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DeJong Philip

Disclosed activity across 1 company

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141480
SEC CIK
0001647590

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FIRST SOLAR, INC.FSLR · Entity 72Chief Operating OfficerMarch 10, 2021March 11, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FIRST SOLAR, INC.

Report date March 10, 2021 · Filed March 11, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect8,306 Reported balance After 2021-03-10 transaction · row 1
1 source row

Row 1 · 2021-03-10 · Sale · Disposed 7,131 · Balance 8,306

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on August 10, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on August 10, 2020.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2021 Filed Mar 11, 2021 21:03 UTC FIRST SOLAR, INC. FSLR · Entity 72 SaleCommon Stock 7,131 $78.20 $557,644.20
Disclosure

SEC source: 0001127602-21-010207 · form4.xml · nonDerivative · entry 1

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,306

F1 · date: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on August 10, 2020.

Read SEC document
March 07, 2021 Filed Mar 10, 2021 01:29 UTC FIRST SOLAR, INC. FSLR · Entity 72 Exercise / conversionRestricted Stock Units · Derivative 7,661 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-009959 · form4.xml · derivative · entry 9

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,661 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F8 · derivative.exercise_date: The restricted stock units were granted on March 7, 2017 as part of the Issuer's annual equity grant to executive officers. These units were scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F8 · derivative.expiration_date: The restricted stock units were granted on March 7, 2017 as part of the Issuer's annual equity grant to executive officers. These units were scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 07, 2021 Filed Mar 10, 2021 01:29 UTC FIRST SOLAR, INC. FSLR · Entity 72 Tax withholdingCommon Stock 3,222 $73.70 $237,461.40
Disclosure

SEC source: 0001127602-21-009959 · form4.xml · nonDerivative · entry 6

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,437

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 07, 2021 Filed Mar 10, 2021 01:29 UTC FIRST SOLAR, INC. FSLR · Entity 72 Exercise / conversionCommon Stock 7,661 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-009959 · form4.xml · nonDerivative · entry 5

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 7, 2017.

Read SEC document
March 06, 2021 Filed Mar 10, 2021 01:29 UTC FIRST SOLAR, INC. FSLR · Entity 72 Exercise / conversionRestricted Stock Units · Derivative 3,894 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-009959 · form4.xml · derivative · entry 8

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,786

Underlying: Common Stock · 3,894 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F7 · derivative.exercise_date: The restricted stock units were granted on March 6, 2019 as part of the Issuer's annual equity grant to executive officers. These units were scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F7 · derivative.expiration_date: The restricted stock units were granted on March 6, 2019 as part of the Issuer's annual equity grant to executive officers. These units were scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 06, 2021 Filed Mar 10, 2021 01:29 UTC FIRST SOLAR, INC. FSLR · Entity 72 Exercise / conversionRestricted Stock Units · Derivative 2,780 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-009959 · form4.xml · derivative · entry 7

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,780

Underlying: Common Stock · 2,780 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F6 · derivative.exercise_date: The restricted stock units were granted on March 6, 2018 as part of the Issuer's annual equity grant to executive officers. These units were scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F6 · derivative.expiration_date: The restricted stock units were granted on March 6, 2018 as part of the Issuer's annual equity grant to executive officers. These units were scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 06, 2021 Filed Mar 10, 2021 01:29 UTC FIRST SOLAR, INC. FSLR · Entity 72 Tax withholdingCommon Stock 1,638 $73.70 $120,720.60
Disclosure

SEC source: 0001127602-21-009959 · form4.xml · nonDerivative · entry 4

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,998

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 06, 2021 Filed Mar 10, 2021 01:29 UTC FIRST SOLAR, INC. FSLR · Entity 72 Exercise / conversionCommon Stock 3,894 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-009959 · form4.xml · nonDerivative · entry 3

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2019.

Read SEC document
March 06, 2021 Filed Mar 10, 2021 01:29 UTC FIRST SOLAR, INC. FSLR · Entity 72 Tax withholdingCommon Stock 1,169 $73.70 $86,155.30
Disclosure

SEC source: 0001127602-21-009959 · form4.xml · nonDerivative · entry 2

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,742

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 06, 2021 Filed Mar 10, 2021 01:29 UTC FIRST SOLAR, INC. FSLR · Entity 72 Exercise / conversionCommon Stock 2,780 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-009959 · form4.xml · nonDerivative · entry 1

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2018.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:47 UTC FIRST SOLAR, INC. FSLR · Entity 72 SaleCommon Stock 7,131 $82.48 $588,164.88
Disclosure

SEC source: 0001127602-21-008746 · form4.xml · nonDerivative · entry 1

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,131

F1 · date: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on August 10, 2020.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 21:17 UTC FIRST SOLAR, INC. FSLR · Entity 72 Tax withholdingCommon Stock 10,400 $81.02 $842,608.00
Disclosure

SEC source: 0001127602-21-008319 · form4.xml · nonDerivative · entry 2

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,262

F2 · shares: Represents shares of common stock withheld by the issuer to satisfy certain tax withholding obligations with the vesting of the performance share units.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 21:17 UTC FIRST SOLAR, INC. FSLR · Entity 72 GrantCommon Stock 24,662 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-008319 · form4.xml · nonDerivative · entry 1

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,662

F1 · shares: Represents the acquisition of shares of common stock issued upon the vesting of the performance share units granted on May 1, 2018, which performance share unit awards were subject to vesting over an approximately three-year performance period contingent upon the achievement of certain performance objectives.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 21:18 UTC FIRST SOLAR, INC. FSLR · Entity 72 SaleCommon Stock 8,877 $85.50 $758,983.50
Disclosure

SEC source: 0001127602-20-031541 · form4.xml · nonDerivative · entry 1

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · date: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on August 10, 2020.

Read SEC document
October 29, 2020 Filed Oct 30, 2020 20:15 UTC FIRST SOLAR, INC. FSLR · Entity 72 SaleCommon Stock 8,256 $91.15 $752,534.40
Disclosure

SEC source: 0001127602-20-027724 · form4.xml · nonDerivative · entry 1

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,877

F1 · date: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on August 10, 2020.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 20:47 UTC FIRST SOLAR, INC. FSLR · Entity 72 SaleCommon Stock 8,561 $50.00 $428,050.00
Disclosure

SEC source: 0001127602-20-019140 · form4.xml · nonDerivative · entry 1

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,133

F1 · date: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on February 28, 2019.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 20:05 UTC FIRST SOLAR, INC. FSLR · Entity 72 Exercise / conversionRestricted Stock Units · Derivative 4,333 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010074 · form4.xml · derivative · entry 12

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F10 · derivative.exercise_date: The restricted stock units were granted on March 8, 2016 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F10 · derivative.expiration_date: The restricted stock units were granted on March 8, 2016 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 20:05 UTC FIRST SOLAR, INC. FSLR · Entity 72 Tax withholdingCommon Stock 1,823 $43.37 $79,063.51
Disclosure

SEC source: 0001127602-20-010074 · form4.xml · nonDerivative · entry 8

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,694

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 20:05 UTC FIRST SOLAR, INC. FSLR · Entity 72 Exercise / conversionCommon Stock 4,333 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010074 · form4.xml · nonDerivative · entry 7

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 8, 2016.

Read SEC document
March 07, 2020 Filed Mar 10, 2020 20:05 UTC FIRST SOLAR, INC. FSLR · Entity 72 Exercise / conversionRestricted Stock Units · Derivative 7,662 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010074 · form4.xml · derivative · entry 11

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,661

Underlying: Common Stock · 7,662 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F9 · derivative.exercise_date: The restricted stock units were granted on March 7, 2017 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F9 · derivative.expiration_date: The restricted stock units were granted on March 7, 2017 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 07, 2020 Filed Mar 10, 2020 20:05 UTC FIRST SOLAR, INC. FSLR · Entity 72 Tax withholdingCommon Stock 3,222 $43.37 $139,738.14
Disclosure

SEC source: 0001127602-20-010074 · form4.xml · nonDerivative · entry 6

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,184

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 07, 2020 Filed Mar 10, 2020 20:05 UTC FIRST SOLAR, INC. FSLR · Entity 72 Exercise / conversionCommon Stock 7,662 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010074 · form4.xml · nonDerivative · entry 5

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 7, 2017.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:05 UTC FIRST SOLAR, INC. FSLR · Entity 72 Exercise / conversionRestricted Stock Units · Derivative 3,894 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010074 · form4.xml · derivative · entry 10

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,680

Underlying: Common Stock · 3,894 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F8 · derivative.exercise_date: The restricted stock units were granted on March 6, 2019 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F8 · derivative.expiration_date: The restricted stock units were granted on March 6, 2019 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:05 UTC FIRST SOLAR, INC. FSLR · Entity 72 Exercise / conversionRestricted Stock Units · Derivative 2,780 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010074 · form4.xml · derivative · entry 9

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,560

Underlying: Common Stock · 2,780 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F7 · derivative.exercise_date: The restricted stock units were granted on March 6, 2018 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F7 · derivative.expiration_date: The restricted stock units were granted on March 6, 2018 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:05 UTC FIRST SOLAR, INC. FSLR · Entity 72 Tax withholdingCommon Stock 1,638 $43.37 $71,040.06
Disclosure

SEC source: 0001127602-20-010074 · form4.xml · nonDerivative · entry 4

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,744

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:05 UTC FIRST SOLAR, INC. FSLR · Entity 72 Exercise / conversionCommon Stock 3,894 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010074 · form4.xml · nonDerivative · entry 3

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2019.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:05 UTC FIRST SOLAR, INC. FSLR · Entity 72 Tax withholdingCommon Stock 1,169 $43.37 $50,699.53
Disclosure

SEC source: 0001127602-20-010074 · form4.xml · nonDerivative · entry 2

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,488

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:05 UTC FIRST SOLAR, INC. FSLR · Entity 72 Exercise / conversionCommon Stock 2,780 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010074 · form4.xml · nonDerivative · entry 1

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2018.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:39 UTC FIRST SOLAR, INC. FSLR · Entity 72 Tax withholdingCommon Stock 10,866 $50.59 $549,710.94
Disclosure

SEC source: 0001127602-20-007956 · form4.xml · nonDerivative · entry 2

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,877

F2 · shares: Represents shares of common stock withheld by the issuer to satisfy certain tax withholding obligations with the vesting of the performance share units.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:39 UTC FIRST SOLAR, INC. FSLR · Entity 72 GrantCommon Stock 25,743 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007956 · form4.xml · nonDerivative · entry 1

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,743

F1 · shares: Represents the acquisition of shares of common stock issued upon the vesting of the performance share units granted on March 7, 2017, which performance share unit awards were subject to vesting over an approximately three-year performance period contingent upon the achievement of certain performance objectives.

Read SEC document
December 04, 2019 Filed Dec 6, 2019 21:01 UTC FIRST SOLAR, INC. FSLR · Entity 72 SaleCommon Stock 5,000 $55.00 $275,000.00
Disclosure

SEC source: 0001127602-19-034444 · form4.xml · nonDerivative · entry 1

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · date: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on February 28, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $54.73 to $55.14. The price reported above reflects the weighted average sale price for the transactions reported on this line.

Read SEC document
December 02, 2019 Filed Dec 3, 2019 21:31 UTC FIRST SOLAR, INC. FSLR · Entity 72 SaleCommon Stock 4,541 $55.24 $250,844.84
Disclosure

SEC source: 0001127602-19-034141 · form4.xml · nonDerivative · entry 2

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · date: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on February 28, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $55.00 to $55.57. The price reported above reflects the weighted average sale price for the transactions reported on this line.

Read SEC document
December 02, 2019 Filed Dec 3, 2019 21:31 UTC FIRST SOLAR, INC. FSLR · Entity 72 SaleCommon Stock 6,950 $55.25 $383,987.50
Disclosure

SEC source: 0001127602-19-034141 · form4.xml · nonDerivative · entry 1

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,541

F1 · date: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on February 28, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $55.01 to $55.57. The price reported above reflects the weighted average sale price for the transactions reported on this line.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:00 UTC FIRST SOLAR, INC. FSLR · Entity 72 SaleCommon Stock 2,860 $65.52 $187,387.20
Disclosure

SEC source: 0001127602-19-026008 · form4.xml · nonDerivative · entry 1

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,491

F1 · date: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on February 28, 2019.

Read SEC document
May 06, 2019 Filed May 8, 2019 21:07 UTC FIRST SOLAR, INC. FSLR · Entity 72 SaleCommon Stock 22,158 $60.11 $1,331,917.38
Disclosure

SEC source: 0001127602-19-017765 · form4.xml · nonDerivative · entry 2

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,351

F1 · date: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on February 28, 2019.

F4 · price: This transaction was executed in multiple trades at prices ranging from $59.77 to $60.66. The price reported above reflects the weighted average sale price for the transactions reported on this line.

Read SEC document
May 06, 2019 Filed May 8, 2019 21:07 UTC FIRST SOLAR, INC. FSLR · Entity 72 SaleCommon Stock 3,207 $59.55 $190,976.85
Disclosure

SEC source: 0001127602-19-017765 · form4.xml · nonDerivative · entry 1

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,509

F1 · date: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on February 28, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $58.76 to $59.75. The price reported above reflects the weighted average sale price for the transactions reported on this line.

F3 · balance_after: In the reporting person's previous Form 4 filing (filed on March 11, 2019), the number of shares reported as beneficially owned following the reported transactions was 41,716. Due a clerical oversight, this amount was understated by 3,000 shares and should have been reported as 44,716.

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March 08, 2019 Filed Mar 11, 2019 20:16 UTC FIRST SOLAR, INC. FSLR · Entity 72 Exercise / conversionRestricted Stock Units · Derivative 4,333 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010787 · form4.xml · derivative · entry 6

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,333

Underlying: Common Stock · 4,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F6 · derivative.exercise_date: The restricted stock units were granted on March 8, 2016 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F6 · derivative.expiration_date: The restricted stock units were granted on March 8, 2016 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

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March 08, 2019 Filed Mar 11, 2019 20:16 UTC FIRST SOLAR, INC. FSLR · Entity 72 Tax withholdingCommon Stock 1,823 $51.16 $93,264.68
Disclosure

SEC source: 0001127602-19-010787 · form4.xml · nonDerivative · entry 4

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,716

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

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March 08, 2019 Filed Mar 11, 2019 20:16 UTC FIRST SOLAR, INC. FSLR · Entity 72 Exercise / conversionCommon Stock 4,333 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010787 · form4.xml · nonDerivative · entry 3

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 8, 2016.

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March 07, 2019 Filed Mar 11, 2019 20:16 UTC FIRST SOLAR, INC. FSLR · Entity 72 Exercise / conversionRestricted Stock Units · Derivative 7,662 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010787 · form4.xml · derivative · entry 5

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,323

Underlying: Common Stock · 7,662 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F5 · derivative.exercise_date: The restricted stock units were granted on March 7, 2017 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F5 · derivative.expiration_date: The restricted stock units were granted on March 7, 2017 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

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March 07, 2019 Filed Mar 11, 2019 20:16 UTC FIRST SOLAR, INC. FSLR · Entity 72 Tax withholdingCommon Stock 3,222 $50.36 $162,259.92
Disclosure

SEC source: 0001127602-19-010787 · form4.xml · nonDerivative · entry 2

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,206

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 20:16 UTC FIRST SOLAR, INC. FSLR · Entity 72 Exercise / conversionCommon Stock 7,662 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010787 · form4.xml · nonDerivative · entry 1

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 7, 2017.

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March 06, 2019 Filed Mar 7, 2019 22:44 UTC FIRST SOLAR, INC. FSLR · Entity 72 GrantRestricted Stock Units · Derivative 15,574 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010447 · form4.xml · derivative · entry 7

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,574

Underlying: Common Stock · 15,574 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F8 · derivative.exercise_date: The restricted stock units were granted on March 6, 2019 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F8 · derivative.expiration_date: The restricted stock units were granted on March 6, 2019 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

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March 06, 2019 Filed Mar 7, 2019 22:44 UTC FIRST SOLAR, INC. FSLR · Entity 72 Exercise / conversionRestricted Stock Units · Derivative 2,780 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010447 · form4.xml · derivative · entry 6

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,340

Underlying: Common Stock · 2,780 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F7 · derivative.exercise_date: The restricted stock units were granted on March 6, 2018 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F7 · derivative.expiration_date: The restricted stock units were granted on March 6, 2018 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

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March 06, 2019 Filed Mar 7, 2019 22:44 UTC FIRST SOLAR, INC. FSLR · Entity 72 Tax withholdingCommon Stock 1,169 $51.37 $60,051.53
Disclosure

SEC source: 0001127602-19-010447 · form4.xml · nonDerivative · entry 4

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,766

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 22:44 UTC FIRST SOLAR, INC. FSLR · Entity 72 Exercise / conversionCommon Stock 2,780 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010447 · form4.xml · nonDerivative · entry 3

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2018.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:44 UTC FIRST SOLAR, INC. FSLR · Entity 72 Exercise / conversionRestricted Stock Units · Derivative 2,157 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010447 · form4.xml · derivative · entry 5

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,157 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2010 Omnibus Incentive Compensation Plan.

F5 · derivative.exercise_date: The restricted stock units were granted on March 5, 2015 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F5 · derivative.expiration_date: The restricted stock units were granted on March 5, 2015 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

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March 05, 2019 Filed Mar 7, 2019 22:44 UTC FIRST SOLAR, INC. FSLR · Entity 72 Tax withholdingCommon Stock 908 $52.19 $47,388.52
Disclosure

SEC source: 0001127602-19-010447 · form4.xml · nonDerivative · entry 2

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,155

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:44 UTC FIRST SOLAR, INC. FSLR · Entity 72 Exercise / conversionCommon Stock 2,157 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010447 · form4.xml · nonDerivative · entry 1

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 5, 2015.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 00:45 UTC FIRST SOLAR, INC. FSLR · Entity 72 Tax withholdingCommon Stock 18,590 $53.73 $998,840.70
Disclosure

SEC source: 0001127602-19-008187 · form4.xml · nonDerivative · entry 2

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,906

F2 · shares: Represents shares of common stock withheld by the issuer to satisfy certain tax withholding obligations with the vesting of the performance share units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.