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person · Reporting owner

COURTOT PHILIPPE F

Disclosed activity across 1 company

Tapewire entity
140910
SEC CIK
0001007707

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
QUALYS, INC.QLYS · Entity 1519Director · 10% ownerMarch 23, 2021March 25, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

QUALYS, INC.

Report date March 23, 2021 · Filed March 25, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,156,645 Reported balance After 2021-03-23 transaction · row 1
1 source row

Row 1 · 2021-03-23 · Tax withholding · Disposed 92,203 · Balance 5,156,645

F1: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Common StockSEC Table I · non-derivativeIndirectSee Footnote100,000 Reported balance Holding disclosure · report date 2021-03-23 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 100,000

F2: These shares are held directly by a custodian under the Uniform Gifts to Minors Act for the benefit of the Reporting Person's minor child.

Filing footnotes · ownership attribution and instrument terms

F1: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

F2: These shares are held directly by a custodian under the Uniform Gifts to Minors Act for the benefit of the Reporting Person's minor child.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 13, 2017 Filed Nov 15, 2017 16:34 UTC QUALYS, INC. QLYS · Entity 1519 Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001209191-17-060911 · doc4.xml · derivative · entry 7

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,927

Underlying: Common Stock · 20,000 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F6 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 16:34 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 16,405 $57.74 $947,203.37
Disclosure

SEC source: 0001209191-17-060911 · doc4.xml · nonDerivative · entry 3

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,544,435

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $57.35 to $58.20 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 16:34 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 3,595 $57.04 $205,063.47
Disclosure

SEC source: 0001209191-17-060911 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,560,840

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $56.35 to $57.30 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 16:34 UTC QUALYS, INC. QLYS · Entity 1519 Exercise / conversionCommon Stock 20,000 $3.80 $76,000.00
Disclosure

SEC source: 0001209191-17-060911 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,564,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

Read SEC document
November 10, 2017 Filed Nov 13, 2017 17:18 UTC QUALYS, INC. QLYS · Entity 1519 Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001209191-17-060374 · doc4.xml · derivative · entry 9

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,927

Underlying: Common Stock · 20,000 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F7 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
November 10, 2017 Filed Nov 13, 2017 17:18 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 17,289 $56.83 $982,473.36
Disclosure

SEC source: 0001209191-17-060374 · doc4.xml · nonDerivative · entry 6

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,544,435

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F5 · price: The sale price represents the weighted average price of the shares sold ranging from $56.50 to $57.25 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 10, 2017 Filed Nov 13, 2017 17:18 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 2,711 $56.22 $152,417.30
Disclosure

SEC source: 0001209191-17-060374 · doc4.xml · nonDerivative · entry 5

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,561,724

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F4 · price: The sale price represents the weighted average price of the shares sold ranging from $55.50 to $56.45 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 10, 2017 Filed Nov 13, 2017 17:18 UTC QUALYS, INC. QLYS · Entity 1519 Exercise / conversionCommon Stock 20,000 $3.80 $76,000.00
Disclosure

SEC source: 0001209191-17-060374 · doc4.xml · nonDerivative · entry 4

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,564,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 17:18 UTC QUALYS, INC. QLYS · Entity 1519 Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001209191-17-060374 · doc4.xml · derivative · entry 8

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,927

Underlying: Common Stock · 20,000 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F7 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 17:18 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 3,167 $56.63 $179,350.38
Disclosure

SEC source: 0001209191-17-060374 · doc4.xml · nonDerivative · entry 3

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,544,435

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $56.55 to $56.95 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 17:18 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 16,833 $56.26 $946,948.83
Disclosure

SEC source: 0001209191-17-060374 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,547,602

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $55.55 to $56.525 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 17:18 UTC QUALYS, INC. QLYS · Entity 1519 Exercise / conversionCommon Stock 20,000 $3.80 $76,000.00
Disclosure

SEC source: 0001209191-17-060374 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,564,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

Read SEC document
November 08, 2017 Filed Nov 9, 2017 17:10 UTC QUALYS, INC. QLYS · Entity 1519 Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001209191-17-060023 · doc4.xml · derivative · entry 9

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,927

Underlying: Common Stock · 20,000 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F7 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
November 08, 2017 Filed Nov 9, 2017 17:10 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 6,711 $57.35 $384,881.22
Disclosure

SEC source: 0001209191-17-060023 · doc4.xml · nonDerivative · entry 6

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,544,435

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F5 · price: The sale price represents the weighted average price of the shares sold ranging from $57.15 to $57.75 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 08, 2017 Filed Nov 9, 2017 17:10 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 13,289 $56.89 $756,025.83
Disclosure

SEC source: 0001209191-17-060023 · doc4.xml · nonDerivative · entry 5

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,551,146

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F4 · price: The sale price represents the weighted average price of the shares sold ranging from $56.15 to $57.10 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 08, 2017 Filed Nov 9, 2017 17:10 UTC QUALYS, INC. QLYS · Entity 1519 Exercise / conversionCommon Stock 20,000 $3.80 $76,000.00
Disclosure

SEC source: 0001209191-17-060023 · doc4.xml · nonDerivative · entry 4

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,564,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

Read SEC document
November 07, 2017 Filed Nov 9, 2017 17:10 UTC QUALYS, INC. QLYS · Entity 1519 Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001209191-17-060023 · doc4.xml · derivative · entry 8

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,927

Underlying: Common Stock · 20,000 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F7 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
November 07, 2017 Filed Nov 9, 2017 17:10 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 870 $57.59 $50,100.52
Disclosure

SEC source: 0001209191-17-060023 · doc4.xml · nonDerivative · entry 3

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,544,435

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $57.45 to $57.75 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 07, 2017 Filed Nov 9, 2017 17:10 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 19,130 $56.91 $1,088,632.82
Disclosure

SEC source: 0001209191-17-060023 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,545,305

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $56.45 to $57.40 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 07, 2017 Filed Nov 9, 2017 17:10 UTC QUALYS, INC. QLYS · Entity 1519 Exercise / conversionCommon Stock 20,000 $3.80 $76,000.00
Disclosure

SEC source: 0001209191-17-060023 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,564,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 16:54 UTC QUALYS, INC. QLYS · Entity 1519 Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001209191-17-059621 · doc4.xml · derivative · entry 8

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521,927

Underlying: Common Stock · 20,000 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F6 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 16:54 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 2,526 $57.89 $146,219.28
Disclosure

SEC source: 0001209191-17-059621 · doc4.xml · nonDerivative · entry 5

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,544,435

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F4 · price: The sale price represents the weighted average price of the shares sold ranging from $57.65 to $58.15 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 16:54 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 17,474 $57.28 $1,000,830.34
Disclosure

SEC source: 0001209191-17-059621 · doc4.xml · nonDerivative · entry 4

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,546,961

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $56.65 to $57.60 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 16:54 UTC QUALYS, INC. QLYS · Entity 1519 Exercise / conversionCommon Stock 20,000 $3.80 $76,000.00
Disclosure

SEC source: 0001209191-17-059621 · doc4.xml · nonDerivative · entry 3

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,564,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

Read SEC document
November 03, 2017 Filed Nov 7, 2017 16:54 UTC QUALYS, INC. QLYS · Entity 1519 Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001209191-17-059621 · doc4.xml · derivative · entry 7

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541,927

Underlying: Common Stock · 20,000 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F6 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
November 03, 2017 Filed Nov 7, 2017 16:54 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 20,000 $57.34 $1,146,712.00
Disclosure

SEC source: 0001209191-17-059621 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,544,435

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $56.85 to $57.70 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 03, 2017 Filed Nov 7, 2017 16:54 UTC QUALYS, INC. QLYS · Entity 1519 Exercise / conversionCommon Stock 20,000 $3.80 $76,000.00
Disclosure

SEC source: 0001209191-17-059621 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,564,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

Read SEC document
November 02, 2017 Filed Nov 3, 2017 16:43 UTC QUALYS, INC. QLYS · Entity 1519 Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001209191-17-059186 · doc4.xml · derivative · entry 8

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561,927

Underlying: Common Stock · 20,000 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F7 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
November 02, 2017 Filed Nov 3, 2017 16:43 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 500 $57.30 $28,650.00
Disclosure

SEC source: 0001209191-17-059186 · doc4.xml · nonDerivative · entry 6

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,544,435

F2 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

Read SEC document
November 02, 2017 Filed Nov 3, 2017 16:43 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 7,901 $57.00 $450,390.97
Disclosure

SEC source: 0001209191-17-059186 · doc4.xml · nonDerivative · entry 5

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,544,935

F2 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F5 · price: The sale price represents the weighted average price of the shares sold ranging from $56.30 to $57.25 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 02, 2017 Filed Nov 3, 2017 16:43 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 7,048 $55.57 $391,646.79
Disclosure

SEC source: 0001209191-17-059186 · doc4.xml · nonDerivative · entry 4

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,552,836

F2 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F4 · price: The sale price represents the weighted average price of the shares sold ranging from $55.30 to $56.075 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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November 02, 2017 Filed Nov 3, 2017 16:43 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 4,551 $54.84 $249,577.75
Disclosure

SEC source: 0001209191-17-059186 · doc4.xml · nonDerivative · entry 3

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,559,884

F2 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $54.30 to $55.25 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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November 02, 2017 Filed Nov 3, 2017 16:43 UTC QUALYS, INC. QLYS · Entity 1519 Exercise / conversionCommon Stock 20,000 $3.80 $76,000.00
Disclosure

SEC source: 0001209191-17-059186 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,564,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2017.

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November 01, 2017 Filed Nov 3, 2017 16:43 UTC QUALYS, INC. QLYS · Entity 1519 Tax withholdingCommon Stock 30,703 $55.75 $1,711,692.25
Disclosure

SEC source: 0001209191-17-059186 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,544,435

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

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October 27, 2017 Filed Oct 31, 2017 16:06 UTC QUALYS, INC. QLYS · Entity 1519 GrantCommon Stock 149,232 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-058422 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,575,138

F1 · shares: The reported securities represent restricted stock units which vest quarterly in equal installments over four years after November 1, 2017, subject to the Reporting Person's continued service through each vesting date.

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August 01, 2017 Filed Aug 3, 2017 16:29 UTC QUALYS, INC. QLYS · Entity 1519 Tax withholdingCommon Stock 30,701 $41.90 $1,286,371.90
Disclosure

SEC source: 0001209191-17-047346 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,425,906

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

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April 28, 2017 Filed May 2, 2017 16:49 UTC QUALYS, INC. QLYS · Entity 1519 GrantCommon Stock 369,065 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-029236 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,456,607

F1 · shares: The reported securities represent restricted stock units ("RSUs") which vest quarterly in installments of approximately 15.94% of the total number of RSUs over the year after May 1, 2017, and in installments of approximately 3.02% of the total number of RSUs over the three years after May 1, 2018, subject to the Reporting Person's continued service through each vesting date.

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April 20, 2017 Filed Apr 21, 2017 16:34 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 10,000 $35.58 $355,763.00
Disclosure

SEC source: 0001209191-17-027840 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,087,542

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $35.15 to $35.80 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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April 19, 2017 Filed Apr 21, 2017 16:34 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 20,000 $35.82 $716,460.00
Disclosure

SEC source: 0001209191-17-027840 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,097,542

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $35.60 to $36.15 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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April 18, 2017 Filed Apr 19, 2017 16:21 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 1,485 $35.95 $53,381.44
Disclosure

SEC source: 0001209191-17-027457 · doc4.xml · nonDerivative · entry 3

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,117,542

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F4 · price: The sale price represents the weighted average price of the shares sold ranging from $35.90 to $36.05 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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April 18, 2017 Filed Apr 19, 2017 16:21 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 18,515 $35.45 $656,354.90
Disclosure

SEC source: 0001209191-17-027457 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,119,027

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $34.90 to $35.875 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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April 17, 2017 Filed Apr 19, 2017 16:21 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 20,000 $35.75 $715,074.00
Disclosure

SEC source: 0001209191-17-027457 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,137,542

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $35.55 to $36.00 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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April 13, 2017 Filed Apr 14, 2017 13:54 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 20,000 $36.22 $724,334.00
Disclosure

SEC source: 0001209191-17-026966 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,157,542

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $35.80 to $36.75 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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April 12, 2017 Filed Apr 14, 2017 13:54 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 20,000 $36.60 $731,920.00
Disclosure

SEC source: 0001209191-17-026966 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,177,542

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $36.40 to $37.00 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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April 11, 2017 Filed Apr 12, 2017 19:48 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 20,000 $36.74 $734,822.00
Disclosure

SEC source: 0001209191-17-026745 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,197,542

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $36.45 to $37.10 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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April 10, 2017 Filed Apr 12, 2017 19:48 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 20,000 $36.84 $736,870.00
Disclosure

SEC source: 0001209191-17-026745 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,217,542

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $36.65 to $37.20 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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April 07, 2017 Filed Apr 10, 2017 18:16 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 20,000 $36.82 $736,344.00
Disclosure

SEC source: 0001209191-17-026458 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,237,542

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $36.60 to $37.05 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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April 06, 2017 Filed Apr 10, 2017 18:16 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 20,000 $36.44 $728,718.00
Disclosure

SEC source: 0001209191-17-026458 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,257,542

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $36.10 to $36.95 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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April 05, 2017 Filed Apr 6, 2017 17:16 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 20,000 $36.88 $737,562.00
Disclosure

SEC source: 0001209191-17-026119 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,277,542

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $36.55 to $37.325 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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April 04, 2017 Filed Apr 6, 2017 17:16 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 20,000 $37.03 $740,548.00
Disclosure

SEC source: 0001209191-17-026119 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,297,542

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2016.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $36.70 to $37.60 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.