. F3 · derivative.expiration_date: Earned PSUs will vest on February 28, 2025. Read SEC document |
| November 29, 2024 Filed Dec 2, 2024 21:00 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 11,590 | $0.00 Strike: $47.35 | $0.00 |
DisclosureSEC source: 0000950170-24-132200 · ownership.xml · derivative · entry 7 Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,509 Underlying: Common Stock · 11,590 shares Expires 2033-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vests in three equal annual installations beginning on February 22, 2024. Read SEC document |
| November 29, 2024 Filed Dec 2, 2024 21:00 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 11,590 | $119.44 | $1,384,339.73 |
DisclosureSEC source: 0000950170-24-132200 · ownership.xml · nonDerivative · entry 4 Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,833 F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $119.0800 to $119.7463. The reporting person undertakes to provide ALSN or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 29, 2024 Filed Dec 2, 2024 21:00 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 11,590 | $47.35 | $548,786.50 |
DisclosureSEC source: 0000950170-24-132200 · ownership.xml · nonDerivative · entry 3 Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 180,423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 27, 2024 Filed Dec 2, 2024 21:00 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 156 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-132200 · ownership.xml · derivative · entry 6 Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,935 Underlying: Common Stock · 156 shares Expires not disclosed F4 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of ALSN common stock. F4 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of ALSN common stock. F4 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of ALSN common stock. Read SEC document |
| November 27, 2024 Filed Dec 2, 2024 21:00 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,723 | $0.00 Strike: $47.35 | $0.00 |
DisclosureSEC source: 0000950170-24-132200 · ownership.xml · derivative · entry 5 Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,099 Underlying: Common Stock · 1,723 shares Expires 2033-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vests in three equal annual installations beginning on February 22, 2024. Read SEC document |
| November 27, 2024 Filed Dec 2, 2024 21:00 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 1,723 | $120.26 | $207,200.05 |
DisclosureSEC source: 0000950170-24-132200 · ownership.xml · nonDerivative · entry 2 Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,833 F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $120.0017 to $120.4900. The reporting person undertakes to provide Allison Transmission Holdings, Inc. ("ASLN") or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 27, 2024 Filed Dec 2, 2024 21:00 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 1,723 | $47.35 | $81,584.05 |
DisclosureSEC source: 0000950170-24-132200 · ownership.xml · nonDerivative · entry 1 Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 170,556 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2024 Filed Nov 27, 2024 21:10 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 3,609 | $0.00 Strike: $47.35 | $0.00 |
DisclosureSEC source: 0000950170-24-131483 · ownership.xml · derivative · entry 6 Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,822 Underlying: Common Stock · 3,609 shares Expires 2033-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vests in three equal annual installations beginning on February 22, 2024. Read SEC document |
| November 26, 2024 Filed Nov 27, 2024 21:10 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 3,609 | $120.06 | $433,302.31 |
DisclosureSEC source: 0000950170-24-131483 · ownership.xml · nonDerivative · entry 4 Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,833 F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $120.0300 to $120.1100. The reporting person undertakes to provide ALSN or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 26, 2024 Filed Nov 27, 2024 21:10 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 3,609 | $47.35 | $170,886.15 |
DisclosureSEC source: 0000950170-24-131483 · ownership.xml · nonDerivative · entry 3 Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 172,442 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 21:10 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 5,326 | $0.00 Strike: $47.35 | $0.00 |
DisclosureSEC source: 0000950170-24-131483 · ownership.xml · derivative · entry 5 Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,431 Underlying: Common Stock · 5,326 shares Expires 2033-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vests in three equal annual installations beginning on February 22, 2024. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 21:10 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 5,326 | $120.12 | $639,764.45 |
DisclosureSEC source: 0000950170-24-131483 · ownership.xml · nonDerivative · entry 2 Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,833 F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $120.0000 to $120.4085. The reporting person undertakes to provide Allison Transmission Holdings, Inc. ("ASLN") or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 21:10 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 5,326 | $47.35 | $252,186.10 |
DisclosureSEC source: 0000950170-24-131483 · ownership.xml · nonDerivative · entry 1 Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 174,159 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 30, 2024 Filed Sep 5, 2024 00:29 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-016182 · form4.xml · derivative · entry 1 Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,779 Underlying: Common Stock · 200 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| May 31, 2024 Filed Jun 4, 2024 20:12 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 243 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-011790 · form4.xml · derivative · entry 1 Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,579 Underlying: Common Stock · 243 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:55 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 245 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-006797 · form4.xml · derivative · entry 1 Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,336 Underlying: Common Stock · 245 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 21:16 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionPerformance Stock Units · Derivative | 62,199 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-005091 · form4.xml · derivative · entry 3 Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 62,199 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.exercise_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.expiration_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 21:16 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Tax withholdingCommon Stock | 27,430 | $75.59 | $2,073,433.70 |
DisclosureSEC source: 0001062993-24-005091 · form4.xml · nonDerivative · entry 2 Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,833 F2 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of PSUs. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 21:16 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 62,199 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-005091 · form4.xml · nonDerivative · entry 1 Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 196,263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 27, 2024 Filed Feb 28, 2024 21:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 88,600 | $0.00 Strike: $38.11 | $0.00 |
DisclosureSEC source: 0001062993-24-004730 · form4.xml · derivative · entry 8 Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,301 Underlying: Common Stock · 88,600 shares Expires 2032-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 24, 2023. Read SEC document |
| February 27, 2024 Filed Feb 28, 2024 21:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 8,464 | $0.00 Strike: $43.13 | $0.00 |
DisclosureSEC source: 0001062993-24-004730 · form4.xml · derivative · entry 7 Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,464 shares Expires 2031-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in three equal annual installments beginning on February 10, 2022. Read SEC document |
| February 27, 2024 Filed Feb 28, 2024 21:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 97,064 | $74.87 | $7,267,065.20 |
DisclosureSEC source: 0001062993-24-004730 · form4.xml · nonDerivative · entry 5 Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,064 F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $74.4700 to $75.4500. The reporting person undertakes to provide ALSN or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 27, 2024 Filed Feb 28, 2024 21:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 88,600 | $38.11 | $3,376,546.00 |
DisclosureSEC source: 0001062993-24-004730 · form4.xml · nonDerivative · entry 4 Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 231,128 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2024 Filed Feb 28, 2024 21:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 8,464 | $43.13 | $365,052.32 |
DisclosureSEC source: 0001062993-24-004730 · form4.xml · nonDerivative · entry 3 Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 142,528 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 21:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 29,696 | $0.00 Strike: $43.13 | $0.00 |
DisclosureSEC source: 0001062993-24-004730 · form4.xml · derivative · entry 6 Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,464 Underlying: Common Stock · 29,696 shares Expires 2031-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in three equal annual installments beginning on February 10, 2022. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 21:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 29,696 | $74.84 | $2,222,508.03 |
DisclosureSEC source: 0001062993-24-004730 · form4.xml · nonDerivative · entry 2 Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,064 F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $74.6615 to $75.0200. The reporting person undertakes to provide Allison Transmission Holdings, Inc. ("ALSN") or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 21:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 29,696 | $43.13 | $1,280,788.48 |
DisclosureSEC source: 0001062993-24-004730 · form4.xml · nonDerivative · entry 1 Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 163,760 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2024 Filed Feb 27, 2024 21:44 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionDividend Equivalent Rights · Derivative | 593 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004602 · form4.xml · derivative · entry 8 Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,091 Underlying: Common Stock · 593 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 24, 2022. Each RSU represents a contingent right to receive one share of ALSN common stock. F2 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 24, 2022. Each RSU represents a contingent right to receive one share of ALSN common stock. F2 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 24, 2022. Each RSU represents a contingent right to receive one share of ALSN common stock. Read SEC document |
| February 24, 2024 Filed Feb 27, 2024 21:44 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionRestricted Stock Units · Derivative | 14,767 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004602 · form4.xml · derivative · entry 7 Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,767 Underlying: Common Stock · 14,767 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $70.0292 to $70.9800. The reporting person undertakes to provide Allison Transmission Holdings, Inc. ("ALSN") or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · derivative.exercise_date: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $70.0292 to $70.9800. The reporting person undertakes to provide Allison Transmission Holdings, Inc. ("ALSN") or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · derivative.expiration_date: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $70.0292 to $70.9800. The reporting person undertakes to provide Allison Transmission Holdings, Inc. ("ALSN") or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 24, 2024 Filed Feb 27, 2024 21:44 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Tax withholdingCommon Stock | 6,775 | $74.63 | $505,618.25 |
DisclosureSEC source: 0001062993-24-004602 · form4.xml · nonDerivative · entry 5 Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,064 F4 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs. Read SEC document |
| February 24, 2024 Filed Feb 27, 2024 21:44 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 593 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-004602 · form4.xml · nonDerivative · entry 4 Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,839 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
| February 24, 2024 Filed Feb 27, 2024 21:44 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 14,767 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-004602 · form4.xml · nonDerivative · entry 3 Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,246 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Settlement of restricted stock units ("RSUs") granted on February 24, 2022. Each RSU represents a contingent right to receive one share of ALSN common stock. Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 21:32 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionDividend Equivalent Rights · Derivative | 248 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004267 · form4.xml · derivative · entry 7 Graziosi David S. · CIK 0001543492 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,684 Underlying: Common Stock · 248 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 21:32 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionRestricted Stock Units · Derivative | 13,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004267 · form4.xml · derivative · entry 6 Graziosi David S. · CIK 0001543492 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,835 Underlying: Common Stock · 13,417 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 22, 2023. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 22, 2023. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 22, 2023. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 21:32 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantRestricted Stock Units · Derivative | 31,421 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004267 · form4.xml · derivative · entry 5 Graziosi David S. · CIK 0001543492 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,421 Underlying: Common Stock · 31,421 shares Expires not disclosed F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALSN common stock. F6 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on February 22, 2025. F6 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on February 22, 2025. Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 21:32 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantEmployee Stock Option (right to buy) · Derivative | 94,273 | $0.00 Strike: $73.39 | $0.00 |
DisclosureSEC source: 0001062993-24-004267 · form4.xml · derivative · entry 4 Graziosi David S. · CIK 0001543492 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,273 Underlying: Common Stock · 94,273 shares Expires 2034-02-22 F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 22, 2025. Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 21:32 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Tax withholdingCommon Stock | 6,027 | $73.39 | $442,321.53 |
DisclosureSEC source: 0001062993-24-004267 · form4.xml · nonDerivative · entry 3 Graziosi David S. · CIK 0001543492 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,479 F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs. Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 21:32 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 248 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-004267 · form4.xml · nonDerivative · entry 2 Graziosi David S. · CIK 0001543492 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 21:32 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 13,417 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-004267 · form4.xml · nonDerivative · entry 1 Graziosi David S. · CIK 0001543492 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,258 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Settlement of restricted stock units ("RSUs") granted on February 22, 2023. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 20, 2024 Filed Feb 27, 2024 21:44 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 76,318 | $0.00 Strike: $43.13 | $0.00 |
DisclosureSEC source: 0001062993-24-004602 · form4.xml · derivative · entry 6 Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,160 Underlying: Common Stock · 76,318 shares Expires 2031-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in three equal annual installments beginning on February 10, 2022. Read SEC document |
| February 20, 2024 Filed Feb 27, 2024 21:44 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 76,318 | $70.57 | $5,386,043.64 |
DisclosureSEC source: 0001062993-24-004602 · form4.xml · nonDerivative · entry 2 Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,479 F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $70.0292 to $70.9800. The reporting person undertakes to provide Allison Transmission Holdings, Inc. ("ALSN") or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 20, 2024 Filed Feb 27, 2024 21:44 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 76,318 | $43.13 | $3,291,595.34 |
DisclosureSEC source: 0001062993-24-004602 · form4.xml · nonDerivative · entry 1 Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 201,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2024 Filed Feb 20, 2024 21:02 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 1,443 | $71.53 | $103,221.54 |
DisclosureSEC source: 0001062993-24-003622 · form4.xml · nonDerivative · entry 2 Graziosi David S. · CIK 0001543492 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,841 F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $71.4800 to $71.5900. The reporting person undertakes to provide ALSN or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 16, 2024 Filed Feb 20, 2024 21:02 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 66,623 | $71.02 | $4,731,652.07 |
DisclosureSEC source: 0001062993-24-003622 · form4.xml · nonDerivative · entry 1 Graziosi David S. · CIK 0001543492 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,284 F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $70.4600 to $71.4500. The reporting person undertakes to provide Allison Transmission Holdings, Inc. ("ALSN") or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 12, 2024 Filed Feb 13, 2024 21:35 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantPefromance Stock Units · Derivative | 62,199 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-003004 · form4.xml · derivative · entry 6 Graziosi David S. · CIK 0001543492 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,199 Underlying: Common Stock · 62,199 shares Expires not disclosed F4 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of ALSN common stock. F5 · shares: On February 10, 2021, the reporting person was granted PSUs with a number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2021-2023. As determined on February 12, 2024, based on ALSN's actual performance for 2021-2023, the reporting person earned 62,199 PSUs. F6 · derivative.exercise_date: Earned PSUs will vest on February 28, 2024. F6 · derivative.expiration_date: Earned PSUs will vest on February 28, 2024. Read SEC document |
| February 10, 2024 Filed Feb 13, 2024 21:35 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionDividend Equivalent Rights · Derivative | 770 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-003004 · form4.xml · derivative · entry 5 Graziosi David S. · CIK 0001543492 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,932 Underlying: Common Stock · 770 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
| February 10, 2024 Filed Feb 13, 2024 21:35 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionRestricted Stock Units · Derivative | 12,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-003004 · form4.xml · derivative · entry 4 Graziosi David S. · CIK 0001543492 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,720 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 10, 2024 Filed Feb 13, 2024 21:35 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Tax withholdingCommon Stock | 3,975 | $61.70 | $245,257.50 |
DisclosureSEC source: 0001062993-24-003004 · form4.xml · nonDerivative · entry 3 Graziosi David S. · CIK 0001543492 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 185,907 F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs. Read SEC document |
| February 10, 2024 Filed Feb 13, 2024 21:35 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 770 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-003004 · form4.xml · nonDerivative · entry 2 Graziosi David S. · CIK 0001543492 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 189,882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.