Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LUXFER HOLDINGS PLCLXFR · Entity 5529 | President, Luxfer Magtech | March 26, 2021 | March 29, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LUXFER HOLDINGS PLC
Report date March 26, 2021 · Filed March 29, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 44,465 |
Ending reported balance
After 2021-03-26 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2021-03-26 · Exercise / conversion · Acquired 1,747 · Balance 40,165 F1: Restricted Stock Units convert 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share. Row 2 · 2021-03-26 · Exercise / conversion · Acquired 3,067 · Balance 43,232 F1: Restricted Stock Units convert 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share. Row 3 · 2021-03-26 · Grant · Acquired 4,320 · Balance 47,552 F2: The Performance Share Units reported above were granted and vested on March 26, 2021 upon the achievement of Total Shareholder Return (TSR) goals for the three-year performance period ended December 31, 2020. Performance Share Units converted 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share. Row 4 · 2021-03-26 · Tax withholding · Disposed 3,087 · Balance 44,465 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-03-26 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-03-26 · Exercise / conversion · Disposed 1,747 · Balance 0 F1: Restricted Stock Units convert 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share. F3: The final installment of Restricted Stock Units vested on March 26, 2021. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-03-26 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-03-26 · Exercise / conversion · Disposed 3,067 · Balance 0 F1: Restricted Stock Units convert 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share. F4: The final installment of Restricted Stock Units earned upon the attainment of 2018 EPS performance goals vested on March 26, 2021. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units convert 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.
F2: The Performance Share Units reported above were granted and vested on March 26, 2021 upon the achievement of Total Shareholder Return (TSR) goals for the three-year performance period ended December 31, 2020. Performance Share Units converted 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.
F3: The final installment of Restricted Stock Units vested on March 26, 2021. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.
F4: The final installment of Restricted Stock Units earned upon the attainment of 2018 EPS performance goals vested on March 26, 2021. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 22, 2019 Filed May 24, 2019 13:40 UTC | LUXFER HOLDINGS PLC LXFR · Entity 5529 | Exercise / conversionStock Options (Right to Buy) · Derivative | 14,400 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001096056-19-000032 · wf-form4_155870520918819.xml · derivative · entry 3 Gardella James · CIK 0001761476 · President, Luxfer Magtech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 14,400 shares Expires 2019-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option fully vested. Read SEC document |
| May 22, 2019 Filed May 24, 2019 13:40 UTC | LUXFER HOLDINGS PLC LXFR · Entity 5529 | Tax withholdingOrdinary Shares | 8,621 | $25.67 | $221,301.07 |
DisclosureSEC source: 0001096056-19-000032 · wf-form4_155870520918819.xml · nonDerivative · entry 2 Gardella James · CIK 0001761476 · President, Luxfer Magtech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,180 Read SEC document |
| May 22, 2019 Filed May 24, 2019 13:40 UTC | LUXFER HOLDINGS PLC LXFR · Entity 5529 | Exercise / conversionOrdinary Shares | 14,400 | $10.00 | $144,000.00 |
DisclosureSEC source: 0001096056-19-000032 · wf-form4_155870520918819.xml · nonDerivative · entry 1 Gardella James · CIK 0001761476 · President, Luxfer Magtech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,801 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2019 Filed May 22, 2019 14:53 UTC | LUXFER HOLDINGS PLC LXFR · Entity 5529 | SaleOrdinary Shares | 2,100 | $25.58 | $53,718.00 |
DisclosureSEC source: 0001761476-19-000003 · wf-form4_155853677676412.xml · nonDerivative · entry 3 Gardella James · CIK 0001761476 · President, Luxfer Magtech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,401 Read SEC document |
| May 21, 2019 Filed May 22, 2019 14:53 UTC | LUXFER HOLDINGS PLC LXFR · Entity 5529 | SaleOrdinary Shares | 567 | $25.60 | $14,515.20 |
DisclosureSEC source: 0001761476-19-000003 · wf-form4_155853677676412.xml · nonDerivative · entry 2 Gardella James · CIK 0001761476 · President, Luxfer Magtech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,501 Read SEC document |
| May 21, 2019 Filed May 22, 2019 14:53 UTC | LUXFER HOLDINGS PLC LXFR · Entity 5529 | SaleOrdinary Shares | 2,533 | $25.57 | $64,768.81 |
DisclosureSEC source: 0001761476-19-000003 · wf-form4_155853677676412.xml · nonDerivative · entry 1 Gardella James · CIK 0001761476 · President, Luxfer Magtech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,068 Read SEC document |
| March 26, 2019 Filed Mar 28, 2019 19:23 UTC | LUXFER HOLDINGS PLC LXFR · Entity 5529 | GrantRestricted Stock Units · Derivative | 5,760 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-009136 · doc4.xml · derivative · entry 4 Gardella James · CIK 0001761476 · President, Luxfer Magtech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,760 Underlying: Ordinary Shares · 5,760 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share. F1 · price: Restricted stock units convert 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share. F3 · derivative.exercise_date: The restricted stock units vest in two equal annual installments beginning on March 26, 2020. F3 · derivative.expiration_date: The restricted stock units vest in two equal annual installments beginning on March 26, 2020. Read SEC document |
| March 26, 2019 Filed Mar 28, 2019 19:23 UTC | LUXFER HOLDINGS PLC LXFR · Entity 5529 | Exercise / conversionRestricted Stock Units · Derivative | 1,641 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-009136 · doc4.xml · derivative · entry 3 Gardella James · CIK 0001761476 · President, Luxfer Magtech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,284 Underlying: Ordinary Shares · 1,641 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The remaining restricted stock units vest in two equal annual instalments beginning on March 26, 2020. The amount above includes additional restricted stock units accrued related to dividend reinvestment rights. F1 · price: Restricted stock units convert 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share. F2 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual instalments beginning on March 26, 2020. The amount above includes additional restricted stock units accrued related to dividend reinvestment rights. F2 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual instalments beginning on March 26, 2020. The amount above includes additional restricted stock units accrued related to dividend reinvestment rights. Read SEC document |
| March 26, 2019 Filed Mar 28, 2019 19:23 UTC | LUXFER HOLDINGS PLC LXFR · Entity 5529 | Tax withholdingOrdinary Shares | 594 | $22.57 | $13,406.58 |
DisclosureSEC source: 0000899243-19-009136 · doc4.xml · nonDerivative · entry 2 Gardella James · CIK 0001761476 · President, Luxfer Magtech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,601 Read SEC document |
| March 26, 2019 Filed Mar 28, 2019 19:23 UTC | LUXFER HOLDINGS PLC LXFR · Entity 5529 | Exercise / conversionOrdinary Shares | 1,641 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-009136 · doc4.xml · nonDerivative · entry 1 Gardella James · CIK 0001761476 · President, Luxfer Magtech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,195 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share. Read SEC document |
| March 25, 2019 Filed Mar 26, 2019 21:49 UTC | LUXFER HOLDINGS PLC LXFR · Entity 5529 | SaleOrdinary Shares | 5,653 | $22.67 | $128,153.51 |
DisclosureSEC source: 0000899243-19-008963 · doc4.xml · nonDerivative · entry 5 Gardella James · CIK 0001761476 · President, Luxfer Magtech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,554 Read SEC document |
| March 23, 2019 Filed Mar 26, 2019 21:49 UTC | LUXFER HOLDINGS PLC LXFR · Entity 5529 | Exercise / conversionRestricted Stock Units · Derivative | 3,694 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-008963 · doc4.xml · derivative · entry 7 Gardella James · CIK 0001761476 · President, Luxfer Magtech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,390 Underlying: Ordinary Shares · 3,694 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share. F1 · price: Restricted stock units convert 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share. F3 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual instalments beginning on March 23, 2020. The amount above includes additional restricted stock units accrued related to dividend reinvestment rights. F3 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual instalments beginning on March 23, 2020. The amount above includes additional restricted stock units accrued related to dividend reinvestment rights. Read SEC document |
| March 23, 2019 Filed Mar 26, 2019 21:49 UTC | LUXFER HOLDINGS PLC LXFR · Entity 5529 | Tax withholdingOrdinary Shares | 1,337 | $22.44 | $30,002.28 |
DisclosureSEC source: 0000899243-19-008963 · doc4.xml · nonDerivative · entry 4 Gardella James · CIK 0001761476 · President, Luxfer Magtech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,207 Read SEC document |
| March 23, 2019 Filed Mar 26, 2019 21:49 UTC | LUXFER HOLDINGS PLC LXFR · Entity 5529 | Exercise / conversionOrdinary Shares | 3,694 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-008963 · doc4.xml · nonDerivative · entry 3 Gardella James · CIK 0001761476 · President, Luxfer Magtech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,544 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share. Read SEC document |
| March 22, 2019 Filed Mar 26, 2019 21:49 UTC | LUXFER HOLDINGS PLC LXFR · Entity 5529 | Exercise / conversionRestricted Stock Units · Derivative | 1,918 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-008963 · doc4.xml · derivative · entry 6 Gardella James · CIK 0001761476 · President, Luxfer Magtech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,919 Underlying: Ordinary Shares · 1,918 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share. F1 · price: Restricted stock units convert 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share. F2 · derivative.exercise_date: The remaining restricted stock units vest on March 22, 2020. The amount above includes additional restricted stock units accrued related to dividend reinvestment rights. F2 · derivative.expiration_date: The remaining restricted stock units vest on March 22, 2020. The amount above includes additional restricted stock units accrued related to dividend reinvestment rights. Read SEC document |
| March 22, 2019 Filed Mar 26, 2019 21:49 UTC | LUXFER HOLDINGS PLC LXFR · Entity 5529 | Tax withholdingOrdinary Shares | 695 | $22.44 | $15,595.80 |
DisclosureSEC source: 0000899243-19-008963 · doc4.xml · nonDerivative · entry 2 Gardella James · CIK 0001761476 · President, Luxfer Magtech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,850 Read SEC document |
| March 22, 2019 Filed Mar 26, 2019 21:49 UTC | LUXFER HOLDINGS PLC LXFR · Entity 5529 | Exercise / conversionOrdinary Shares | 1,918 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-008963 · doc4.xml · nonDerivative · entry 1 Gardella James · CIK 0001761476 · President, Luxfer Magtech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 23:20 UTC | LUXFER HOLDINGS PLC LXFR · Entity 5529 | Exercise / conversionRestricted Stock Units · Derivative | 1,176 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-008907 · doc4.xml · derivative · entry 3 Gardella James · CIK 0001761476 · President, Luxfer Magtech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,176 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share. F1 · price: Restricted stock units convert 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share. F2 · derivative.exercise_date: The restricted stock units fully vested on March 21, 2019. The amount above includes additional restricted stock units accrued related to dividend reinvestment rights. F2 · derivative.expiration_date: The restricted stock units fully vested on March 21, 2019. The amount above includes additional restricted stock units accrued related to dividend reinvestment rights. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 23:20 UTC | LUXFER HOLDINGS PLC LXFR · Entity 5529 | Tax withholdingOrdinary Shares | 425 | $23.19 | $9,855.75 |
DisclosureSEC source: 0000899243-19-008907 · doc4.xml · nonDerivative · entry 2 Gardella James · CIK 0001761476 · President, Luxfer Magtech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,627 Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 23:20 UTC | LUXFER HOLDINGS PLC LXFR · Entity 5529 | Exercise / conversionOrdinary Shares | 1,176 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-008907 · doc4.xml · nonDerivative · entry 1 Gardella James · CIK 0001761476 · President, Luxfer Magtech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,052 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share. Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 20:03 UTC | LUXFER HOLDINGS PLC LXFR · Entity 5529 | Exercise / conversionStock Options (Right to Buy) · Derivative | 14,400 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0000899243-19-008516 · doc4.xml · derivative · entry 3 Gardella James · CIK 0001761476 · President, Luxfer Magtech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,400 Underlying: Ordinary Shares · 14,400 shares Expires 2019-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option fully vested. Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 20:03 UTC | LUXFER HOLDINGS PLC LXFR · Entity 5529 | Tax withholdingOrdinary Shares | 8,747 | $23.09 | $201,968.23 |
DisclosureSEC source: 0000899243-19-008516 · doc4.xml · nonDerivative · entry 2 Gardella James · CIK 0001761476 · President, Luxfer Magtech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,876 Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 20:03 UTC | LUXFER HOLDINGS PLC LXFR · Entity 5529 | Exercise / conversionOrdinary Shares | 14,400 | $10.00 | $144,000.00 |
DisclosureSEC source: 0000899243-19-008516 · doc4.xml · nonDerivative · entry 1 Gardella James · CIK 0001761476 · President, Luxfer Magtech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 211 shares acquired pursuant to the Luxfer employee stock purchase plan. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 21:02 UTC | LUXFER HOLDINGS PLC LXFR · Entity 5529 | GrantRestricted Stock Units · Derivative | 3,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-008153 · doc4.xml · derivative · entry 1 Gardella James · CIK 0001761476 · President, Luxfer Magtech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,200 Underlying: Ordinary Shares · 3,200 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. F1 · price: Restricted stock units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on March 14, 2020. F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on March 14, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.