Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| QUALYS, INC.QLYS · Entity 1519 | Director · 10% owner | March 23, 2021 | March 25, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
QUALYS, INC.
Report date March 23, 2021 · Filed March 25, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,156,645 |
Reported balance
After 2021-03-23 transaction · row 1
1 source rowRow 1 · 2021-03-23 · Tax withholding · Disposed 92,203 · Balance 5,156,645 F1: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 100,000 |
Reported balance
Holding disclosure · report date 2021-03-23 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 100,000 F2: These shares are held directly by a custodian under the Uniform Gifts to Minors Act for the benefit of the Reporting Person's minor child. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.
F2: These shares are held directly by a custodian under the Uniform Gifts to Minors Act for the benefit of the Reporting Person's minor child.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 13, 2017 Filed Jan 18, 2017 18:58 UTC | QUALYS, INC. QLYS · Entity 1519 | Exercise / conversionStock Option (right to buy) · Derivative | 935,762 | $0.00 Strike: $1.90 | $0.00 |
DisclosureSEC source: 0001209191-17-004314 · doc4.xml · derivative · entry 6 COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20 Underlying: Common Stock · 935,762 shares Expires 2017-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is fully vested and immediately exercisable. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 18:58 UTC | QUALYS, INC. QLYS · Entity 1519 | Tax withholdingCommon Stock | 457,080 | $34.15 | $15,609,282.00 |
DisclosureSEC source: 0001209191-17-004314 · doc4.xml · nonDerivative · entry 2 COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,566,224 F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the exercise of stock options. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 18:58 UTC | QUALYS, INC. QLYS · Entity 1519 | Exercise / conversionCommon Stock | 935,762 | $1.90 | $1,777,947.80 |
DisclosureSEC source: 0001209191-17-004314 · doc4.xml · nonDerivative · entry 1 COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,023,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2016 Filed Sep 19, 2016 19:20 UTC | QUALYS, INC. QLYS · Entity 1519 | SaleCommon Stock | 10,000 | $36.22 | $362,217.00 |
DisclosureSEC source: 0001209191-16-142074 · doc4.xml · nonDerivative · entry 4 COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,087,542 F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2016. F5 · price: The sale price represents the weighted average price of the shares sold ranging from $36.01 to $36.56 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 19:20 UTC | QUALYS, INC. QLYS · Entity 1519 | SaleCommon Stock | 1,421 | $36.47 | $51,820.18 |
DisclosureSEC source: 0001209191-16-142074 · doc4.xml · nonDerivative · entry 3 COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,097,542 F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2016. F4 · price: The sale price represents the weighted average price of the shares sold ranging from $36.445 to $36.49 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 19:20 UTC | QUALYS, INC. QLYS · Entity 1519 | SaleCommon Stock | 13,579 | $36.00 | $488,807.34 |
DisclosureSEC source: 0001209191-16-142074 · doc4.xml · nonDerivative · entry 2 COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,098,963 F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2016. F3 · price: The sale price represents the weighted average price of the shares sold ranging from $35.44 to $36.42 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 19:20 UTC | QUALYS, INC. QLYS · Entity 1519 | SaleCommon Stock | 15,000 | $35.51 | $532,614.00 |
DisclosureSEC source: 0001209191-16-142074 · doc4.xml · nonDerivative · entry 1 COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,112,542 F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2016. F2 · price: The sale price represents the weighted average price of the shares sold ranging from $35.22 to $35.85 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| September 14, 2016 Filed Sep 14, 2016 19:18 UTC | QUALYS, INC. QLYS · Entity 1519 | SaleCommon Stock | 15,000 | $35.64 | $534,534.00 |
DisclosureSEC source: 0001209191-16-141474 · doc4.xml · nonDerivative · entry 2 COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,127,542 F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2016. F3 · price: The sale price represents the weighted average price of the shares sold ranging from $35.30 to $36.02 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| September 13, 2016 Filed Sep 14, 2016 19:18 UTC | QUALYS, INC. QLYS · Entity 1519 | SaleCommon Stock | 15,000 | $35.71 | $535,584.00 |
DisclosureSEC source: 0001209191-16-141474 · doc4.xml · nonDerivative · entry 1 COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,142,542 F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2016. F2 · price: The sale price represents the weighted average price of the shares sold ranging from $35.35 to $36.32 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| September 12, 2016 Filed Sep 12, 2016 18:07 UTC | QUALYS, INC. QLYS · Entity 1519 | SaleCommon Stock | 15,000 | $35.26 | $528,951.00 |
DisclosureSEC source: 0001209191-16-140986 · doc4.xml · nonDerivative · entry 2 COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,157,542 F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2016. F3 · price: The sale price represents the weighted average price of the shares sold ranging from $34.96 to $35.58 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| September 09, 2016 Filed Sep 12, 2016 18:07 UTC | QUALYS, INC. QLYS · Entity 1519 | SaleCommon Stock | 15,000 | $35.81 | $537,108.00 |
DisclosureSEC source: 0001209191-16-140986 · doc4.xml · nonDerivative · entry 1 COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,172,542 F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2016. F2 · price: The sale price represents the weighted average price of the shares sold ranging from $35.42 to $36.08 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| September 08, 2016 Filed Sep 9, 2016 16:35 UTC | QUALYS, INC. QLYS · Entity 1519 | SaleCommon Stock | 15,000 | $36.19 | $542,863.50 |
DisclosureSEC source: 0001209191-16-140763 · doc4.xml · nonDerivative · entry 2 COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,187,542 F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2016. F3 · price: The sale price represents the weighted average price of the shares sold ranging from $35.79 to $36.51 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 16:35 UTC | QUALYS, INC. QLYS · Entity 1519 | SaleCommon Stock | 15,000 | $36.26 | $543,910.50 |
DisclosureSEC source: 0001209191-16-140763 · doc4.xml · nonDerivative · entry 1 COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,202,542 F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2016. F2 · price: The sale price represents the weighted average price of the shares sold ranging from $36.125 to $36.49 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 16:30 UTC | QUALYS, INC. QLYS · Entity 1519 | SaleCommon Stock | 600 | $36.84 | $22,102.02 |
DisclosureSEC source: 0001209191-16-140399 · doc4.xml · nonDerivative · entry 3 COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,217,542 F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2016. F4 · price: The sale price represents the weighted average price of the shares sold ranging from $36.81 to $36.86 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 16:30 UTC | QUALYS, INC. QLYS · Entity 1519 | SaleCommon Stock | 14,400 | $36.33 | $523,169.28 |
DisclosureSEC source: 0001209191-16-140399 · doc4.xml · nonDerivative · entry 2 COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,218,142 F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2016. F3 · price: The sale price represents the weighted average price of the shares sold ranging from $35.79 to $36.75 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 16:30 UTC | QUALYS, INC. QLYS · Entity 1519 | SaleCommon Stock | 15,000 | $35.28 | $529,131.00 |
DisclosureSEC source: 0001209191-16-140399 · doc4.xml · nonDerivative · entry 1 COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,232,542 F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2016. F2 · price: The sale price represents the weighted average price of the shares sold ranging from $34.95 to $35.54 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.