person · Reporting owner

Chang Andrew S

Disclosed activity across 5 companies

Tapewire entity: 141276
SEC CIK: 0001468932

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
PNMAC Holdings, Inc.PFSI · Entity 162615	Chief Financial Officer	April 02, 2018	April 04, 2018
PNMAC Mortgage Opportunity Fund LPNONE · Entity 177765	Chief Financial Officer	February 24, 2017	March 16, 2017
PNMAC Mortgage Opportunity Fund, LLCNONE · Entity 177767	Chief Financial Officer	February 24, 2017	March 16, 2017
PennyMac Financial Services, Inc.PFSI · Entity 4100	Chief Operating Officer	March 15, 2021	March 16, 2021
PennyMac Mortgage Investment TrustPMT · Entity 899	Chief Operating Officer	March 12, 2021	March 16, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PNMAC Holdings, Inc.

Report date April 02, 2018 · Filed April 04, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	54,799	Reported balance After 2018-04-02 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2018-04-02 · Exercise / conversion · Acquired 30,372 · Balance 54,799 F1: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 3, 2015 and vested on April 2, 2018, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Class A Common Stock pursuant to the PSU award was determined based on the Issuer's earnings per share (EPS) of $9.14, return on equity (ROE) of 25% and individual effectiveness of the Reporting Person for the period January 1, 2015 through December 31, 2017, as measured against the target performance goals set by the Compensation Committee at the time of grant. The payout percentages for the PSU award based on target achievement was 120% for EPS and 92.43% for ROE. F2: The reported amount consists of 15,856 restricted stock units and 38,943 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting.
Performance-Based Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	30,372	Reported balance After 2018-04-02 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2018-04-02 · Grant · Acquired 30,372 · Balance 30,372 F1: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 3, 2015 and vested on April 2, 2018, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Class A Common Stock pursuant to the PSU award was determined based on the Issuer's earnings per share (EPS) of $9.14, return on equity (ROE) of 25% and individual effectiveness of the Reporting Person for the period January 1, 2015 through December 31, 2017, as measured against the target performance goals set by the Compensation Committee at the time of grant. The payout percentages for the PSU award based on target achievement was 120% for EPS and 92.43% for ROE.
Performance-Based Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	0	Reported balance After 2018-04-02 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2018-04-02 · Exercise / conversion · Disposed 30,372 · Balance 0 F1: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 3, 2015 and vested on April 2, 2018, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Class A Common Stock pursuant to the PSU award was determined based on the Issuer's earnings per share (EPS) of $9.14, return on equity (ROE) of 25% and individual effectiveness of the Reporting Person for the period January 1, 2015 through December 31, 2017, as measured against the target performance goals set by the Compensation Committee at the time of grant. The payout percentages for the PSU award based on target achievement was 120% for EPS and 92.43% for ROE.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLCSEC Table II · derivative / convertible security	Direct	856,671	Reported balance Holding disclosure · report date 2018-04-02 · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · Balance 856,671 F3: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments.
Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.03 · Expires 2023-06-12	Direct	15,882	Reported balance Holding disclosure · report date 2018-04-02 · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · Balance 15,882 F4: This nonstatutory stock option to purchase 15,882 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date.
Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.26 · Expires 2024-02-25	Direct	28,216	Reported balance Holding disclosure · report date 2018-04-02 · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · Balance 28,216 F5: This nonstatutory stock option to purchase 28,216 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date.
Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.52 · Expires 2025-03-02	Direct	23,829	Reported balance Holding disclosure · report date 2018-04-02 · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · Balance 23,829 F6: This nonstatutory stock option to purchase 23,829 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's committed service through each date.
Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.28 · Expires 2026-03-06	Direct	27,771	Reported balance Holding disclosure · report date 2018-04-02 · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · Balance 27,771 F7: This nonstatutory stock option to purchase 27,771 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date.
Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.05 · Expires 2027-03-05	Direct	27,700	Reported balance Holding disclosure · report date 2018-04-02 · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · Balance 27,700 F8: This nonstatutory stock option to purchase 27,700 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date.
Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.40 · Expires 2028-03-08	Direct	21,174	Reported balance Holding disclosure · report date 2018-04-02 · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · Balance 21,174 F9: This nonstatutory stock option to purchase 21,174 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date.

Filing footnotes · ownership attribution and instrument terms

F1: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 3, 2015 and vested on April 2, 2018, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Class A Common Stock pursuant to the PSU award was determined based on the Issuer's earnings per share (EPS) of $9.14, return on equity (ROE) of 25% and individual effectiveness of the Reporting Person for the period January 1, 2015 through December 31, 2017, as measured against the target performance goals set by the Compensation Committee at the time of grant. The payout percentages for the PSU award based on target achievement was 120% for EPS and 92.43% for ROE.

F2: The reported amount consists of 15,856 restricted stock units and 38,943 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting.

F3: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments.

F4: This nonstatutory stock option to purchase 15,882 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date.

F5: This nonstatutory stock option to purchase 28,216 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date.

F6: This nonstatutory stock option to purchase 23,829 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's committed service through each date.

F7: This nonstatutory stock option to purchase 27,771 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date.

F8: This nonstatutory stock option to purchase 27,700 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date.

F9: This nonstatutory stock option to purchase 21,174 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date.

PNMAC Mortgage Opportunity Fund LP

Report date February 24, 2017 · Filed March 16, 2017

This filing explicitly reported no securities owned.

PNMAC Mortgage Opportunity Fund, LLC

Report date February 24, 2017 · Filed March 16, 2017

This filing explicitly reported no securities owned.

PennyMac Financial Services, Inc.

Report date March 15, 2021 · Filed March 16, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	997,125	Reported balance After 2021-03-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2021-03-15 · Tax withholding · Disposed 1,473 · Balance 997,125 F1: Represents shares withheld for taxes upon vesting of restricted stock units. F2: The reported amount consists of 12,179 restricted stock units and 984,946 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.03 · Expires 2023-06-12	Direct	15,882	Reported balance Holding disclosure · report date 2021-03-15 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance 15,882 F3: This nonstatutory stock option to purchase 15,882 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date.
Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.26 · Expires 2024-02-25	Direct	28,216	Reported balance Holding disclosure · report date 2021-03-15 · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · Balance 28,216 F4: This nonstatutory stock option to purchase 28,216 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date.
Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.52 · Expires 2025-03-02	Direct	23,829	Reported balance Holding disclosure · report date 2021-03-15 · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · Balance 23,829 F5: This nonstatutory stock option to purchase 23,829 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's committed service through each date.
Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.28 · Expires 2026-03-06	Direct	27,771	Reported balance Holding disclosure · report date 2021-03-15 · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · Balance 27,771 F6: This nonstatutory stock option to purchase 27,771 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date.
Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.05 · Expires 2027-03-05	Direct	27,700	Reported balance Holding disclosure · report date 2021-03-15 · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · Balance 27,700 F7: This nonstatutory stock option to purchase 27,770 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date.
Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.40 · Expires 2028-03-08	Direct	21,174	Reported balance Holding disclosure · report date 2021-03-15 · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · Balance 21,174 F8: This nonstatutory stock option to purchase 21,174 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date.
Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.92 · Expires 2029-03-14	Direct	22,274	Reported balance Holding disclosure · report date 2021-03-15 · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · Balance 22,274 F9: This nonstatutory stock option to purchase 22,274 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 15, 2020, 2021 and 2022, subject to the Reporting Person's continued service through each date.
Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $59.68 · Expires 2030-12-13	Direct	56,726	Reported balance Holding disclosure · report date 2021-03-15 · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · Balance 56,726 F10: This nonstatutory stock option to purchase 56,726 shares of Common Stock of the Issuer is fully vested but subject to certain transfer restrictions that will lapse in one-third increments on each of December 14, 2021, 2022 and 2023, subject to the Reporting Person's continued service through each lapse date.
Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $35.03 · Expires 2030-02-25	Direct	23,765	Reported balance Holding disclosure · report date 2021-03-15 · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · Balance 23,765 F11: This nonstatutory stock option to purchase 23,765 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2021, 2022 and 2023, subject to the Reporting Person's continued service through each date.
Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $58.85 · Expires 2031-02-24	Direct	21,435	Reported balance Holding disclosure · report date 2021-03-15 · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · Balance 21,435 F12: This nonstatutory stock option to purchase 21,435 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 25, 2022, 2023 and 2024, subject to the Reporting Person's continued service through each date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares withheld for taxes upon vesting of restricted stock units.

F2: The reported amount consists of 12,179 restricted stock units and 984,946 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

F3: This nonstatutory stock option to purchase 15,882 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date.

F4: This nonstatutory stock option to purchase 28,216 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date.

F5: This nonstatutory stock option to purchase 23,829 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's committed service through each date.

F6: This nonstatutory stock option to purchase 27,771 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date.

F7: This nonstatutory stock option to purchase 27,770 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date.

F8: This nonstatutory stock option to purchase 21,174 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date.

F9: This nonstatutory stock option to purchase 22,274 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 15, 2020, 2021 and 2022, subject to the Reporting Person's continued service through each date.

F10: This nonstatutory stock option to purchase 56,726 shares of Common Stock of the Issuer is fully vested but subject to certain transfer restrictions that will lapse in one-third increments on each of December 14, 2021, 2022 and 2023, subject to the Reporting Person's continued service through each lapse date.

F11: This nonstatutory stock option to purchase 23,765 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2021, 2022 and 2023, subject to the Reporting Person's continued service through each date.

F12: This nonstatutory stock option to purchase 21,435 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 25, 2022, 2023 and 2024, subject to the Reporting Person's continued service through each date.

PennyMac Mortgage Investment Trust

Report date March 12, 2021 · Filed March 16, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Shares of Beneficial InterestSEC Table I · non-derivative	Direct	103,984	Reported balance After 2021-03-12 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2021-03-12 · Tax withholding · Disposed 1,055 · Balance 103,984 F1: Represents shares withheld for taxes upon vesting of restricted share units. F2: The reported amount consists of 15,934 restricted share units and 88,050 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares withheld for taxes upon vesting of restricted share units.

F2: The reported amount consists of 15,934 restricted share units and 88,050 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
March 15, 2019 Filed Mar 19, 2019 15:52 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	Exercise / conversionPerformance-Based Restricted Share Units · Derivative	2,102	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-19-012156 · form4.xml · derivative · entry 8 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares of Beneficial Interest · 2,102 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 24, 2016 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending in 2016, 2017 and 2018. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 102.5%. F1 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 24, 2016 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending in 2016, 2017 and 2018. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 102.5%. F1 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 24, 2016 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending in 2016, 2017 and 2018. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 102.5%. F1 · derivative.underlying_shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 24, 2016 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending in 2016, 2017 and 2018. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 102.5%. Read SEC document
March 15, 2019 Filed Mar 19, 2019 15:52 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	GrantPerformance-Based Restricted Share Units · Derivative	2,102	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-19-012156 · form4.xml · derivative · entry 7 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,102 Underlying: Common Shares of Beneficial Interest · 2,102 shares Expires not disclosed F1 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 24, 2016 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending in 2016, 2017 and 2018. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 102.5%. F1 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 24, 2016 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending in 2016, 2017 and 2018. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 102.5%. F1 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 24, 2016 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending in 2016, 2017 and 2018. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 102.5%. Read SEC document
March 15, 2019 Filed Mar 19, 2019 15:52 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	Tax withholdingCommon Shares of Beneficial Interest	1,146	$20.69	$23,710.74	Disclosure SEC source: 0001127602-19-012156 · form4.xml · nonDerivative · entry 6 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,453 F11 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted share units granted on March 12, 2018. F12 · balance_after: The reported amount consists of 11,934 restricted share units and 75,519 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document
March 15, 2019 Filed Mar 19, 2019 15:52 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	Tax withholdingCommon Shares of Beneficial Interest	1,186	$20.69	$24,538.34	Disclosure SEC source: 0001127602-19-012156 · form4.xml · nonDerivative · entry 5 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,599 F9 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted share units granted on February 23, 2017. F10 · balance_after: The reported amount consists of 11,934 restricted share units and 76,665 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document
March 15, 2019 Filed Mar 19, 2019 15:52 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	Tax withholdingCommon Shares of Beneficial Interest	727	$20.69	$15,041.63	Disclosure SEC source: 0001127602-19-012156 · form4.xml · nonDerivative · entry 4 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,785 F7 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted share units granted on February 24, 2016. F8 · balance_after: The reported amount consists of 11,934 restricted share units and 77,851 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document
March 15, 2019 Filed Mar 19, 2019 15:52 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	Exercise / conversionCommon Shares of Beneficial Interest	3,313	$0.00	$0.00	Disclosure SEC source: 0001127602-19-012156 · form4.xml · nonDerivative · entry 3 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,512 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%. F6 · balance_after: The reported amount consists of 11,934 restricted share units and 78,578 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document
March 15, 2019 Filed Mar 19, 2019 15:52 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	Exercise / conversionCommon Shares of Beneficial Interest	3,429	$0.00	$0.00	Disclosure SEC source: 0001127602-19-012156 · form4.xml · nonDerivative · entry 2 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,199 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 127.5%. F4 · balance_after: The reported amount consists of 11,934 restricted share units and 75,265 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document
March 15, 2019 Filed Mar 19, 2019 15:52 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	Exercise / conversionCommon Shares of Beneficial Interest	2,102	$0.00	$0.00	Disclosure SEC source: 0001127602-19-012156 · form4.xml · nonDerivative · entry 1 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,770 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 24, 2016 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending in 2016, 2017 and 2018. The PSU vested as to one-third on March 15, 2019 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2018 fiscal year was determined based on the Issuer's return on equity (ROE) of 10.10% for the period of January 1, 2018 through December 31, 2018 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 102.5%. F2 · balance_after: The reported amount consists of 11,934 restricted share units and 71,836 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document
March 12, 2019 Filed Mar 13, 2019 16:25 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	Tax withholdingCommon Shares of Beneficial Interest	736	$20.75	$15,272.00	Disclosure SEC source: 0001127602-19-011236 · form4.xml · nonDerivative · entry 1 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,668 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 11,934 restricted share units and 69,734 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document
March 11, 2019 Filed Mar 12, 2019 18:02 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	Tax withholdingCommon Stock	977	$22.33	$21,816.41	Disclosure SEC source: 0001127602-19-011118 · form4.xml · nonDerivative · entry 1 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 909,215 F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. F2 · balance_after: The reported amount consists of 9,340 restricted stock units and 899,875 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document
March 06, 2019 Filed Mar 7, 2019 15:05 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	Tax withholdingCommon Stock	1,278	$23.10	$29,521.80	Disclosure SEC source: 0001127602-19-010399 · form4.xml · nonDerivative · entry 1 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 910,192 F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. F2 · balance_after: The reported amount consists of 12,163 restricted stock units and 898,029 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document
February 25, 2019 Filed Feb 27, 2019 16:51 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	Tax withholdingCommon Shares of Beneficial Interest	1,056	$20.16	$21,288.96	Disclosure SEC source: 0001127602-19-008719 · form4.xml · nonDerivative · entry 3 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,404 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F4 · balance_after: The reported amount consists of 14,061 restricted share units and 68,343 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document
February 25, 2019 Filed Feb 27, 2019 16:51 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	Tax withholdingCommon Shares of Beneficial Interest	1,317	$20.16	$26,550.72	Disclosure SEC source: 0001127602-19-008719 · form4.xml · nonDerivative · entry 2 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,460 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F3 · balance_after: The reported amount consists of 17,138 restricted share units and 66,322 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document
February 25, 2019 Filed Feb 27, 2019 16:51 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	Tax withholdingCommon Shares of Beneficial Interest	900	$20.16	$18,144.00	Disclosure SEC source: 0001127602-19-008719 · form4.xml · nonDerivative · entry 1 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,777 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 20,792 restricted share units and 63,985 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document
February 12, 2019 Filed Feb 14, 2019 16:10 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	GrantCommon Shares of Beneficial Interest	5,479	$0.00	$0.00	Disclosure SEC source: 0001127602-19-005987 · form4.xml · nonDerivative · entry 1 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,677 F1 · shares: The Reporting Person was granted 5,479 restricted share units. The restricted share units, which vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of shares of beneficial interest upon vesting. F2 · balance_after: The reported amount consists of 22,993 restricted share units and 62,684 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document
June 04, 2018 Filed Jun 6, 2018 14:45 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	SaleCommon Shares of Beneficial Interest	1,937	$18.69	$36,203.30	Disclosure SEC source: 0001127602-18-020111 · form4.xml · nonDerivative · entry 1 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,198 F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $18.61 to $18.76. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. F3 · balance_after: The reported amount consists of 17,514 restricted share units and 62,684 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document
April 02, 2018 Filed Apr 4, 2018 17:35 UTC	PNMAC Holdings, Inc. PFSI · Entity 162615	Exercise / conversionPerformance-Based Restricted Stock Units · Derivative	30,372	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-18-014104 · form4.xml · derivative · entry 3 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 30,372 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 3, 2015 and vested on April 2, 2018, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Class A Common Stock pursuant to the PSU award was determined based on the Issuer's earnings per share (EPS) of $9.14, return on equity (ROE) of 25% and individual effectiveness of the Reporting Person for the period January 1, 2015 through December 31, 2017, as measured against the target performance goals set by the Compensation Committee at the time of grant. The payout percentages for the PSU award based on target achievement was 120% for EPS and 92.43% for ROE. F1 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 3, 2015 and vested on April 2, 2018, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Class A Common Stock pursuant to the PSU award was determined based on the Issuer's earnings per share (EPS) of $9.14, return on equity (ROE) of 25% and individual effectiveness of the Reporting Person for the period January 1, 2015 through December 31, 2017, as measured against the target performance goals set by the Compensation Committee at the time of grant. The payout percentages for the PSU award based on target achievement was 120% for EPS and 92.43% for ROE. F1 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 3, 2015 and vested on April 2, 2018, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Class A Common Stock pursuant to the PSU award was determined based on the Issuer's earnings per share (EPS) of $9.14, return on equity (ROE) of 25% and individual effectiveness of the Reporting Person for the period January 1, 2015 through December 31, 2017, as measured against the target performance goals set by the Compensation Committee at the time of grant. The payout percentages for the PSU award based on target achievement was 120% for EPS and 92.43% for ROE. F1 · derivative.underlying_shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 3, 2015 and vested on April 2, 2018, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Class A Common Stock pursuant to the PSU award was determined based on the Issuer's earnings per share (EPS) of $9.14, return on equity (ROE) of 25% and individual effectiveness of the Reporting Person for the period January 1, 2015 through December 31, 2017, as measured against the target performance goals set by the Compensation Committee at the time of grant. The payout percentages for the PSU award based on target achievement was 120% for EPS and 92.43% for ROE. Read SEC document
April 02, 2018 Filed Apr 4, 2018 17:35 UTC	PNMAC Holdings, Inc. PFSI · Entity 162615	GrantPerformance-Based Restricted Stock Units · Derivative	30,372	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-18-014104 · form4.xml · derivative · entry 2 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,372 Underlying: Class A Common Stock · 30,372 shares Expires not disclosed F1 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 3, 2015 and vested on April 2, 2018, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Class A Common Stock pursuant to the PSU award was determined based on the Issuer's earnings per share (EPS) of $9.14, return on equity (ROE) of 25% and individual effectiveness of the Reporting Person for the period January 1, 2015 through December 31, 2017, as measured against the target performance goals set by the Compensation Committee at the time of grant. The payout percentages for the PSU award based on target achievement was 120% for EPS and 92.43% for ROE. F1 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 3, 2015 and vested on April 2, 2018, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Class A Common Stock pursuant to the PSU award was determined based on the Issuer's earnings per share (EPS) of $9.14, return on equity (ROE) of 25% and individual effectiveness of the Reporting Person for the period January 1, 2015 through December 31, 2017, as measured against the target performance goals set by the Compensation Committee at the time of grant. The payout percentages for the PSU award based on target achievement was 120% for EPS and 92.43% for ROE. F1 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 3, 2015 and vested on April 2, 2018, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Class A Common Stock pursuant to the PSU award was determined based on the Issuer's earnings per share (EPS) of $9.14, return on equity (ROE) of 25% and individual effectiveness of the Reporting Person for the period January 1, 2015 through December 31, 2017, as measured against the target performance goals set by the Compensation Committee at the time of grant. The payout percentages for the PSU award based on target achievement was 120% for EPS and 92.43% for ROE. Read SEC document
April 02, 2018 Filed Apr 4, 2018 17:35 UTC	PNMAC Holdings, Inc. PFSI · Entity 162615	Exercise / conversionClass A Common Stock	30,372	$0.00	$0.00	Disclosure SEC source: 0001127602-18-014104 · form4.xml · nonDerivative · entry 1 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,799 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 3, 2015 and vested on April 2, 2018, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Class A Common Stock pursuant to the PSU award was determined based on the Issuer's earnings per share (EPS) of $9.14, return on equity (ROE) of 25% and individual effectiveness of the Reporting Person for the period January 1, 2015 through December 31, 2017, as measured against the target performance goals set by the Compensation Committee at the time of grant. The payout percentages for the PSU award based on target achievement was 120% for EPS and 92.43% for ROE. F2 · balance_after: The reported amount consists of 15,856 restricted stock units and 38,943 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document
March 12, 2018 Filed Mar 14, 2018 17:59 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	Exercise / conversionPerformance-Based Restricted Share Units · Derivative	1,827	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-18-011603 · form4.xml · derivative · entry 4 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares of Beneficial Interest · 1,827 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. F3 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. F3 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. F3 · derivative.underlying_shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. Read SEC document
March 12, 2018 Filed Mar 14, 2018 17:59 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	GrantPerformance-Based Restricted Share Units · Derivative	1,827	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-18-011603 · form4.xml · derivative · entry 3 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,827 Underlying: Common Shares of Beneficial Interest · 1,827 shares Expires not disclosed F3 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. F3 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. F3 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. Read SEC document
March 12, 2018 Filed Mar 14, 2018 17:59 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	Exercise / conversionCommon Shares of Beneficial Interest	1,827	$0.00	$0.00	Disclosure SEC source: 0001127602-18-011603 · form4.xml · nonDerivative · entry 2 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,135 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. F4 · balance_after: The reported amount consists of 21,239 restricted share units and 60,896 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document
March 12, 2018 Filed Mar 14, 2018 17:59 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	GrantCommon Shares of Beneficial Interest	6,381	$0.00	$0.00	Disclosure SEC source: 0001127602-18-011603 · form4.xml · nonDerivative · entry 1 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,308 F1 · shares: The Reporting Person was granted 6,381 restricted share units. The restricted share units, which vest in three equal annual installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting. F2 · balance_after: The reported amount consists of 21,239 restricted share units and 59,069 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document
March 09, 2018 Filed Mar 12, 2018 14:48 UTC	PNMAC Holdings, Inc. PFSI · Entity 162615	GrantNonstatutory Stock Option (Right to Buy) · Derivative	21,174	$0.00 Strike: $24.40	$0.00	Disclosure SEC source: 0001127602-18-011111 · form4.xml · derivative · entry 2 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,174 Underlying: Class A Common Stock · 21,174 shares Expires 2028-03-08 F3 · shares: This nonstatutory stock option to purchase 21,174 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date. Read SEC document
March 09, 2018 Filed Mar 12, 2018 14:48 UTC	PNMAC Holdings, Inc. PFSI · Entity 162615	GrantClass A Common Stock	8,469	$0.00	$0.00	Disclosure SEC source: 0001127602-18-011111 · form4.xml · nonDerivative · entry 1 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,427 F1 · shares: The Reporting Person was granted 8,469 restricted stock units in connection with his service as an officer of the Issuer. The restricted stock units, which vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of shares of Class A Common Stock upon vesting. F2 · balance_after: The reported amount consists of 15,856 restricted stock units and 8,571 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document
February 26, 2018 Filed Feb 28, 2018 18:23 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	SaleCommon Shares of Beneficial Interest	1,899	$17.30	$32,846.24	Disclosure SEC source: 0001127602-18-009200 · form4.xml · nonDerivative · entry 1 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,927 F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $17.25 to $17.41. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. F3 · balance_after: The reported amount consists of 14,858 restricted share units and 59,069 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document
June 05, 2017 Filed Jun 7, 2017 16:38 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	SaleCommon Shares of Beneficial Interest	1,937	$17.64	$34,177.01	Disclosure SEC source: 0001127602-17-020800 · form4.xml · nonDerivative · entry 1 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,826 F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $17.60 to $17.73. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. F3 · balance_after: The reported amount consists of 23,787 restricted share units and 52,039 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document
May 15, 2017 Filed May 17, 2017 16:43 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	SaleCommon Shares of Beneficial Interest	1,690	$17.64	$29,811.60	Disclosure SEC source: 0001127602-17-018507 · form4.xml · nonDerivative · entry 1 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,763 F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan. F2 · balance_after: The reported amount consists of 27,512 restricted share units and 50,251 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document
April 11, 2017 Filed Apr 13, 2017 17:22 UTC	PNMAC Holdings, Inc. PFSI · Entity 162615	SaleClass A Common Stock	5,184	$16.74	$86,801.93	Disclosure SEC source: 0001127602-17-014729 · form4.xml · nonDerivative · entry 1 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,958 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $16.55 to $16.925. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. F3 · balance_after: The reported amount consists of 11,080 restricted stock units and 4,878 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document
April 05, 2017 Filed Apr 7, 2017 17:59 UTC	PNMAC Holdings, Inc. PFSI · Entity 162615	SaleClass A Common Stock	100	$16.55	$1,655.00	Disclosure SEC source: 0001127602-17-014521 · form4.xml · nonDerivative · entry 1 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,142 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2 · balance_after: The reported amount consists of 11,080 restricted stock units and 10,062 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document
April 03, 2017 Filed Apr 5, 2017 18:30 UTC	PNMAC Holdings, Inc. PFSI · Entity 162615	Exercise / conversionPerformance-Based Restricted Stock Units · Derivative	10,162	Not disclosed Strike: $0.00	Not disclosed	Disclosure SEC source: 0001127602-17-014352 · form4.xml · derivative · entry 3 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 10,162 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Issuer's total stockholder return (TSR) (50% of the award) and earnings per share (EPS) (50% of the award) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentages for the TSR and EPS portions of the award were 0% and 89.9%, respectively. F3 · price: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Issuer's total stockholder return (TSR) (50% of the award) and earnings per share (EPS) (50% of the award) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentages for the TSR and EPS portions of the award were 0% and 89.9%, respectively. F3 · derivative.exercise_date: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Issuer's total stockholder return (TSR) (50% of the award) and earnings per share (EPS) (50% of the award) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentages for the TSR and EPS portions of the award were 0% and 89.9%, respectively. F3 · derivative.expiration_date: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Issuer's total stockholder return (TSR) (50% of the award) and earnings per share (EPS) (50% of the award) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentages for the TSR and EPS portions of the award were 0% and 89.9%, respectively. F1 · derivative.underlying_shares: Shares of Class A Common Stock acquired pursuant to the payout of a performance-based restricted stock unit granted to the Reporting Person on February 26, 2014. Read SEC document
April 03, 2017 Filed Apr 5, 2017 18:30 UTC	PNMAC Holdings, Inc. PFSI · Entity 162615	GrantPerformance-Based Restricted Stock Units · Derivative	10,162	Not disclosed Strike: $0.00	Not disclosed	Disclosure SEC source: 0001127602-17-014352 · form4.xml · derivative · entry 2 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,162 Underlying: Class A Common Stock · 10,162 shares Expires not disclosed F3 · derivative.exercise_price: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Issuer's total stockholder return (TSR) (50% of the award) and earnings per share (EPS) (50% of the award) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentages for the TSR and EPS portions of the award were 0% and 89.9%, respectively. F3 · price: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Issuer's total stockholder return (TSR) (50% of the award) and earnings per share (EPS) (50% of the award) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentages for the TSR and EPS portions of the award were 0% and 89.9%, respectively. F3 · derivative.exercise_date: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Issuer's total stockholder return (TSR) (50% of the award) and earnings per share (EPS) (50% of the award) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentages for the TSR and EPS portions of the award were 0% and 89.9%, respectively. F3 · derivative.expiration_date: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Issuer's total stockholder return (TSR) (50% of the award) and earnings per share (EPS) (50% of the award) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentages for the TSR and EPS portions of the award were 0% and 89.9%, respectively. Read SEC document
April 03, 2017 Filed Apr 5, 2017 18:30 UTC	PNMAC Holdings, Inc. PFSI · Entity 162615	Exercise / conversionClass A Common Stock	10,162	$0.00	$0.00	Disclosure SEC source: 0001127602-17-014352 · form4.xml · nonDerivative · entry 1 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares of Class A Common Stock acquired pursuant to the payout of a performance-based restricted stock unit granted to the Reporting Person on February 26, 2014. F2 · balance_after: The reported amount consists of 11,080 restricted stock units and 10,162 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting Read SEC document
March 06, 2017 Filed Mar 8, 2017 18:01 UTC	PNMAC Holdings, Inc. PFSI · Entity 162615	GrantNonstatutory Stock Option (Right to Buy) · Derivative	27,700	$0.00 Strike: $18.05	$0.00	Disclosure SEC source: 0001127602-17-010910 · form4.xml · derivative · entry 2 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,700 Underlying: Class A Common Stock · 27,700 shares Expires 2027-03-06 F3 · derivative.underlying_shares: This nonstatutory stock option to purchase 27,770 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date. Read SEC document
March 06, 2017 Filed Mar 8, 2017 18:01 UTC	PNMAC Holdings, Inc. PFSI · Entity 162615	GrantClass A Common Stock	11,080	$0.00	$0.00	Disclosure SEC source: 0001127602-17-010910 · form4.xml · nonDerivative · entry 1 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,080 F1 · shares: The Reporting Person was granted 11,080 restricted stock units in connection with his service as an officer of the Issuer. The restricted stock units, which vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of shares of Class A Common Stock upon vesting. F2 · balance_after: The reported amount consists of 11,080 restricted share units. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document
February 24, 2017 Filed Feb 27, 2017 18:35 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	SaleCommon Shares of Beneficial Interest	1,899	$16.87	$32,043.16	Disclosure SEC source: 0001127602-17-008740 · form4.xml · nonDerivative · entry 2 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,453 F3 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $16.82 to $16.96. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. F5 · balance_after: The reported amount consists of 30,762 restricted share units and 48,691 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document
February 23, 2017 Filed Feb 27, 2017 18:35 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	GrantCommon Shares of Beneficial Interest	6,602	$0.00	$0.00	Disclosure SEC source: 0001127602-17-008740 · form4.xml · nonDerivative · entry 1 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,352 F1 · shares: The Reporting Person was granted 6,602 restricted share units. The restricted share units, which vest in three equal annual installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting. F2 · balance_after: The reported amount consists of 30,762 restricted share units and 80,590 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.