Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UMB FINANCIAL CORPUMBF · Entity 2021 | Executive Vice President | March 11, 2021 | March 11, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UMB FINANCIAL CORP
Report date March 11, 2021 · Filed March 11, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,575.6108 |
Ending reported balance
After 2021-03-11 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-03-11 · Exercise / conversion · Acquired 1,039 · Balance 9,614.6108 Row 2 · 2021-03-11 · Sale · Disposed 1,039 · Balance 8,575.6108 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.97 · Expires 2022-01-01 | Direct | 0 |
Reported balance
After 2021-03-11 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-03-11 · Exercise / conversion · Disposed 1,039 · Balance 0 F3: Options will vest 50% on 1/1/2015, 75% on 1/1/2016 and 100% on 1/1/2017. |
| Common StockSEC Table I · non-derivative | IndirectBy 401k | 3,453.939 |
Reported balance
Holding disclosure · report date 2021-03-11 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,453.939 F1: Reflects shares acquired by the reporting person through the UMB Financial Corporation 401(k) Plan |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 329.5195 |
Reported balance
Holding disclosure · report date 2021-03-11 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 329.5195 F2: Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares acquired by the reporting person through the UMB Financial Corporation 401(k) Plan
F2: Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report.
F3: Options will vest 50% on 1/1/2015, 75% on 1/1/2016 and 100% on 1/1/2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 02, 2017 Filed Feb 6, 2017 20:05 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | GrantCommon Stock | 1,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004045 · form4.xml · nonDerivative · entry 1 Macke Kevin M · CIK 0001659944 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,021.7319 F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 14:59 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Exercise / conversionStock Option (Right to Buy) · Derivative | 918 | $0.00 Strike: $37.84 | $0.00 |
DisclosureSEC source: 0001127602-16-066812 · form4.xml · derivative · entry 8 Macke Kevin M · CIK 0001659944 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 918 shares Expires 2020-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 14:59 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Exercise / conversionStock Option (Right to Buy) · Derivative | 863 | $0.00 Strike: $41.37 | $0.00 |
DisclosureSEC source: 0001127602-16-066812 · form4.xml · derivative · entry 7 Macke Kevin M · CIK 0001659944 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 863 shares Expires 2019-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 14:59 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | SaleCommon Stock | 644 | $69.75 | $44,921.00 |
DisclosureSEC source: 0001127602-16-066812 · form4.xml · nonDerivative · entry 4 Macke Kevin M · CIK 0001659944 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,586.4817 Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 14:59 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | SaleCommon Stock | 634 | $69.78 | $44,240.52 |
DisclosureSEC source: 0001127602-16-066812 · form4.xml · nonDerivative · entry 3 Macke Kevin M · CIK 0001659944 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,230.4817 Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 14:59 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Exercise / conversionCommon Stock | 918 | $37.84 | $34,737.12 |
DisclosureSEC source: 0001127602-16-066812 · form4.xml · nonDerivative · entry 2 Macke Kevin M · CIK 0001659944 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,864.4817 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 14:59 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Exercise / conversionCommon Stock | 863 | $41.37 | $35,702.31 |
DisclosureSEC source: 0001127602-16-066812 · form4.xml · nonDerivative · entry 1 Macke Kevin M · CIK 0001659944 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,946.4817 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 22:06 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,100 | $0.00 Strike: $38.54 | $0.00 |
DisclosureSEC source: 0001127602-16-066606 · form4.xml · derivative · entry 8 Macke Kevin M · CIK 0001659944 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,100 shares Expires 2017-12-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 22:06 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $36.36 | $0.00 |
DisclosureSEC source: 0001127602-16-066606 · form4.xml · derivative · entry 7 Macke Kevin M · CIK 0001659944 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires 2016-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 22:06 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Tax withholdingCommon Stock | 683 | $62.01 | $42,352.83 |
DisclosureSEC source: 0001127602-16-066606 · form4.xml · nonDerivative · entry 4 Macke Kevin M · CIK 0001659944 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,083.4817 F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 22:06 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Exercise / conversionCommon Stock | 1,100 | $38.54 | $42,394.00 |
DisclosureSEC source: 0001127602-16-066606 · form4.xml · nonDerivative · entry 3 Macke Kevin M · CIK 0001659944 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,766.4817 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 22:06 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Tax withholdingCommon Stock | 586 | $62.01 | $36,337.86 |
DisclosureSEC source: 0001127602-16-066606 · form4.xml · nonDerivative · entry 2 Macke Kevin M · CIK 0001659944 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,666.4817 Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 22:06 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Exercise / conversionCommon Stock | 1,000 | $36.36 | $36,360.00 |
DisclosureSEC source: 0001127602-16-066606 · form4.xml · nonDerivative · entry 1 Macke Kevin M · CIK 0001659944 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,252.4817 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.