Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OneSpan Inc.OSPN · Entity 5364 | Chief Financial Officer | March 15, 2021 | March 17, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OneSpan Inc.
Report date March 15, 2021 · Filed March 17, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 96,283 |
Ending reported balance
After 2021-03-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-03-15 · Exercise / conversion · Acquired 27,146 · Balance 105,184 F1: The reporting person received a performance stock unit grant on January 4, 2018. Each performance stock unit represents a right to receive one share of OneSpan's common stock. The performance stock units cliff vested at the expiration date, and were earned at 97% of target on March 15, 2021 as the performance criteria established by the Compensation Committee of the Board were partially achieved. Row 2 · 2021-03-15 · Tax withholding · Disposed 8,901 · Balance 96,283 F2: The shares were sold to cover tax withholding obligations for the vest of performance stock units. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Expires 2020-12-31 | Direct | 0 |
Reported balance
After 2021-03-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-03-15 · Exercise / conversion · Disposed 27,945 · Balance 0 F1: The reporting person received a performance stock unit grant on January 4, 2018. Each performance stock unit represents a right to receive one share of OneSpan's common stock. The performance stock units cliff vested at the expiration date, and were earned at 97% of target on March 15, 2021 as the performance criteria established by the Compensation Committee of the Board were partially achieved. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-12-31 | Direct | 29,873 |
Reported balance
Holding disclosure · report date 2021-03-15 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 29,873 F8: The reporting person received a performance stock unit grant on February 18, 2021. Each performance stock unit represents a right to receive one share of OneSpan's common stock. The performance stock units cliff vest at the expiration date if the performance criteria established by the Compensation Committee of the Board are met. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Expires 2022-12-31 | Direct | 38,397 |
Reported balance
Holding disclosure · report date 2021-03-15 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 38,397 F9: The reporting person received a performance stock unit grant on January 15, 2020. Each performance stock unit represents a right to receive one share of OneSpan's common stock. The performance stock units cliff vest at the expiration date if the performance criteria established by the Compensation Committee of the Board are met. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Expires 2021-12-31 | Direct | 37,246 |
Reported balance
Holding disclosure · report date 2021-03-15 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 37,246 F10: The reporting person received a performance stock unit grant on February 1, 2019. Each performance stock unit represents a right to receive one share of OneSpan's common stock. The performance stock units cliff vest at the expiration date if the performance criteria established by the Compensation Committee of the Board are met. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 19,915 |
Reported balance
Holding disclosure · report date 2021-03-15 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 19,915 F3: The reporting person received a restricted stock unit grant on February 18, 2021. Each restricted stock unit represents a contingent right to receive one share of OneSpan's common stock. F4: The shares are restricted stock units and vest pro-rata over four years on the semi-annual anniversaries of the grant date. F5: Not applicable. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 19,199 |
Reported balance
Holding disclosure · report date 2021-03-15 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 19,199 F6: The reporting person received a restricted stock unit grant on January 15, 2020. Each restricted stock unit represents a contingent right to receive one share of OneSpan's common stock. F4: The shares are restricted stock units and vest pro-rata over four years on the semi-annual anniversaries of the grant date. F5: Not applicable. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 12,416 |
Reported balance
Holding disclosure · report date 2021-03-15 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 12,416 F7: The reporting person received a restricted stock unit grant upon approval of the OneSpan Inc. 2019 Omnibus Incentive Plan (the "2019 Plan") at the Annual Meeting of Stockholders of OneSpan Inc. held on June 12, 2019. The 2019 Plan was approved by the Board on February 1, 2019, subject to stockholder approval. Each restricted stock unit represents a contingent right to receive one share of OneSpan's common stock. F4: The shares are restricted stock units and vest pro-rata over four years on the semi-annual anniversaries of the grant date. F5: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person received a performance stock unit grant on January 4, 2018. Each performance stock unit represents a right to receive one share of OneSpan's common stock. The performance stock units cliff vested at the expiration date, and were earned at 97% of target on March 15, 2021 as the performance criteria established by the Compensation Committee of the Board were partially achieved.
F2: The shares were sold to cover tax withholding obligations for the vest of performance stock units.
F3: The reporting person received a restricted stock unit grant on February 18, 2021. Each restricted stock unit represents a contingent right to receive one share of OneSpan's common stock.
F4: The shares are restricted stock units and vest pro-rata over four years on the semi-annual anniversaries of the grant date.
F5: Not applicable.
F6: The reporting person received a restricted stock unit grant on January 15, 2020. Each restricted stock unit represents a contingent right to receive one share of OneSpan's common stock.
F7: The reporting person received a restricted stock unit grant upon approval of the OneSpan Inc. 2019 Omnibus Incentive Plan (the "2019 Plan") at the Annual Meeting of Stockholders of OneSpan Inc. held on June 12, 2019. The 2019 Plan was approved by the Board on February 1, 2019, subject to stockholder approval. Each restricted stock unit represents a contingent right to receive one share of OneSpan's common stock.
F8: The reporting person received a performance stock unit grant on February 18, 2021. Each performance stock unit represents a right to receive one share of OneSpan's common stock. The performance stock units cliff vest at the expiration date if the performance criteria established by the Compensation Committee of the Board are met.
F9: The reporting person received a performance stock unit grant on January 15, 2020. Each performance stock unit represents a right to receive one share of OneSpan's common stock. The performance stock units cliff vest at the expiration date if the performance criteria established by the Compensation Committee of the Board are met.
F10: The reporting person received a performance stock unit grant on February 1, 2019. Each performance stock unit represents a right to receive one share of OneSpan's common stock. The performance stock units cliff vest at the expiration date if the performance criteria established by the Compensation Committee of the Board are met.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 05, 2018 Filed Apr 9, 2018 23:13 UTC | OneSpan Inc. VDSI · Entity 5364 | Tax withholdingCommon Stock, $0.001 par value | 1,392 | $12.85 | $17,887.20 |
DisclosureSEC source: 0001179110-18-005510 · edgar.xml · nonDerivative · entry 1 Hoyt Mark Stephen · CIK 0001655011 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,814 Read SEC document |
| January 09, 2018 Filed Jan 10, 2018 01:00 UTC | OneSpan Inc. VDSI · Entity 5364 | Tax withholdingCommon Stock, $0.001 par value | 669 | $14.35 | $9,600.15 |
DisclosureSEC source: 0001179110-18-000790 · edgar.xml · nonDerivative · entry 1 Hoyt Mark Stephen · CIK 0001655011 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,206 Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 22:31 UTC | OneSpan Inc. VDSI · Entity 5364 | GrantCommon Stock, $0.001 par value | 18,630 | $14.30 | $266,409.00 |
DisclosureSEC source: 0001179110-18-000702 · edgar.xml · nonDerivative · entry 1 Hoyt Mark Stephen · CIK 0001655011 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,875 F1 · shares: All shares acquired are deferred stock. Shares of deferred stock vest over four years on the semi-annual and annual anniversary. Read SEC document |
| July 05, 2017 Filed Jul 6, 2017 20:06 UTC | OneSpan Inc. VDSI · Entity 5364 | Tax withholdingCommon Stock, $0.001 par value | 557 | $14.15 | $7,881.55 |
DisclosureSEC source: 0000899243-17-017960 · doc4.xml · nonDerivative · entry 1 Hoyt Mark Stephen · CIK 0001655011 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,245 Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 10:05 UTC | OneSpan Inc. VDSI · Entity 5364 | Tax withholdingCommon Stock, $0.001 par value | 1,427 | $12.95 | $18,479.65 |
DisclosureSEC source: 0000899243-17-009732 · doc4.xml · nonDerivative · entry 1 Hoyt Mark Stephen · CIK 0001655011 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,802 Read SEC document |
| January 05, 2017 Filed Jan 6, 2017 19:27 UTC | OneSpan Inc. VDSI · Entity 5364 | GrantCommon Stock, $0.001 par value | 14,334 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-000618 · doc4.xml · nonDerivative · entry 1 Hoyt Mark Stephen · CIK 0001655011 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,229 F1 · shares: Restricted common stock subject to vesting. 1,791 shares vest on each of July 5, 2017 and January 5, 2018. 1,792 shares vest on each of July 5, 2018, January 5, 2019, July 5, 2019, January 5, 2020, July 5, 2020 and January 5, 2021. Read SEC document |
| October 15, 2016 Filed Oct 18, 2016 19:36 UTC | OneSpan Inc. VDSI · Entity 5364 | Tax withholdingCommon Stock, $0.001 par value | 1,354 | $18.03 | $24,412.62 |
DisclosureSEC source: 0000899243-16-031821 · doc4.xml · nonDerivative · entry 1 Hoyt Mark Stephen · CIK 0001655011 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,895 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.