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Capps Scott B

Disclosed activity across 1 company

Tapewire entity
141393
SEC CIK
0001409753

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ARTIVION, INC.CRY · Entity 4767VP, Clinical ResearchMarch 12, 2021March 15, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ARTIVION, INC.

Report date March 12, 2021 · Filed March 15, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect153,203 Ending reported balance After 2021-03-12 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2021-03-12 · Tax withholding · Disposed 1,160 · Balance 153,436

F1: Represent shares of restricted stock that were withheld for taxes on the grant vest date.

Row 2 · 2021-03-12 · Tax withholding · Disposed 233 · Balance 153,203

F2: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Filing footnotes · ownership attribution and instrument terms

F1: Represent shares of restricted stock that were withheld for taxes on the grant vest date.

F2: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2017 Filed Feb 22, 2017 23:33 UTC ARTIVION, INC. CRY · Entity 4767 Tax withholdingCommon Stock 785 $17.25 $13,541.25
Disclosure

SEC source: 0000784199-17-000009 · certent-form4.xml · nonDerivative · entry 3

Capps Scott B · CIK 0001409753 · VP, Clinical Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,642

F1 · shares: These shares were withheld upon the vesting of restricted stock to pay tax withholding obligations.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 23:33 UTC ARTIVION, INC. CRY · Entity 4767 GrantCommon Stock 10,471 $17.25 $180,624.75
Disclosure

SEC source: 0000784199-17-000009 · certent-form4.xml · nonDerivative · entry 2

Capps Scott B · CIK 0001409753 · VP, Clinical Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,113

F2 · shares: Represents performance stock units granted on February 19, 2016 and earned at approximately 142.2% of target based on 2016 adjusted EBITDA. Fifty percent (50%) were issued on February 19, 2017. The remaining shares earned in connection with the February 2016 grant will vest and be issued as follows: 50% on 02/19/2018, and 50% on 02/19/2019, assuming continued employment on the relevant vesting date.

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February 19, 2017 Filed Feb 22, 2017 23:33 UTC ARTIVION, INC. CRY · Entity 4767 Tax withholdingCommon Stock 1,747 $17.25 $30,135.75
Disclosure

SEC source: 0000784199-17-000009 · certent-form4.xml · nonDerivative · entry 1

Capps Scott B · CIK 0001409753 · VP, Clinical Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,366

F1 · shares: These shares were withheld upon the vesting of restricted stock to pay tax withholding obligations.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.