Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Penguin Solutions, Inc.SGH · Entity 4377 | Senior Vice President | March 15, 2021 | March 17, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Penguin Solutions, Inc.
Report date March 15, 2021 · Filed March 17, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 115,666 |
Ending reported balance
After 2021-03-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-03-15 · Exercise / conversion · Acquired 3,250 · Balance 118,916 Row 2 · 2021-03-15 · Sale · Disposed 3,250 · Balance 115,666 F1: This transaction was executed in multiple trades at prices ranging from $45.63 to $46.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Employee Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.55 · Expires 2026-05-23 | Direct | 39,630 |
Reported balance
After 2021-03-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-03-15 · Exercise / conversion · Disposed 3,250 · Balance 39,630 F2: Fully vested and exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $45.63 to $46.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: Fully vested and exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2021 Filed Mar 17, 2021 17:31 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 3,250 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0000950103-21-004174 · dp147957_4-marten.xml · derivative · entry 3 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,630 Underlying: Ordinary Shares · 3,250 shares Expires 2026-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 17:31 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 3,250 | $45.95 | $149,343.35 |
DisclosureSEC source: 0000950103-21-004174 · dp147957_4-marten.xml · nonDerivative · entry 2 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,666 F1 · price: This transaction was executed in multiple trades at prices ranging from $45.63 to $46.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 17:31 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 3,250 | $11.55 | $37,537.50 |
DisclosureSEC source: 0000950103-21-004174 · dp147957_4-marten.xml · nonDerivative · entry 1 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,916 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 17:15 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 3,242 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0000950103-21-002508 · dp146309_4-marten.xml · derivative · entry 3 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,880 Underlying: Ordinary Shares · 3,242 shares Expires 2026-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 17:15 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 3,242 | $47.85 | $155,144.29 |
DisclosureSEC source: 0000950103-21-002508 · dp146309_4-marten.xml · nonDerivative · entry 2 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,666 F1 · price: This transaction was executed in multiple trades at prices ranging from $47.50 to $48.30. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 17:15 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 3,242 | $11.55 | $37,445.10 |
DisclosureSEC source: 0000950103-21-002508 · dp146309_4-marten.xml · nonDerivative · entry 1 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,908 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 20:12 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 2,800 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0000950103-21-000791 · dp144624_4-marten.xml · derivative · entry 3 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,122 Underlying: Ordinary Shares · 2,800 shares Expires 2026-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 20:12 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 2,800 | $40.00 | $112,000.00 |
DisclosureSEC source: 0000950103-21-000791 · dp144624_4-marten.xml · nonDerivative · entry 2 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,666 Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 20:12 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 2,800 | $11.55 | $32,340.00 |
DisclosureSEC source: 0000950103-21-000791 · dp144624_4-marten.xml · nonDerivative · entry 1 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 20:06 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantEmployee Stock Options (right to buy) · Derivative | 42,000 | $0.00 Strike: $18.39 | $0.00 |
DisclosureSEC source: 0000950103-20-005321 · dp123956_4-marten.xml · derivative · entry 2 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,000 Underlying: Ordinary Shares · 42,000 shares Expires 2030-03-12 F2 · derivative.exercise_date: The option will vest and become exercisable as to 25% on 3/12/2021, and the remaining shares will vest monthly and become exercisable over the next three years. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 20:06 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-20-005321 · dp123956_4-marten.xml · nonDerivative · entry 1 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,666 F1 · shares: Reflects an RSU award that will vest as to 33% on 3/12/2021 and the remaining shares will vest semi-annually over the next two years. Read SEC document |
| January 22, 2019 Filed Jan 25, 2019 20:45 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantEmployee Stock Options (right to buy) · Derivative | 50,000 | $0.00 Strike: $21.55 | $0.00 |
DisclosureSEC source: 0000950103-19-000915 · dp101267_4-marten.xml · derivative · entry 1 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Ordinary Shares · 50,000 shares Expires 2029-01-22 F1 · derivative.exercise_date: The option will vest and become exerciseable as to 25% on 1/22/2020, and the remaining shares will vest monthly and become exerciseable over four years. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 19:27 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 8,800 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0000950103-18-014828 · dp99762_4-marten.xml · derivative · entry 5 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,922 Underlying: Ordinary Shares · 8,800 shares Expires 2026-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 19:27 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 100 | $30.05 | $3,005.00 |
DisclosureSEC source: 0000950103-18-014828 · dp99762_4-marten.xml · nonDerivative · entry 4 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,666 Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 19:27 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 6,310 | $29.27 | $184,693.70 |
DisclosureSEC source: 0000950103-18-014828 · dp99762_4-marten.xml · nonDerivative · entry 3 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,766 F3 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $28.99 to $29.82. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 19:27 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 2,390 | $28.22 | $67,445.80 |
DisclosureSEC source: 0000950103-18-014828 · dp99762_4-marten.xml · nonDerivative · entry 2 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,076 F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $27.92 to $28.75. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 19:27 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 8,800 | $11.55 | $101,640.00 |
DisclosureSEC source: 0000950103-18-014828 · dp99762_4-marten.xml · nonDerivative · entry 1 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported herein were effective pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 10/24/2017 and modified on 4/17/2018. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 18:21 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 8,800 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0000950103-18-013504 · dp98480_4-marten.xml · derivative · entry 3 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,722 Underlying: Ordinary Shares · 8,800 shares Expires 2026-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 18:21 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 8,800 | $29.33 | $258,104.00 |
DisclosureSEC source: 0000950103-18-013504 · dp98480_4-marten.xml · nonDerivative · entry 2 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,666 F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $28.87 to $29.86. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 18:21 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 8,800 | $11.55 | $101,640.00 |
DisclosureSEC source: 0000950103-18-013504 · dp98480_4-marten.xml · nonDerivative · entry 1 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported herein were effective pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 10/24/2017 and modified on 4/17/2018. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 18:36 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 8,800 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0000950103-18-012182 · dp97074_4-marten.xml · derivative · entry 3 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,522 Underlying: Ordinary Shares · 8,800 shares Expires 2026-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 18:36 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 8,800 | $31.79 | $279,752.00 |
DisclosureSEC source: 0000950103-18-012182 · dp97074_4-marten.xml · nonDerivative · entry 2 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,666 F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $31.35 to $32.24. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 18:36 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 8,800 | $11.55 | $101,640.00 |
DisclosureSEC source: 0000950103-18-012182 · dp97074_4-marten.xml · nonDerivative · entry 1 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported herein were effective pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 10/24/2017 and modified on 4/17/2018. Read SEC document |
| September 17, 2018 Filed Sep 18, 2018 10:54 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 8,800 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0000950103-18-010812 · dp95731_4-marten.xml · derivative · entry 3 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,322 Underlying: Ordinary Shares · 8,800 shares Expires 2026-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| September 17, 2018 Filed Sep 18, 2018 10:54 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 8,800 | $29.70 | $261,360.00 |
DisclosureSEC source: 0000950103-18-010812 · dp95731_4-marten.xml · nonDerivative · entry 2 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,666 F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $29.36 to $30.16. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| September 17, 2018 Filed Sep 18, 2018 10:54 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 8,800 | $11.55 | $101,640.00 |
DisclosureSEC source: 0000950103-18-010812 · dp95731_4-marten.xml · nonDerivative · entry 1 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported herein were effective pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 10/24/2017 and modified on 4/17/2018. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 14:03 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 8,800 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0000950103-18-009750 · dp94639-marten.xml · derivative · entry 5 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,122 Underlying: Ordinary Shares · 8,800 shares Expires 2026-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 14:03 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 800 | $30.62 | $24,496.00 |
DisclosureSEC source: 0000950103-18-009750 · dp94639-marten.xml · nonDerivative · entry 4 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,666 F5 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $30.50 to $30.70. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 14:03 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 500 | $29.82 | $14,910.00 |
DisclosureSEC source: 0000950103-18-009750 · dp94639-marten.xml · nonDerivative · entry 3 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,466 F4 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $29.43 to $30.25. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 14:03 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 7,500 | $28.95 | $217,125.00 |
DisclosureSEC source: 0000950103-18-009750 · dp94639-marten.xml · nonDerivative · entry 2 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,966 F3 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $28.42 to $29.33. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 14:03 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 8,800 | $11.55 | $101,640.00 |
DisclosureSEC source: 0000950103-18-009750 · dp94639-marten.xml · nonDerivative · entry 1 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported herein were effective pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 10/24/2017 and modified on 4/17/2018. F2 · balance_after: Includes 10,000 Ordinary Shares beneficially owned by the reporting person that were reported in the reporting person's Form 4 filing on 6/14/2018 but were inadvertently omitted from the reporting person's Form 4 filings on 6/19/2018 and 7/17/2018. Read SEC document |
| July 16, 2018 Filed Jul 17, 2018 19:05 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 4,000 | $0.00 Strike: $2.64 | $0.00 |
DisclosureSEC source: 0000950103-18-008619 · dp93492_4-marten.xml · derivative · entry 6 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 4,000 shares Expires 2020-09-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| July 16, 2018 Filed Jul 17, 2018 19:05 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 4,000 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0000950103-18-008619 · dp93492_4-marten.xml · derivative · entry 5 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,922 Underlying: Ordinary Shares · 4,000 shares Expires 2026-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| July 16, 2018 Filed Jul 17, 2018 19:05 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 3,168 | $31.62 | $100,172.16 |
DisclosureSEC source: 0000950103-18-008619 · dp93492_4-marten.xml · nonDerivative · entry 4 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,666 F3 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $31.46 to $31.81. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| July 16, 2018 Filed Jul 17, 2018 19:05 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 4,832 | $31.11 | $150,323.52 |
DisclosureSEC source: 0000950103-18-008619 · dp93492_4-marten.xml · nonDerivative · entry 3 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,834 F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $30.46 to $31.44. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| July 16, 2018 Filed Jul 17, 2018 19:05 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 4,000 | $2.64 | $10,560.00 |
DisclosureSEC source: 0000950103-18-008619 · dp93492_4-marten.xml · nonDerivative · entry 2 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales were effective pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 10/24/2017 and modified on 4/17/2018. Read SEC document |
| July 16, 2018 Filed Jul 17, 2018 19:05 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 4,000 | $11.55 | $46,200.00 |
DisclosureSEC source: 0000950103-18-008619 · dp93492_4-marten.xml · nonDerivative · entry 1 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales were effective pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 10/24/2017 and modified on 4/17/2018. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 16:06 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 8,000 | $0.00 Strike: $2.64 | $0.00 |
DisclosureSEC source: 0000950103-18-007547 · dp92376_4-marten.xml · derivative · entry 4 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Ordinary Shares · 8,000 shares Expires 2020-09-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 16:06 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 1,300 | $42.45 | $55,185.00 |
DisclosureSEC source: 0000950103-18-007547 · dp92376_4-marten.xml · nonDerivative · entry 3 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,666 F3 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $42.28 to $42.49. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 16:06 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 6,700 | $41.79 | $279,993.00 |
DisclosureSEC source: 0000950103-18-007547 · dp92376_4-marten.xml · nonDerivative · entry 2 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,966 F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $41.24 to $42.22. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 16:06 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 8,000 | $2.64 | $21,120.00 |
DisclosureSEC source: 0000950103-18-007547 · dp92376_4-marten.xml · nonDerivative · entry 1 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales were effective pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 10/24/2017. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:48 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 8,000 | $0.00 Strike: $2.64 | $0.00 |
DisclosureSEC source: 0000950103-18-006282 · dp91109_4-marten.xml · derivative · entry 6 Marten Alan · CIK 0001344019 · Sr. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Ordinary Shares · 8,000 shares Expires 2020-09-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:48 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 7,633 | $0.00 Strike: $2.64 | $0.00 |
DisclosureSEC source: 0000950103-18-006282 · dp91109_4-marten.xml · derivative · entry 5 Marten Alan · CIK 0001344019 · Sr. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 7,633 shares Expires 2019-09-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:48 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 8,680 | $45.81 | $397,630.80 |
DisclosureSEC source: 0000950103-18-006282 · dp91109_4-marten.xml · nonDerivative · entry 4 Marten Alan · CIK 0001344019 · Sr. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,666 F3 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $45.38 to $46.34. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:48 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 6,953 | $44.96 | $312,606.88 |
DisclosureSEC source: 0000950103-18-006282 · dp91109_4-marten.xml · nonDerivative · entry 3 Marten Alan · CIK 0001344019 · Sr. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,346 F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $44.38 to $45.35. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:48 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 8,000 | $2.64 | $21,120.00 |
DisclosureSEC source: 0000950103-18-006282 · dp91109_4-marten.xml · nonDerivative · entry 2 Marten Alan · CIK 0001344019 · Sr. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,299 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales were effective pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 10/24/2017. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:48 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 7,633 | $2.64 | $20,151.12 |
DisclosureSEC source: 0000950103-18-006282 · dp91109_4-marten.xml · nonDerivative · entry 1 Marten Alan · CIK 0001344019 · Sr. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,299 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales were effective pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 10/24/2017. Read SEC document |
| April 18, 2018 Filed Jun 14, 2018 18:29 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-18-007424 · dp92295_4-marten.xml · nonDerivative · entry 1 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,666 F1 · shares: 25% of the Restricted Stock Units will vest on April 15, 2019, and in equal quarterly installments thereafter until fully vested. Read SEC document |
| April 16, 2018 Filed Apr 17, 2018 17:53 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 8,500 | $0.00 Strike: $2.64 | $0.00 |
DisclosureSEC source: 0000950103-18-004890 · dp89681_4-marten.xml · derivative · entry 6 Marten Alan · CIK 0001344019 · Sr. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,633 Underlying: Ordinary Shares · 8,500 shares Expires 2019-09-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| April 16, 2018 Filed Apr 17, 2018 17:53 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 800 | $45.02 | $36,016.00 |
DisclosureSEC source: 0000950103-18-004890 · dp89681_4-marten.xml · nonDerivative · entry 5 Marten Alan · CIK 0001344019 · Sr. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,666 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.