person · Reporting owner
DONNELLY MICHAEL JOSEPH
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KROGER COKR · Entity 100 | Executive VP and COO | March 30, 2021 | April 01, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KROGER CO
Report date March 30, 2021 · Filed April 01, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 374,064.5514 |
Reported balance
After 2021-03-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-03-30 · Exercise / conversion · Acquired 50,720 · Balance 374,064.5514 |
| Common StockSEC Table I · non-derivative | Direct | 424,784.5514 |
Reported balance
After 2021-03-30 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2021-03-30 · Exercise / conversion · Acquired 50,720 · Balance 424,784.5514 |
| Common StockSEC Table I · non-derivative | Direct | 374,064.5514 |
Reported balance
After 2021-03-30 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2021-03-30 · Sale · Disposed 50,720 · Balance 374,064.5514 F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.73 to $38.04, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| Common StockSEC Table I · non-derivative | Direct | 323,344.5514 |
Reported balance
After 2021-03-30 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2021-03-30 · Sale · Disposed 50,720 · Balance 323,344.5514 F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.77 to $37.98, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| Common StockSEC Table I · non-derivative | Direct | 284,472.5514 |
Reported balance
After 2021-03-30 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2021-03-30 · Sale · Disposed 38,872 · Balance 284,472.5514 F3: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.86 to $38.10, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F4: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $10.98 · Expires 2022-07-12 | Direct | 0 |
Reported balance
After 2021-03-30 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-03-30 · Exercise / conversion · Disposed 50,720 · Balance 0 F5: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $18.88 · Expires 2023-07-15 | Direct | 0 |
Reported balance
After 2021-03-30 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-03-30 · Exercise / conversion · Disposed 50,720 · Balance 0 F5: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.73 to $38.04, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.77 to $37.98, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F3: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.86 to $38.10, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F4: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
F5: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2018 Filed Mar 19, 2018 16:23 UTC | KROGER CO KR · Entity 100 | GrantCommon Stock | 3,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020497 · doc4.xml · nonDerivative · entry 1 DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,599.3494 Read SEC document |
| January 29, 2018 Filed Jan 30, 2018 15:39 UTC | KROGER CO KR · Entity 100 | Exercise / conversionNon-Qualified Stock Option · Derivative | 40,000 | $0.00 Strike: $11.17 | $0.00 |
DisclosureSEC source: 0001209191-18-005944 · doc4.xml · derivative · entry 3 DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2019-06-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. Read SEC document |
| January 29, 2018 Filed Jan 30, 2018 15:39 UTC | KROGER CO KR · Entity 100 | SaleCommon Stock | 40,000 | $30.64 | $1,225,600.00 |
DisclosureSEC source: 0001209191-18-005944 · doc4.xml · nonDerivative · entry 2 DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,124.3494 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 22, 2017. F2 · balance_after: Between October 1, 2017 and December 31, 2017, the reporting person acquired 65.0144 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. Read SEC document |
| January 29, 2018 Filed Jan 30, 2018 15:39 UTC | KROGER CO KR · Entity 100 | Exercise / conversionCommon Stock | 40,000 | $11.17 | $446,800.00 |
DisclosureSEC source: 0001209191-18-005944 · doc4.xml · nonDerivative · entry 1 DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,124.3494 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 28, 2017 Filed Jan 2, 2018 18:03 UTC | KROGER CO KR · Entity 100 | SaleCommon Stock | 200 | $27.67 | $5,533.00 |
DisclosureSEC source: 0001209191-18-000061 · doc4.xml · nonDerivative · entry 3 DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,059.335 F1 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. Read SEC document |
| December 28, 2017 Filed Jan 2, 2018 18:03 UTC | KROGER CO KR · Entity 100 | SaleCommon Stock | 11,094 | $27.66 | $306,860.04 |
DisclosureSEC source: 0001209191-18-000061 · doc4.xml · nonDerivative · entry 2 DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,259.335 Read SEC document |
| December 28, 2017 Filed Jan 2, 2018 18:03 UTC | KROGER CO KR · Entity 100 | SaleCommon Stock | 4,106 | $27.65 | $113,530.90 |
DisclosureSEC source: 0001209191-18-000061 · doc4.xml · nonDerivative · entry 1 DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,353.335 Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 19:13 UTC | KROGER CO KR · Entity 100 | GrantCommon Stock | 28,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-064960 · doc4.xml · nonDerivative · entry 1 DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,459.335 F1 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions lapse as to 25% one year from the date of the award, 25% two years from the date of the award, and 50% three years from the date of the award. F2 · balance_after: Between July 1, 2017 and September 30, 2017, the reporting person acquired 74.4636 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 15:03 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 2,114 | $21.57 | $45,598.98 |
DisclosureSEC source: 0001209191-17-053104 · doc4.xml · nonDerivative · entry 1 DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,114.8714 F1 · shares: Payment of tax liability associated with restricted stock. F2 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. Read SEC document |
| July 14, 2017 Filed Jul 17, 2017 14:42 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 7,236 | $23.01 | $166,500.36 |
DisclosureSEC source: 0001209191-17-045289 · doc4.xml · nonDerivative · entry 3 DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,228.8714 F2 · shares: Payment of tax liability associated with restricted stock. F3 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. Read SEC document |
| July 13, 2017 Filed Jul 17, 2017 14:42 UTC | KROGER CO KR · Entity 100 | GrantNon-Qualified Stock Option · Derivative | 165,698 | $0.00 Strike: $22.92 | $0.00 |
DisclosureSEC source: 0001209191-17-045289 · doc4.xml · derivative · entry 4 DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,698 Underlying: Common Stock · 165,698 shares Expires 2027-07-13 F4 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. Read SEC document |
| July 13, 2017 Filed Jul 17, 2017 14:42 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 2,817 | $22.92 | $64,565.64 |
DisclosureSEC source: 0001209191-17-045289 · doc4.xml · nonDerivative · entry 2 DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,464.8714 F2 · shares: Payment of tax liability associated with restricted stock. Read SEC document |
| July 13, 2017 Filed Jul 17, 2017 14:42 UTC | KROGER CO KR · Entity 100 | GrantCommon Stock | 48,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-045289 · doc4.xml · nonDerivative · entry 1 DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,281.8714 F1 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the award. Read SEC document |
| July 12, 2017 Filed Jul 13, 2017 19:16 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 1,809 | $22.80 | $41,245.20 |
DisclosureSEC source: 0001209191-17-045018 · doc4.xml · nonDerivative · entry 1 DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,851.8714 F1 · shares: Payment of tax liability associated with restricted stock. F2 · balance_after: Between March 31, 2017 and June 30, 2017, the reporting person acquired 53.1234 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. Read SEC document |
| May 10, 2017 Filed May 11, 2017 15:50 UTC | KROGER CO KR · Entity 100 | Exercise / conversionNon-Qualified Stock Option · Derivative | 17,600 | $0.00 Strike: $14.31 | $0.00 |
DisclosureSEC source: 0001209191-17-031449 · doc4.xml · derivative · entry 3 DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,600 shares Expires 2018-06-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. Read SEC document |
| May 10, 2017 Filed May 11, 2017 15:50 UTC | KROGER CO KR · Entity 100 | SaleCommon Stock | 17,600 | $30.01 | $528,176.00 |
DisclosureSEC source: 0001209191-17-031449 · doc4.xml · nonDerivative · entry 2 DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,607.748 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 21, 2017. F2 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. Read SEC document |
| May 10, 2017 Filed May 11, 2017 15:50 UTC | KROGER CO KR · Entity 100 | Exercise / conversionCommon Stock | 17,600 | $14.31 | $251,768.00 |
DisclosureSEC source: 0001209191-17-031449 · doc4.xml · nonDerivative · entry 1 DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,207.748 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2017 Filed May 1, 2017 15:33 UTC | KROGER CO KR · Entity 100 | Exercise / conversionNon-Qualified Stock Option · Derivative | 22,400 | $0.00 Strike: $14.31 | $0.00 |
DisclosureSEC source: 0001209191-17-028853 · doc4.xml · derivative · entry 3 DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,600 Underlying: Common Stock · 22,400 shares Expires 2018-06-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. Read SEC document |
| April 28, 2017 Filed May 1, 2017 15:33 UTC | KROGER CO KR · Entity 100 | SaleCommon Stock | 22,400 | $30.00 | $672,000.00 |
DisclosureSEC source: 0001209191-17-028853 · doc4.xml · nonDerivative · entry 2 DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,607.748 F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 21, 2017. F2 · balance_after: Between January 1, 2017 and March 31, 2017, the reporting person acquired 165.4740 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. Read SEC document |
| April 28, 2017 Filed May 1, 2017 15:33 UTC | KROGER CO KR · Entity 100 | Exercise / conversionCommon Stock | 22,400 | $14.31 | $320,432.00 |
DisclosureSEC source: 0001209191-17-028853 · doc4.xml · nonDerivative · entry 1 DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,007.748 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 14:02 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 1,683 | $28.83 | $48,520.89 |
DisclosureSEC source: 0001209191-17-020033 · doc4.xml · nonDerivative · entry 2 DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,200.274 F1 · shares: Payment of tax liability associated with share award. F2 · balance_after: Between September 30, 2016 and December 31, 2016, the reporting person acquired 48.3210 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 14:02 UTC | KROGER CO KR · Entity 100 | GrantCommon Stock | 5,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020033 · doc4.xml · nonDerivative · entry 1 DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,883.274 Read SEC document |
| March 09, 2017 Filed Mar 17, 2017 18:12 UTC Amendment | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 2,441 | $28.83 | $70,374.03 |
DisclosureSEC source: 0001209191-17-021295 · doc4a.xml · nonDerivative · entry 1 DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,442.274 F1 · shares: The Form 4 filed on behalf of the reporting person on 3/13/2017 reported that that 1,683 shares had been withheld in payment of tax liability associated with a share award. That number was reported in error; the actual number of shares withheld was 2,441. F2 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 15:12 UTC | KROGER CO KR · Entity 100 | Exercise / conversionNon-Qualified Stock Option · Derivative | 10,000 | $0.00 Strike: $14.14 | $0.00 |
DisclosureSEC source: 0001209191-16-155062 · doc4.xml · derivative · entry 3 DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2017-06-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 15:12 UTC | KROGER CO KR · Entity 100 | SaleCommon Stock | 10,000 | $34.35 | $343,530.00 |
DisclosureSEC source: 0001209191-16-155062 · doc4.xml · nonDerivative · entry 2 DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,659.953 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.34 to $34.36, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 15:12 UTC | KROGER CO KR · Entity 100 | Exercise / conversionCommon Stock | 10,000 | $14.14 | $141,350.00 |
DisclosureSEC source: 0001209191-16-155062 · doc4.xml · nonDerivative · entry 1 DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,659.953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 17:54 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 6,182 | $34.22 | $211,548.04 |
DisclosureSEC source: 0001209191-16-154846 · doc4.xml · nonDerivative · entry 1 DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,659.953 F1 · shares: Payment of tax liability associated with restricted stock. F2 · balance_after: Between June 30, 2016 and September 30, 2016, the reporting person acquired 48.8667 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 17:25 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 2,114 | $31.08 | $65,703.12 |
DisclosureSEC source: 0001209191-16-141921 · doc4.xml · nonDerivative · entry 1 DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,793.0863 F1 · shares: Payment of tax liability associated with restricted stock. F2 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.