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person · Reporting owner

COURTOT PHILIPPE F

Disclosed activity across 1 company

Tapewire entity
140910
SEC CIK
0001007707

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
QUALYS, INC.QLYS · Entity 1519Director · 10% ownerMarch 23, 2021March 25, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

QUALYS, INC.

Report date March 23, 2021 · Filed March 25, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,156,645 Reported balance After 2021-03-23 transaction · row 1
1 source row

Row 1 · 2021-03-23 · Tax withholding · Disposed 92,203 · Balance 5,156,645

F1: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Common StockSEC Table I · non-derivativeIndirectSee Footnote100,000 Reported balance Holding disclosure · report date 2021-03-23 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 100,000

F2: These shares are held directly by a custodian under the Uniform Gifts to Minors Act for the benefit of the Reporting Person's minor child.

Filing footnotes · ownership attribution and instrument terms

F1: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

F2: These shares are held directly by a custodian under the Uniform Gifts to Minors Act for the benefit of the Reporting Person's minor child.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2020 Filed Feb 5, 2020 16:13 UTC Amendment QUALYS, INC. QLYS · Entity 1519 Tax withholdingCommon Stock 9,817 $85.74 $841,709.58
Disclosure

SEC source: 0001209191-20-006861 · doc4a.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,510,677

F2 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Read SEC document
January 13, 2020 Filed Feb 4, 2020 18:01 UTC QUALYS, INC. QLYS · Entity 1519 GiftCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006519 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,520,494

F1 · shares: This transaction involved a transfer of securities from the Reporting Person to a family member who does not share the household of the Reporting Person. The Reporting Person disclaims beneficial ownership of the shares held in trust by this family member, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of these shares for the purposes of Section 16 or for any other purpose.

Read SEC document
January 13, 2020 Filed Feb 5, 2020 16:13 UTC Amendment QUALYS, INC. QLYS · Entity 1519 GiftCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006861 · doc4a.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,520,494

F1 · shares: This transaction involved a transfer of securities from the Reporting Person to a family member who does not share the household of the Reporting Person. The Reporting Person disclaims beneficial ownership of the shares held in trust by this family member, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of these shares for the purposes of Section 16 or for any other purpose.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 16:24 UTC QUALYS, INC. QLYS · Entity 1519 Tax withholdingCommon Stock 1,462 $84.24 $123,158.88
Disclosure

SEC source: 0001209191-20-001814 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,545,494

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Read SEC document
December 05, 2019 Filed Dec 6, 2019 17:10 UTC QUALYS, INC. QLYS · Entity 1519 GiftCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059512 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,546,956

Read SEC document
November 11, 2019 Filed Nov 12, 2019 16:33 UTC QUALYS, INC. QLYS · Entity 1519 Exercise / conversionStock Option (right to buy) · Derivative 34,082 $0.00 Strike: $26.86 $0.00
Disclosure

SEC source: 0001209191-19-056023 · doc4.xml · derivative · entry 14

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,082 shares

Expires 2024-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2019.

F9 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
November 11, 2019 Filed Nov 12, 2019 16:33 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 148 $84.28 $12,474.05
Disclosure

SEC source: 0001209191-19-056023 · doc4.xml · nonDerivative · entry 10

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,553,956

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2019.

F7 · price: The sale price represents the weighted average price of the shares sold ranging from $84.23 to $84.31 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 11, 2019 Filed Nov 12, 2019 16:33 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 33,934 $83.82 $2,844,327.52
Disclosure

SEC source: 0001209191-19-056023 · doc4.xml · nonDerivative · entry 9

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,554,104

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2019.

F6 · price: The sale price represents the weighted average price of the shares sold ranging from $83.19 to $84.14 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 11, 2019 Filed Nov 12, 2019 16:33 UTC QUALYS, INC. QLYS · Entity 1519 Exercise / conversionCommon Stock 34,082 $26.86 $915,442.52
Disclosure

SEC source: 0001209191-19-056023 · doc4.xml · nonDerivative · entry 8

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,588,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2019.

Read SEC document
November 08, 2019 Filed Nov 12, 2019 16:33 UTC QUALYS, INC. QLYS · Entity 1519 Exercise / conversionStock Option (right to buy) · Derivative 74,553 $0.00 Strike: $26.86 $0.00
Disclosure

SEC source: 0001209191-19-056023 · doc4.xml · derivative · entry 13

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,082

Underlying: Common Stock · 74,553 shares

Expires 2024-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2019.

F9 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
November 08, 2019 Filed Nov 12, 2019 16:33 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 500 $84.62 $42,310.00
Disclosure

SEC source: 0001209191-19-056023 · doc4.xml · nonDerivative · entry 7

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,553,956

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2019.

Read SEC document
November 08, 2019 Filed Nov 12, 2019 16:33 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 59,911 $83.74 $5,016,701.50
Disclosure

SEC source: 0001209191-19-056023 · doc4.xml · nonDerivative · entry 6

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,554,456

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2019.

F5 · price: The sale price represents the weighted average price of the shares sold ranging from $83.34 to $84.29 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 08, 2019 Filed Nov 12, 2019 16:33 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 14,142 $82.93 $1,172,733.84
Disclosure

SEC source: 0001209191-19-056023 · doc4.xml · nonDerivative · entry 5

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,614,367

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2019.

F4 · price: The sale price represents the weighted average price of the shares sold ranging from $82.33 to $83.32 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 08, 2019 Filed Nov 12, 2019 16:33 UTC QUALYS, INC. QLYS · Entity 1519 Exercise / conversionCommon Stock 74,553 $26.86 $2,002,493.58
Disclosure

SEC source: 0001209191-19-056023 · doc4.xml · nonDerivative · entry 4

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,628,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2019.

Read SEC document
November 07, 2019 Filed Nov 12, 2019 16:33 UTC QUALYS, INC. QLYS · Entity 1519 Exercise / conversionStock Option (right to buy) · Derivative 60,566 $0.00 Strike: $26.86 $0.00
Disclosure

SEC source: 0001209191-19-056023 · doc4.xml · derivative · entry 12

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,635

Underlying: Common Stock · 60,566 shares

Expires 2024-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2019.

F9 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
November 07, 2019 Filed Nov 12, 2019 16:33 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 24,056 $85.41 $2,054,591.69
Disclosure

SEC source: 0001209191-19-056023 · doc4.xml · nonDerivative · entry 3

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,553,956

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2019.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $85.10 to $85.86 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 07, 2019 Filed Nov 12, 2019 16:33 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 36,510 $84.62 $3,089,611.29
Disclosure

SEC source: 0001209191-19-056023 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,578,012

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2019.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $84.10 to $85.09 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 07, 2019 Filed Nov 12, 2019 16:33 UTC QUALYS, INC. QLYS · Entity 1519 Exercise / conversionCommon Stock 60,566 $26.86 $1,626,802.76
Disclosure

SEC source: 0001209191-19-056023 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,614,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2019.

Read SEC document
November 06, 2019 Filed Nov 7, 2019 16:47 UTC QUALYS, INC. QLYS · Entity 1519 Exercise / conversionStock Option (right to buy) · Derivative 57,461 $0.00 Strike: $26.86 $0.00
Disclosure

SEC source: 0001209191-19-055686 · doc4.xml · derivative · entry 10

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,201

Underlying: Common Stock · 57,461 shares

Expires 2024-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2019.

F7 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
November 06, 2019 Filed Nov 7, 2019 16:47 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 3,657 $84.73 $309,846.64
Disclosure

SEC source: 0001209191-19-055686 · doc4.xml · nonDerivative · entry 7

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,553,956

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2019.

F5 · price: The sale price represents the weighted average price of the shares sold ranging from $84.66 to $84.82 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 06, 2019 Filed Nov 7, 2019 16:47 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 53,804 $84.18 $4,529,021.65
Disclosure

SEC source: 0001209191-19-055686 · doc4.xml · nonDerivative · entry 6

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,557,613

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2019.

F4 · price: The sale price represents the weighted average price of the shares sold ranging from $83.66 to $84.65 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 06, 2019 Filed Nov 7, 2019 16:47 UTC QUALYS, INC. QLYS · Entity 1519 Exercise / conversionCommon Stock 57,461 $26.86 $1,543,402.46
Disclosure

SEC source: 0001209191-19-055686 · doc4.xml · nonDerivative · entry 5

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,611,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2019.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 16:47 UTC QUALYS, INC. QLYS · Entity 1519 Exercise / conversionStock Option (right to buy) · Derivative 74,532 $0.00 Strike: $26.86 $0.00
Disclosure

SEC source: 0001209191-19-055686 · doc4.xml · derivative · entry 9

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,662

Underlying: Common Stock · 74,532 shares

Expires 2024-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2019.

F7 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 16:47 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 200 $85.45 $17,090.00
Disclosure

SEC source: 0001209191-19-055686 · doc4.xml · nonDerivative · entry 4

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,553,956

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2019.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 16:47 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 32,838 $84.43 $2,772,610.85
Disclosure

SEC source: 0001209191-19-055686 · doc4.xml · nonDerivative · entry 3

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,554,156

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2019.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $84.15 to $85.12 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 16:47 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 41,494 $83.77 $3,475,944.08
Disclosure

SEC source: 0001209191-19-055686 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,586,994

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2019.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $83.15 to $84.14 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 16:47 UTC QUALYS, INC. QLYS · Entity 1519 Exercise / conversionCommon Stock 74,532 $26.86 $2,001,929.52
Disclosure

SEC source: 0001209191-19-055686 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,628,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2019.

Read SEC document
November 04, 2019 Filed Nov 5, 2019 18:31 UTC QUALYS, INC. QLYS · Entity 1519 Exercise / conversionStock Option (right to buy) · Derivative 96,806 $0.00 Strike: $26.86 $0.00
Disclosure

SEC source: 0001209191-19-055345 · doc4.xml · derivative · entry 9

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,194

Underlying: Common Stock · 96,806 shares

Expires 2024-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2019.

F9 · derivative.exercise_date: The option is fully vested and immediately exercisable.

Read SEC document
November 04, 2019 Filed Nov 5, 2019 18:31 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 15,207 $86.58 $1,316,681.37
Disclosure

SEC source: 0001209191-19-055345 · doc4.xml · nonDerivative · entry 6

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,553,956

F3 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2019.

F6 · price: The sale price represents the weighted average price of the shares sold ranging from $86.38 to $86.97 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 04, 2019 Filed Nov 5, 2019 18:31 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 22,193 $85.80 $1,904,137.21
Disclosure

SEC source: 0001209191-19-055345 · doc4.xml · nonDerivative · entry 5

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,569,163

F3 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2019.

F5 · price: The sale price represents the weighted average price of the shares sold ranging from $85.37 to $86.34 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 04, 2019 Filed Nov 5, 2019 18:31 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 59,406 $84.87 $5,041,965.44
Disclosure

SEC source: 0001209191-19-055345 · doc4.xml · nonDerivative · entry 4

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,591,356

F3 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2019.

F4 · price: The sale price represents the weighted average price of the shares sold ranging from $84.37 to $85.36 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 04, 2019 Filed Nov 5, 2019 18:31 UTC QUALYS, INC. QLYS · Entity 1519 Exercise / conversionCommon Stock 96,806 $26.86 $2,600,209.16
Disclosure

SEC source: 0001209191-19-055345 · doc4.xml · nonDerivative · entry 3

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,650,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2019.

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November 02, 2019 Filed Nov 5, 2019 18:31 UTC QUALYS, INC. QLYS · Entity 1519 GrantStock Option (right to buy) · Derivative 123,856 $0.00 Strike: $86.35 $0.00
Disclosure

SEC source: 0001209191-19-055345 · doc4.xml · derivative · entry 8

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,856

Underlying: Common Stock · 123,856 shares

Expires 2029-11-01

F8 · derivative.exercise_date: Shares subject to the option shall vest based on the achievement of goals that are not market price goals but based on operating performance for the three-year period from January 2020 through December 2022, subject to the Reporting Person continuing as a service provider through the date that performance is certified.

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November 02, 2019 Filed Nov 5, 2019 18:31 UTC QUALYS, INC. QLYS · Entity 1519 GrantCommon Stock 48,683 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-055345 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,553,956

F2 · shares: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. One-sixteenth of the RSUs will commence vesting on December 1, 2019 and will vest quarterly thereafter, subject to the Reporting Person continuing as a service provider through each such date.

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November 01, 2019 Filed Nov 5, 2019 18:31 UTC QUALYS, INC. QLYS · Entity 1519 Tax withholdingCommon Stock 15,196 $86.35 $1,312,174.60
Disclosure

SEC source: 0001209191-19-055345 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,505,273

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units ("RSUs").

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October 01, 2019 Filed Oct 3, 2019 16:33 UTC QUALYS, INC. QLYS · Entity 1519 Tax withholdingCommon Stock 1,743 $76.13 $132,694.59
Disclosure

SEC source: 0001209191-19-052221 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,520,469

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

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August 01, 2019 Filed Aug 5, 2019 18:45 UTC QUALYS, INC. QLYS · Entity 1519 Tax withholdingCommon Stock 8,629 $84.34 $727,769.86
Disclosure

SEC source: 0001209191-19-044701 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,522,212

F1 · kind: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

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July 01, 2019 Filed Jul 3, 2019 10:08 UTC QUALYS, INC. QLYS · Entity 1519 Tax withholdingCommon Stock 1,216 $86.51 $105,196.16
Disclosure

SEC source: 0001209191-19-040658 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,530,841

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

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May 01, 2019 Filed May 2, 2019 17:50 UTC QUALYS, INC. QLYS · Entity 1519 Tax withholdingCommon Stock 8,577 $90.51 $776,304.27
Disclosure

SEC source: 0001209191-19-027078 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,532,057

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

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April 01, 2019 Filed Apr 2, 2019 16:15 UTC QUALYS, INC. QLYS · Entity 1519 Tax withholdingCommon Stock 1,216 $82.63 $100,478.08
Disclosure

SEC source: 0001209191-19-022407 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,540,634

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

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February 01, 2019 Filed Feb 5, 2019 16:23 UTC QUALYS, INC. QLYS · Entity 1519 Tax withholdingCommon Stock 8,519 $88.59 $754,698.21
Disclosure

SEC source: 0001209191-19-007335 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,541,850

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

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December 21, 2018 Filed Dec 27, 2018 17:21 UTC QUALYS, INC. QLYS · Entity 1519 GrantCommon Stock 33,088 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-064204 · doc4.xml · nonDerivative · entry 3

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,550,369

F3 · shares: Each performance-based Restricted Share Unit ("PRSU") represents a contingent right to receive one share of the Issuer's Common Stock and will vest in 3 increments based on the achievement of goals that are not market price goals but based on operating performance goals for each of fiscal 2019, 2020, and 2021 subject to the Reporting Person continuing as a service provider through the date that performance is certified for the relevant fiscal year.

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December 21, 2018 Filed Dec 27, 2018 17:21 UTC QUALYS, INC. QLYS · Entity 1519 GrantCommon Stock 33,089 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-064204 · doc4.xml · nonDerivative · entry 2

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,517,281

F2 · shares: Each performance-based Restricted Stock Unit ("PRSU") represents a contingent right to receive one share of the Issuer's Common Stock and will vest based on the achievement of goals that are not market price goals but based on operating performance goals for the period January 2019 through December 2021 subject to the Reporting Person continuing as a service provider through the date that performance is certified.

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December 21, 2018 Filed Dec 27, 2018 17:21 UTC QUALYS, INC. QLYS · Entity 1519 GrantCommon Stock 56,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-064204 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,484,192

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. One-sixteenth of the RSUs will commence vesting on January 1, 2019 and will vest at end of each quarter, subject to the Reporting Person continuing as a service provider through each such date.

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November 01, 2018 Filed Nov 5, 2018 16:53 UTC QUALYS, INC. QLYS · Entity 1519 Tax withholdingCommon Stock 10,150 $74.55 $756,682.50
Disclosure

SEC source: 0001209191-18-057215 · doc4.xml · nonDerivative · entry 1

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,427,942

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Read SEC document
August 17, 2018 Filed Aug 17, 2018 18:25 UTC QUALYS, INC. QLYS · Entity 1519 Exercise / conversionStock Option (right to buy) · Derivative 11,927 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001209191-18-047525 · doc4.xml · derivative · entry 9

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,927 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2018.

F7 · derivative.exercise_date: The option is fully vested and immediately exercisable.

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August 17, 2018 Filed Aug 17, 2018 18:25 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 6,902 $85.62 $590,977.54
Disclosure

SEC source: 0001209191-18-047525 · doc4.xml · nonDerivative · entry 6

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,438,092

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2018.

F5 · price: The sale price represents the weighted average price of the shares sold ranging from $85.20 to $85.95 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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August 17, 2018 Filed Aug 17, 2018 18:25 UTC QUALYS, INC. QLYS · Entity 1519 SaleCommon Stock 5,025 $84.58 $425,021.54
Disclosure

SEC source: 0001209191-18-047525 · doc4.xml · nonDerivative · entry 5

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,444,994

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2018.

F4 · price: The sale price represents the weighted average price of the shares sold ranging from $84.15 to $85.10 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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August 17, 2018 Filed Aug 17, 2018 18:25 UTC QUALYS, INC. QLYS · Entity 1519 Exercise / conversionCommon Stock 11,927 $3.80 $45,322.60
Disclosure

SEC source: 0001209191-18-047525 · doc4.xml · nonDerivative · entry 4

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,450,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2018.

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August 16, 2018 Filed Aug 17, 2018 18:25 UTC QUALYS, INC. QLYS · Entity 1519 Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001209191-18-047525 · doc4.xml · derivative · entry 8

COURTOT PHILIPPE F · CIK 0001007707 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,927

Underlying: Common Stock · 20,000 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2018.

F7 · derivative.exercise_date: The option is fully vested and immediately exercisable.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.